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Article

Performance Evaluation of Five GIS-Based Models for Landslide Susceptibility Prediction and Mapping: A Case Study of Kaiyang County, China

1
Guangdong Provincial Key Laboratory of Geodynamics and Geohazards, School of Earth Sciences and Engineering, Sun Yat-Sen University, Guangzhou 510275, China
2
Southern Marine Science and Engineering Guangdong Laboratory, Zhuhai 519082, China
3
State Key Laboratory of Earthquake Dynamics, Institute of Geology, China Earthquake Administration, Beijing 100029, China
4
College of Resource and Environment Engineering, Guizhou University, Guiyang 550025, China
5
104 Geological Brigade, Bureau of Geology and Mineral Exploration and Development of Guizhou Province, Duyun 558000, China
6
Guizhou Kaiyang Economic Development Industry Investment and Development Co. Ltd., Guiyang 550300, China
*
Author to whom correspondence should be addressed.
Sustainability 2021, 13(11), 6441; https://doi.org/10.3390/su13116441
Submission received: 10 May 2021 / Revised: 29 May 2021 / Accepted: 1 June 2021 / Published: 5 June 2021
(This article belongs to the Special Issue Geo-Hazards and Risk Reduction Approaches)

Abstract

:
This study evaluated causative factors in landslide susceptibility assessments and compared the performance of five landslide susceptibility models based on the certainty factor (CF), logistic regression (LR), analytic hierarchy process (AHP), coupled CF–analytic hierarchy process (CF-AHP), and CF–logistic regression (CF-LR). Kaiyang County, China, has complex geological conditions and frequent landslide disasters. Based on field observations, nine influencing factors, namely, altitude, slope, topographic relief, aspect, engineering geological rock group, slope structure, distance to faults, distance to rivers, and normalized difference vegetation index, were extracted using the raster data model. The precision of the five models was tested using the distribution of disaster points for each grade and receiver operating characteristic curve. The results showed that the landslide frequency ratios accounted for more than 75% within the high and very high susceptibility zones according to the model prediction, and the AUC evaluating precision was 0.853, 0.712, 0.871, 0.873, and 0.895, respectively. The accuracy sequencing of the five models was CF-LR > CF-AHP > LR > CF > AHP, indicating that the CF-AHP and CF-LR models are better than the others. This study provides a reliable method for landslide susceptibility mapping at the county-level resolution.

1. Introduction

Landslides occur when gravity and other geologic forces move surface material downward along a slope; often, landslides cause loss of human life and property or environmental damage [1,2,3,4]. In China, many areas have been critically affected by landslides in recent years. This severely hinders the sustainable development of society and the economy and threatens the safety of people’s lives and property [5,6,7,8]. Therefore, sensitivity analysis of regional landslides has important research value and practical significance for land-use planning and disaster management [9,10].
Susceptibility assessment of landslides is the first step in the hazard and risk assessment of landslides [11]. It includes summarizing the characteristics, distribution rules, spatial density, and sensitivity that influences factors of regional landslides to complete a sensitivity assessment and develop a sensitivity zoning map [12]. In the past few decades, many prediction models have been developed to map the sensitivity of landslides. The main evaluation methods include the empirical model (fuzzy logic [13,14,15], analytic hierarchy process [16,17,18,19,20,21], etc.), statistical analysis model (weights of evidence [22,23,24,25], frequency ratio [19,26,27,28,29], certainty factor (CF) [18,19,30], information value model [31,32], etc.), and machine-learning models (artificial neural network [33,34,35,36], support vector machine [37,38,39], random forest [40,41], logistic regression [29,42,43,44], etc.).
Each model has its own characteristics and shortcomings, making it difficult to objectively and accurately evaluate landslide susceptibility [45]. The analytic hierarchy process (AHP), CF, and logistic regression (LR) have been applied in a large number of evaluations because of their simplicity, strong operability, and evaluation effect, but each has its own limitations [46,47]. The CF model can solve the evaluation factors based on the impact of different internal eigenvalues on the degree of liability sensitivity and by ignoring the differences in the impact of various factors on liability. The AHP cannot consider each factor’s influence on different characteristic variables [46]. The LR model cannot solve the quantitative problem of each influence factor, especially in terms of consolidation issues associated with multi-source data [47]. Owing to these shortcomings, regional landslides are difficult to evaluate objectively and quantitatively. Therefore, combining the three models can better evaluate landslide susceptibility; the weight factor of the determination coefficient can be assigned to optimize the accuracy and reliability of the landslide susceptibility assessment. To ensure the feasibility of this approach, a comparative study on the advantages and disadvantages of AHP, CF, LR, CF-AHP, and CF-LR in the assessment of landslide susceptibility can provide a reference basis and comparison for the assessment of landslide susceptibility in related areas.
Landslides in China are frequent and vary in type. Southwest China, particularly Kaiyang County, Guizhou Province, which is located in the hinterland, is prone to landslide activity [48]. This region is characterized by mountainous terrain, a fragile geological environment, and frequent, heavy rainfall. The slopes in this region are vulnerable to landslides and threaten people’s lives and property, hindering the social and economic development of Kaiyang County.
Assessing and managing areas that are vulnerable to landslides and mitigating the risks associated with them are necessary [49]. In this study, we consider the influence of landslides and hazard-forming factors in Kaiyang County. The analysis considers the geological environment, the spatial distribution of landslide disasters, and other relevant characteristics. Using GIS raster data, the CF, LR, AHP, CF–AHP, and CF–LR coupling models were adopted to evaluate landslide susceptibility in Kaiyang County, Guizhou Province. By comparing the different outputs of the liability evaluation methods, the results are discussed to determine which model provides the best quantitative assessment. These findings can provide theoretical guidance and technical reference for the assessment of landslide susceptibility in other regions of China at the county level.

2. Materials and Methods

2.1. Study Area

Kaiyang County is located in Guizhou Province (Figure 1a), China (26°48′ N to 27°22′ N and 106°45′ E to 107°17′ E; Figure 1b) and serves as the study area for this research. The region ranges in altitude from 515 to 1664 m (Figure 1c), with the highest elevations recorded in the southwest and the lowest in the northeast. Presinian, Cambrian, Carboniferous, Diassic, Triassic, Ordovician, Tertiary, and Quaternary strata are distributed across the county. The Baimadong Fault is the main fault in the region and is located in central Guizhou. The fold structure has the characteristics of a short and wide dome-shaped anticline and a narrow and compact linear syncline. Kaiyang County has a subtropical monsoon climate. Greater precipitation occurs in the west and south, while less precipitation occurs in the north. The Wujiang, Qingshui, and Gusa rivers are the main rivers in the study area and belong to the Yellow River network. The average annual temperature is between 10.6 and 15.30 °C. July is the hottest month (average temperature = 22.3 °C, maximum temperature = 35.4 °C), and January is the coolest (average temperature = 2 °C, minimum temperature = −10.1 °C) [50].

2.2. Methodology

A digital elevation model (DEM) with 30 m × 30 m resolution was used to extract a set of topographic factors for the study area. The DEM was sourced from the International Scientific and Technical Data Mirror Site, Computer Network Information Center, and Chinese Academy of Sciences (http://www.gscloud.cn, accessed on 23 July 2010). LANDSAT-8 satellite images with a spatial resolution of 30 m × 30 m were also provided by the same institutions. Lithology maps for the study area at a scale of 1:50,000 were collected from the local Land and Resources Bureau.

2.3. Landslide Inventory Map

A total of 141 landslides were delineated through field investigations and landslide mapping. The landslide classification system developed by Varnes (1984) [1] was used in this study; 102 earth slides, 35 rock falls, and 4 debris flows were identified, accounting for 72%, 25%, and 3% of the total number of landslides in the region, respectively. Among these, earth slides are the most serious type of landslide in Kaiyang County (Figure 1c and Figure 2).

Landslide Conditioning Factors

The landslide susceptibility evaluation is based on the selection of evaluation factors [51,52]. The selection of factors that contribute to the development of landslides should be performed in combination with field investigation data. Based on the detailed investigation and study of typical disaster sites, this paper concludes that landslides in Kaiyang County are mainly controlled by topography, landform, stratigraphic lithology, geological structure, and water system dynamics. Landslides are mainly distributed alongside rivers and in areas with dense faults. Low-altitude areas recorded a significantly higher number of landslides than high-altitude areas, and 58% of landslides occurred in Cambrian strata.
To evaluate landslide susceptibility for this study, previous research conclusions on the influencing factors of landslides were considered, as well as the nine additional factors: altitude, slope, topographic relief, slope direction, engineering rock group, slope structure, fault, drainage system, and normalized difference vegetation index (NDVI) [53,54].

2.4. Correlations between Landslides and Their Conditioning Factors

Using the GIS software, the element layers were converted into raster data. Each evaluation factor layer and the landslide distribution layer were superimposed for analysis. The distribution rules of different factors and landslides were counted, and the correlation analysis between landslide pregnancy factors and landslide occurrence was carried out for the study area. Percentage of area is the ratio of a graded area to the total area of the study area, and percentage of landslide number is the ratio of the number of landslides to the total number of landslides within a certain classification. Further, Pn refers to the landslide density in the grading interval, that is, the number of landslides occurring in the unit area of the grading interval (units: km2).

2.4.1. Altitude

Kaiyang County has an elevation of 515–1664 m, with a relative elevation difference of 1149 m. The elevation is divided into five class ranges: 515–827, 828–993, 994–1133, 1134–1287, and 1288–1664 m (Figure 3a). The statistical results of the elevation classification and spatial distribution of landslides are shown in Figure 4a. It was observed that elevation is mainly concentrated between 828 and 1287 m, accounting for 78.5% of the total area of Kaiyang County; notably, 93.8% of the disaster sites developed in areas below 1287 m. The height range of 515–827 m developed the highest density of landslides, up to 0.14 km2.

2.4.2. Slope

Slope is an important factor that affects the occurrence of landslides; it affects the direction of water flow and soil development [55]. The Kaiyang landscape is predominated by a staggered distribution of mountain basins. The range in slopes found within the region was divided into six classes: 0–10°, 10–20°,20–30°, 30–40°, 40–50°, and >50° (Figure 3b). The statistical results of the slope classification and spatial distribution of landslides are shown in Figure 4b. The slopes are mainly concentrated within 0–30°, accounting for 94.3% of the total area. Moreover, 49.6% of the slopes conducive to geological disasters appeared in the range of 20–50°, accounting for 20.8% of the total area. The 30–40° slopes contained the largest density of landslides, up to 0.23 km2, indicating that this slope range is the most prone to landslides.

2.4.3. Topographic Relief

Topographic relief can reflect the macroscopic features of the terrain within a certain range [47]. Based on 30 m resolution DEM data, this study calculated the topographic relief of the study area and divided it into five classes (<18, 18–32, 32–50, 50–79, and >79 m) from Jenks natural breaks method (Figure 3c). The statistical results of the topographic relief classification and spatial distribution of landslides are shown in Figure 4c. The topographic relief is mainly concentrated at 0–79 m, accounting for 90.9% of the total area of Kaiyang County. The density of topographic relief is the highest in the >79 m topographic relief region, up to 0.25 km2, indicating that this is a highly prone area for landslides.

2.4.4. Aspect

The influence of aspect on the occurrence of landslides is mainly manifested in the microclimate and the regular change of the hydrothermal ratio on the hillside [56]. The aspect factor was divided into 9 classes: (−1) flat, north (0–25.5°; 315–360°), northeast (22.5–59.5°), east (59.5–135.5°), southeast(135.5–153.5°), south (153.5–215.5°), southwest (215.5–251.5°), west (251.5–298.5°), and northwest (298.5–341.5°) (Figure 3d). The statistical results of the aspect classification and spatial distribution of landslides are shown in Figure 4d. The results show that southeast, west, and northwest aspects are most conducive to landslides in the study region, with the number of disaster points accounting for 48.9% of the total area and the area accounting for 40.0% of the total area of the study area. Among them, the aspect associated with the highest density of landslides is the west aspect, accounting for up to 0.11 km2, indicating that this aspect is the most conducive to landslides.

2.4.5. Engineering Geological Rock Group

The engineering geological rock group is the material basis for landslides. The rock type and degree of hardness determine the weathering resistance of the rock mass [57]. Different lithological units were grouped into three different categories (hard rocks, soft and hard interbedded rocks, and soft rocks) based on landslide susceptibilities (Figure 3e). Hard rocks dominate in Kaiyang County (54.6% of the total area), while the density of soft rocks was the highest. The number of developmental disasters accounted for 45.5% of the total disasters, and the area accounted for 22.3% of the total area (Figure 4e).

2.4.6. Slope Structure

The slope structure plays an important role in landslide distribution [54]. The types of slope structure were divided into four classes (i.e., transverse slope, reverse slope, oblique slope, and dip slope) according to the relationship between rock strata inclination and the included angle of the topographic aspect (Figure 3f). The study area was dominated by oblique slopes, accounting for 43.8% of the total area, and 85.5% of the disaster sites were developed in the transverse, normal, and oblique slopes. The density was the highest in the Shunxiang slope area, accounting for 14.4% of the total area. This area is highly prone to landslides, accounting for 9.6% of the total area (Figure 4f).

2.4.7. Distance to Faults

Faults are an important influencing factor on landslide occurrence. Under the influence of faults, rock mass is broken, and joints and fissures develop, which have an adverse influence on slope deformation [58]. The distance to faults in the study area was established at a distance of 500 m (Figure 3g), and the sensitivity of each classification to landslides was statistically analyzed. The results are presented in Figure 4g. The results show that there are 65 landslides from 0 to 500 m on both sides of the fault, accounting for 46% of the total, and 36 disaster points from 500 to 1000 m away from the fault, accounting for 25.5% of the total. Generally, the landslide is negatively correlated with the distance from the fault within 1000 m. The farther the fault from the area, the lower the landslide probability.

2.4.8. Distance to Rivers

Proximity to rivers can also control the distribution of landslides. Rivers have an erosion effect on the bank slope, which can change the internal stress state of the slope body and increase the possibility of bank slope instability and slippage [59]. For the rivers in the study area, buffer zones were established at intervals of 200 m (Figure 3h), and the sensitivity of the buffer zones to landslides was analyzed. The results are presented in Figure 4h. As shown in the figure, in the region within 800 m of the water system, the disaster points accounted for 71.4%, which is the area prone to landslides, accounting for 41.6% of the total area. Within the range of more than 600 m, the density showed a trend of gradual decrease with the increase in distance, indicating that the influence of the water system on landslides decreases with an increase in distance within this range.

2.4.9. Normalized Difference Vegetation Index (NDVI)

The NDVI is often used to reflect human engineering activities [60]. As an index representing vegetation characteristics, vegetation coverage can represent external factors that contribute to landslides. The NDVI is divided into five class ranges: −0.098–0.070, 0.070–0.137, 0.138–0.181, 0.182–0.221, 0.222–0.274, and 0.275–0.514 (Figure 3i). Overall, vegetation coverage was relatively high in Kaiyang County. The NDVI is mainly concentrated in the range of 0.070–0.274, accounting for 93.7% of the total area; 62.8% of the disaster sites are developed in the range of NDVI= −0.098–0.181. This indicates that this area is conducive to the occurrence of landslides, accounting for 48.1% of the total area. In particular, the density of landslides is the highest in the range of 0.070–0.138, up to 0.11 km2, which is the area most prone to landslides (Figure 4i).

2.5. Correlations Analysis of Landslide Conditioning Factors

In the evaluation of landslide susceptibility, each conditioning factor is not independent but has a correlation with each other. If it is not dealt with, the weight of each conditioning factor may overlap with each other, leading to errors in the evaluation results. Therefore, this study used the variance inflation factor ( V I F ) and tolerance (TOL) to check for multicollinearity of the conditioning factors and used the Pearson correlation coefficient ( P C C ) to analyze the correlation between two conditioning factors. The V I F refers to the ratio of the variance between explanatory variables in the case of multicollinearity and variance in the case of no multicollinearity, so it can reflect the increased degree of variance caused by multicollinearity. Its formula is [61]
V I F = 1 1 R i 2   ,
where R i 2 represents the coefficient of determination between the i th factor X i and other factors. The tolerance and variance inflation factor are reciprocal of each other. A V I F > 5 or a TOL < 0.2 indicates a potential multicollinearity problem in the dataset [61].
Suppose the sample dataset ( X i , Y j ) = ( x 1 , y 1 ), ( x 2 , y 2 ),…,( x n , y n ). Then, the calculation formula of the correlation coefficient among evaluation factors is [62,63]
P C C = i = 1 n ( x i x ¯ ) j = 1 n ( y j y ¯ ) i = 1 n ( x i x ¯ ) 2 j = 1 n ( y i y ¯ ) 2 ,
where x i   and   y i are the variable values of X i   and Y j , respectively, and x ¯ and y ¯   are the mean values of X i   and Y j , respectively. The greater the absolute value of the P C C , the stronger the correlation of factors. A Pearson’s correlation coefficient >0.7 indicates high collinearity [64].
The multicollinearity among the remaining 9 landslide conditioning factors was identified using TOL, V I F (Table 1), and Pearson’s correlation coefficient (Table 2). The results show that the highest V I F value is 3.943 for topographic relief, which is less than the critical value of 5. The highest correlation value (−0.267) appeared between slope structure and topographic relief, which is also less than the critical value of 0.7, indicating no multicollinearity. Therefore, all remaining 9 factors were included in the present analysis.

2.6. Susceptibility Mapping Models

2.6.1. Certainty Factor (CF) Model

The CF model was first proposed by Shortliffe and Buchanan in 1975 [65] and improved by Heckerman (1986) [66]. The CF is a probability function used to analyze the sensitivity of various factors affecting the occurrence of events. CF is widely used in landslide susceptibility assessments. The basic assumption is that the susceptibility of a landslide can be determined based on the statistical relationship between previous landslides and datasets determined as environmental factors [29,67,68]. The equation is expressed as follows:
C F = { P P a P P s P P a ( 1 P P s ) , P P a P P s P P a P P s P P s ( 1 P P a ) , P P a < P P s ,
where P P a is the conditional probability of events occurring in class a; that is, the ratio of the number of disaster points to the area in the unit of class a. Further, P P s is the prior probability of an event occurring; that is, the ratio of the number of potential landslide points to the area in the study area.
The CF values ranged from −1 to 1. Positive numbers show an increase in certainty, while negative numbers correspond to a decrease in certainty. Numbers close to zero imply that the prior probability is similar to the conditional probability and do not provide any indication of certainty.
The weighted sum is carried out to obtain the landslide susceptibility index of each unit, which can be calculated by
I j = i n C F i ( i = 1 , 2 , , n ) ,
where I j is the susceptibility index of the jth evaluation unit and C F i is the CF value of each grade of the ith impact factor.

2.6.2. Analytic Hierarchy Process (AHP)

The AHP is a multi-index analysis and evaluation method with high precision and ease of use [69,70]. The principle is as follows: first, the evaluation factors are selected, a hierarchical structure model is established, and the relative importance of the selected evaluation factors is scored by experts. Then, the 1–9 scale method (Table 3) given by Saaty is used for scoring to construct a pair judgment matrix and test the consistency [19,71]. The consistency test index is expressed as follows:
C I = λ m a x n n 1   n > 1 ,
C R = C I R I ,
where C I is the causative index, R I -Mean is the random consistency index of the same order, and C R -random is the consistency ratio.
The judgment criterion for this study was <0.1, indicating that the test passed and the judgment matrix constructed was reasonable. The weight of each factor was calculated using the judgment matrix. The different grading state values for each factor were normalized. Finally, the susceptibility index was calculated using Equation (7) [72].
S i =   W i L i ,
where S i is the AHP susceptibility index, W i is the different grading weights of the evaluation factors, and L i is the normalized standard value of different grades of evaluation factors.

2.6.3. Logistic Regression (LR) Model

The LR model is a regression analysis model of binomial categorical variables. It describes the relationship between binary dependent variables and a series of independent variables [73,74,75,76]. When conducting susceptibility assessment, P is the probability of landslide occurrence, and Q = ( 1 P ) is the probability of non-occurrence of a landslide. If the logarithm of P / Q is ln ( P / Q ) , then the probability of landslide occurrence is regarded as the dependent variable, and the influencing factor set [ x 1 ,     x 2 ,   , x n ] is considered an independent variable. The regression Equation (8) is established as follows [77]:
ln ( P 1 P ) = α + β 1 x 1 + β 2 x 2 + + β n x n ,
where α is the regression constant, βi (i = 1, 2, …, n) is the regression coefficient, and xi (i = 1, 2, …, n) is the index value of the impact factor. Based on this, the LR Equation (9) can be obtained:
{ P = e x p ( z ) 1 + e x p ( z ) z = α + β 1 x 1 + β 2 x 2 + + β n x n   .

2.6.4. CF-AHP Integrated Model

As the deterministic coefficient model fails to consider the difference in the impact of each evaluation factor on landslide susceptibility, Fan (2017) [46] proposed a new method combining the CF and the AHP. In this method, first the CF method is used to calculate the relative weight of each evaluation factor index grading, namely, the CF value. Then, the hierarchy division of each evaluation index is carried out by combining the AHP to allocate weight scientifically and verify the reliability of weight allocation. Finally, the weight value is introduced to carry out the weighted sum of all the CF values of the impact factors, and the geological hazard susceptibility index (Ij) of each unit is calculated using the formula [46]:
I j = i n ω i C F i ( i = 1 , 2 , , n ) ,
where I j   is the susceptibility index of the jth evaluation unit and ω i is the weight of the ith evaluation factor. C F i is the CF value of each grade of the ith impact factor.

2.6.5. CF-LR Integrated Model

To consider the weight of each category of indicators and the weight of indicators at the same time, Cao (2020) [47] coupled the CF with LR and proposed the CF-LR integrated model. First, the CF value of each grade of evaluation factors calculated by the CF model was used as the index value of the LR analysis. Binomial LR analysis was performed to obtain the regression coefficient of each impact factor. On this basis, a LR equation was established to evaluate the landslide susceptibility [47].

3. Results and Discussion

3.1. Certainty Factor (CF) Model

The element layers were converted into raster data using GIS software, and the size of each layer cell was set to 30 m × 30 m. The layer of each evaluation factor (Figure 3) and the distribution layer of the landslides were superimposed for analysis, and a total of 2,217,519 independent attribute units were obtained.
The area of each classification and the number of landslides contained in each classification were counted, and the CF value of each classification was calculated using the CF model (Table 4). On this basis, the weighted sum is performed to obtain the geological disaster susceptibility index of each unit, I j .

3.2. AHP

We built a judgment matrix (Table 4). After calculation, CI = 0.144 and CR = 0.0986 < 0.1, indicating that the construction of the judgment matrix is reasonable. The judgment matrix maximum characteristic root was determined to be Max = 10.152. Finally, the weights of each factor were determined (Table 5).

3.3. LR Model

A total of 260 independent units (130 landslide-present pixels and 130 randomly selected landslide-absent pixels.) were randomly selected as statistical samples for susceptibility assessment. Among them, 1 indicates occurrence, and 0 indicates non-occurrence. The grading index values of nine impact factors were considered independent variables, and whether landslides occurred was regarded as the dependent variable. Binary LR analysis was conducted on the samples, and the regression results are shown in Table 6. The results of the LR analysis show that the significance of all nine impact factors was <0.05, indicating that the nine factors were effective. The regression coefficients of the nine factors were substituted into the model to obtain the LR formula for susceptibility evaluation:
{ P = e x p ( z ) 1 + e x p ( z ) z = 0.081 + 0.311 x 1 + 0.445 x 2 + 0.302 x 3 0.026 x 4 + 0.468 x 5 + 0.289 x 6 + 0.384 x 7 + 0.378 x 8 0.281 x 9 ,
where P is the probability of landslide and x 1 9   respectively represent the index values of each grade of nine impact factors, including altitude, slope, topographic relief, aspect, engineering geological rock group, slope structure, fault, river, and NDVI.

3.4. CF-AHP Integrated Model

AHP was used to calculate the importance of the selected index factors, and the CF method was used to calculate the CF values of different factors. Based on this, the CF weighted sum of the index factors was used to obtain the calculation formula of the sensitivity index of the evaluated region.
I j = 0.0533 × C F 1 + 0.1191 × C F 2 + 0.0996 × C F 3 + 0.045 × C F 4 + 0.148 × C F 5 + 0.1785 × C F 6 + 0.1961 × C F 7 + 0.1216 × C F 8 + 0.0387 × C F 9

3.5. CF-LR Integrated Model

Based on the CF model, CF values of each grade of the nine impact factors were considered independent variables, and whether landslides occurred was regarded as the dependent variable. Binary LR analysis was conducted (Table 7) to obtain the LR formula:
{ P = e x p ( z ) 1 + e x p ( z ) z = 0.169 + 0.795 x 1 + 0.610 x 2 + 0.693 x 3 + 0.207 x 4 + 1.727 x 5 + 0.753 x 6 + 1.584 x 7 + 1.784 x 8 + 1.336 x 9
where P is the probability of landslide and x(1–9) represents the CF values of each grade of the aforementioned nine impact factors.

3.6. Landslide Susceptibility Mapping

The grid calculator tool of GIS software was used to calculate the susceptibility index of each unit superposition. Using the Jenks natural breaks method, the susceptibility of Kaiyang County was divided into four classes: very low, low, moderate, and high (Figure 5 and Figure 6).
The resultant landslide susceptibility maps (Figure 5) suggest that the areas of high susceptibility to landslides are mainly distributed alongside rivers, in areas such as Huali Town and Jinzhong Town that were densely populated, as well as in areas with fault-concentrated belts. Areas of extremely low susceptibility to landslides are mainly distributed in Longgang Town in the south, and Nanmudu Town in the north, where the terrain is relatively flat and the geological conditions are not conducive for landslides. Figure 5 shows that the area ratios of each classification of the CF and LR model are similar. In the CF-LR model, the area of high susceptibility was 20.68%, which was higher than the 16.60% in the CF model or the 16.94% in the LR model. The area of the very low susceptibility area was 42.68%, which was higher than that of the CF model (24.23%) or the LR model (27.27%). In the CF-AHP model, the area of high susceptibility was 19.72%, which was higher than that of the CF model (16.60%) or the LR model (118.95%). The area ratio of the extremely low susceptibility area was 18.51%, which was higher than that of the CF model (24.23%) and similar to that of the AHP model (18.51%).

3.7. Validation of the Susceptibility Models

3.7.1. Distribution of Landslides

The accuracy of the evaluation results can be tested by counting the percentage of the number of landslides in each susceptibility classification in the total number of landslides. The statistical results (Figure 7) show that 89.11% and 86.90% of landslides in the CF-AHP and CF-LR models fall in the medium to high-susceptibility areas, respectively; these values are higher than those recorded by the CF-AHP (82.89%), LR (80.65%), and AHP (76.19%) models, respectively. The results show that the evaluation results using the CF-AHP and CF-LR models are more reasonable than the CF, AHP, and LR models.

3.7.2. Receiver Operating Characteristic Curves

The receiver operating characteristic curve (ROC) is a common method for accuracy verification of landslide susceptibility evaluation, and it is widely used in the accuracy verification of landslide susceptibility evaluation. To show the evaluation effect more clearly, the area under the receiver operating curve (AUC) is typically used as an objective and quantitative evaluation index to measure the accuracy of the model’s prediction [32]. The AUC value ranges between 0 and 1; the closer it is to 1, the higher is the prediction accuracy. The ROC test results for the five models in this study are shown in Figure 8. The test results show that the AUC values of the CF, AHP, LR, CF-AHP, and CF-LR models were 0.853, 0.712, 0.871, 0.873, and 0.895, respectively. With the exception of the AHP model, the AUC value of the other models is greater than 0.75, indicating that these models accurately evaluate the landslide susceptibility. The accuracy of the five models ranged from the highest to the lowest as follows: CF-LR, CF-AHP, LR, CF, and AHP. The success rates of the CF-AHP and CF-LR models were higher than those of the models using CF-AHP, AHP, and LR, respectively.

3.8. Uncertainty Analysis

As for landslides, there are some uncertainties in landslide susceptibility evaluation because of the complexity of the forming mechanism, the uncertainty of obtaining relevant data such as landslide cataloging, and the difference of prediction principles of different analysis models. For the AHP method, the rating system is mainly based on expert opinions, which is a subjective method and may have great defects. When making grading decisions on slopes, experienced experts generally assign a relatively high vulnerability index to a high slope and a relatively low vulnerability index to a low slope. In fact, the Pn values of landslide points in the six classes are 0.0229 (0–10°) and 0.0665 (10–20°), 0.1493 (20–30°), 0.2398 (30–40°), 0.2189 (40–50°), and 0 (>50°), respectively. The number of landslides in >50° region is not higher than those in 30–40° and 40–50° regions. Therefore, it is difficult to estimate the actual weight of factors when only starting from professional knowledge and general experience, and one cannot comprehensively analyze the actual situation. For the CF and LR models, the accuracy is mainly affected by the unbalanced sample sets. Landslide and non-landslide points are strongly unbalanced data sets. When using the sampling method to select non-landslide points, it is difficult to directly determine the specific location of non-landslide areas; therefore, there are differences in the selection methods of non-landslide points. In this study, through random sampling in the whole area, it is difficult to obtain good non-landslide points, which affects the accuracy of the model to some extent. These problems need to be solved in future research.

4. Conclusions

Although past studies have individually applied the AHP, CF, LR, CF-AHP, and CF-LR methods to examine landslide distribution and susceptibility characteristics, these methods have not previously been compared for accuracy. This study applied all five of these modeling approaches to the same area (Kaiyang County, China) to map landslide susceptibility and then compared the results obtained from the analyses. Five models were used to produce landslide maps, and the suitability of each model was evaluated using the area under the curve method and by comparing the maps with known landslide locations. The accuracies of the landslide maps produced by the CF, AHP, LR, CF-AHP, and CF-LR methods were 0.853, 0.712, 0.871, 0.873, and 0.895, respectively. The success rates of the CF-AHP and CF-LR models were higher than those of the CF, AHP, and LR models. By combining CF with the LR method, or CF with the AHP method, the shortcomings of the CF model were resolved, and the quadratic LR calculation of the landslide index factor was realized. The ROC precisions of the CF-AHP and CF-LR models were 0.838 and 0.836, respectively. Compared with the single AHP and CF models, the accuracy of landslide susceptibility assessment can be improved by approximately 8%, indicating that the CF-AHP and CF-LR models have a higher success rate than the single AHP and CF models in the assessment of landslide hazard susceptibility; these findings provide a reliable way to improve the assessment process of landslide hazard susceptibility in the Kaiyang region and elsewhere.
The comparison results of the present study indicate that except for the AHP model, the AUC value of all the other models was greater than 0.75, and the frequency ratio of extremely vulnerable areas and highly vulnerable areas accounted for more than 80% of the total frequency ratio. This indicates that the landslide susceptibility of Kaiyang County could be accurately evaluated using these methods.
By comparing and analyzing the value of CF and regression coefficient B of each characteristic value of the nine factors, it can be observed that the three influencing factors, namely formation lithology, distance from fault, and distance from the water system, contribute significantly to landslide susceptibility. In particular, landslides are more likely to occur within 1000 m of a fault, 800 m of a water system, and in lithologies of soft rock formation.
Landslide susceptibility maps provide decision support to planners and engineers who must choose suitable locations to implement development action plans. The landslide susceptibility maps produced in this study can aid planners and engineers in future development and land-use planning for Kaiyang County.

Author Contributions

All authors conceptualized the main research purpose of the paper. Y.Q. and G.Y. performed the analysis, prepared the data, tables, and figures, and wrote the majority of the first draft of the paper. K.L., Q.S., J.X. and Y.W. contributed with paper review and editing. All authors have read and agreed to the published version of the manuscript.

Funding

This study was supported by the Basic research program of Guizhou Provincial Science and Technology Foundation (ZK[2021] Basic 200).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Acknowledgments

The authors are grateful to editors and reviewers for their enthusiastic help and valuable comments.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Location of the study area and landslide inventory map: (a) the geographical location of Guizhou Province in China; (b) the geographical localtion of Kaiyang County in Guizhou Province; and (c) the distribution of landslides and elevation in Kaiyang County.
Figure 1. Location of the study area and landslide inventory map: (a) the geographical location of Guizhou Province in China; (b) the geographical localtion of Kaiyang County in Guizhou Province; and (c) the distribution of landslides and elevation in Kaiyang County.
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Figure 2. Three typical landslides that occurred in Kaiyang County of southwest China: (a) earth slide; (b) rock fall; (c) debris flow; and (d) local details of (c).
Figure 2. Three typical landslides that occurred in Kaiyang County of southwest China: (a) earth slide; (b) rock fall; (c) debris flow; and (d) local details of (c).
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Figure 3. Evaluation factors of classification: (a) altitude, (b) slope, (c) topographic relief, (d) aspect, (e) engineering geological rock group, (f) slope structure, (g) distance to faults, (h) distance to rivers, and (i) NDVI.
Figure 3. Evaluation factors of classification: (a) altitude, (b) slope, (c) topographic relief, (d) aspect, (e) engineering geological rock group, (f) slope structure, (g) distance to faults, (h) distance to rivers, and (i) NDVI.
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Figure 4. Statistical analyses of eight impact factors for the classification and spatial distribution of landslides: (a) altitude, (b) slope, (c) topographic relief, (d) aspect, (e) engineering geological rock group, (f) slope structure, (g) distance to faults, (h) distance to rivers, and (i) normalized difference vegetation index (NDVI).
Figure 4. Statistical analyses of eight impact factors for the classification and spatial distribution of landslides: (a) altitude, (b) slope, (c) topographic relief, (d) aspect, (e) engineering geological rock group, (f) slope structure, (g) distance to faults, (h) distance to rivers, and (i) normalized difference vegetation index (NDVI).
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Figure 5. Landslide susceptibility (LS) maps of the five models: (a) the LS map of the CF model; (b) the LS map of the AHP model; (c) the LS map of the LR model; (d) the LS map of the CF-AHP model; and (e) the LS map of the CF-LR model.
Figure 5. Landslide susceptibility (LS) maps of the five models: (a) the LS map of the CF model; (b) the LS map of the AHP model; (c) the LS map of the LR model; (d) the LS map of the CF-AHP model; and (e) the LS map of the CF-LR model.
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Figure 6. Percentages of different landslide susceptibility classes for CF, AHP, LR, CF-AHP and CF-LR models.
Figure 6. Percentages of different landslide susceptibility classes for CF, AHP, LR, CF-AHP and CF-LR models.
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Figure 7. Verification of landslide susceptibility maps for CF, AHP, LR, CF-AHP, and CF-LR models.
Figure 7. Verification of landslide susceptibility maps for CF, AHP, LR, CF-AHP, and CF-LR models.
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Figure 8. Comparison of receiver operating characteristic (ROC) curves and area under the curve (AUC) values.
Figure 8. Comparison of receiver operating characteristic (ROC) curves and area under the curve (AUC) values.
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Table 1. Multicollinearity analysis for landslide conditioning factors.
Table 1. Multicollinearity analysis for landslide conditioning factors.
Conditioning FactorsTOL V I F
NDVI0.9361.068
Topographic relief0.2543.943
Distance to faults0.9661.035
Distance to rivers0.7901.265
Altitude0.7611.313
Slope0.2673.740
Aspect0.9551.048
Slope structure0.9661.035
Engineering geological rock group0.8991.112
Table 2. Correlation coefficients among the landslide conditioning factors.
Table 2. Correlation coefficients among the landslide conditioning factors.
Conditioning FactorsNDVITopographic ReliefDistance to FaultsAltitudeSlopeAspectDistance to RiversSlope StructureEngineering Geological Rock Group
NDVI1.000−0.0440.0970.021−0.027−0.196−0.094−0.002−0.114
Topographic relief 1.0000.063−0.2180.204−0.093−0.062−0.2670.079
Distance to faults 1.000−0.0220.105−0.082−0.0780.026−0.029
Altitude 1.000−0.112−0.1160.2030.125−0.128
Slope 1.000−0.066−0.065−0.2150.142
Aspect 1.000−0.0460.034−0.001
Distance to rivers 1.000−0.0170.114
Slope structure 1.000−0.097
Engineering geological rock group 1.000
Table 3. Judgment matrix scale and its meaning [69].
Table 3. Judgment matrix scale and its meaning [69].
Scale ValuesMeaning
1Indicates that two factors are of equal importance compared to each other
3The former is slightly more important than the latter
5Indicates that the former is significantly more important than the latter
7The former is more important than the latter
9The former is more important than the latter
2, 4, 6, 8Represents the median value of the above adjacent judgments
The bottomContrary to the above effects
Table 4. Evaluation factors of the classification and CF value of each grade.
Table 4. Evaluation factors of the classification and CF value of each grade.
FactorsClassesNumber of LandslideCategory Area/km2CF
Altitude (m)515–82729199.080.542624
828–99359501.260.415432
994–113332606.430.28567
1134–128716467.350.54544
1288–16649230.200.47827
Slope (°)0–1017740.020.6985
10–2056841.170.08543
20–3046308.010.555807
30–402187.560.75283
40–50522.830.721837
>5004.74−1
Topographic relief (m)<1810740.840.82454
18–3242701.800.18375
32–5052380.380.507525
50–7937147.570.766945
>79433.730.420283
Aspect (°)Flat017.17−1
North14245.070.22311
Northeast17244.030.03983
East17275.350.15622
Southeast21280.920.034762
South14217.620.11835
Southwest12203.600.1969
West27235.790.396943
Northwest23284.750.112494
Engineering geological rock groupHard rocks511101.560.3775
Soft and hard interbedded rocks28454.470.15811
Soft rocks66448.280.548293
Slope structureTransverse slope34413.55
193.2337
0.129424
0.360400631
The reverse slope21193.230.360401
Oblique slope49878.250.242301
Dip slope41519.280.090269
Distance to faults (m)50066638.590.323431
100041447.410.22698
150020300.030.08417
20003194.690.79932
>200015423.600.52926
Distance to rivers(m)20031257.650.429814
40027207.820.477728
60029193.110.558687
80017176.400.268756
100011159.910.05277
>1000301009.430.60723
NDVI0.098–0.070658.320.319929
0.070–0.13733301.280.365997
0.138–0.18152605.140.170441
0.182–0.22136606.190.19041
0.222–0.27416365.380.41277
0.275–0.514267.980.61136
Table 5. Evaluation factor paired comparison matrix and weight.
Table 5. Evaluation factor paired comparison matrix and weight.
FactorAltitudeSlopeAspectTopographic ReliefEngineering Geological Rock GroupSlope StructureDistance to FaultsDistance to RiversNDVIWi
Altitude11/321/31/31/31/21/320.0533
Slope31321/31/21/2230.1191
Aspect1/21/311/31/41/31/21/320.045
Topographic relief31/2311/31/21/2220.0996
Engineering geological rock group334311/31/31/350.148
Slope structure3232311/2230.1785
Distance to faults2222321230.1961
Distance to rivers31/231/231/21/2120.1216
NDVI1/21/31/21/21/51/31/31/210.0387
Table 6. Results of logistic regression analysis.
Table 6. Results of logistic regression analysis.
Return to the ItemBSEWalsdfSig
Altitude0.3110.1563.98410.046
Slope0.4450.3251.87910.017
Topographic relief0.3020.3046.94010.008
Aspect0.0260.0700.14110.040
Engineering geological rock group0.4680.1856.42910.011
Slope structure0.2890.1563.42510.026
Distance to faults0.3840.11910.44210.001
Distance to rivers0.3780.09316.43410.000
NDVI0.2810.1543.32610.038
constant0.0811.2290.00410.948
Note: B represents the regression coefficient of each factor in the model, Se is the standard deviation, Wals is the chi-square, df is the degree of freedom, and Sig represents significance.
Table 7. Results of logistic regression analysis (based on the CF value).
Table 7. Results of logistic regression analysis (based on the CF value).
Return to the ItemBSEWalsdfSig
Altitude0.7950.4173.63910.036
Slope0.6100.4971.50710.020
Topographic relief0.6930.4242.67510.012
Aspect0.2070.8030.06710.049
Engineering geological rock group1.7270.46613.72710.000
Slope structure0.7530.8030.87810.034
Distance to faults1.5840.49710.14010.001
Distance to rivers1.7840.36124.46810.000
NDVI1.3360.6094.80810.028
constant0.1690.1760.92410.336
Note: B represents the regression coefficient of each factor in the model, Se is the standard deviation, Wals is the chi-square, df is the degree of freedom, and Sig represents significance.
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Qin, Y.; Yang, G.; Lu, K.; Sun, Q.; Xie, J.; Wu, Y. Performance Evaluation of Five GIS-Based Models for Landslide Susceptibility Prediction and Mapping: A Case Study of Kaiyang County, China. Sustainability 2021, 13, 6441. https://doi.org/10.3390/su13116441

AMA Style

Qin Y, Yang G, Lu K, Sun Q, Xie J, Wu Y. Performance Evaluation of Five GIS-Based Models for Landslide Susceptibility Prediction and Mapping: A Case Study of Kaiyang County, China. Sustainability. 2021; 13(11):6441. https://doi.org/10.3390/su13116441

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Qin, Yigen, Genlan Yang, Kunpeng Lu, Qianzheng Sun, Jin Xie, and Yunwu Wu. 2021. "Performance Evaluation of Five GIS-Based Models for Landslide Susceptibility Prediction and Mapping: A Case Study of Kaiyang County, China" Sustainability 13, no. 11: 6441. https://doi.org/10.3390/su13116441

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