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Energies
  • Article
  • Open Access

23 January 2024

A Proposal for A Human-in-the-Loop Daylight Control System—Preliminary Experimental Results

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1
Department of Civil, Construction-Architectural and Environmental Engineering (DICEAA), University of L’Aquila, 67100 L’Aquila, Italy
2
Department of Industrial and Information Engineering and Economics (DIIIE), University of L’Aquila, 67100 L’Aquila, Italy
3
Design Methodologies of Embedded Controllers, Wireless Interconnect and System-on-Chip (DEWS), University of L’Aquila, 67100 L’Aquila, Italy
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Author to whom correspondence should be addressed.
This article belongs to the Section B: Energy and Environment

Abstract

Appropriate daylight control could maximize occupants’ visual comfort, potentially saving energy. However, the deployment of daylight control systems (DLCSs) is not happening, mainly due to the complex system calibration and the frequent reluctance of occupants toward automatic control systems that exclude their participation. In this paper, a human-in-the-loop DLCS is presented. The system is designed to allow the users to have direct interaction via smartphone Bluetooth communication, enabling them to set the lighting values deemed most comfortable nimbly. Special attention has been paid to the power consumption of the DLCS, especially in standby mode. Accessibility of configuration has been taken into consideration, leading to the choice of a wireless configured device. The performance of the prototype DLCS was evaluated experimentally in a side-lit room and compared with that of a commercial controller. The illuminance on a reference work plane was measured during the operation of the systems to observe the controllers’ effect on the lamp’s luminous flux while simultaneously considering the variation of daylight conditions. Moreover, the energy performance of the systems was studied to obtain information about the energetic effectiveness and convenience of the studied DLCSs. The main results showed that the proposed system could maintain the required target illuminance values on the work plane as daylight conditions vary: the maximum deviation measured using the prototype never exceeded 11 lx. In comparison, the commercial controller reached peaks of 220 lx. Moreover, the energy consumption of the prototype (resulting equal to 370 mVA) was lower than the consumption of the commercial system (equal to 600 mVA), allowing for increased energy savings over the long period. The more straightforward configuration allows the user to better interact with the DLCS.

1. Introduction

Almost one-third of the energy used worldwide is consumed by buildings [,]. The building industry is receiving special attention from national governments and international organizations worldwide as they develop new energy policies and push for adopting more sustainable and energy-efficient building solutions [,,]. On the one hand, specifications have been established to create brand-new, high-performance structures that consume almost no energy. Action plans, on the other hand, are suggested for remodeling the current building stock.
Buildings currently use much more energy than they should because of outmoded construction methods, inefficient systems and equipment, and weak technological control systems [,,]. Hence, achieving new efficiency targets depends heavily on improved control strategies.
Daylight control in buildings is an essential aspect of sustainable design, as it provides numerous benefits for building occupants, the environment, and energy consumption [,,,]. By utilizing natural light as a sustainable resource, buildings can reduce their reliance on artificial lighting, improve energy efficiency, and enhance the overall well-being and productivity of occupants, contributing to reducing carbon emissions. In addition, daylight control systems (DLCSs) can also improve the indoor environmental quality of buildings by reducing glare and excessive heat gain from sunlight, which can lead to uncomfortable and unproductive indoor environments []. This plays a significant role in improving the comfort and well-being of building occupants. Daylight has been shown to positively impact mental and physical health, including increased productivity, reduced stress levels, and improved sleep quality []. However, inadequate or poorly controlled lighting can lead to eye strain, headaches, and other health problems. By incorporating daylight control strategies, such as automated shading systems and light sensors, buildings can optimize natural light levels and create more comfortable indoor environments.
Effective DLCSs in buildings require a combination of advanced technologies and thoughtful building design []. For example, buildings should maximize the amount of daylight entering indoor spaces while minimizing glare and excessive heat gain. This can be achieved using skylights, light shelves, and other design strategies. Additionally, automated shading systems and light sensors can regulate the amount of daylight entering indoor spaces, depending on the time and the amount of daylight available [].
Studies demonstrate the energy savings potential of integrated daylight and artificial lighting controls to be from 30 to 80% in lighting energy [,] and from 3 to 40% savings in heating, ventilation, and air-conditioning (HVAC) systems’ energy consumption [,]. Lighting accounts for a sizable fraction of the electrical energy used by non-residential and commercial buildings, particularly those that have not yet undergone a complete light-emitting diode (LED) lighting retrofit []. To this extent, one of the sector’s primary goals in recent years has been to increase energy efficiency by cutting back on lighting energy. Various concepts, strategies, and technologies have been implemented to accomplish these goals. The saving performance is, however, dependent on several variables, including the country’s climate [], the building’s orientation and its surroundings, the occupancy profile of the room, the reflectances of the inner envelope, the distance between work plane and window, and the dimensions and geometry of the window. The building’s design and the shape of the rooms are also fundamental factors [].

2. Background Knowledge and Research Aims

The design of a DLCS is quite complex because there are numerous variables to be considered, for example, the space configuration, control strategies, type, location, and number of photosensors to be installed. In addition, a DLCS should consider the user as an active participant and, therefore, be adaptive according to the user’s preferences. The illuminance threshold values provided by standards, often considered excessive for the user, should not be the only design benchmark. In fact, for the latest generation of DLCSs, the design approach is based on occupant-centered control (OCC). According to Park et al. [], DLCSs can use “occupancy-based control”, i.e., control of building systems based on the absence/presence of occupants; and “occupant-behavior-based control”, whereby systems are controlled by correlating environmental information (e.g., illuminance) with human–building interactions (e.g., light switch). An example of sensor-driven, human-in-the-loop lighting control is proposed by Tan et al. [], where the user feedback is incorporated into the system, as a result of an image captured by a smartphone that, through an algorithm, determines the dimming levels of the luminaires until the users’ desired illuminance levels are achieved. Several closed-loop DLCSs were evaluated in the work of Bellia and Fragliasso [], based on different control typologies: switching, two- and three-level stepped systems, proportional dimming systems, and integral reset systems. The results showed that the proportional dimming system was found to provide the best performance, although the search for the best strategy should be carried out on a case-by-case basis based on a detailed study of daylight.
Given the complexity of the problems related to DLCSs, their diffusion still needs to be improved, despite the significant energy and comfort benefits that their installation could bring about []. The leading causes that limit their diffusion are:
  • design difficulties;
  • installation problems;
  • the difficult calibration phase of the photosensors;
  • the onerous evaluation of the actual energy savings that can be achieved (with modeling tools;
  • the poor acceptance of automatic light changes by the user.
Moreover, the sensor placement and operation choice are still widely debated and unresolved []. Ideally, a DLCS should measure the illuminance value on the work plane, even though the movement of the occupants could greatly distort this information. In some cases, therefore, the installation of sensors on users’ clothing or glasses is proposed. However, the most common location is on the ceiling []. Through some calibration methodologies, the illuminance on the work plane is evaluated as a function of the illuminance measured on the ceiling. It is worth noting that the calibration phase is a significant critical issue that often prevents the widespread installation of DLCSs [].
A further penalizing aspect is the type of environment in which the installation of a DLCS is considered. In fact, in individual spaces, it is relatively easy to define a desired illuminance value; in shared spaces, determining optimal illuminance levels for all users is complex and generally a problem that needs to be solved. Therefore, it is necessary to search for new solutions that can enable a greater diffusion of daylight harvesting systems, as a result of which necessary energy savings and better visual comfort for the user can be achieved.
In this work, trying to overcome the limitations that characterize DLCSs, described earlier, preliminary experimental results of a new human-in-the-loop DLCS prototype are discussed. The prototype is based on a new approach that allows an easy and fast configuration since it prevents manual access to the controller as a result of smartphone Bluetooth communication. The system, based on a user-friendly digital addressable lighting interface (DALI) controller that operates in wireless mode, allows the user to be easily included in the lighting management. Moreover, the system modularity and portability are increased as a result of the technologies employed, as, in this case, the protocols are not ad hoc but support a wide variety of lighting elements and user connection devices. These features are essential in overcoming design and installation problems. Another design specification of the prototype relates to its energy absorption, which is generally an additional limitation to the deployment of DLCSs, especially in rooms with low lighting power density (LPD) and low utilization coefficients.
The analysis was conducted experimentally in a room of the “G. Parolini Lab” of the University of L’Aquila, comparing a commercial DLCS and the proposed prototype. The experimental campaign occurred on different days and times in February 2023 and November 2023.
The paper is organized as follows: Section 3 gives a research overview of related works. Section 4 reports the methods used for this study. Section 4 contains the system architecture of the system. Section 4 reports the experimental setup, and Section 5 presents the results.

4. Methods

The main goal of this work is the design, realization, and testing of a human-in-the-loop DLCS based on an easily manageable controller. The methodology employed starts from the first phase of system design, i.e., the software and hardware components, which took place after an in-depth literature study. Once the prototype was built, the experimental setup was defined, and a commercial DLCS B.E.G. PD4-M-1C [] was identified as a performance comparison. The methodology workflow diagram is shown in Figure 2.
Figure 2. Employed methodology flow diagram.

4.1. Experimental Setup

The experimental analysis was carried out in a room on the second floor of “G. Parolini Lab” at the University of L’Aquila (latitude 42°33′ N, longitude 13°37′ E), having a single west-facing window with no shading systems.
The room has dimensions of 4.20 m × 3.40 m, a height varying between 3.50 m and 2.45 m due to a pitched roof, and a window size of 1.50 m × 1.00 m, with a window-to-floor ratio (WFR) of 10.5%. Figure 3 shows the geometry of the room (Figure 3a) and 3D luminance modeling (Figure 3b) obtained using ReluxPro software (version 2022.3.3.0) [].
Figure 3. The room used for the experimental campaigns: (a) geometry of the room; and (b) 3D luminance model of the room.
The lighting requirements, summarized in Table 1, are taken from standard EN 12464-1 [] for its intended use, namely. “Educational premises—Educational buildings—Computer work only (ref. no. 44.11 of the standard)”.
Inside the room, a Disano LED lamp, model 842 LED Panel R CRI80 [], was installed, having the characteristics shown in Table 2 and the photometry shown in Figure 4.
Figure 4. Luminaire photometry (source: luminaire manufacturer [], Disano illuminazione, Milano, Italy.).
Table 1. Lighting requirements of the room selected for the experimental analysis [].
Table 1. Lighting requirements of the room selected for the experimental analysis [].
Lighting RequirementsValue
Maintained illuminance300 lx
Illuminance uniformity0.6
Color rendering index (CRI)80
Unified glare rating (UGR)19
Table 2. Technical specifications of LED lamp employed for the experimental analysis [].
Table 2. Technical specifications of LED lamp employed for the experimental analysis [].
Physical QuantityValue
Dimensions (length × width)1195 × 295 mm
Weight3.465 kg
CRI≥80
Luminous flux3600 lm
Maximum power consumption33 W
Correlated color temperature (CCT)4000 K
Luminous efficacy109 lm/W
UGR<19 (EN 12464)
Illuminance measurements were performed through an Extech Instruments illuminance meter, model SDL400, which has a measurement range of 0–100,000 [], placed on the center of the desk. The measurements were carried out in February 2023 and November 2023 and were obtained with an acquisition time step of 10 s to obtain data with a frequency useful for assessing the behavior of the control system and its sensitivity to daylight variations.

4.2. Lighting Scenarios

The architectures that were taken into consideration for the investigation of this work are divided into two scenarios, A and B.
The A scenario, reported in Figure 5, uses a commercial DLCS. The lighting is controlled using a digitally managed supply unit, in which the level can be set through a DALI bus. The control node is the previously mentioned B.E.G. PD4-M-1C, which is ceiling-mounted as the light. The system is installed in a room with a window that gives daylight direct access, so the sensor on the controller senses the daylight and the scattered light. The desired illuminance is set manually using the potentiometers on the controller, which requires access to the ceiling mount for at least the first installation. During this operation, the user has to set the desired target illuminance on the work plane manually by accessing the controller enclosure and using a screwdriver.
Figure 5. Block scheme of the A scenario, a commercial device mounted on the ceiling at lamp height.
The work plane is a desk, where an illuminance value of 300 lux is requested []. Both the luminaire and the controller are monitored in terms of network power absorption.
The B scenario (Figure 6) represents the configuration used for testing the experimental prototype. The structure is similar to A, with the difference being that the control node, including the light sensor, is placed on the work plane. In this case, the light is directly sensed on the interested surface. The controller is managed in wireless mode using a smartphone device to ease user accessibility. The node is built using a custom structure and is aimed at enhancing functionality and achieving better energy performance.
Figure 6. The block scheme of the B scenario has a custom controller with the sensor on the work plane and a wireless user interface.
Figure 7 shows the cross-section of the experimental setup during the aforementioned tests, representing the lamp, lux meter, controller, and desk.
Figure 7. Cross-section of the room during testing: desk (1), lamp (2), controller (3), lux meter (4). (a) Commercial controller case; and (b) custom controller case.
Table 3 reports a synthetic comparison of the features of the two test scenarios.
Table 3. Synthetic comparison of the test scenarios.

4.3. Custom Node Hardware Architecture

In this section, the hardware structure of the custom controller will be described. The previously mentioned commercial unit can be set only manually, acting on the knobs located on its enclosure. For the sake of increased usability and comfort, we designed a custom controller that can be managed with a smartphone and communicates by bluetooth low energy (BLE) []. The device is aimed to offer flexibility in the setup of the desired lighting parameters, as all the operations can easily be executed from a smartphone enabled with BLE connectivity without the need to manually access the lighting control device. The node is based on the nRF52840 microcontroller from Nordic Semiconductor. This element features integrated BLE support, native Universal Serial Bus (USB), and serial interfaces. The inter-integrated circuit (I2C) bus is used to communicate with a VEML7700 [] light sensor and a LW-14 [] interface for IEC62386 [] DALI protocol. These elements are mounted on a custom-printed circuit board and enclosed in a box with accesses for USB, DALI wires, and a slot for the light sensor surface. The control node is supplied directly from the grid at 220 V Alternate Current (AC); thus, Recom RAC02 [] Direct Current converters are employed (AC-DC converters). Figure 8 shows the block schematic. The hardware development cost of the custom controller is inferior to one hundred euros.
Figure 8. Block scheme of the custom light controller.
The wireless light controller has an operation flow, as depicted in Figure 9. When the device is connected to the power network, it enters Bluetooth central mode, waiting for a connection. When a user is connected, the commands are available to be issued for lamp control. The user can set the desired light level, and then enter the tracking mode that is used to keep the light at a power, such as to give the desired work plane illuminance. The smartphone application allows several functions to be performed, such as manual switching, increase or decrease of the luminous flux, choice of the setpoint value for the work plane illuminance, and enabling the automatic dimming mode. The user connection with the controller is available in the range of BLE-enabled devices, usually in the range of ten to thirty meters.
Figure 9. Flow diagram of the light controller operation.

5. Results

The executed measurements have the intent of preliminarily quantifying the power consumption of each element during a test period that emulates normal lighting usage. Moreover, the tests have been performed to verify the functionality of the prototype system and its ability to maintain the desired light intensity on the work plane effectively. The experimental phases were conducted by imposing an illuminance setpoint of 450–500 lx for both the proposed prototype and the commercial instrument. The system was left in free-running mode for the length of 1 h. All the tests were conducted in the period of 7–8 February 2023 and 27–28 November 2023 in such a way as to have different external light illuminance in each test. The measurement setup is schematized as shown in Figure 10. A Hioki 3333 [] power meter measured the lamp power dissipation that was in the range of tens of watts. In contrast, a more sensitive custom power meter was used to obtain the controller power dissipation that was in the order of magnitude of the watt. These elements have a serial output where the digital data are transmitted to a calculator enabled with a LabVIEW [] interface that gathers the measurements and logs the data. The values of voltage and current read from the power meters are multiplied to obtain the total power. The previously mentioned lux meter model SDL400 was placed on the work plane to record the illuminance on the desk surface.
Figure 10. Measurement setup for the systems under investigation.
The measured power is reported in volt-ampere (VA), as the lighting supply introduces a power draw composed partly of reactive power. The following Figure 11 and Figure 12 show some measurements performed to compare the commercial and custom DLCSs. Lamp-power-, controller-power-, and desk-measured illuminance during the test time slots in February 2023 and November 2023 are shown in Figure 11 and Figure 12, respectively. The measurements were performed in the same room during the morning hours, ranging from 10:00 to 13:00 for both days. The external sun intensity for the measurement periods was, on average, 525 W/m2 for the first test period and 126 W/m2 for the test period of November 2023. These data, monitored by a local weather station, have been provided by CETEMPS—Center of Excellence [].
Figure 11. Measurements were performed in February 2023: (a) commercial controller; and (b) custom controller.
Figure 12. Measurements were performed in November 2023: (a) commercial controller; and (b) custom controller.
We should take into consideration the fact that the tests were performed in different external daylight conditions. The first measurement was performed in sunny external conditions with moderately intense wind conditions. The second measurement was performed in a mostly cloudy sky with steadier daylight conditions.
Table 4 reports the average power draws and desk illuminance variation of the systems under investigation. It is important to note that the average lamp power depends on the external daylight situation.
Table 4. Average power draws and desk illuminance variation.
It is possible to observe that the commercial device had difficulties in keeping a constant illuminance value over the work plane, as the direct light from outside influenced the behavior, leading to a poor performance. Differently, the custom system was better able to maintain the illuminance at the desk around the set value. As we can observe in Table 3, the power consumption of the novel DLCS is reduced with respect to that of the compared commercial unit.

6. Discussion

Based on the results obtained, useful considerations can be made about the DLCS prototype proposed in this work and its comparison with a commercial one. The desk-located sensing has offered better performance in the tracking of a desired illuminance value. This is in accordance with the previously cited works [,] that explain that the ceiling-located sensors are more affected by the changes in the light conditions of the room, such as light reflections. However, the proposed prototype based on a desk-located sensor can be most affected by the presence of moving objects and people. This aspect can lead to further developments of the systems toward the direction of possible shading pattern recognitions.
The proposed controller, at the prototypal stage, requires pre-existent cabling for the DALI bus. This is not unusual to have in an office scenario but could be less common in a residential house. The development of both the wireless sensor and controller can be one of the future developments for the controller system, to have a moveable and totally non-wire-constrained apparatus.
The commercial device used for this study was not easily configurable, as it needed a manual approach to set the desired illuminance value. This can be a drawback in a larger-scale implementation.
The experimental analysis also showed that the custom system has an average consumption of about 40% lower than the commercial controller. This result is very interesting considering that a controller potentially remains active all the time, i.e., for 8760 h/year. The increased user-friendliness of the system can offer an increased interaction of the human in lighting control, achieving better performances in terms of comfort. This adds to the previously discussed energy savings.
In Table 5, the strengths-and-weaknesses comparison of the proposed system and the tested commercial system is summarized. The authors suggest that this could be valid for other commercially available DLCSs, as those are based on the same sensing approach as the studied one.
Table 5. Strengths and weaknesses of the studied DLCSs.

7. Conclusions

In this work, we proposed a human-in-the-loop DLCS for DALI-based luminaires. The system is aimed to offer easy configurability and low power consumption and is based on commercially available electronic components. In this paper, we compared the novel system with a state-of-the-art commercial DLCS for DALI luminaires, obtaining good results in terms of illuminance management, power performance, and user-friendliness. The systems were compared in a controlled scenario, and the test methods were described.
The main findings of the work can be summarized as follows:
  • The proposed system has shown the ability to dim the luminaire intensity to keep the illuminance on the target work plane around the desired level with an error in the order of ten lux;
  • The power consumption is considerably less than that of the comparison device (about 40% less);
  • The prototype DLCS has allowed the user’s direct interaction with the control system, allowing them to obtain a human-in-the-loop controller.
However, some limitations of the prototype should be further investigated, in particular, the possibility of expanding its functionality by considering other variables to control, including, for example, occupancy, shading, and so on.
The research that has been carried out leads to promising results for developing a system that includes more lighting control features, possibly integrating data analytics to assess the energetic performance of the system.
Moreover, future developments of the system will be the development of a miniaturized controller fully integrated into the commercial power supplies of the luminaires.
Another development aims to implement low-power wireless sensors to remove all the wiring constraints, possibly integrating intelligent calibration techniques to overcome the disadvantages of on-work-plane light sensing.

Author Contributions

Conceptualization, T.d.R. and M.R.; methodology, T.d.R., M.R. and A.L.; software, M.R. and A.L.; validation, T.d.R., M.R. and D.A.; formal analysis, T.d.R., M.R. and D.A.; investigation, T.d.R. and M.R.; resources, T.d.R. and M.R.; data curation, T.d.R. and M.R.; writing—original draft preparation, T.d.R. and M.R.; writing—review and editing, V.S. and D.A.; and supervision, V.S. and D.A. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Data Availability Statement

The datasets presented in this article are not readily available because the data are part of an ongoing study. Requests to access the datasets should be directed to tullio.derubeis@univaq.it.

Conflicts of Interest

The authors declare no conflict of interest.

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