3.1. Branch Flow Model for Radial Distribution Networks
For the radial distribution network illustrated in
Figure 2, the relationship between power flow and node voltages is described by the classical DistFlow Equation (1).
Let ℝ, ℤ, and ℕ denote the sets of real numbers, integers, and natural numbers, respectively. The undirected graph G is composed of n + 1 nodes and n branches, where Ν and L represent the sets of nodes and branches, respectively. An undirected graph G is composed of n + 1 nodes and n branches. Let N be the set of nodes and L be the set of branches, defined as , such that if nodes are interconnected, then . Let represent the incidence matrix of G, which associates the nodes in N with the branches in L. Let Vi be the voltage phasor at node i, and Iij be the current phasor of branch , where ,. Pij and Qij denote the active and reactive power flowing from node i to node j, while pi and qi represent the net active and reactive power injected at node i, rij and xij denote the resistance and reactance of the branch, respectively, with representing the branch impedance.
3.2. Basic Principles of the Convex Inner Approximation Method
In the field of power system optimization, mathematical challenges are posed in solving the corresponding optimization models due to the inherent non-convex and nonlinear characteristics of DistFlow equations. The presence of nonlinear terms results in a non-convex geometric configuration of the feasible solution set. Such non-convexity may lead to multiple local optima, thereby causing conventional optimization algorithms to easily fall into local optimal traps and rendering convergence difficult to guarantee. By introducing a convex inner approximation (CIA) model, the feasible region is restricted to a convex subset of the original non-convex set while the essence of the physical constraints of the original problem is maintained. This ensures the feasibility of the solutions while improving computational efficiency.
Clearly, the non-convexity of the DistFlow model stems from the nonlinear nature of the line loss equality constraint in Equation (1). In the remainder of this section, a mathematical model of the radial network will be constructed to express the constrained variables as linear functions of nodal power injections and branch currents. Through this approach, the model can be decomposed into linear and nonlinear components. This will lay the foundation for bounding the nonlinear terms, thereby providing a convex inner approximation of the power flow equations. Based on the incidence matrix B of the radial network and referring to the method proposed in [
28], Equation (1) is first expressed in a compact structural representation using matrices:
In the expressions, , , , , , , , , , where In represents an identity matrix of order n, and 0n denotes a column vector of zeros with length n.
By defining
as matrix
C,
as matrix
DR, and
as matrix
DX, the following is obtained:
Defining
,
,
,
diag(
Bn) =
diag(2
In −
Bn) =
1n, the recursive relationship between node voltages is expressed via the substation node
V0 with a fixed voltage as:
Substituting Equation (4) into Equation (1) yields:
By combining Equations (3) and (5), the relationship between the voltage and the injected active and reactive power is derived as:
In these equations, , , .
The non-negativity of Matrix H is a critical premise for the proposed CIA method. The validity of this assumption is rigorously justified as follows:
First, according to the definition of the network topology, Matrix
A is inherently non-negative. Second, regarding Matrix
C, it is observed that
C−1 possesses positive diagonal elements and non-positive off-diagonal elements, characterizing it as a
Z-matrix. Since
Bn is an upper triangular matrix with positive eigenvalues,
C−1 is identified as a non-singular
M-matrix. According to the inverse-positive property of
M-matrices, the inverse of an
M-matrix is a non-negative matrix; thus, Matrix
C is non-negative [
30].
Consequently, since both A and C are non-negative, Matrix H remains non-negative regardless of whether the line impedance matrix X is non-negative (inductive), non-positive (capacitive/cables), or zero (resistive). This theoretical conclusion is further supported by numerical verification conducted on the IEEE 33-node system, where all elements of Matrix H were confirmed to be non-negative across all simulated scenarios.
It is worth noting that if this non-negativity condition were not met (e.g., in non-radial topologies), the convexity guarantee of the inner approximation would be violated, potentially resulting in infeasible solutions that exceed the original safety boundaries.
To address the nonlinearity in Equation (6), let
lmax and
lmin denote the upper and lower bounds of the current
l, respectively. Consequently, the upper and lower bounds of the voltage
V can be derived as follows:
The initial operating point of the system is defined as , and the superscript 0 for other variables denotes their values at this initial operating point. For instance, represents the square of the branch current at the initial point.
In general, the initial operating point is defined based on the forecasted net-demand values. However, a fixed operating point without iterative refinement (such as the convex-concave procedure) may lead to conservative estimates of the feasible region, particularly when the operating point deviates significantly from the optimal state. Yet, iterative optimization requires repeated solving of optimization problems, which poses computational limitations for real-time applications. Therefore, this paper adopts a unique strategy: the conservativeness introduced by a static initial point is accepted during the optimization stage and subsequently compensated for by the proposed solution recovery mechanism. As demonstrated in the simulation section, the trained recovery parameters effectively correct the deviations, ensuring both solution accuracy and online computational efficiency. Subsequently, an approximation can be derived via the second-order Taylor expansion formula as follows:
In the expressions,
δij,
Jij, and
He,ij are defined as follows:
Through bounding and scaling,
lmax and
lmin can be obtained as:
As indicated in Equation (9), the calculated lower bound lmin,ij may mathematically assume negative values; however, from a physical perspective, lmin,ij is strictly constrained to be non-negative. Furthermore, an analysis of the expression for Jij reveals that as the power flows and approach zero (i.e., light load conditions), lmin,ij is effectively constrained to zero. This observation indicates that the tightness of the derived bounds is dependent on the operating conditions, and the resulting estimates generally exhibit a conservative nature. In fact, such conservatism is closely correlated with the selection of the initial operating point discussed previously.
Generally, the initial operating point is defined based on the forecasted net demand. However, a fixed operating point without iterative refinement—such as via the convex-concave procedure—may lead to conservative feasible region estimates, especially when the operating point deviates significantly from the optimal state. Nevertheless, iterative optimization requires repeatedly solving the optimization problem, which imposes computational limitations for real-time applications. Therefore, this paper adopts a distinct strategy: the conservatism resulting from a static initial point is accepted during the optimization stage and is subsequently compensated by the proposed solution recovery mechanism. As demonstrated in the simulation section, the trained recovery parameters effectively correct the deviations, ensuring both solution accuracy and online computational efficiency.
3.3. Optimal Distribution Network Scheduling Model Solution
Under the optimization framework of the new power system driven by the “Dual Carbon” goals, carbon emission constraint indicators have evolved into core policy variables and quantifiable control tools in the energy transition process [
31]. As a key parameter characterizing the energy efficiency of the transmission network, active power loss exhibits a significant positive correlation with carbon emission intensity. In light of the fact that the low-carbon attribute of distribution network dispatch is primarily reflected in reducing energy losses and enabling clean energy substitution, this paper considers the minimization of active power loss and the maximization of distributed generation (DG) output as physical equivalent proxy variables for reducing redundant carbon emissions and offsetting high-carbon power generation, respectively. Through multi-objective collaborative optimization, the operational low-carbon performance is enhanced while improving system efficiency. Simultaneously, the rising wind and solar curtailment rates—triggered by the volatility of renewable energy output and the insufficiency of grid regulation capabilities—highlight the urgent need to enhance the accommodation efficiency of distributed generations (DG) [
32]. Finally, as a traditional rigid constraint for the steady-state secure operation of power systems, the Voltage Deviation Index remains a critical component of the power system security domain boundary criteria that cannot be neglected [
33]. Based on these considerations and with reference to [
29], a multi-objective collaborative optimization model is constructed in this study. The objective functions include:
- (1)
Minimization of System Active Power Loss:
In this expression, T denotes the total number of observation periods; Gij is the conductance of line ij; Vi and Vj are the voltage magnitudes at nodes i and j, respectively; Δt represents the time interval between two observation points; and θij is the phase angle difference between nodes i and j.
- (2)
Minimization of the Absolute Value of Node Voltage Deviation:
Nodes at line terminals or those where state variables are integrated are defined as weak nodes of the system. The optimization objective function for conventional nodes, excluding these weak nodes, is shown above. Here, N represents the number of conventional nodes; Vi,t and Vi,ref denote the voltage magnitude and the reference voltage value of the i-th node at time t, respectively.
- (3)
Maximization of DG Output:
In this expression, NG is the number of DG in the system, and represents the output of the DG at node i at time t.
Since the three indicators mentioned above belong to different dimensions, normalization is required. The final objective function is obtained by weighting these indicators using the Analytic Hierarchy Process (AHP):
where
α,
β, and
γ are the corresponding weight coefficients determined by AHP, satisfying
α +
β +
γ = 1. Considering the rigid requirements for the safe operation of distribution networks, the highest priority is assigned to the voltage deviation index. The constructed AHP judgment matrix and the calculated weights are presented in
Table 1. The calculation yields a maximum eigenvalue
λmax = 3.009, a consistency index
CI = 0.0045, and a consistency ratio
CR = 0.008 (<0.1). These results verify that the judgment matrix satisfies the consistency constraint and the weight allocation is rational.
f10 and f20 are the benchmark values for active power loss and voltage deviation, respectively, calculated from the initial operating state of the system (i.e., the baseline scenario before any control variables are activated), serving to eliminate differences in dimensionality; f30 represents the total installed capacity of distributed generation within the system, which is used as a dimensionless reference upper limit.
For the weak nodes of the system, a penalty is applied to the portions exceeding the limits. The objective function in this case is:
where
Nweak is the number of weak nodes and
k is the penalty coefficient. A parameter sensitivity analysis was conducted to determine the optimal value of the penalty coefficient
k. The results indicate that when
k < 100, the penalty is insufficient, and voltage violations persist at certain weak nodes. As
k increases within the range of [100, 1000], voltage violations decrease rapidly and are eventually eliminated. When
k > 1000, the optimization results stabilize; further increasing
k yields negligible improvements but raises the risk of numerical oscillation during the solution process. Therefore, balancing constraint strictness and convergence stability,
k is set to 1000 in this study.
The decision variables selected in this paper include renewable DG represented by wind and solar power, stable-output DG represented by micro-gas turbines, and Static VAR Compensators (SVCs) and switchable capacitor banks used for system voltage compensation. The constraints consist of the CIA modeling constraints with reference to [
28], supplemented by conventional constraints related to the decision variables.