The study conducted considers, in a simplified manner, the impact of a major earthquake on the residential building stock by assuming aggregated building stock characteristics and average intervention requirements, rather than detailed building-level modeling. It assesses the impact of the intervention works required to ensure building safety, while also accounting for the loss of benefits gained through energy renovation in buildings that are severely damaged by seismic events.
To determine these values, information was collected from public sources regarding the Romanian residential building stock and its likely evolution over the next 25 years, the number of occupants, the seismicity of the national territory, and the CO2e footprint associated with building heating, energy retrofit, preventive or reactive—post-earthquake—seismic strengthening.
The study was further refined by classifying residential buildings into two main categories:
For the purposes of the analyses conducted in this research, buildings were further classified according to their year of construction into three groups: buildings constructed before 1980, buildings constructed between 1981 and 2010, and buildings constructed after 2011.
From the perspective of the evolution of technical regulations, applicable standards, and the legal framework for quality assurance in construction, and for the purposes of the research presented in this paper, these three construction periods can be characterized as follows with respect to the implementation of seismic protection and energy performance measures:
These construction periods are used to determine, at the building stock level, which buildings require seismic strengthening and/or energy renovation. Accordingly, for the purposes of this study, the following priority assumptions are conventionally adopted:
2.3. Information on the Energy Performance of the Residential Building Stock
For this research, information regarding the average energy consumption associated with building operation in terms of heating was collected from the literature. Most of the data was published by national authorities and the European Commission, but there are also authors who have specifically synthesized the available information for residential buildings [
31]. In the assessment of medium-term consumption, up to 2050, an annual consumption growth rate of approximately 1.30% was assumed according to [
32,
33].
At the level of 2019, the heating specific consumption of the households in Romania was 15 koe/sqm [
34]. Considering a total residential building stock area of 452 million sqm, out of which 78% are not energy-efficient, this results in an average annual energy consumption in old buildings of 194 kWh/sqm/year. It should be noted that 61.8% of the total energy consumption in residential sector in Romania was attributed to space heating and only 0.3% to space cooling [
35]. The evolution of energy consumption in the residential sector over the period 2015–2023, relative to 2015, indicates a quasi-constant situation, with a 12% increase in 2021 and a return to 98% in 2023 [
36]. Therefore, this study assumes that the specific annual energy consumption per square meter of built area remains quasi-constant over the period 2025–2050. This assumption applies to buildings whose condition does not change during this period. For buildings undergoing energy renovation, the analysis accounts for the reduction in energy consumption resulting from the implementation of such measures.
The magnitude of energy consumption reduction following the implementation of energy renovation works varies depending on the scope of the interventions. In [
37], the effect of energy renovation on energy consumption in multi-family buildings in Finland is reported. Other authors [
38] show that façade renovation, improved ventilation, and heating system upgrades can achieve reductions in heating energy consumption of approximately 50%.
In regular residential buildings in Romania, most of the works for energy renovation consist of comprehensive rehabilitation of the building envelope, combined with minor upgrades to building systems and finishes. Key measures include thermal insulation of walls, plinths, and outer floors and replacement of windows and doors with energy-efficient joinery [
24]. Installation of LED lighting systems, upgrading heating systems with condensing boilers, heat pumps, or hybrid solutions, implementation of ventilation systems with heat recovery or integration of renewable energy sources, such as photovoltaic or solar thermal panels, are not currently included in the projects financed by national programs.
This practice is driven by the ownership structure of multi-family dwellings, where each residential unit has a different owner. Consequently, to prevent program failures due to opposition from some owners or their refusal to grant access to work teams, intervention measures are designed to be implemented from the exterior or from common areas of the building, without necessarily requiring entry into individual units. Approval for the implementation of energy renovation projects is granted by the homeowners’ association through a majority vote, without the need for consent from all owners. Therefore, the measures implemented through nationwide projects are customized to facilitate interventions from the building exterior. Energy renovation interventions for multi-family residential buildings are carried out through a combination of envelope upgrades, thermal insulation measures, and system improvements. These practices are documented by the author in [
24], following the analysis of 11 publicly funded energy renovation projects designed based on [
18]. The main measures implemented included comprehensive thermal insulation of exterior walls using 10 cm thick AEU (expanded polystyrene) or mineral wool, followed by the restoration of protective and finishing layers. Existing wooden double-glass windows are replaced with thermally insulated PVC (polyvinyl chloride) double- or triple-glass units, and balconies are enclosed with insulated windows and PVC panels. Roof terraces are insulated with 15–20 cm of XPS (extruded polystyrene), overlaid with a mortar or cement-based concrete protective layer, and waterproofing is refurbished using double-layer bituminous membranes. Attics are insulated with 10 cm of extruded polystyrene, also combined with waterproofing restoration. Additional envelope measures included the replacement of windowsills and ledges with steel sheets, insulation of floors above basements using 10 cm mineral wool protected by a cement-based mortar layer reinforced with fiberglass mesh and a finishing coat, and insulation of stairwell walls and ceilings with 10 cm thick expanded polystyrene. Entrance doors and windows are also replaced. For buildings connected to centralized heating networks, internal heat supply pipes are replaced from the building connection to the separation points of the vertical risers. Finally, perimeter sidewalks are reconstructed using in situ unreinforced or lightly reinforced concrete. The limitations regarding the applied solutions are influenced by legal constraints related to condominium ownership regimes, where interventions are carried out from the exterior, as well as by the budgets allocated by public authorities supporting these interventions through funding programs.
Considering the specific issues in Romania presented above, this research assumes that through moderate energy renovation, the specific energy consumption of energy-renovated residential buildings can be reduced by 30%.
For the determination of the CO
2e footprint associated with building operation, a fuel mix comprising electricity, fossil fuels, bioenergy, and derived heat was considered. The values established according to [
34] are provided in
Table 7.
To determine the CO
2e footprint for energy production, the values presented in
Table 8 were considered. These values were derived from information available in the literature [
39].
As for the fuel mix for electricity production, the data reported in [
40] used in this study are presented in
Table 9. The corresponding CO
2e footprint for electricity production based on energy source are presented in
Table 10. The CO
2e footprint associated with electricity generation in Romania was determined in accordance with the data available for the year 2023 and the calculated value is 0.267 MtCO
2e/TWh.
The CO2e emission for import electricity was determined based on the data published by International Energy Agency for electricity production in Europe, considering the reported sources and shares of energy generation and the CO2e emissions from power generation in 2023.
The CO
2e footprint associated with energy renovation was determined by the author and reported in [
24]. The values were calculated based on the material quantities specified in the bills of quantities from 11 energy renovation projects involving multi-family buildings with different numbers of stories. Within the study, the CO
2e footprint associated with the production of construction materials, their transport, and their installation was considered (A1–A5 cycles according to ISO 14040 [
27]).
Table 11 presents the specific CO
2e footprint values for the energy renovation of Category 1 buildings—single-family buildings—and Category 2 buildings—multi-family buildings.
From the analysis of ten energy renovation projects for multi-family residential buildings in Romania, carried out within the study reported in [
30], unit costs for energy renovation were found to range between 91.2 and 151.2 EUR per m
2 of gross floor area. The average unit cost is 120.6 EUR/m
2.
This cost corresponds to an average 30% reduction in energy consumption for heating achieved through moderate energy renovation. Assuming an average annual energy consumption of 194 kWh/m2/year, this results in an average cost of approximately 2.07 EUR per kWh saved per m2 per year.
2.5. Modeling Framework
In this research, for each building category, building stock corresponding to each year,
, situated between 2023 and 2050, is estimated as:
where
existing building stock in the previous year, ;
annual additions to the building stock in the previous year ;
building stock annual abandonment in the previous year ;
The existing building stock in 2022,
, for each building category, is calculated as the sum of products between the number of buildings and average building floor area, presented in
Table 1 and
Table 2, for each construction period considered in the analysis.
The annual additions to the building stock each year
are calculated as follows:
where
building stock addition annual rate, as presented in
Section 2.1;
initial year, considered 2022 in this evaluation;
annual additions to the building stock each year;
existing building stock in the initial year, .
The annual building stock area becoming abandoned is calculated as follows:
where
annual building abandonment rate, as presented in
Section 2.1;
initial year, considered 2022 in this evaluation;
building stock annual abandonment in the current year;
existing building stock in the initial year .
Building stock in each year, , for each building category and each construction period is determined as follows:
The total population in each year,
, for each building category, is calculated as:
where
designates the six distinct construction periods considered in the analysis, as presented in
Table 1 and
Table 2, as follows:
for pre–1980,
for 1981–2010,
for 2011–2022,
for 2023–2030,
for 2031–2040 and
for 2041–2050;
building stock (in sqm) built in each construction period, , for each year, ;
average number of occupants per building, for each construction period,
, as presented in
Section 2.1;
average area per building (sqm), for each construction period,
, as presented in
Section 2.1.
The total population was calculated to track its evolution with the aim of verifying convergence with the population projections presented in
Section 2.1. This convergence check provides an overall validation of the selected values that characterize the expected evolution of the building stock.
Seismic vulnerable building stock in each year,
, considering the implementation of the proactive seismic retrofitting program, in the absence of any severe earthquake, is calculated as:
where
seismic vulnerable building stock in the current year, considering the implementation of a proactive seismic retrofitting program;
seismic vulnerable building stock in the absence of a seismic retrofitting program equal to with ;
annual rate of proactive seismic retrofitting of the building stock (in sqm) calculated as the ratio between the annual allocated budget and the specific cost for proactive retrofitting;
starting year of the proactive seismic retrofitting program.
This yields to the value of seismic code compliant building stock in the current year,
, considering the implementation of the seismic retrofitting program in the absence of any severe earthquake:
where
seismic code compliant building stock in the current year (in sqm);
total building stock in the current year (in sqm);
seismic vulnerable building stock in the current year, considering the implementation of the seismic retrofitting program (in sqm).
If the occurrence of a severe earthquake is considered in the analysis, the following components of the building stock are estimated for each year, , between the initial year of the assessment (2022) and the final year (2050):
- -
annual proactively retrofitted building stock;
- -
annual reactively retrofitted building stock;
- -
annual reconstructed building stock.
This yields the following equation to estimate the seismic vulnerable building stock:
where
seismic vulnerable building stock in the current year, considering the implementation of seismic retrofitting and reconstruction programs (in sqm)
seismic vulnerable building stock in the absence of a seismic retrofitting program (in sqm);
annual rate of proactive seismic retrofitting of the building (in sqm);
annual rate of reactive seismic retrofitting of the building (in sqm);
annual rate of building reconstruction (in sqm);
current year;
starting year of the proactive seismic retrofitting program;
strong earthquake occurrence year.
The annual rates of retrofitting or reconstruction are estimated as the ratio between the allocated budget and the specific cost for each activity.
The CO
2e footprint for seismic vulnerable building retrofit or replacement in each year,
, is calculated as:
where
existing seismic vulnerable building stock proactively retrofitted;
existing seismic vulnerable building stock reactively retrofitted;
seismic vulnerable building stock replaced;
specific CO2e emissions for proactive retrofitting;
specific CO2e emissions for reactive retrofitting;
specific CO2e emissions for buildings replacement.
The energy-vulnerable building stock (in sqm) in each year,
, considering the implementation of the energy retrofitting program and the occurrence of a strong earthquake, with a given mean return interval, is calculated as:
where
each year in the interval of interest [2022, 2050];
strong earthquake occurrence year;
starting year of the energy retrofitting program;
delay in energy retrofitting programs caused by the occurrence of a strong earthquake (in years);
annual rate of energy retrofitting (in sqm);
damaged building stock (in sqm) for the selected mean return interval of the ground motion;
energy-vulnerable building stock (in sqm) each year;
energy-vulnerable building stock (in sqm) each year, after the implementation of an energy retrofitting program.
The energy code-compliant or retrofitted building stock (in sqm) in the current year, considering the implementation of an energy retrofitting program and the occurrence of a strong earthquake,
is calculated as:
where
is the total building stock in the current year.
The CO
2e footprint for energy retrofitting in each year
is calculated as:
where
is the specific emission (kgCO
2e/sqm) for energy retrofitting.
The energy used for building operation (heating) in each year,
, for existing energy-vulnerable buildings,
, is calculated as follows:
where
annual energy consumption growth rate, as specified in
Section 2.2;
specific energy consumption for energy-vulnerable buildings, as specified in
Section 2.2.
The annual energy used for building operation for energy code compliant buildings,
in each year, is calculated as follows:
where
is the saving factor due to energy renovation explained in
Section 2.2.
For each building category defined in this research, for each year,
, the total annual energy consumption for building operation,
, is calculated as:
The share of the energy type j in the total fuel mix is calculated with the following equation:
where
each year;
share of energy type corresponding to year ;
starting year of the fuel-mix renovation program, according to each scenario;
ending year of the fuel-mix renovation program, according to each scenario;
initial share of energy type
, at the starting of the fuel-mix renovation program, as given in
Table 7;
final share of energy type , at the end of the fuel-mix renovation program, according to each scenario.
This study refers to the specific situation described in
Section 2.1 and
Section 2.2 and the scenarios presented in
Section 2.3. The calculated values depend on the input parameters considered in the analysis, which are derived from aggregated building stock data and representative average assumptions.
Given the number of parameters involved, the model may appear sensitive to variations in input data; however, the results are intended to support comparative analysis of scenarios rather than to provide precise absolute forecasts. The focus is therefore placed on identifying trends and relative differences between intervention strategies, rather than on exact numerical outcomes.
The analysis is based on a deterministic modeling framework and therefore does not explicitly quantify uncertainty ranges or probabilistic distributions of input parameters. This limitation is acknowledged, as variability in real-world conditions (e.g., building heterogeneity, implementation constraints, and economic factors) may influence absolute outcomes.
Nevertheless, the comparative nature of the scenarios ensures that the main conclusions regarding the relative effectiveness of different intervention strategies remain consistent under reasonable variations in input assumptions. The results should therefore be interpreted in a policy-support context rather than as precise predictive values, and future work is encouraged to incorporate sensitivity and uncertainty quantification approaches.