Evolution Characteristics and Influencing Factors of Agricultural Drought Resilience: A New Method Based on Convolutional Neural Networks Combined with Ridge Regression
Abstract
:1. Introduction
- (1)
- Construct a regional agricultural drought resilience evaluation index system based on the DPSIR conceptual model.
- (2)
- Accurately evaluate the regional agricultural drought resilience characteristics using the AdamW–CNN model.
- (3)
- Identify the key driving factors of regional agricultural drought resilience, establish the KOA–Ridge regression equation, and analyze the future evolution trend of resilience.
- (4)
- Verify the performance of AdamW–CNN and KOA–Ridge models.
2. Study Area and Data Source
2.1. Study Area
2.2. Data Sources
3. Methodology
3.1. Analysis of Connotation of Drought Resilience
3.2. Index System Construction Method
3.3. Data Preprocessing Methods
3.3.1. IQR and Boxplot Method
3.3.2. Kendall’s Tau-b Correlation Coefficient
3.4. Model Construction Method
3.4.1. Convolutional Neural Networks
- (1)
- In the convolution layer, the input data is convolved with multiple convolution cores. The mathematical expression of the convolution process is as follows:
- (2)
- The pooling layer is connected behind the convolutional layer, and its function is to reduce the dimension of the eigenvalues, while maintaining the invariance of the eigenscale to a certain extent. The pooling layer generally only performs dimensionality reduction operations, without parameters and without weight update.
- (3)
- The input data is propagated alternately through several convolutional layers and pooling layers, and the extracted features are classified by a fully connected layer network. On the fully connected layer, the input is the weighted sum of all the one-dimensional feature vectors expanded by the feature graph and obtained by the activation function. The calculation formula for the fully connected layer is as follows:
- (4)
- For specific classification tasks, the CNN needs to minimize the loss function of the network to determine whether the results of the regression model are optimal.
3.4.2. AdamW Adaptive Optimization Algorithm
3.4.3. AdamW–CNN Model
3.4.4. Gray Relational Analysis
3.4.5. Kepler Optimization Algorithm
3.4.6. KOA–Ridge Regression
3.4.7. Sequence Number Summation Theory
4. Results and Analysis
4.1. Indicator Selection
4.2. Data Preprocessing
4.3. Correlation Test
4.4. Drought Resilience Evaluation
4.5. Analysis of Spatiotemporal Variation Characteristics of Drought Resilience
4.6. Analysis of Key Factors of Drought Resilience
4.7. Construction of Drought Resilience Regression Equation
4.8. Evolution Situation Analysis
5. Discussion
5.1. AdamW–CNN Model Performance Evaluation
5.1.1. Fitting Evaluation
5.1.2. Rationality and Stability Evaluation
5.2. KOA–Ridge Model Performance Evaluation
5.3. Model Advantages
6. Conclusions
- (1)
- This study proposed an AdamW–CNN model and applied it to agricultural drought resilience evaluation. Through the analysis of the fitting effect of the model and the rationality and stability of the evaluation results, it is demonstrated that the AdamW–CNN model has high evaluation accuracy and reliability. This model will provide a new alternative and more accurate model for regional agricultural drought resilience evaluation. At the same time, this model can also be extended and applied to other similar multi-index evaluations.
- (2)
- During the study period, the time–history evolution of agricultural drought resilience in Qiqihar City can be divided into three stages: the first stage (2000–2004) was a period of fluctuation, the second stage (2004–2015) was a period of rapid improvement, and the third stage (2015–2021) was a period of slow improvement to a stable period. Precipitation, grain output per unit cultivated area, investment in primary industry, per capita cultivated land area, and proportion of effective irrigation area are the key factors influencing the change of agricultural drought resilience in the study area.
- (3)
- The KOA–Ridge regression model constructed in this study can objectively predict the evolution of agricultural drought resilience through key factors. Compared with the GA–Ridge and Ridge models, the KOA–Ridge regression model prevents overfitting of the model and improves the generalization ability of the model, making the simulation of the future evolution of agricultural drought resilience more accurate and effective.
- (4)
- By improving agricultural irrigation capacity through efficient use of agricultural water resources, consolidating and increasing grain production capacity, and increasing economic investment in the primary industry, sustainable improvement of agricultural drought resilience in Qiqihar City is possible along with stable and sustainable development.
- (5)
- Due to data limitations, the AdamW–CNN model and KOA–Ridge regression model proposed in this study have not been applied in other regions, which needs to be verified in future studies.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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System | Evaluation Index | Index Code | Index Definition | Type | Unit |
---|---|---|---|---|---|
Driving forces | Precipitation | D1 | The depth of rainwater accumulation on the horizontal surface without evaporation; infiltration and loss are two of the important factors that affect the occurrence of drought | + | mm |
Population density | D2 | The number of people per square kilometer of land area reflects the impact of drought on the labor force in the area | + | person/km2 | |
Population growth rate | D3 | The proportion of population growth due to natural and migratory changes; reflects the vitality of the regional population | + | ‰ | |
Pressure | Per capita cultivated land area | P1 | The ratio of cultivated land area to total population; reflects the regional food supply security | + | hm2/person |
Proportion of effective irrigation area | P2 | The proportion of cultivated land area that is flat and can be used for normal irrigation to the total cultivated land area reflects the ability to alleviate drought through the irrigation system | + | % | |
State | Forest coverage rate | S1 | The ratio of forest area to total area reflects the water conservation and water-holding capacity of the land, which can reduce the risk of drought | + | % |
Water resources per capita water resources | S2 | The ratio of total water resources to total population is an important indicator to reflect the impact of drought | + | m3/person | |
Proportion of agricultural population | S3 | The proportion of workers directly involved in agriculture to the regional population reflects the labor resources that can be mobilized in a timely response to drought | + | % | |
Grain output per unit cultivated area | S4 | The ratio of total grain production to total arable land reflects the level of grain storage to withstand drought | + | kilogram/hm2 | |
Impact | Per capita GDP | I1 | The ratio of gross domestic product (GDP) to total population reflects the economic strength of a region coping with drought | + | CNY |
Proportion of agricultural output | I2 | The ratio of agricultural output value to total output value reflects the degree of regional agricultural development | + | % | |
Proportion of dry land area | I3 | The ratio of dry land area to total cultivated land area; the higher the proportion of dry land, the stronger the recovery ability. | + | % | |
Response | Investment in primary industry | R1 | The funds invested in agriculture, forestry, animal husbandry, and fishery reflect the economic situation of the primary industry and the supply capacity of materials in the disaster-stricken areas | + | 104 CNY |
Proportion of investment in the tertiary industry | R2 | The proportion of investment in the tertiary industry each year; it mainly reflects the level of investment in transportation, environment and public facilities | + | % | |
Electromechanical wells per hectare | R3 | The number of electromechanical wells per hectare reflects the water intake capacity of the region in response to drought | + | set/hm2 | |
Total power of agricultural machinery per hectare | R4 | The power of the various types of machinery used for agricultural production per hectare reflects the ability to quickly recover production after a drought | + | kw/hm2 |
Evaluation Index Code | I | II | III | IV |
---|---|---|---|---|
D1 | ≤354.5 | (354.5, 469.5] | (469.5, 593.1] | >593.1 |
D2 | ≤83.99 | (83.99, 117.8] | (117.8, 168.33] | >168.33 |
D3 | ≤−7.84 | (−7.84, 1.28] | (1.28, 5.98] | >5.98 |
P1 | ≤0.1147 | (0.1147, 0.399] | (0.399, 0.477] | >0.477 |
P2 | ≤0.16 | (0.16, 0.31] | (0.31, 0.69] | >0.69 |
S1 | ≤8.18 | (8.18, 13.03] | (13.03, 19.90] | >19.90 |
S2 | ≤650 | (650, 1033] | (1033, 1590] | >1590 |
S3 | ≤24 | (24, 68] | (68, 78] | >78 |
S4 | ≤2744 | (2744, 4311] | (4311, 6409] | >6409 |
I1 | ≤8783 | (8783, 16,386] | (16,386, 25,483] | >25,483 |
I2 | ≤44.13 | (44.13, 55.06] | (55.06, 63.31] | >63.31 |
I3 | ≤61.23 | (61.23, 81.49] | (81.49, 94.71] | >94.71 |
R1 | ≤98,865 | (98,865, 200,816] | (200,816, 379,639] | >379,639 |
R2 | ≤27.9 | (27.9, 35.3] | (35.3, 44.8] | >44.8 |
R3 | ≤0.07 | (0.07, 0.18] | (0.18, 0.24] | >0.24 |
R4 | ≤1.03 | (1.03, 2.21] | (2.21, 2.93] | >2.93 |
Level | I | II | III | IV |
---|---|---|---|---|
Range | [1.103, 1.309) | [1.309, 2.181) | [2.181, 3.366) | [3.366, 4.259) |
Evaluation Index Code | Partial Regression Coefficient | t | p | F (p) |
---|---|---|---|---|
D1 | 0.283 | 3.104 | 0.000 *** | F = 332.61 (p = 0.002 ***) |
R1 | 2.632 | 25.837 | 0.002 *** | |
P1 | 0.25 | 2.778 | 0.023 ** | |
P2 | 0.768 | 6.144 | 0.000 *** | |
S4 | 0.834 | 9.839 | 0.000 *** | |
R2 = 0.914 | After the λ adjustment R2 = 0.891 |
Area | Comparison Models | ||
---|---|---|---|
AdamW–CNN | RMSProp-CNN | CNN | |
Qiqihar Urban area | II | III | II |
Nehe | III | III | III |
Longjiang | III | III | III |
Yian | IIII | II | II |
Tailai | II | II | II |
Gannan | III | III | III |
Fuyu | II | II | I |
Keshan | II | II | II |
Kedong | II | II | I |
Baiquan | III | III | II |
Average | II | II | II |
Evaluation Method | Comparison Models | ||
---|---|---|---|
AdamW–CNN | RMSProp-CNN | CNN | |
Spearman correlation coefficient | 0.976 | 0.952 | 0.929 |
0.976 | 0.857 | 0.862 | |
0.965 | 0.895 | 0.879 | |
0.919 | 0.909 | 0.842 | |
0.944 | 0.903 | 0.873 | |
0.933 | 0.857 | 0.896 | |
0.911 | 0.926 | 0.873 | |
0.976 | 0.936 | 0.884 | |
0.963 | 0.898 | 0.842 | |
0.963 | 0.903 | 0.842 | |
S | 0.953 | 0.904 | 0.872 |
V | 0.977 | 0.971 | 0.974 |
Evaluation Method | Ridge | GA-Ridge | KOA–Ridge |
---|---|---|---|
MSE | 0.213 | 0.124 | 0.075 |
R2 | 0.914 | 0.882 | 0.891 |
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Jiang, C.; Zhang, L.; Liu, D.; Li, M.; Qi, X.; Li, T.; Cui, S. Evolution Characteristics and Influencing Factors of Agricultural Drought Resilience: A New Method Based on Convolutional Neural Networks Combined with Ridge Regression. Sustainability 2025, 17, 4808. https://doi.org/10.3390/su17114808
Jiang C, Zhang L, Liu D, Li M, Qi X, Li T, Cui S. Evolution Characteristics and Influencing Factors of Agricultural Drought Resilience: A New Method Based on Convolutional Neural Networks Combined with Ridge Regression. Sustainability. 2025; 17(11):4808. https://doi.org/10.3390/su17114808
Chicago/Turabian StyleJiang, Chenyi, Liangliang Zhang, Dong Liu, Mo Li, Xiaochen Qi, Tianxiao Li, and Song Cui. 2025. "Evolution Characteristics and Influencing Factors of Agricultural Drought Resilience: A New Method Based on Convolutional Neural Networks Combined with Ridge Regression" Sustainability 17, no. 11: 4808. https://doi.org/10.3390/su17114808
APA StyleJiang, C., Zhang, L., Liu, D., Li, M., Qi, X., Li, T., & Cui, S. (2025). Evolution Characteristics and Influencing Factors of Agricultural Drought Resilience: A New Method Based on Convolutional Neural Networks Combined with Ridge Regression. Sustainability, 17(11), 4808. https://doi.org/10.3390/su17114808