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15 December 2022

18 Pages

Modal Identification of Low-Frequency Oscillations in Power Systems Based on Improved Variational Modal Decomposition and Sparse Time-Domain Method

,
,
and
1
North China Electric Power Research Institute Co., Ltd., Beijing 100032, China
2
School of Control and Computer Engineering, North China Electric Power University, Beijing 102206, China
3
Hebei Technology Innovation Center of Simulation & Optimized Control for Power Generation, Baoding 071003, China
*
Author to whom correspondence should be addressed.

Abstract

Power systems have an increasing demand for operational condition monitoring and safety control aspects. Low-frequency oscillation mode identification is one of the keys to maintain the safe and stable operation of power systems. To address the problems of low accuracy and poor anti-interference of the current low-frequency oscillation mode identification method for power systems, a low-frequency oscillation mode feature identification method combining the adaptive variational modal decomposition and sparse time-domain method is proposed. Firstly, the grey wolf optimization algorithm (GWO) is used to find the optimal number of eigenmodes and penalty factor parameters of the variational modal decomposition (VMD). And the improved method (GWVMD) is used to decompose the measured signal with low-frequency oscillations and then reconstruct the signal to achieve a noise reduction. Next, the processed signal is used as a new input for the identification of the oscillation modes and their parameters using the sparse time-domain method (STD). Finally, the effectiveness of the method is verified by the actual low-frequency oscillation signal identification in the Hengshan power plant and numerical signal simulation experiments. The results show that the proposed method outperforms the conventional methods such as Prony, ITD, and HHT in terms of modal discrimination. Meanwhile, the overall reduction in the frequency error is 34, 44, and 21%, and the overall reduction in the damping error is 37, 41, and 18%, compared with the recently proposed methods such as the EFEMD-HT, RDT-ERA, and TLS-ESPRIT. The effectiveness of the methods in suppressing the modal confusion and noise immunity is demonstrated.

1. Introduction

With the continuous expansion of the scale of the power network, the close connection between the power grids in various regions and the dramatic increase in the demand for electrical energy have led to some oscillation accidents in the power system from time to time [1]. Among these, the risk of ultra-low-frequency oscillation and low-frequency oscillation of power-system-producing units is rising, particularly in the power network dominated by hydroelectric units [2,3]. If such low-frequency oscillation events are allowed to progress without prompt treatment, the risks they pose will definitely interfere with the regular operation of the entire generating unit [4]. The early and precise identification of the oscillation modes and associated systemic factors is the key to managing low-frequency oscillations in a power system [5]. In the actual operating environment, it is challenging to clearly distinguish the unit’s modal properties from the background noise. For ensuring the secure and stable functioning of thermal power-generating units, the investigation of the low-frequency oscillation mode identification is crucial [6,7].
When the power system is perturbed to varying degrees by load fluctuations, equipment failures, etc., electrical quantities such as the system power angle, power, and voltage oscillate to varying degrees. This phenomenon is known as low-frequency oscillation, and it refers to the relative oscillation between the rotors of synchronously running generators. This oscillation typically occurs between 0.2 and 2.5 Hz. Low-frequency oscillation can be split into two categories, the regional oscillation mode and local oscillation mode, depending on the range that it involves. The interconnection inter-regional contact line power oscillation is the regional oscillation mode. Through the contact line, the oscillation power is transmitted throughout the entire system. The system is more negatively impacted. The oscillation between units in the plant station is referred to as the local oscillation mode. It mostly has an impact on the power exchange in the vicinity of the oscillation. The primary mechanical sources of the low-frequency oscillations at the moment include negative damping, forced oscillation, parametric resonance, and nonlinear mechanisms [8]. At this stage, the methods of the low-frequency oscillation problems can be mainly divided into two types of methods, such as the theoretical analysis methods based on the system structure and model parameters [9] and the signal analysis methods based on a dynamic simulation or real measurement data [10].
The theoretical analysis methods based on the system structure and model parameters mainly include an electrical torque analysis, eigenvalue analysis, and a regular shape and time-domain analysis. In the literature [11], the electrical torque method is applied to analyze the effects of the PV penetration rate, PV plant location, and controller speed loop and power angle loop feedback PID gain on the electromechanical oscillation effect of a PV suppression system in electromechanical time scale, respectively. In the literature [12], an eigenvalue analysis method is used to analyze the effects of three factors, namely the grid strength, power level, and control parameters, on low-frequency oscillations. The oscillation suppression measures of changing the controller parameters and adding additional controllers are proposed. The stability analysis problem of the low-frequency oscillation at the DC side is solved. In the literature [13], the second-order approximate analytical solution of the state equation of the power system is derived based on the regular shape transformation of the nonlinear vector field. A nonlinear index is proposed to measure the magnitude of the nonlinearity of the power system, and the nonlinear correlation between the low-frequency oscillation modes and the influence on the dynamic characteristics of the power system are revealed. The time-domain simulation method can consider the nonlinear characteristics of the system without the limitation of the system size [14]. However, the identification results are easily affected by the location and class of disturbances and require longer simulation time as the system size increases.
The signal analysis methods based on a dynamic simulation or real data mainly include Prony, Fourier transform, HHT, and deep learning methods. A Prony analysis [15] uses a linear superposition of a set of exponential terms to fit the isometric sampled data. The analysis can be used to obtain information such as the signal amplitude, initial phase, damping factor, and oscillation frequency from it. However, the Prony method has a low accuracy when dealing with non-stationary signals due to its own fitting nature and easy noise effects [16]. The Fourier transform method is less effective in the identification of time-varying or non-stationary modes [17]. Without the further processing of the signal frequency domain, the damping characteristics of the signal cannot be obtained by direct information, and thus it is difficult to distinguish such modal information. The HHT methods [18] can effectively identify non-smooth signals. The HHT methods are mainly the empirical mode decomposition (EMD) [19] and Hilbert transform, respectively. The EMD decomposes the original signal into a multiple intrinsic mode function (IMF), and then the Hilbert transform is used to identify the modal parameters. However, the EMD is prone to problems such as modal mixing in the signal decomposition process, which leads to the poor overall identification of the HHT method. The literature [20] proposes a deep learning-based algorithm for determining the order of multi-order LFO signals. A deep belief network (DBN) consisting of a Restricted Boltzmann Machine (RBM) superposition is chosen as the algorithm model, and the recognition of the low-frequency oscillation signal order is achieved with the help of the DBM training algorithm. In the literature [21], a singular value decomposition, group search algorithm, and deep belief network are also used to solve the low-frequency oscillation mode identification problem. Compared to the traditional low-frequency oscillation modal analysis method, it also has a certain effect on noise immunity [22], but the method ignores the modal time-varying and non-smooth characteristics of low-frequency oscillation [23].
Most of the traditional low-frequency oscillation discrimination methods can only achieve the discrimination of single-channel parameters and cannot handle multiple signals at the same time. The random decrement method (ITD) [24] is a common method to achieve the multi-channel discrimination of parameters. However, the recognition accuracy of this method is low when processing low signal-to-noise ratio signals. The sparse time-domain method (STD) is a commonly used method for the extraction of low-frequency oscillation mode parameters [25]. This algorithm is less computationally intensive and more efficient in operation during the operation of the matrix. The literature [26] uses the sparse time-domain method (STD) to extract the oscillation mode parameters. However, the lack of a certain signal preprocessing link leads to a low accuracy of the parameters identified by the algorithm in the case of a low signal-to-noise ratio. The literature [27] uses wavelet thresholding for signal denoising. However, there are problems of a difficult selection of the threshold and wavelet ridges and defects in the threshold function itself, which lead to the distortion of the processed signal waveform and reduce the accuracy of the identification of key oscillation mode parameters. Variational mode decomposition (VMD) is a new time–frequency analysis method with the advantages of no smooth signal assumptions and the adaptive decomposition of low-frequency oscillation signals. The literature [28] uses the VMD method to extract the main trends of the partial discharge characteristic parameters, excluding the influence of the noisy oscillatory components on the real-time evaluation. The effectiveness of the VMD method for signal denoising is also demonstrated in the literature [29]. However, the problem of taking the number of eigenmodes and penalty factors in the VMD method is still one of the main difficulties at present.
In this paper, we propose a method to identify the low-frequency oscillation mode features of a unit by combining an improved variational modal decomposition with a sparse time-domain method. First, we propose a novel variational modal decomposition method (GWVMD). We use the gray wolf optimization algorithm (GWO) to determine the optimal eigenmodes number and penalty factor values for the VMD. Then, we use the improved variational modal decomposition method to decompose and reconstruct the measured signal with low-frequency oscillations to filter out the noise in the signal and improve the modal parameter identification performance of the sparse time-domain method. Finally, we use the sparse time-domain (STD) method for the identification of the modes and their parameters. The proposed method solves the problems of low accuracy and poor anti-interference in the low-frequency oscillation modal discrimination of power systems. The effectiveness of the proposed method is verified by the real low-frequency oscillation signal identification experiments of the Hengshan power plant units.
The main contributions of this research are as follows:
(1)
We propose a method for the modal feature identification of low-frequency oscillations of a unit by combining the improved variational modal decomposition with the sparse time-domain method. The method improves the accuracy and anti-interference in the modal discrimination of low-frequency oscillation signals in power systems.
(2)
We use the grey wolf optimization algorithm (GWO) to find the optimal number of eigenmodes and penalty factors for the VMD. The noise in the signal is also filtered out using the improved variational modal decomposition (GWVMD).
(3)
We use the sparse time-domain method to accurately identify the modal parameters in the noise-reduced low-frequency oscillation signal and solve the multi-channel identification performance of the low-frequency oscillation identification method.
(4)
Through the signal identification experiments in the Hengshan power plant, it can be concluded that the GWVMD-STD method has an overall reduction of 34, 44, and 21% in the frequency error and 37, 41, and 18% in the damping error compared to the EFEMD-HT, RDT-ERA, and TLS-ESPRIT methods.
The rest of this paper is organized as follows: Section 2 and Section 3 introduce the basic principles of the variational modal decomposition and the sparse time-domain method. Section 4 presents the basic steps for improving the variational modal decomposition method and the overall modal identification method, and the evaluation indexes for subsequent experiments. In Section 5, a comparison experiment of the low-frequency oscillation identification of the Hengshan power plant and a numerical simulation are conducted to verify the effectiveness and superior performance of the proposed model. Finally, the identification method and experimental results are discussed and analyzed, and the conclusions of the research are given.

2. Variational Modal Decomposition

Variational modal decomposition (VMD) is a new signal adaptive processing method. The adaptive decomposition of the signal is achieved by continuously and iteratively updating the frequency center and bandwidth of each oscillation mode. Compared with the empirical modal decomposition (EMD) method, it has a better performance and higher operational efficiency in anti-noise and non-smooth signal processing.
The variational modal decomposition decomposes the original signal into multiple modal functions with different center frequencies by an adaptive filter bank. Set f ( x ) as the original signal, ω k as the center frequency, and u k as the mode function. To obtain the modal components with different bandwidth frequencies, a Hilbert transform is usually applied to each modal function u k to obtain the marginal spectrum.
h k ( t ) = ( δ ( t ) + j π t ) × u k ( t )
where δ ( t ) is the Dirichlet function; k is the number of preset modal components; h k ( t ) is the marginal spectrum of each mode. The center frequency of the resolved signal of each mode is predicted, and the spectrum of each mode is modulated to the corresponding fundamental frequency band.
η k ( t ) = ( δ ( t ) + j π t ) × u k ( t ) * e − j ω k t
where η k ( t ) is the fundamental frequency band of each mode; * is the convolution sign. By calculating the signal gradient’s squared parametrization, the signal bandwidth of each mode is determined. The below is a possible formulation of the constrained variational problem.
{ min { u k } , { ω k } { ∑ k ‖ ∂ t [ ( δ ( t ) + j π t ) × u k ( t ) ] e − j ω k t ‖ 2 2 }   s . t .     ∑ k u k = f ( t )
where { u k } = { u 1 , … , u k } is the k modal components obtained by decomposition; { ω k } = { ω 1 , … , ω k } is the frequency center of each component. By introducing the penalty factor and the Lagrangian operator, the augmented Lagrangian formula can be obtained as
L ( { u k } , { ω k } , λ ) = α ∑ k ‖ ∂ t [ ( δ ( t ) + j π t ) × u k ( t ) ] e − j ω k t ‖ 2 2 + ‖ f ( t ) − ∑ k u k ( t ) ‖ 2 2 + [ λ ( t ) , f ( t ) − ∑ k u k ( t ) ]
where α is the penalty factor; λ ( t ) is the Lagrangian multiplicative operator.
The saddle point of the augmented Lagrangian expression is sought by alternately updating u k n + 1 , ω k n + 1 , and λ k n + 1 , thus decomposing f into k narrowband IMF components. The computational equation is given by
u ^ k n + 1 ( ω ) = f ^ ( ω ) − ∑ i ≠ k u ^ i ( ω ) + λ ^ ( ω ) 2 1 + 2 α ( ω − ω k ) 2
ω k n + 1 = ∫ 0 ∞ ω | u ^ k ( ω ) | 2 d ω ∫ 0 ∞ | u ^ k ( ω ) | 2 d ω
λ ^ n + 1 ( ω ) = λ ^ n ( ω ) + τ [ f ^ ( ω ) − ∑ k u ^ k n + 1 ]
where the Fourier transform forms of u k n + 1 , ω k n + 1 , and λ k n + 1 are u ^ k n + 1 ( ω ) , ω k n + 1 , and λ ^ n + 1 ( ω ) , respectively.

3. Sparse Time-Domain Method

In the presence of an oscillating signal x ( t ) , setting the eigenvalue of the oscillation mode to λ i , the angular frequency to ω i , the damping ratio to ξ i , and the oscillation coefficient to p i , we can obtain the signal representation in the form of a linear combination of complex exponential functions.
x ( t ) = ∑ i = 1 m p i e λ i t = ∑ i = 1 m p i e ( − ξ i ω i + j ω i 1 − ξ i 2 ) t
where n is the system order, m = 2 n . We sample the observation points in the signal to derive the response matrix.
Φ = [ x 1 ( t 1 ) x 1 ( t 2 ) ⋯ x 1 ( t N ) x 2 ( t 1 ) x 2 ( t 2 ) ⋯ x 2 ( t N ) ⋮ ⋮ ⋮ x r ( t 1 ) x r ( t 2 ) ⋯ x r ( t N ) ]
where r is the number of observation points of the system and Φ is the constructed response matrix. The fusion of Equations (8) and (9) leads to:
Φ = [ p 11 p 12 ⋯ p 1 m p 21 p 22 ⋯ p 2 m ⋮ ⋮ ⋮ p r 1 p r 2 ⋯ p r m ] [ e λ 1 t 1 e λ 1 t 2 ⋯ e λ 1 t 1 e λ 2 t 1 e λ 2 t 2 ⋯ e λ 2 t N ⋮ ⋮ ⋮ e λ m t 1 e λ m t 2 ⋯ e λ m t N ]
To calculate the unknown elements in the matrix, calculate the response matrix Φ ^ after a delay of Δ t .
x ( t k + 1 ) = x ( t k + Δ t ) = ∑ i = 1 m p i e λ i ( t k + Δ t )
Φ ^ = [ x 1 ( t 2 ) x 1 ( t 3 ) ⋯ x 1 ( t N + 1 ) x 2 ( t 2 ) x 2 ( t 3 ) ⋯ x 2 ( t N + 1 ) ⋮ ⋮ ⋮ x r ( t 2 ) x r ( t 3 ) ⋯ x r ( t N + 1 ) ]
Because B = Φ ^ / Φ , we can calculate the individual elements b i in matrix B .
B = [ 0 0 0 ⋯ 0 b 1 1 0 0 ⋯ 0 b 2 0 1 0 ⋯ 0 b 3 ⋮ ⋮ ⋮ ⋮ ⋮ 0 0 0 ⋯ 1 b N ]
After obtaining matrix B , we can calculate the frequency and damping ratio of the signal as shown in the following Equations (14) and (15).
f i = ln λ i 2 π Δ t
ξ i = 1 1 + ( Im ( V i ) / Re ( V i ) ) 2
where f i is the frequency, ξ i is the damping ratio, and the eigenvalue of the matrix is λ ˜ i = e λ i Δ t . We can analyze the reconstructed signal after noise reduction using the sparse time-domain method to identify the frequencies and damping ratios in each mode.

4. Low-Frequency Oscillation Mode Identification Based on Improved VMD and STD

4.1. Improvement in Variational Modal Decomposition

To solve the problem that the eigenmodes number and penalty factor of the variational modal decomposition are difficult to determine, we use the gray wolf optimization algorithm (GWO) to improve the VMD and find the optimal solution of the two parameters. The gray wolf optimization (GWO) algorithm has the advantages of fast convergence, high optimization efficiency, and short running time compared to other metaheuristic swarm intelligence algorithms. However, the algorithm suffers from premature convergence and the tendency to fall into local optima [30].
The basic principle of gray wolf optimization (GWO) is that the wolves are arranged in descending order according to the fitness function and are classified into four classes, namely a 1 , b 1 , c 1 , and d 1 . The optimal solution is found by updating the values through continuous iterations and finally completing the search for the optimal solution, in which the optimal solution of the objective function is determined by a 1 , b 1 , and c 1 in the solution process and executed by d 1 to obtain the optimal solution. The GWO for position updating is as follows:
x ( t + 1 ) = ∑ i = 1 3 x i 3
{ x 1 = x a 1 − A 1 ⋅ D a 1 x 2 = x b 1 − A 2 ⋅ D b 1 x 3 = x c 1 − A 3 ⋅ D c 1
{ D a 1 = | C 1 ⋅ x a 1 − X | D b 1 = | C 2 ⋅ x b 1 − X | D c 1 = | C 3 ⋅ x c 1 − X |
where X denotes the current optimal solution; C 1 and A 1 , C 2 and A 2 , C 3 and A 3 are the coefficient vectors of wolf packs a 1 , b 1 , and c 1 , respectively; x a 1 , x b 1 , and x c 1 are the current position vectors of wolf packs a 1 , b 1 , and c 1 , respectively; t denotes the number of iterations. We choose MAEE as the fitness function to find the optimum for the relevant parameters.
⟨ k ^ , α ^ ⟩ = arg min ( k , α ) { 1 k ^ ∑ i = 1 k H en ( i ) }
p j = a ( j ) ∑ j = 1 N a ( j )
H en = − ∑ j = 1 N p j log ( p j )
where p j is the result after normalization of the envelope signal m ( j ) ; N is the sampling point; k ^ and α ^ are the optimal parameters; H en is the envelope entropy of the modal components; and T m a x is the maximum number of iterations. The overall flow of the GWVMD method is shown in Figure 1.
Figure 1. GWVMD method process steps.

4.2. Overall Process Steps of the Model

The method first performs noise reduction on the input signal and reconstructs the denoising process using a modified variational modal decomposition method (GWVMD). Then, we use the sparse time-domain method to identify parameters such as frequency and damping ratio in the reconstructed signal. The specific steps of the proposed method are as follows:
Step 1: Firstly, the noise-bearing signal is preprocessed to remove the running trend.
Step 2: The gray wolf optimization algorithm (GWO) is used for parameter search and MAEE is used as the fitness function to determine the number of decomposition layers and the quadratic penalty factor of the variational modal decomposition.
Step 3: Adaptively decompose the noisy and non-smooth signals using the GWVMD method, and then reconstruct the signal to filter out the noise.
Step 4: Input the reconstructed low-frequency oscillation signal and construct the free response matrix without and after delay, respectively.
Step 5: Solve the Hessenberg matrix based on the inter-matrix relationship.
Step 6: Calculate the frequency and damping ratio of the signal in each mode.
The overall flow of low-frequency oscillation signal mode identification in this paper is shown in Figure 2.
Figure 2. Overall flow chart of low-frequency oscillation mode identification.

4.3. Evaluation Indexes

4.3.1. Signal-to-Noise Ratio

Signal-to-noise ratio (SNR) is a common measurement index used to evaluate the denoising effect [31]. The higher the SNR, the purer the signal and the less the mixed noise components. The calculation formula is in Equation (22):
S N R = 10 log 10 ( P s P n )
where P s is the signal power; P n is the noise power.

4.3.2. Correlation Coefficient

The correlation coefficient is a common evaluation index to evaluate the matching accuracy of the original signal and the one that was rebuilt [32]. The absolute value of the correlation coefficient is proportional to the correlation. The more the absolute value of the correlation coefficient approaches 1, the stronger the correlation is indicated. The calculation formula is in Equation (23):
C o e f = ∑ i = 1 N x ( t ) y ( t ) − [ ∑ i = 1 N x ( t ) ∑ i = 1 N y ( t ) ] / N ( ∑ i = 1 N x 2 ( t ) − [ ( ∑ i = 1 N x ( t ) ) 2 ] / N ) ( ∑ i = 1 N y 2 ( t ) − ( ∑ i = 1 N y ( t ) ) 2 / N )
where C o e f is the correlation coefficient. x ( t ) is the original signal sequence, t = 1 , 2 , … , N ; y ( t ) is the reconstructed signal sequence, t = 1 , 2 , … , N ; N is the number of sampling points.

4.3.3. Mean Squared Error

The mean square error is used to measure the degree of matching between the reconstructed signal and the original signal. The calculation formula is in Equation (24):
MSE = 1 N ∑ t = 1 N ( x ( t ) − y ( t ) ) 2
where x ( t ) is the original signal sequence, t = 1 , 2 , … , N ; y ( t ) is the reconstructed signal sequence, t = 1 , 2 , … , N ; N is the number of samples.

6. Conclusions

In this paper, a low-frequency oscillation mode feature identification method based on the combination of the adaptive variational modal decomposition (GWVMD) and sparse time-domain method (STD) is proposed. First, an adaptive variational modal decomposition method (GWVMD) is proposed to preprocess the low-frequency oscillation signal of the unit, and the gray wolf optimization (GWO) algorithm is introduced to optimize the variational modal decomposition and find the optimal quantity of the decomposition layers and penalty factor values of the model. Secondly, the noise-reduced processed signal is used as the new input signal, and the sparse time-domain method is used to identify the oscillation modes and their parameters. Finally, the effectiveness of the proposed method is verified by comparing the actual low-frequency oscillation signals of the Hengshan power plant units. The experimental results show that the proposed method is better than various methods such as Prony, ITD, and HHT in the identification of low-frequency oscillation modes and can accurately extract the characteristic parameters of each mode. Meanwhile, the overall frequency error of the method is reduced by 34, 44, and 21%, and the overall damping error is reduced by 37, 41, and 18% compared with the EFEMD-HT, RDT-ERA, and TLS-ESPRIT methods in the recent literature. The excellent performance of the proposed methods in suppressing the modal confusion and noise immunity is demonstrated.

Author Contributions

Conceptualization, resources, writing—original draft, L.L.; methodology, writing—original draft, writing—review and editing, Z.W.; resources, supervision: Z.D.; data curation, S.Y. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the S&T Program of Hebei, 22567643H; Special funds for basic scientific research business expenses of central universities, 2018QN096; and Natural Science Foundation of Hebei Province, E2018502111.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

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