Material Removal Mechanism and Performance Evaluation of Focused Ultrasonic-Assisted Abrasive Waterjet Polishing (FUAP) of Monocrystalline Silicon
Abstract
1. Introduction
2. Establishment of Material Removal Model for Monocrystalline Silicon Under Focused Ultrasonic Vibration Conditions
2.1. Radiation Force of the Focused Ultrasonic Field
- (1)
- The concave spherical device surface produces an ideal focused sound field, i.e., uniform sound intensity.
- (2)
- Energy loss during ultrasonic transmission in water is neglected.
- (3)
- When the ultrasonic wave passes through the focal region, the ultrasonic energy flux is constant.
2.2. Focused Ultrasonic Cavitation Effect
- (1)
- High-speed Microjet
- (2)
- Intense Shock Wave
2.3. Force Model on Abrasive Particles in the Focused Ultrasonic Field
2.4. Abrasive Particle Velocity Under the Focused Ultrasonic Field
2.5. Material Removal Model for Focused Ultrasonic Vibration-Assisted Abrasive Waterjet Polishing of Monocrystalline Silicon
2.6. Acoustic Pressure Simulation of the FUAP Nozzle Assembly
3. Materials and Experimental Setup
3.1. Workpiece Material
3.2. Experimental Setup
3.3. Characterization Methods
4. Results and Discussion
4.1. Analysis of Material Removal Mechanism During Polishing of Monocrystalline Silicon
4.2. Effect of Ultrasonic Power on Polishing Quality and Material Removal Rate of Monocrystalline Silicon
4.3. Effect of Abrasive Parameters on Polishing Quality and Material Removal Rate of Monocrystalline Silicon
4.3.1. Abrasive Size
4.3.2. Abrasive Concentration
4.4. Effect of Abrasive Jet Angle on Polishing Quality and Material Removal Rate of Monocrystalline Silicon
4.5. Effect of Nozzle Height
5. Conclusions
- (1)
- Kinematic analysis of abrasive particles under focused ultrasonic vibration conditions was conducted. The radiation force of the focused ultrasonic field and the focused ultrasonic cavitation forces (including high-speed micro-jets and intense shock waves) affecting particle velocity were studied, yielding an analytical mathematical expression. This expression comprehensively considers multiple influencing factors, including focused ultrasonic field radiation force, abrasive parameters, ultrasonic cavitation, and ultrasonic vibration parameters.
- (2)
- A material removal model for focused ultrasonic vibration-assisted abrasive waterjet polishing of brittle monocrystalline silicon was established. This is a brittle material removal model based on crack evolution caused by high-speed particle impact, which considers factors such as abrasive parameters, particle motion parameters, and workpiece material properties. Verification experiments for the model were conducted.
- (3)
- After FUAP, the material removal rate of monocrystalline silicon reached 2.91 mg/h under the representative condition. The surface roughness Ra was reduced by approximately 76.7%, confirming the feasibility of FUAP for improving material removal and surface quality. The COMSOL acoustic pressure simulation further confirmed that a localized focused ultrasonic pressure field was formed near the nozzle region, which provides a physical basis for the acoustic enhancement effect. However, the present simulation does not constitute a full quantitative prediction of material removal.
- (4)
- The material removal process during FUAP of monocrystalline silicon involves the coexistence of plastic shearing/chip formation and localized brittle fracture. Comparison between the theoretical penetration depth of abrasive particles and this critical value indicates that purely ductile-regime removal cannot be assumed under all polishing conditions. The smooth regions on the polished surface suggest the occurrence of plastic shearing. Therefore, focused ultrasonic assistance promotes the contribution of plastic removal and mitigates brittle surface defects, but brittle fracture remains an important local removal mechanism. Due to the directional acoustic radiation force and ultrasonic cavitation effects of the focused ultrasonic energy field, compared with the single impact action of traditional waterjets, focused ultrasound superimposes alternating stress onto the impact. This mitigates microscale crushing pit defects during the brittle removal process of monocrystalline silicon, contributing to improved polishing outcomes.
- (5)
- Appropriately increasing ultrasonic power, enlarging abrasive size, and raising abrasive concentration all contribute to enhanced material removal from monocrystalline silicon. Adjusting the nozzle height to the effective region of the focused ultrasonic energy field promotes material removal via chip formation while avoiding pit defects caused by excessive crushing. Optimal values for processing time and jet angle exist, which can enhance material removal efficiency while reducing scratch defects caused by abrasive impact.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Material | Density kg/m3 | Elastic Modulus GPa | Poisson’s Ratio | Hardness GPa | Yield Strength GPa | Fracture Toughness MPa·m1/2 |
|---|---|---|---|---|---|---|
| Monocrystalline silicon (111) | 2330 | 190 | 0.278 | 11.5 | 7 | 0.7 |
| Component | Material | Parameter |
|---|---|---|
| Concave spherical piezoelectric Ceramic shell | PZT-8 | Aperture radius a = 45 mm, thickness = 5 mm, Spherical radius of curvature R0 = 65 mm |
| Rear reflector block Rear matching layer Front matching layer | 45 steel Air Silicone | Spherical radius Rb = 69 mm Thickness = 4 mm |
| Metal diaphragm Ultrasonic parameters | 316L | d1 = 0.1 mm A = 0.5 μm, ƒ = 430 kHz |
| No. | Ultrasonic Power | Abrasive Size (μm) | Abrasive Concentration (wt.%) | Jet Angle (°) |
|---|---|---|---|---|
| 1 | 0 | 1.5 | 10 | 90 |
| 2 | 30% (127.5 W) | |||
| 3 | 35% (148.75 W) | |||
| 4 | 40% (170 W) | |||
| 5 | 30% (127.5 W) | 0.5 | ||
| 6 | 1.5 | |||
| 7 | 2.5 | |||
| 8 | 5 | |||
| 9 | 5 | |||
| 10 | 10 | |||
| 11 | 12 | |||
| 12 | 15 | |||
| 13 | 10 | 20 | ||
| 14 | 30 | |||
| 15 | 60 | |||
| 16 | 90 |
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Ren, K.; Yuan, J.; Li, H.; Miao, Q.; Wang, Z.; Liu, Q.; Liu, X. Material Removal Mechanism and Performance Evaluation of Focused Ultrasonic-Assisted Abrasive Waterjet Polishing (FUAP) of Monocrystalline Silicon. Materials 2026, 19, 3339. https://doi.org/10.3390/ma19153339
Ren K, Yuan J, Li H, Miao Q, Wang Z, Liu Q, Liu X. Material Removal Mechanism and Performance Evaluation of Focused Ultrasonic-Assisted Abrasive Waterjet Polishing (FUAP) of Monocrystalline Silicon. Materials. 2026; 19(15):3339. https://doi.org/10.3390/ma19153339
Chicago/Turabian StyleRen, Kun, Julong Yuan, Hua Li, Qing Miao, Zhongwang Wang, Qing Liu, and Xiang Liu. 2026. "Material Removal Mechanism and Performance Evaluation of Focused Ultrasonic-Assisted Abrasive Waterjet Polishing (FUAP) of Monocrystalline Silicon" Materials 19, no. 15: 3339. https://doi.org/10.3390/ma19153339
APA StyleRen, K., Yuan, J., Li, H., Miao, Q., Wang, Z., Liu, Q., & Liu, X. (2026). Material Removal Mechanism and Performance Evaluation of Focused Ultrasonic-Assisted Abrasive Waterjet Polishing (FUAP) of Monocrystalline Silicon. Materials, 19(15), 3339. https://doi.org/10.3390/ma19153339
