Pulmonary Drug Delivery for Infectious Diseases: Cutting-Edge Formulations and Manufacturing Technologies
Abstract
1. Introduction
Comparative Limitations of Pulmonary Drug Delivery
2. Understanding the Physiology of the Respiratory System
3. Progression of Infectious Diseases in the Respiratory Tract
- (1)
- Pathogen entry and colonization: Pathogens generally enter the respiratory system by inhaling contaminated droplets or particles. The upper respiratory tract, including the nasal passages and pharynx, is often the initial site of colonization. In some cases, pathogens may also reach the respiratory system through hematogenous spread [75].Bacterial Infections: Pneumococcal bacteria, for example, employ specific ligand-receptor interactions to colonize the respiratory tract, invade the lungs, and potentially spread to the bloodstream and brain. This process involves a series of molecular events that can lead to severe disease symptoms if not controlled [76].Viral Infections: Viruses such as the influenza A virus, as well as emerging pathogens such as SARS-CoV-2 and H7N9, have distinct entry mechanisms. These viruses typically target the mucosal surfaces of the respiratory tract to initiate infection. The upper respiratory tract is particularly vulnerable, as it tends to have higher viral loads and faster infection resolution compared to the lower respiratory tract [77,78,79].Fungal Infections: The entry mechanism of fungal pathogens into the respiratory system involves several key steps. Fungal spores or conidia first evade the mucociliary clearance of the upper respiratory tract, reaching the lower airways and alveoli [80,81]. Once in the alveolar spaces, fungal spores can adhere to pulmonary epithelial cells through specific receptor-ligand interactions [82]. In individuals with compromised immune systems or impaired mucosal defenses, the immune response, primarily mediated by alveolar macrophages and neutrophils, may not be sufficient to clear the fungal elements effectively. Consequently, the spores can germinate into more invasive forms, such as hyphae or yeast, enabling penetration of the respiratory epithelial barrier [83]. This process facilitates tissue invasion and triggers localized inflammatory responses, eventually leading to clinical infection [84].
- (2)
- Overcoming Host Defenses: The respiratory system has several innate defense mechanisms to prevent pathogen colonization, including (a) mucociliary clearance which is a mucus layer that traps particles and pathogens and then moved them upward by ciliary action, (b) antimicrobial peptides which are secreted by epithelial cells and possess broad-spectrum antimicrobial activity, and (c) resident alveolar macrophages that can phagocytose and eliminate invading pathogens. For pathogens to establish infection, they must overcome these defenses. This may involve strategies such as inhibition of ciliary function, degradation of antimicrobial peptides, or evading phagocytosis [66].
- (3)
- Adherence and Invasion: The transmission of respiratory pathogens is strongly influenced by fluid dynamics, which govern the encapsulation, emission, and transport of pathogens in respiratory droplets [85]. Pathogens adhere to respiratory epithelial cells using various adhesins that bind to specific receptors on host cells. For example, influenza viruses bind to sialic acid residues, while Streptococcus pneumoniae uses surface proteins to attach to epithelial cells. After adherence, some pathogens may invade the epithelial cells directly or penetrate between them to reach underlying tissues [86]. Understanding these dynamics is essential for assessing transmission risks and developing effective control strategies.
- (4)
- Replication and Spread: After establishing infection, pathogens begin to replicate within the host environment. Viruses hijack host cellular machinery for replication, while bacteria multiply using available nutrients. As the pathogen population grows, the infection can spread locally within the respiratory tract or, in some cases, systemically, affecting other organs or tissues [76].
- (5)
- Tissue Damage and Inflammation: The presence and replication of pathogens stimulate host inflammatory responses, including the release of pro-inflammatory cytokines and chemokines that recruit immune cells to the site of infection. While this response is essential for pathogen clearance, it can also lead to tissue damage. For example, neutrophils release proteases and reactive oxygen species, which not only target pathogens but can also cause harm to host tissues, contributing to inflammation and damage [87].
- (6)
- Resolution or Progression: The outcome of the infection depends on the balance between pathogen virulence and host defense mechanisms. In many cases, the immune response successfully clears the infection, resulting in recovery. However, if the pathogen overcomes host defenses or if the immune response is excessive, the infection may progress, potentially leading to severe conditions such as pneumonia or ARDS [88].
- (7)
- Tissue Repair and Remodeling: After the infection is cleared, the respiratory system undergoes repair and remodeling processes. This involves the proliferation and differentiation of epithelial cells to restore the integrity of the respiratory epithelium. However, in some cases, especially following severe or recurrent infections, this repair process may result in long-term changes to respiratory function, potentially leading to chronic conditions or impairments in lung health [89].
4. Inhalation Devices

5. Particle Engineering
6. Assessment of Pulmonary Deposition
| L/min.Stage of the NGI | Aerodynamic Particle Size Range | Lung Region | Ref |
|---|---|---|---|
| Stage 1: Oropharyngeal region | >8 μm | Particles collected in Stage 1 are generally too large to penetrate the lungs and instead are deposited in the oropharyngeal and upper airway regions (mouth and throat). These particles do not contribute to therapeutic lung delivery but can cause local side effects such as irritation or an unpleasant taste. | [163,164,165] |
| Stage 2: Upper Tracheobronchial region | >5–8 μm | These particles primarily deposit in the upper tracheobronchial tree, which includes the large bronchi. Particles in this range may be cleared by mucociliary action and do not reach the lung. | [143,166,167] |
| Stage 3: Lower Tracheobronchial region | 3–5 μm | Particles collected in Stage 3 are more likely to deposit in the lower tracheobronchial tree, specifically in the smaller bronchi and bronchioles. This is an important site for drugs treating bronchoconstriction and airway inflammation, such as bronchodilators and corticosteroids. | [166,167,168,169] |
| Stage 4–5: Bronchiolar region | 1–3 μm | These particles represent deposition in the terminal bronchioles, which are critical for respiratory diseases such as asthma and COPD. Effective deposition in this region is necessary for medications aimed at reducing airway inflammation and preventing bronchoconstriction. Also, particles in this range are small enough to reach the alveolar ducts. Drugs deposited in this region are crucial for treating diseases like pulmonary hypertension or delivering systemic therapies that require deep lung absorption. | [143,170,171] |
| Stage 6–7: Alveolar region | <1 μm | Particles collected in Stage 6 typically deposit in the alveolar sacs. This region is responsible for gas exchange, making it a target for systemic drug delivery via the lungs. Effective deposition here is crucial for drugs that rely on absorption into the bloodstream, such as insulin. Stage 7 represents the deposition of fine particles in the deep alveolar region, close to the pulmonary capillaries. This region is key for highly efficient drug absorption due to the large surface area and proximity to the blood supply, which is essential for systemic treatments administered via the lungs. | [172,173] |
| MOC: Exhalation and/or nanoparticles deposition | <0.34 μm | Particles with an MMAD below 100 nm exhibit low inertia and are prone to exhalation before deposition occurs. However, nanoparticles can penetrate deeply into the alveolar region and even cross into the bloodstream. This is the focus for drug delivery systems involving nanotechnology and for inhalation toxicology studies involving ultrafine particles. | [174,175,176,177] |
| Technique | Principle | Advantages | Limitations | Ref |
|---|---|---|---|---|
| NGI | It is a multi-stage cascade impactor that separates aerosol particles by aerodynamic diameter across several stages. Each stage corresponds to different lung regions, from large particles depositing in the upper airways to smaller particles reaching deep into the lungs. | High resolution across a wide range of particle sizes, making it highly accurate. Considered a regulatory standard for measuring FPF in inhalation aerosols. Provides detailed information on regional lung deposition. | Time-consuming setup, operation, and maintenance. Requires careful cleaning to prevent sample cross-contamination. High operational complexity and cost. | [150,178,179] |
| GTI | Consists of a simple, two-stage device designed to mimic the upper and lower regions of the respiratory tract. Aerosols pass through the stages, with larger particles depositing in the first stage (representing the oropharynx and upper airways), and smaller particles depositing in the second stage (representing the lower airways). The GTI separates particles based on their aerodynamic size, using liquid media in each stage to capture particles for analysis. | The GTI is cost-effective, easy to use, and offers a straightforward means to estimate deposition in the upper and lower respiratory tract. It provides useful data for screening DPIs and MDIs early in inhaled drug development. | Its primary limitation is the low resolution, as it only offers two stages of particle separation. This limits the granularity of data compared to other impactors, making it insufficient for detailed analysis of APSD across all regions of the lung. | [152] |
| ACI | This is a multi-stage device used to measure the APSD of aerosols. It separates particles by their aerodynamic diameter as the aerosol passes through a series of nozzles, with larger particles collecting in earlier stages and finer particles in later stages. Each stage simulates different regions of the respiratory tract, from the upper airways to the alveoli, allowing for detailed characterization of particle deposition. | The ACI provides high-resolution particle size distribution data across a wide range of particle sizes. It is considered the gold standard for in vitro aerosol testing, widely used in regulatory submissions due to its precision and reproducibility. | Despite its accuracy, the ACI is complex to set up and requires significant time and effort for testing, cleaning, and maintenance. Additionally, the manual nature of particle collection and stage handling increases the risk of sample loss or contamination between tests. | [180] |
| MSLI | Improves upon the GTI by providing additional stages, typically five, to separate particles by aerodynamic size with greater resolution. As the aerosol passes through each stage, particles deposit in liquid impingers according to their size, mimicking the progressive deposition in the respiratory tract. | The MSLI offers better resolution than the GTI, allowing for a more detailed analysis of the APSD. The use of liquid impingers reduces particle re-entrainment, improving the accuracy of measurements. It is particularly useful for characterizing the FPF of DPIs and MDIs. | While the MSLI improves on the GTI, it still lacks the high resolution of cascade impactors such as the ACI or NGI. It may not be as effective for characterizing particles at the submicron level, making it less suitable for detailed regulatory submissions. | [153,181,182] |
| FSI | This is a simplified version of a cascade impactor designed for rapid screening of APSD in aerosol formulations. It typically consists of a few stages, often two or three, to quickly classify aerosols into larger and smaller particle fractions. The FSI is particularly useful in early-stage formulation development, where rapid, high-throughput screening is required. | The FSI provides a fast and efficient method for assessing APSD, making it ideal for early-stage development where multiple formulations need to be tested in a short time. It requires minimal setup and cleaning compared to more complex impactors like the ACI or NGI. | The primary limitation of the FSI is its lower resolution compared to full cascade impactors. It provides limited data on particle size distribution and is not suitable for detailed regulatory submissions. Its use is primarily for screening purposes rather than in-depth analysis. | [183,184] |
7. Manufacturing Technologies for Pulmonary Drug Delivery
| Manufacturing Technology | Advantages (+) vs. Limitations (−) | Particle Morphology | Typical Aerodynamic Performance | Ref | |
|---|---|---|---|---|---|
| FPF (%) | MMAD (µm) | ||||
| Jet milling | (+) Solvent-free, simple, preserves crystallinity. (−) Broad particle size distribution, high cohesiveness requires carrier/force control agents. | Irregular, crystalline, rough-surfaced microparticles | 20–40 | 2–7 | [190,231] |
| Spray drying | (+) High tunability of density/porosity enables “Trojan” nano-in-micro systems. (−) Thermal/shear stress on biologics; hygroscopic powders often need protection. | Spherical, corrugated, or donut-shaped (hollow) | 40–80 | 1–5 | [232,233] |
| Spray freeze drying | (+) Excellent dispersibility due to low density; preserves the bioactivity of proteins. (−) High energy cost; fragile particles are difficult to fill in capsules. | Highly porous, light, fluffy agglomerates | 50–70 | 3–10 (geometric), <5 (aerodynamic) | [234,235,236] |
| Supercritical fluid technology | (+) Single-step, solvent-free (or low residue), narrow size distribution. (−) High equipment cost; complex scale-up at the industrial level. | Smooth spherical or nanostructured particles | 40–75 | 1–5 | [221,237,238,239] |
8. Nano- and Microparticulate Drug Delivery Systems
| (A) | |||||||||
| API | Manufacturing Method | Inhalation Dispositive | Inhalation Technique | Application | Type of Particle | Formulation Properties | Aerodynamic Properties | Ref | |
| MMAD (µm) | FPF (%) | ||||||||
| Azithromycin | Spray drying | DPI | NGI | Bacterial infections | Microparticles | Well-defined spheres | 2.7 ± 0.0 | 65.4 ± 5.1 | [212] |
| Tobramycin | Spray freeze-drying | DPI | NGI | Cystic fibrosis | Microparticles | Loose and porous structure | 1.3 ± 0.1 | 83.3 ± 3.9 | [279] |
| Rifabutin (RFB) and isoniazid (INH) | Spray drying | DPI | ACI | Tuberculosis | Microparticles | Irregular and acquired corrugated surfaces | 3.6 ± 0.3 (RFB)/ 3.9 ± 0.0 (INH) | 38.1 ± 1.8 (RFB)/ 38.0 ± 1.6 (INH) | [280] |
| Cyclodextrin/Ibuprofen | Nano-spray-drying | DPI | ACI | Cystic fibrosis treatment | Microparticles | Slightly wrinkled surface | 3.8–5.2 | 15.1–51.0 | [281] |
| Ciprofloxacin | Wet milling/spray drying | DPI | ACI | Cystic fibrosis | Nano-in-Microparticles | Spherical shape | 3.2–3.7 | 36.5–41.4 | [282] |
| Colistin | Freeze-drying | MDI | ACI | Bacterial infections | Nanoparticles | Smooth surfaces | 3.3 ± 1.0 | 61.1 ± 2.0 | [283] |
| Colistin | Spray drying | DPI | NGI | Bacterial infections | Microparticles | Smooth surface/irregular dimpled surface | 2.7 ± 0.1 | 59.5 ± 5.4 | [284] |
| Levofloxacin | Solvent evaporation | DPI | ACI | Tuberculosis | Microspheres | Spherical shape | 2.1 ± 1.2 | 75.4 ± 1.4 | [285] |
| Amikacin liposome | Microscale flow method | Lamira nebulizer | NGI | Pulmonary nontuberculous mycobacteria | Lipid microparticles | Complete shape of a lipid vesicle | 4.8–5.0 | 50.3–53.5 | [286] |
| (B) | |||||||||
| API | Manufacturing Method | Inhalation Dispositive | Inhalation Technique | Application | Type of Particle | Formulation Properties | Aerodynamic Properties | Ref | |
| MMAD (µm) | FPF (%) | ||||||||
| Itraconazole | Wet milling/co-spray drying | DPI | NGI | Pulmonary aspergillosis | Nano-in-Microparticles | Irregular shapes with aggregated forms and undulations in the particle structure | 2.5–3.2 | 64.6–89.9 | [287] |
| Amphotericin B (AmB) and Itraconazole (ITR) | Spray drying | DPI | NGI | Fungal pulmonary infections | Microparticles | Irregular non-smooth collapsed surface | ~6.0 (AmB)/ ~3.0 (ITR) | 67.0–91.0 (AmB) 25.0–42.0 (ITR) | [258] |
| Amphotericin B | Spray drying | DPI | ACI | Allergic Bronchopulmonary Aspergillosis | Nanostuctured Lipid Carriers | Spherical and uniform shape | 3.9–4.7 | 44.5–49.3 | [288] |
| Posaconazole | Wet medium milling/spray-drying | DPI | NGI | Invasive pulmonary aspergillosis | Nanocrystals-agglomerated | Dimpled and hollow shape | 2.3–3.3 | 62.9–78.6 | [289] |
| Voriconazole | Thin film freezing | DPI | NGI | Aspergillus species | Crystalline and amorphous microparticles | Aggregate particles | 2.7–5.2 | 19.6–46.5 | [290] |
| Voriconazole | Spray drying | DPI | NGI | Invasive pulmonary aspergillosis | Microparticles | Irregular with crystalline appearance/spherical appearance and smooth surface | 6.1 ± 0.2/3.7 ± 0.1 | 20.9 ± 2.0/43.6 ± 0.1 | [291] |
| Itraconazole | Anti-solvent precipitation/wet milling | DPI | ACI | allergic bronchopulmonary aspergillosis and invasive aspergillosis | Nanoclusters | NR | 1.2 ± 0.1 | 91.8 ± 1.2 | [292] |
| (C) | |||||||||
| API | Manufacturing Method | Inhalation Dispositive | Inhalation Technique | Application | Type of Particle | Formulation Properties | Aerodynamic Properties | Ref | |
| MMAD (µm) | FPF (%) | ||||||||
| Heparin sodium | Jet milling | DPI | NGI | Viruses such as COVID-19 | Microparticles | Particle agglomerations | 2.6–2.9 | 61.5–76.8 | [192] |
| Fluc mRNA | Thin-film hydration method | Vibrating Mesh Nebulizer | NGI | Viruses such as COVID-19 | Lipid nanoparticles | Complete shape of a lipid vesicle | 3.7–4.4 | 54.0–61.1 | [293] |
| Camostat mesylate | Thin-film hydration method | Jet nebulizer | ACI | SARS-CoV-2 Infection | Nanoliposomes | NR | 4.2 ± 0.1 | 42.0 ± 6.9 | [294] |
| Tamibarotene | Spray freeze drying/spray drying | DPI | NGI | Influenza and SARS-CoV-2 | Microparticles | Spherical structures | NR | 10.0–44.0 | [295] |
| Heparin sodium/AZM | Spray drying | DPI | NGI | SARS-CoV-2 Infection | Microparticles | Corrugated appearance | 2.7–4.4 | 31.5–54.1 | [257] |
| Favipiravir | Rotary evaporation/spray drying | DPI | NGI | SARS-CoV-2 | Cocrystal | Dimpled spheres | 2.9–4.9 | 26.7–79.3 | [296] |
| Zanamivir | Spray drying | DPI | NGI | Viruses such as influenza (A and B) | Microparticles | Corrugated appearance | 2.2–2.3 | 56.3–58.8 | [297] |
| Remdesivir | Film hydration method/freeze drying | Nebulizer | NGI | SARS-CoV-2 | Liposomes | Spherical morphology | 4.1 ± 0.1/3.6 ± 0.1 | 56.9 ± 0.4/64.3 ± 2.3 | [298] |
| (D) | |||||||||
| API | Manufacturing Method | Inhalation Dispositive | Inhalation Technique | Application | Type of Particle | Formulation Properties | Aerodynamic Properties | Ref | |
| MMAD (µm) | FPF (%) | ||||||||
| Chitosan | Supercritical CO2-assisted atomization | Suitable for DPI | – | Lung cancer treatment | Nano-in-microparticles | Well-defined spheres | 1.0–2.0 | NR | [299] |
| Atorvastatin | Spray drying | DPI | ACI | pulmonary artery atherosclerosis | Nanoemulsion-loaded microspheres | Irregular morphology | 1.0–1.5 | 45.0–54.0 | [300] |
| Rivaroxaban | Bead milling/jet milling | DPI | NGI | Pulmonary embolism | Microparticles | Irregular shapes and sizes | 6.5 ± 1.3 | 45.5 ± 4.9 | [301] |
| Budesonide | Spray drying | DPI | NGI | Asthma | Microparticles | Irregular wrinkled structure | 3.4–3.7 | 43.0–47.0 | [302] |
| Cinaciguat | Single emulsification | DPI | NGI | Pulmonary hypertension | Microparticles | Porous | 4.8–6.1 | 19.8–36.0 | [303] |
| Salbutamol sulfate | Spray drying | DPI | NGI | Asthma, COPD | Microparticles | Spherical shape, dimpled and corrugated surface | 4.2 ± 0.1 | 32.8 ± 0.4 | [304] |
| Nintedanib | Antisolvent precipitation/probe ultrasonication | Vibrating Mesh Nebulizer | MSLI | Idiopathic pulmonary fibrosis | Nanocrystals | Irregular shapes | ~4.3~4.7 | ~51.0~54.0 | [305] |
| Docosahexaenoic acid/S-nitrosothiol | Synthesizing DHA-SON/isolating macrophage cell membranes/extruding them to prepare RCM | Nebulizer cup | NGI | Ferroptosis-radiotherapy in lung cancer | Nanoformulation | Spherical morphology with a discontinuous membrane layer | 3.4 ± 0.1 | 77.8 ± 4.2 | [306] |
| Celastrol | spontaneous low-energy method (mixing specific components in optimized ratios) | Nebulizer cup | NGI | Non-small cell lung cancer | Nanoemulsion | Spherical morphology | 4.8 ± 0.2 | 70.7 ± 5.2 | [307] |
9. Application of 3D Printing Technologies in Pulmonary Drug Delivery
10. Future Perspective and Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| RSV | Respiratory syncytial virus |
| COPD | Chronic Obstructive Pulmonary Disease |
| ILD | interstitial lung diseases |
| CPA | Chronic Pulmonary Aspergillosis |
| ICU | Intensive Care Unit |
| ARDS | respiratory distress syndrome |
| pMDIs | pressurized metered-dose inhalers |
| DPIs | dry powder inhalers |
| HFA | hydrofluoroalkane |
| MMAD | Mass median aerodynamic diameter |
| Da | Particle diameter |
| Dg | Geometric diameter |
| FPF | fine particle fraction |
| GSD | geometric standard deviation |
| CFD | Computational fluid dynamics |
| ABPA | allergic bronchopulmonary aspergillosis |
| NGI | Next Generation Impactor |
| APSD | aerodynamic particle size distribution |
| PSD | particle size distribution |
| ACI | Andersen Cascade Impactor |
| MSLI | Multi-Stage Liquid Impinger |
| GTI | Glass Twin Impinger |
| FSA | Fast Screening Andersen |
| MOC | micro-orifice collector |
| SEDS | Solution-Enhanced Dispersion by Supercritical Fluids |
| AZM | azithromycin |
| RA | rheumatoid arthritis |
| AM | Additive manufacturing |
| CT | Computed tomography |
| MRI | Magnetic resonance imaging |
| CAD | Computer-aided design |
| FDM | Fused deposition modeling |
| SLS | Selective laser sintering |
| DA | Aerodynamic diameter |
| PLGA | Poly(lactic-co-glycolic acid) |
| PLA | Poly(lactic acid) |
| SLN | Solid lipid nanoparticles |
| NLC | Nanostructured lipid carriers |
| NP | Polymeric nanoparticle |
| ADPIs | acoustic dry powder inhalers |
| SLA | stereolithography |
| LCD | liquid crystal display |
| nCmP | nanocomposite microparticles |
| LOC | Lung-on-chip |
| SCF | Supercritical fluid |
| SAS | Supercritical anti-solvent |
| SFD | Spray Freeze Drying |
| SA-SD | supercritical fluid-assisted spray-drying |
| RESS | Rapid expansion of supercritical solutions |
| CO2 | Carbon dioxide |
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Anaya, B.J.; Osorio-Vargas, E.; Monterrosa-Moreno, S.; Tirado, D.F.; González-Burgos, E.; Serrano, D.R. Pulmonary Drug Delivery for Infectious Diseases: Cutting-Edge Formulations and Manufacturing Technologies. Pharmaceutics 2026, 18, 242. https://doi.org/10.3390/pharmaceutics18020242
Anaya BJ, Osorio-Vargas E, Monterrosa-Moreno S, Tirado DF, González-Burgos E, Serrano DR. Pulmonary Drug Delivery for Infectious Diseases: Cutting-Edge Formulations and Manufacturing Technologies. Pharmaceutics. 2026; 18(2):242. https://doi.org/10.3390/pharmaceutics18020242
Chicago/Turabian StyleAnaya, Brayan J., Emanuel Osorio-Vargas, Samir Monterrosa-Moreno, Diego F. Tirado, Elena González-Burgos, and Dolores R. Serrano. 2026. "Pulmonary Drug Delivery for Infectious Diseases: Cutting-Edge Formulations and Manufacturing Technologies" Pharmaceutics 18, no. 2: 242. https://doi.org/10.3390/pharmaceutics18020242
APA StyleAnaya, B. J., Osorio-Vargas, E., Monterrosa-Moreno, S., Tirado, D. F., González-Burgos, E., & Serrano, D. R. (2026). Pulmonary Drug Delivery for Infectious Diseases: Cutting-Edge Formulations and Manufacturing Technologies. Pharmaceutics, 18(2), 242. https://doi.org/10.3390/pharmaceutics18020242

