Hybrid Particle Whale Optimization for Dual-Output EV Fast-Charging Parameter Estimation
Abstract
1. Introduction
- This study evaluates a dual-output HPWOA-trained network for simultaneous direct estimation of charging power and charging current from protocol-state and battery-condition variables.
- This study uses an equal-weight combined MSE objective over the 158-dimensional neural-network weight vector, so both outputs are trained within one shared network structure.
- This study compares the HPWOA with standalone PSO, the WOA, and the SFSA in a 30-seed, fitness-function-evaluation-matched study and additionally benchmarks a mini-batch Adam-trained DO-FNN.
- This study analyzes protocol-stage-dependent prediction behavior. In the repeated evaluation, the hardest and easiest stages depend on the output: Handshake has the highest mean MAE for both outputs, whereas Recharge has the lowest mean power MAE, and Parameter Configuration has the lowest mean current MAE.
- This study examines feature importance in the optimized dual-output network and shows that demanded current, demanded voltage, state of charge, and pack voltage are the dominant predictors of realized fast-charging behavior.
2. Theoretical Background
2.1. Dataset Overview
2.2. Protocol Variables and Target Definitions
2.3. Descriptive Statistics by Charging Stage
2.4. The State-of-the-Art in EV Fast-Charging Parameter Estimation
3. Materials and Methods
3.1. Data Partitioning and Normalization
3.2. Dual-Output Feedforward Neural Network Architecture
3.3. Continuous Search Space and Optimization Constraints
3.4. Particle Swarm Optimization
3.5. Whale Optimization Algorithm
3.6. Stochastic Fractal Search Algorithm
3.7. Proposed HPWOA Training Strategy
3.8. Dual-Output Fitness Function
3.9. Algorithmic Implementation
| Algorithm 1. HPWOA-based dual-output neural-network training procedure. | |
| Step | Procedure |
| Input | Training inputs training targets population size maximum iterations and neural-network dimension |
| Output | Optimized weight vector and trained DO-FNN model. |
| 1 | Normalize and using min–max scaling. |
| 2 | Initialize a population of candidate weight vectors: where |
| 3 | Initialize PSO velocities: |
| 4 | Evaluate the initial fitness for all particles using Equation (28). |
| 5 | Set each personal best as |
| 6 | Set the global best as the candidate with the lowest fitness. |
| 7 | For to execute the PSO phase. |
| 7.1 | Update particle velocity using Equation (15). |
| 7.2 | Clip velocity using Equation (14). |
| 7.3 | Update particle position using Equation (16). |
| 7.4 | Clip weights using Equation (13). |
| 7.5 | Decode into and |
| 7.6 | Compute DO-FNN predictions using Equations (8)–(10). |
| 7.7 | Evaluate using Equation (28). |
| 7.8 | Update the personal best if the current fitness improves. |
| 7.9 | Update the global best if the current candidate gives the lowest fitness. |
| 8 | Store the complete terminal PSO population for and its global best |
| 9 | Initialize the WOA population as for initialize the WOA leader as |
| 10 | For execute the WOA phase. |
| 10.1 | Set the WOA control coefficient |
| 10.2 | For each whale draw compute and |
| 10.3 | If and update |
| 10.4 | If and select from the transferred/current WOA population and update |
| 10.5 | If update the whale using the spiral bubble-net equation in Equations (21) and (22). |
| 10.6 | Clip weights using Equation (13). |
| 10.7 | Decode each candidate into and |
| 10.8 | Compute DO-FNN predictions using Equations (8)–(10). |
| 10.9 | Evaluate the combined fitness using Equation (28). |
| 10.10 | Update the leader if a lower fitness value is found. |
| 11 | Return the final optimized solution |
| 12 | Use to evaluate the trained DO-FNN on the held-out test set. |
| Algorithm 2. Test-set evaluation procedure. |
Input: Test inputs , test targets , and optimized weight vector . Output: Test-set MSE, RMSE, MAE, , and MAPE for both outputs.
|
3.10. Performance Evaluation Metrics
4. Results and Discussion
4.1. Convergence Analysis
4.2. Charging-Power Estimation Performance
4.3. Charging-Current Estimation Performance
4.4. Residual Analysis
4.5. Comprehensive Metric Comparison
4.6. Ordered Test-Sample Comparison
4.7. Per-Stage Error Analysis
4.8. Feature-Importance Analysis
4.9. Discussion of Model Behavior and Practical Implications
4.10. Physical Consistency and Analytical-Baseline Comparison
4.11. Repeated-Seed and Gradient-Based Benchmark Design
4.12. Charger-Grouped Validation
4.13. Limitations of the Results
5. Conclusions and Future Work
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| A | Ampere |
| BEV | Battery-electric vehicle |
| BMS | Battery management system |
| CC | Constant current |
| CCS | Combined Charging System |
| CHAdeMO | CHArge de MOve DC fast-charging protocol |
| CV | Constant voltage |
| DC | Direct current |
| DO-FNN | Dual-output feedforward neural network |
| EV | Electric vehicle |
| FNN | Feedforward neural network |
| GB/T | Chinese national standard for EV charging communication and connectors |
| HPWOA | Hybrid Particle Whale Optimization Algorithm |
| IEC | International Electrotechnical Commission |
| MAE | Mean absolute error |
| MAPE | Mean absolute percentage error |
| MSE | Mean-square error |
| PSO | Particle Swarm Optimization |
| ReLU | Rectified linear unit |
| RMSE | Root-mean-square error |
| SFSA | Stochastic Fractal Search Algorithm |
| SOC | State of charge |
| SOH | State of health |
| WOA | Whale Optimization Algorithm |
| Ambient temperature in degrees Celsius | |
| Measured cell voltage in volts | |
| Realized charging current in amperes | |
| Realized charging power in kilowatts | |
| Charger-requested current setpoint in amperes | |
| Charger-requested voltage setpoint in volts | |
| Battery internal resistance in milliohms | |
| Maximum battery temperature in degrees Celsius | |
| Battery-pack terminal voltage in volts | |
| State of charge expressed as a percentage | |
| State of health expressed as a percentage | |
| WOA coefficient vector (balance between exploration and exploitation) | |
| Linearly decreasing WOA control coefficient | |
| Spiral-shape constant in WOA | |
| Hidden-layer bias vector | |
| Output-layer bias vector | |
| WOA coefficient vector (randomized weighting of the target/prey position) | |
| PSO cognitive acceleration coefficient | |
| PSO social acceleration coefficient | |
| Number of trainable neural-network parameters | |
| Combined dual-output fitness function | |
| Global-best solution at iteration | |
| Best solution transferred from PSO to WOA in HPWOA | |
| Hidden-layer output matrix | |
| Charging-current output index | |
| Sample index | |
| Random spiral parameter in WOA | |
| Total number of samples | |
| Number of input neurons | |
| Number of hidden neurons | |
| Number of output neurons | |
| Total number of optimization iterations | |
| Number of training samples | |
| Number of test samples | |
| Number of SFSA diffusion steps per iteration | |
| Population size | |
| Charging-power output index | |
| Personal-best position of particle at iteration | |
| Generic output index, | |
| Coefficient of determination | |
| Random numbers sampled from | |
| Velocity vector of particle at iteration | |
| Input-to-hidden weight matrix | |
| Hidden-to-output weight matrix | |
| PSO inertia weight | |
| Input-feature matrix | |
| Target-output matrix | |
| Predicted-output matrix | |
| Measured charging-power target for sample | |
| Measured charging-current target for sample | |
| Predicted charging-power value for sample | |
| Predicted charging-current value for sample | |
| Mean measured value of output on the test set | |
| SFSA Gaussian walk ratio | |
| Neural-network trainable parameter vector | |
| Optimized neural-network parameter vector | |
| Sigmoid activation function | |
| Uniform distribution between −1 and 1 | |
| Standard normal distribution |
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| Variable | Type | Unit | Role in Parameter Estimation |
|---|---|---|---|
| Encoded charging stage | Input | - | Protocol-phase context represented as an ordinal stage variable |
| Input | V | Charger-requested voltage setpoint during protocol negotiation | |
| Input | A | Charger-requested current setpoint during protocol negotiation | |
| Input | V | Measured battery-pack terminal voltage at the sampling instant | |
| Input | V | Cell-level voltage indicator linked to voltage-limit and tapering behavior | |
| Input | % | State-of-charge indicator governing current acceptance and tapering | |
| Maximum temperature | Input | °C | Thermal-condition signal associated with derating and safety constraints |
| Internal resistance | Input | mΩ | Electrical impedance indicator affecting voltage drop and delivered power |
| State of health | Input | % | Aging-state indicator affecting charge acceptance and battery response |
| Ambient temperature | Input | °C | External thermal boundary condition influencing battery thermal behavior |
| Target 1 | kW | Realized delivered charging power | |
| Target 2 | A | Realized delivered charging current |
| Stage | Mean (kW) | SD (kW) | Mean (A) | SD (A) | Mean Maximum Temperature (°C) | |
|---|---|---|---|---|---|---|
| Handshake | 144 | 20.03 | 12.14 | 43.2 | 24.5 | 52.1 |
| Parameter Configuration | 128 | 20.98 | 11.89 | 45.8 | 23.9 | 53.4 |
| Recharge | 123 | 19.35 | 11.24 | 46.0 | 25.0 | 53.2 |
| End of Charge | 105 | 21.37 | 13.30 | 44.9 | 26.1 | 53.2 |
| Overall | 500 | 20.39 | 11.84 | 44.9 | 24.9 | 52.8 |
| Category | Ref. | Focus | Strengths | Remaining Limitation |
|---|---|---|---|---|
| Fast-charging infrastructure and standards | [4,5] | DC fast-charging systems, charging interfaces, and infrastructure requirements | Establishes the technical and operational context for EV fast charging | Does not estimate realized charging power and current at the protocol level |
| Charging standards and interoperability | [6] | EV charging standards and sustainable charging technologies | Highlights protocol coordination and charger–vehicle compatibility | Does not provide a data-driven demand–delivery prediction model |
| Charger topology and power electronics | [11,14] | Battery-charger architectures, power levels, and converter constraints | Explains why the demanded and delivered charging quantities may differ | Mainly hardware-focused; limited learning-based estimation |
| Battery thermal management | [16,17] | Thermal control, heat generation, and battery-pack temperature management | Provides physical motivation for predicting high-power and high-current events | Requires an accurate forward estimate of charging power and current |
| Battery lifetime and operating-condition effects | [15,18] | Battery longevity, low-temperature operation, and charging acceptance | Links charging conditions to battery performance and degradation | Does not directly model protocol-stage-dependent delivered outputs |
| BMS and battery-state modeling | [19,20] | SOC, SOH, BMS functions, and charge-discharge characteristics | Establishes the nonlinear relationship between battery state and charging response | Often focused on state estimation rather than dual-output charging-parameter estimation |
| Machine-learning-based charging prediction | [24,25] | Data-driven modeling of nonlinear charging and battery behavior | Captures nonlinear relationships without full electrochemical models | Often single-output or demand-level prediction; limited protocol-level modeling |
| Neural-network optimization challenges | [26] | Non-convex learning and optimization difficulty in neural models | Justifies the need for robust optimization strategies | Gradient-based learning may be sensitive to local minima and initialization |
| HPWOA-based battery intelligence | [27] | Hybrid PSO-WOA optimization for battery-related prediction and feature selection | Provides strong convergence and benchmark performance against standalone algorithms | Not previously formulated for dual-output EV fast-charging power and current estimation |
| Proposed study | - | HPWOA-optimized dual-output neural framework for estimating and | Uses one shared model, one combined MSE fitness function, and controlled benchmarking against PSO, WOA, and SFSA | Dataset size is moderate and should be expanded in future real-world charging deployments |
| Algorithm | Parameter | Symbol | Value |
|---|---|---|---|
| PSO/HPWOA Phase I | Population size | 25 | |
| PSO/HPWOA Phase I | Inertia weight | 0.7 | |
| PSO/HPWOA Phase I | Cognitive coefficient | 2.0 | |
| PSO/HPWOA Phase I | Social coefficient | 2.0 | |
| PSO/HPWOA Phase I | Velocity bounds | ||
| WOA/HPWOA Phase II | Spiral shape constant | 1 | |
| WOA/HPWOA Phase II | Weight bounds | ||
| SFSA | Diffusion steps per iteration | 5 | |
| SFSA | Gaussian walk ratio | 0.75 | |
| Repeated benchmark | FFE-matched iteration allocation | T | 150 (PSO/WOA/HPWOA); 30 (SFSA) |
| All algorithms | Search-space dimension | 158 | |
| HPWOA | Phase split | - | 75 PSO/75 WOA |
| Algorithm | Final Training MSE (Mean ± SD) | Convergence Iteration (Mean ± SD) | Time/Run, s (Mean ± SD) |
|---|---|---|---|
| PSO | 0.00807 ± 0.00251 | 138.8 ± 12.3 | 0.357 ± 0.007 |
| WOA | 0.06298 ± 0.00984 | 38.8 ± 18.7 | 0.382 ± 0.013 |
| SFSA | 0.05436 ± 0.01184 | 22.5 ± 7.3 | 0.397 ± 0.013 |
| HPWOA | 0.01027 ± 0.00334 | 115.7 ± 16.1 | 0.366 ± 0.008 |
| Algorithm | MSE (kW2) (Mean ± SD) | RMSE (kW) (Mean ± SD) | MAE (kW) (Mean ± SD) | R2 (Mean ± SD) |
|---|---|---|---|---|
| PSO | 17.695 ± 6.868 | 4.133 ± 0.796 | 3.265 ± 0.606 | 0.877 ± 0.048 |
| WOA | 121.695 ± 29.939 | 10.943 ± 1.415 | 9.127 ± 1.401 | 0.154 ± 0.208 |
| SFSA | 111.230 ± 34.689 | 10.430 ± 1.590 | 8.268 ± 1.238 | 0.227 ± 0.241 |
| HPWOA | 22.640 ± 10.276 | 4.658 ± 0.986 | 3.712 ± 0.799 | 0.843 ± 0.071 |
| Adam DO-FNN | 2.917 ± 0.398 | 1.704 ± 0.121 | 1.400 ± 0.099 | 0.980 ± 0.003 |
| Algorithm | MSE (A2) (Mean ± SD) | RMSE (A) (Mean ± SD) | MAE (A) (Mean ± SD) | R2 (Mean ± SD) |
|---|---|---|---|---|
| PSO | 131.139 ± 54.057 | 11.235 ± 2.255 | 8.949 ± 1.752 | 0.889 ± 0.046 |
| WOA | 1008.048 ± 231.928 | 31.507 ± 3.982 | 26.720 ± 3.845 | 0.148 ± 0.196 |
| SFSA | 813.143 ± 235.903 | 28.226 ± 4.121 | 22.532 ± 3.348 | 0.313 ± 0.199 |
| HPWOA | 167.917 ± 70.187 | 12.686 ± 2.687 | 10.160 ± 2.073 | 0.858 ± 0.059 |
| Adam DO-FNN | 24.534 ± 2.592 | 4.946 ± 0.273 | 4.082 ± 0.221 | 0.979 ± 0.002 |
| Approach | Power R2 (Mean ± SD) | Power RMSE (kW) (Mean ± SD) | Current R2 (Mean ± SD) | Current RMSE (A) (Mean ± SD) | Physical-Consistency Error |
|---|---|---|---|---|---|
| Direct HPWOA | 0.843 ± 0.071 | 4.658 ± 0.986 | 0.858 ± 0.059 | 12.686 ± 2.687 | 29.4 ± 14.5% |
| P = measured V × HPWOA predicted I | 0.861 ± 0.059 | 4.385 ± 0.934 | 0.858 ± 0.059 | 12.686 ± 2.687 | 0% (by construction) |
| Model | Power R2 (Mean ± SD) | Current R2 (Mean ± SD) | Evaluation |
|---|---|---|---|
| HPWOA | 0.857 ± 0.045 | 0.873 ± 0.048 | 5 charger folds × 5 seeds |
| Adam DO-FNN | 0.983 ± 0.003 | 0.984 ± 0.001 | 5 charger folds × 5 seeds |
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© 2026 by the authors. Published by MDPI on behalf of the World Electric Vehicle Association. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
Share and Cite
Mayingi, B.A.; Thango, B.A.; Okojie, D.E.; Iqbal, F. Hybrid Particle Whale Optimization for Dual-Output EV Fast-Charging Parameter Estimation. World Electr. Veh. J. 2026, 17, 440. https://doi.org/10.3390/wevj17090440
Mayingi BA, Thango BA, Okojie DE, Iqbal F. Hybrid Particle Whale Optimization for Dual-Output EV Fast-Charging Parameter Estimation. World Electric Vehicle Journal. 2026; 17(9):440. https://doi.org/10.3390/wevj17090440
Chicago/Turabian StyleMayingi, Buasa Andy, Bonginkosi A. Thango, Daniel Esene Okojie, and Faiz Iqbal. 2026. "Hybrid Particle Whale Optimization for Dual-Output EV Fast-Charging Parameter Estimation" World Electric Vehicle Journal 17, no. 9: 440. https://doi.org/10.3390/wevj17090440
APA StyleMayingi, B. A., Thango, B. A., Okojie, D. E., & Iqbal, F. (2026). Hybrid Particle Whale Optimization for Dual-Output EV Fast-Charging Parameter Estimation. World Electric Vehicle Journal, 17(9), 440. https://doi.org/10.3390/wevj17090440

