Research on the Health Evaluation of a Pump Turbine in Smoothing Output Volatility of the Hybrid System Under a High Proportion of Wind and Photovoltaic Power Connection
Abstract
:1. Introduction
2. Mathematical Models and Methods
2.1. System Output Model
2.1.1. Mathematical Model of Wind Power Generation
2.1.2. Mathematical Model of PV Power Generation
2.1.3. Output Model of Pumped Storage
2.2. Health Evaluation Methods
2.2.1. Improved Analytic Hierarchy Process (IAHP)
2.2.2. Improved Criteria Importance Through Intercriteria Correlation Analysis Method (ICRITIC)
- (1)
- The m predictive objects and the j th indicator value aij of the i object among the n predictive indicators constitute the original predictive indicator value matrix .
- (2)
- Positive and negative indicators are standardized to the initial matrix B according to two standardizations: the larger the better and the smaller the better, respectively, to obtain matrix . The standardized formula is calculated as follows:
- (3)
- The information entropy ej of the jth indicator is calculated according to the entropy weight method with the following formula:
- (4)
- The mean difference vj for each indicator of the standardized matrix B is calculated using the following formula:
- (5)
- The quantitative coefficients of the degree of independence of each evaluation indicator are calculated using the following formula:
- (6)
- The quantitative coefficients rj for calculating the combined informativeness and degree of independence of each indicator are given in the following formulas:
- (7)
- The weight ω2 of the indicator layer is calculated using the following formula:
2.2.3. Game Theory Combinatorial Weighting (GTCW)
- (1)
- Construct the set of base weight vectors ωk. Suppose Q weight calculation methods are adopted to assign weights to n evaluation indicators in the indicator evaluation system based on the combination of game theory ideas. Then, the corresponding weight vectors can be obtained, and the arbitrary linear combination of n weight vectors, the weight set is further obtained:
- (2)
- Construct the optimal linear combination. By optimizing the weight coefficients , the deviation between ω and each is minimized by the following equation:
- (3)
- Solve for the final portfolio weights ω:
2.2.4. Cloud Model (CM)
2.3. Health Evaluation Model
2.3.1. Model Composition
2.3.2. Evaluation of the Indicator System
2.3.3. Construction of Cloud Model
- (1)
- For the smaller the better type indicator, such as the temperature parameter, the deterioration formula can be expressed as:
- (2)
- For intermediate more-optimal type indicators, such as pressure, the deterioration formula can be expressed as:
- (3)
- Integrated cloud solving and quantization
3. Analysis of Results
3.1. System Composition and Mode of Operation
- (1)
- When wind and PV power generation is sufficient, and the load demand is not large at that time, the excess power will be pumped through the pumped storage plant to convert the excess power into water potential energy storage to be used when the load peaks.
- (2)
- When the load demand is large but the wind and PV power generation is insufficient, for example, the wind and PV power generation has been fully generated but still cannot meet the demand of the grid load, the pumped storage power station will have stored water released to the lower reservoir, and the potential energy of the water will be converted into electricity, using pumped storage fast peak shifting frequency adjustment ability and rapid tracking of the load, to solve the demand of the power grid.
3.2. System Output Characteristics
3.3. Weights Solution
3.4. Cloud Model Health Evaluation
3.4.1. Index Cloud Solving
3.4.2. Integrated Cloud Solving
4. Conclusions
- (1)
- By analyzing the output characteristics of wind and PV in the hybrid system over a year (8760 h) and the output characteristics of the hybrid wind/PV/pumped storage system over a typical week (168 h) in all four seasons, the study shows that the pumped storage units switch operating conditions more frequently when smoothing out large-scale wind and PV fluctuations.
- (2)
- A set of pump turbine health evaluation index systems based on high proportion of wind and PV power connection background was constructed, including one system layer index, six component layer indexes, and 19 index layer indexes, and the final weights of the indexes were determined based on the GTCW method. The results showed that the weight values of each evaluation index were in the following order: stator seat (0.233), spiral case (0.224), and draft tube (0.195); the weight of these three indicators is high, and the impact on the overall performance of the unit is large and should be paid attention to.
- (3)
- Based on the cloud model, a health state evaluation model of the pump turbine was constructed, and the health condition of the unit was quantitatively analyzed by the degree of affiliation. The results show that the draft tube (Ex = 62.476) and the water guide index in the distributor mechanism (Ex = 50.333) have different degrees of deterioration tendency, and suitable overhauling strategies need to be formulated to avoid further damages; the numerical characteristics of the cloud model of the overall health status of the pump turbine are (Ex = 76.411, En = 12.071, He = 4.014), and in the good grade, the affiliation degree reaches 0.7772, reflecting that the unit is in good condition and the overall performance is stable.
- (4)
- The methods of this research are also applicable to other energy storage solutions using pump turbine systems for smoothing the output of the hybrid wind/PV systems, such as abandoned mine pumped storage and compressed air energy storage. These systems can achieve more stable operations in smoothing output fluctuations under high proportions of wind/PV power connection by utilizing the health assessment technology of pump turbine systems, thereby enhancing the efficiency of renewable energy utilization. There are still some limitations in this study. First of all, the results of the model are highly dependent on the quality and accuracy of the input data. If there is noise or error in the data, the reliability of the evaluation results may be affected. Secondly, this study did not fully consider the influence of external factors such as dynamic changes in water quality, which may limit the adaptability of the model in different situations.
- (5)
- The research and analysis in this paper are mainly based on the external characteristics of the unit, focusing on the operation characteristics of the pump turbine and the construction of the health evaluation model under the conditions of high-proportion wind and PV access. The direction of future research work is to further analyze the internal characteristics of the unit, especially the factors related to the vortex structure. This analysis can provide important theoretical support for understanding the internal flow characteristics, energy conversion efficiency, and health state of the unit, and help provide new ideas and methods for the optimization of the unit operation and fault diagnosis.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Nomenclature
a | Diode quality factor |
aij | Initial value of the indicator |
b | Electronic charge (C) |
bij | Standardized value of the indicator |
B | Boltzmann’s constant (J/K) |
d | The degree of deterioration of the index |
ej | Information entropy |
Hy | Head of the pumped storage unit under pumping conditions (m) |
Hp | Head of the pumped storage unit under turbine operation (m) |
Hmax | Upper limit of health assessment level score |
Ip | PV generation current (A) |
Ir | Reverse saturation current of the diode (A) |
N1 | Number of parallel PV cells |
N2 | Number of series PV cells |
NW | Number of fans installed |
Pw | Wind power output (MW) |
Ppv | PV output (MW) |
Pwr | Rated power of the fan (MW) |
Py | Output of pumped storage unit under pump condition (MW) |
Pp | Output of pumped storage unit under water turbine condition (MW) |
Qy | Flow rate of the unit under pumping conditions (m3/s) |
Qp | Flow rate of the unit under turbine operation (m3/s) |
rij | An element in a judgment matrix |
rkj | Correlation coefficient between the indicators |
rj | Quantitative coefficients |
Sw | Swept area of the rotor (m2) |
T | Operating temperature of the PV cell (°C) |
UPV | Output voltage of the PV cell (V) |
v | Wind speed flowing through the wind turbine (m/s) |
vi | Cut-in wind speed (m/s) |
vo | Cut-out wind speed (m/s) |
vr | Rated speed of the fan (r/min) |
vj | The average difference of each indicator |
W | Arbitrary linear combination set of weights |
x | Parameter measurement value |
xmax | The maximum value of the parameter run |
xmin | The minimum value of the parameter run |
Xmax | The maximum value of evaluation interval |
Xmin | The minimum value of evaluation interval |
Greek alphabet | |
φ | Membership of the index |
ρ | Air density (kg/m3) |
τ | Fan’s coefficient of performance (%) |
ηy | Unit efficiency under pump conditions (%) |
ηp | Unit efficiency under water turbine condition (%) |
λmax | Largest eigenvalue of the judgment matrix |
ω2 | The weights obtained by ICRITIC method |
ω | The final combined weight |
αk | Weight coefficient |
αi | Value of the weight of the i th indicator |
γ1 | The minimum value of the parameter in the optimal interval |
γ2 | The maximum value of the parameter in the optimal interval |
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Type of PS Unit | Installed Capacity/MW | Turbine Power/MW | Pump Power/MW | Rated Head/m |
---|---|---|---|---|
Mixed-flow single-stage reversible type | 4 × 300 | 306 | 324.2 | 550 |
Scale Value | Meaning |
---|---|
| Equally important |
| Slightly important |
| Strongly important |
| Significantly important |
| Definitely important |
Rank | 1 | 2 | 3 | 5 | 6 |
---|---|---|---|---|---|
RI | 0 | 0 | 0.52 | 1.12 | 1.24 |
Method | Advantage Description | Focus on Solving Problems |
---|---|---|
Traditional CRITIC method | The weight is determined by the correlation between indicators to ensure the rationality of the evaluation results. | The objectivity and impartiality of index weights, especially the mutual influence of indicators. |
Entropy weight method | It can identify indicators with large information and give them higher weights to reflect the real situation. | Address the problem of information asymmetry and strengthen the influence of important indicators. |
IAHP method | The combination of analytic hierarchy process and fuzzy mathematics can deal with uncertainty and subjectivity in complex decision making. | Conduct multi-level and multi-index decision analysis to optimize resource allocation and evaluation. |
Game theory method of weighting | Combine subjective and objective empowerment to reduce subjectivity and error caused by single empowerment. | Seek the consistency between evaluation indicators and optimize the decision-making process. |
Cloud model | It deals with the uncertain transformation of qualitative and quantitative information, and the description ability is stronger than that of fuzzy membership function. | Accurate assessment of uncertainty issues, such as health assessment of pump turbines. |
Health Status | Interval Range | Health Status Description |
---|---|---|
Excellence | 85~100 | Indicator is in the normal range and close to the optimal value |
Good | 60~85 | Indicators are generally satisfactory, with no deterioration trend |
General | 37.5~60 | A small number of indicators are close to the warning value, but most of the indicators are generally acceptable, with a deterioration trend. |
Degeneration | 15~37.5 | Indicators are close to the warning value, with a deterioration trend |
Abnormality | 0~15 | The unit is operating abnormally, and the indicator data exceed the threshold value. |
Numerical Characteristics | Abnormity | Degeneration | General | Good | Excellence |
---|---|---|---|---|---|
Ex | 0 | 26.3 | 48.8 | 72.5 | 100 |
En | 5 | 3.75 | 3.75 | 4.17 | 5 |
He | 0.5 | 0.5 | 0.5 | 0.5 | 0.5 |
Component Layer | Subjective Weights | Objective Weights | Combination Coefficients | Combination Weights | Index Layer | Subjective Weights | Objective Weights | Combination Coefficients | Combination Weights | Combined Weights |
---|---|---|---|---|---|---|---|---|---|---|
Rack A1 | 0.091 | 0.107 | ω1 = 0.4802 ω2 = 0.5198 | 0.099 | A11 | 0.226 | 0.213 | ω1 = 0.7548 ω2 = 0.2542 | 0.225 | 0.022 |
A12 | 0.271 | 0.234 | 0.264 | 0.026 | ||||||
A13 | 0.161 | 0.189 | 0.170 | 0.017 | ||||||
A14 | 0.115 | 0.180 | 0.133 | 0.013 | ||||||
A15 | 0.226 | 0.185 | 0.218 | 0.022 | ||||||
Stator seat A2 | 0.076 | 0.378 | 0.233 | A21 | 0.417 | 0.496 | ω1 = 0.6840 ω2 = 0.3160 | 0.442 | 0.103 | |
A22 | 0.583 | 0.504 | 0.558 | 0.130 | ||||||
Headcover A3 | 0.152 | 0.113 | 0.132 | A31 | 0.433 | 0.307 | ω1 = 0.7625 ω2 = 0.2375 | 0.403 | 0.053 | |
A32 | 0.309 | 0.375 | 0.325 | 0.043 | ||||||
A33 | 0.258 | 0.319 | 0.272 | 0.036 | ||||||
Spiral case A4 | 0.341 | 0.117 | 0.224 | A41 | 0.545 | 0.497 | ω1 = 0.9370 ω2 = 0.0630 | 0.542 | 0.121 | |
A42 | 0.455 | 0.503 | 0.458 | 0.103 | ||||||
Distributor A5 | 0.127 | 0.108 | 0.117 | A51 | 0.275 | 0.123 | ω1 = 0.5044 ω2 = 0.4956 | 0.200 | 0.023 | |
A52 | 0.229 | 0.132 | 0.181 | 0.021 | ||||||
A53 | 0.164 | 0.115 | 0.139 | 0.016 | ||||||
A54 | 0.137 | 0.116 | 0.126 | 0.015 | ||||||
A55 | 0.098 | 0.250 | 0.173 | 0.020 | ||||||
A56 | 0.098 | 0.265 | 0.180 | 0.021 | ||||||
Draft tube A6 | 0.213 | 0.178 | 0.195 | A61 | 1.000 | 1.000 | ω1 = 0.5000 ω2 = 0.5000 | 1.000 | 0.195 |
Indicators | Parameters (Ex, En, He) | Abnormity | Degradation | General | Good | Excellence |
---|---|---|---|---|---|---|
Rack | (69.3459, 3.5861, 1.3229) | 0.0000 | 0.0000 | 0.0084 | 0.9910 | 0.0006 |
Stator seat | (76.5678, 0.9935, 0.2588) | 0.0000 | 0.0000 | 0.0000 | 0.9998 | 0.0002 |
Headcover | (78.1769, 10.1289, 4.6672) | 0.0000 | 0.0005 | 0.0461 | 0.7832 | 0.1702 |
Spiral case | (91.7296, 12.7871, 4.9559) | 0.0000 | 0.0002 | 0.0131 | 0.2765 | 0.7102 |
Distributor | (73.9884, 4.1202, 1.5261) | 0.0000 | 0.0000 | 0.0019 | 0.9928 | 0.0053 |
Draft tube | (62.4756, 20.7153, 5.8250) | 0.0102 | 0.0858 | 0.3667 | 0.4487 | 0.0885 |
Pump turbine | (76.4117, 12.0705, 4.0141) | 0.0000 | 0.0019 | 0.0741 | 0.7772 | 0.1468 |
Part Name | Forecast Result | Actual Result |
---|---|---|
Upper rack | Good | Good |
Lower rack | Good | Good |
Upper guide | Good | Good |
Lower guide | Good | Excellence |
Water guide | General | General |
Rack | Good | Good |
Stator seat | Good | Good |
Headcover | Good | Good |
Spiral case | Excellence | Good |
Distributor | Good | Good |
Draft tube | Good | General |
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Ren, Y.; Zhang, H.; Wu, L.; Zhang, K.; Cheng, Z.; Sun, K.; Sun, Y.; Hu, L. Research on the Health Evaluation of a Pump Turbine in Smoothing Output Volatility of the Hybrid System Under a High Proportion of Wind and Photovoltaic Power Connection. Energies 2025, 18, 1306. https://doi.org/10.3390/en18051306
Ren Y, Zhang H, Wu L, Zhang K, Cheng Z, Sun K, Sun Y, Hu L. Research on the Health Evaluation of a Pump Turbine in Smoothing Output Volatility of the Hybrid System Under a High Proportion of Wind and Photovoltaic Power Connection. Energies. 2025; 18(5):1306. https://doi.org/10.3390/en18051306
Chicago/Turabian StyleRen, Yan, Haonan Zhang, Lile Wu, Kai Zhang, Zutian Cheng, Ketao Sun, Yuan Sun, and Leiming Hu. 2025. "Research on the Health Evaluation of a Pump Turbine in Smoothing Output Volatility of the Hybrid System Under a High Proportion of Wind and Photovoltaic Power Connection" Energies 18, no. 5: 1306. https://doi.org/10.3390/en18051306
APA StyleRen, Y., Zhang, H., Wu, L., Zhang, K., Cheng, Z., Sun, K., Sun, Y., & Hu, L. (2025). Research on the Health Evaluation of a Pump Turbine in Smoothing Output Volatility of the Hybrid System Under a High Proportion of Wind and Photovoltaic Power Connection. Energies, 18(5), 1306. https://doi.org/10.3390/en18051306