Impacts of Urban Morphology, Climate, and Occupant Behavior on Building Energy Consumption in a Cold Region: An Agent-Based Modeling Study of Energy-Saving Strategies
Abstract
1. Introduction
2. Study Area and Methods
2.1. Research Framework
2.2. Study Area and Climatic Contexts
2.3. Data Sources and Processing Methods
2.3.1. Urban Morphological Data
2.3.2. Microclimate Data Acquisition
2.3.3. Building Energy Consumption Calculations
2.3.4. Analyzing the Characteristics of Building Energy Consumption
2.3.5. Questionnaires and Tests
2.4. Statistical Analyses
2.5. ABM System
2.5.1. Classification of Agents
2.5.2. Influence Modules
2.5.3. Simulation Scenario
3. Results and Analyses
3.1. The Influencing Mechanism of Urban Energy Consumption
3.1.1. Regression Analysis of Urban Morphological Indices and Energy Consumption
3.1.2. Regression Analysis of Climate Indices and Energy Consumption
3.1.3. Correlation Analysis Between Occupant Behavior Patterns and Energy Consumption
3.2. Analysis of XGBoost and SHAP on Factors and Energy Consumption
3.3. Urban Energy Consumption Simulation Based on ABM
3.3.1. ABM Modeling Development
3.3.2. ABM Accuracy Verification
3.3.3. Spatial and Temporal Distribution of Energy Consumption
4. Discussion
4.1. Optimization Strategies for Energy Conservation at the City Scale
4.1.1. Urban Design
4.1.2. Climate Optimization and Regulation
4.1.3. Policy Guidance
4.2. Research Contributions and Limitations
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| ABM | Agent-based Modeling |
| EUI | Energy Use Intensity |
| FAR | Floor Area Ratio |
| BH | Building Height |
| BEC | Building Energy Consumption |
| SVF | Sky View Factor |
| TEMP. | Temperature |
| RH | Relative Humidity |
| SR | Solar Radiation |
| BSF | Building Shape Factor |
| MLR | Multiple Linear Regression |
| LMM | Linear Mixed Model |
| LightGBM | Light Gradient Boosting Machine |
| SHAP | SHapley Additive exPlanations |
| GBDTs | Gradient-boosting Decision Trees |
| BD | Building Density |
| XGBoost | EXtreme Gradient Boosting |
| UBEM | Urban Building Energy Modeling |
| RFs | Random Forests |
| PAVE | Pavement Percentage |
| GIS | Geographic Information System |
| GSR | Green Space Ratio |
| NDVI | Normalized Difference Vegetation Index |
| LAI | Leaf Area Index |
| EPW | EnergyPlus Weather |
| UWG | Urban Weather Generator |
| LISA | Local Indicators of Spatial Association |
| ANNs | Artificial Neural Networks |
| VIF | Variance Inflation Factor |
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| Indicator | Formula | Meaning | Calculation Method | Data Source |
|---|---|---|---|---|
| Floor area ratio (FAR) | The ratio of the total floor area of buildings on a site to the net land area of that site. | ArcGIS calculation tools | Building maps | |
| Building density (BD) | Refers to the proportion of the total base area of the building to the occupied area within a certain range. | |||
| Percentage of pavement area (PAVE) | Percentage of pavement area. | |||
| Building height (BH) | Average height of the buildings in the sample area. | 3D building models | ||
| Building shape factor (BSF) | The ratio of the total external surface area of the building to its volume. | |||
| Sky view factor (SVF) | It can reflect the density, height, shape and other shielding degree of the building to the surrounding environment. | |||
| Green space ratio (GSR) | It refers to the ratio of the sum of all kinds of green space areas within the land scope to the land area. | Land Classification raster image | ||
| Normalized difference vegetation index (NDVI) | An index used to assess the condition of vegetation growth. | Remote Sensing Image Inversion | Sentinel-2 satellite images | |
| Leaf area index (LAI) | The ratio of the total leaf area of plants to the land area on a given piece of land. |
| Type of Survey | Details | |
|---|---|---|
| Resident information | Age, gender, educational background, income, occupant count, living area | |
| Building conditions | Dwelling form, district, office form | |
| Behavior | Energy-use habits Cronbach’s α = 0.804 KMO = 0.619 | Weekday occupancy <6 h = 1, 6–9 h = 2, 9–12 h = 3, 12–15 h = 4, >16 h = 5 |
| Air conditioner setting temperature in summer >26 °C = 1, 24–26 °C = 2, 21–23 °C = 3, 18–20 °C = 4, 15–17 °C = 5 | ||
| Average daily hours of air conditioner/heater use <1 h = 1, 1–2 h = 2, 2–4 h = 3, 4–6 h = 4, >6 h = 5 | ||
| Energy-saving awareness Cronbach’s α = 0.602 KMO = 0.606 | Setting of daily appliances when they are not in use Turn off = 1, Occasional standby = 2, 6–12 h standby = 3, >12 h standby = 4, Always standby = 5 | |
| Daily use of lights Hardly = 1, Seldom = 2, Sometimes = 3, Often = 4, Always = 5 | ||
| Energy-saving attitude Cronbach’s α = 0.848 KMO = 0.881 | Agree = 1, Recognize = 2, Neutral = 3, Disapprove = 4, Oppose strongly = 5 | |
| Factor Value Settings for Main Panel and Resident Intelligent Agents | ||||
|---|---|---|---|---|
| Factor | Type | Initial value (percentage) | Unit | Operating condition |
| Household number | Int | 100 | Family | - |
| Day Of Year | Int | 1–365 | Day | |
| Simulated daily temperature | Double | - | °C | |
| Energy-Saving Awareness | Awareness | Income of <3000: High [0.25], Medium [0.60], Low [0.15] Income of 3000–5000: High [0.24], Medium [0.55], Low [0.21] Income of 5000–8000: High [0.19], Medium [0.56], Low [0.25] Income of >8000: High [0.05], Medium [0.67], Low [0.28] | - | |
| Degree of impact of energy efficiency campaigns | Promotion | High awareness: Changed [0.71], Maybe [0.17], Unchanged [0.12] Medium awareness: Changed [0.63], Maybe [0.20], Unchanged [0.17] Low awareness: Changed [0.54], Maybe [0.18], Unchanged [0.28] | - | |
| Numerical settings for cooling and heating equipment | ||||
| Cooling probability | Double | uniform (0, 1) | - | - |
| TO of air condition (AC) cooling | Double | Weekday: triangular (0.5, 4, 2) Weekend: triangular (0.5, 6, 4) | Hour | Temperature > 26 °C; Cooling Rate < 0.27 |
| TS of AC cooling | Double | 24—Cooing time of AC | Hour | Low energy-saving awareness |
| Cooling temperature | Int | triangular (15, 28, 24) | °C | - |
| TO of fan | Double | Weekday: triangular (0.5, 4, 2) Weekend: triangular (0.5, 6, 4) | Hour | Temperature > 26 °C; 0.27 ≤ Cooling Rate < 0.56 |
| TS of fan | Double | 24—Cooling time of fan | Hour | Low energy-saving awareness |
| Heating probability | Double | uniform (0, 1) | - | - |
| TO of AC heating | Double | Weekday: triangular (0.5, 3, 2) Weekend: triangular (0.5, 4, 2) | Hour | Temperature < 10 °C; Heating Rate < 0.16 |
| TS of AC heating | Double | 24—Heating time of AC | - | Low energy-saving awareness |
| Heating temperature | Int | triangular (18, 28, 26) | °C | - |
| TO of electric heating | Double | Weekday: triangular (0.5, 5,3) Weekend: triangular (1, 5, 3) | Hour | Temperature < 10 °C; 0.16 ≤ Heating Rate < 0.44 |
| Numerical settings for lamps and household electrical equipment | ||||
| TO of lighting | Double | Weekday: triangular (4, 6, 5) Weekend: triangular (4, 6, 5) | Hour | 47 < Day Of Year < 282 |
| Weekday: triangular (4, 7, 5) Weekend: triangular (4, 7, 5) | Day Of Year <47 or >282 | |||
| Number of openings | Int | 4 | - | Low energy-saving awareness |
| 2 | - | Medium energy-saving awareness | ||
| 1 | - | High energy-saving awareness | ||
| TO of water heater (WH) | Double | triangular (0.5, 2, 1) | Hour | - |
| TS of WH | Double | 24—TO of WH | Hour | Low energy-saving awareness |
| Quantity of WHs | Int | 1 | - | - |
| TO of refrigerator | Double | 24 | Hour | - |
| Quantity of refrigerators | Int | 1 | - | - |
| TO of computer | Double | triangular (0.5, 3, 2) | Hour | Weekday |
| triangular (0.5, 6, 3) | Weekend | |||
| TS of computer | Double | 24—TO of computer | Hour | Low energy-saving awareness |
| Quantity of computers | int | 1 | - | - |
| Independent Variable | Statistical Model | Correlation Analysis | |||||||
|---|---|---|---|---|---|---|---|---|---|
| F | Sig. | t | df | Sig. | Mean Difference | Standard Error | |||
| Residential district | Independent samples T-test | Variance is equal | 0.647 | 0.422 | 1.287 | 198 | 0.200 | 1.396 | 1.085 |
| Variance is not equal | - | - | 1.287 | 196.567 | 0.200 | 1.396 | 1.085 | ||
| Gender | Mann–Whitney U test | Mann–Whitney U | Wilcoxon W | Z | Sig. | ||||
| 4945.500 | 10,616.500 | −0.089 | 0.929 | ||||||
| Dwelling form | Kruskal–Wallis test | Kruskal–Wallis H(K) | df | Sig. | |||||
| 6.273 | 3 | 0.099 | |||||||
| Spearman | Spearman | Sig. (bilateral) | |||||||
| Age | −0.048 | 0.502 | |||||||
| Educational background | −0.026 | 0.715 | |||||||
| Energy-saving attitude | 0.043 | 0.545 | |||||||
| Income | 0.320 | 0.000 | |||||||
| Occupant count | 0.348 | 0.000 | |||||||
| Energy-use habits | 0.179 | 0.011 | |||||||
| Energy-saving awareness | 0.178 | 0.012 | |||||||
| Living area | 0.295 | 0.000 | |||||||
| Building Type | FAR | BD (%) | BH (m) | BSF | SVF | PAVE | GSR | NDVI | LAI |
|---|---|---|---|---|---|---|---|---|---|
| Office | 0.25–6.02 | 11.19–81.24 | 14.01–114.37 | 0.11–0.75 | 0.28–0.75 | 0.34–0.74 | 0.02–0.51 | 0.02–0.60 | 0.02–2.21 |
| Commercial | 0.10–5.96 | 10.21–58.74 | 5.87–84.29 | 0.14–0.51 | 0.24–0.88 | 0.45–0.71 | 0.01–0.26 | 0.05–0.68 | 0.04–1.87 |
| Multistory residence | 0.10–5.60 | 16.46–38.93 | 5.33–19.60 | 0.26–0.55 | 0.15–0.98 | 0.58–0.75 | 0.01–0.22 | 0.10–0.41 | 0.04–0.33 |
| High-rise residence | 0.02–5.02 | 10.24–54.16 | 22.76–110.82 | 0.16–0.55 | 0.23–0.86 | 0.40–0.84 | 0.01–0.45 | 0.12–0.51 | 0.08–0.49 |
| Annual EUI (kWh/m2) | Energy-Saving Awareness (%) | |||||||
|---|---|---|---|---|---|---|---|---|
| Frequency of energy saving campaigns | Total | Electric appliance | Lights | Cooling and heating equipment | Standby | High | Middle | Low |
| None | 78.3397 | 32.3171 | 0.9123 | 45.0423 | 0.0680 | 26 | 55 | 19 |
| Once a year | 75.1306 | 31.9496 | 0.8511 | 42.3056 | 0.0243 | 26 | 65 | 9 |
| Twice a year | 61.747 | 30.6573 | 0.6124 | 30.4675 | 0.0098 | 62 | 35 | 3 |
| Three times a year | 53.7708 | 30.0527 | 0.5268 | 23.1864 | 0.0049 | 85 | 14 | 1 |
| Four times a year | 47.727 | 29.5429 | 0.4539 | 17.7253 | 0.0049 | 97 | 3 | 0 |
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Cui, P.; Ji, R.; Lu, J.; Guo, Z.; Zheng, Y. Impacts of Urban Morphology, Climate, and Occupant Behavior on Building Energy Consumption in a Cold Region: An Agent-Based Modeling Study of Energy-Saving Strategies. Sustainability 2025, 17, 10447. https://doi.org/10.3390/su172310447
Cui P, Ji R, Lu J, Guo Z, Zheng Y. Impacts of Urban Morphology, Climate, and Occupant Behavior on Building Energy Consumption in a Cold Region: An Agent-Based Modeling Study of Energy-Saving Strategies. Sustainability. 2025; 17(23):10447. https://doi.org/10.3390/su172310447
Chicago/Turabian StyleCui, Peng, Ran Ji, Jiaqi Lu, Zixin Guo, and Yewei Zheng. 2025. "Impacts of Urban Morphology, Climate, and Occupant Behavior on Building Energy Consumption in a Cold Region: An Agent-Based Modeling Study of Energy-Saving Strategies" Sustainability 17, no. 23: 10447. https://doi.org/10.3390/su172310447
APA StyleCui, P., Ji, R., Lu, J., Guo, Z., & Zheng, Y. (2025). Impacts of Urban Morphology, Climate, and Occupant Behavior on Building Energy Consumption in a Cold Region: An Agent-Based Modeling Study of Energy-Saving Strategies. Sustainability, 17(23), 10447. https://doi.org/10.3390/su172310447

