1. Introduction
Globally, buildings consume about 40% of all the energy produced worldwide and a large part of it is used to promote comfort levels to indoor users [
1]. To analyze indoor environmental conditions of thermal comfort, numerous models have been developed, but the most widely used is the PMV (Predicted Mean Vote), developed by Fanger in 1970. This model is relatively efficient; thus, there is a need to develop new models [
2].
Thermal Comfort is indispensable for any environment [
3] and indicates how thermally satisfied people are according to their state of mind [
4]. Comfort studies can occur in residential spaces when there is temperature change at various points, different clothing, activities, or even when there are possibilities for adaptive actions in thermal environments [
5]. Thermal environments directly influence the well-being [
6], quality of life [
7], health [
8], and productivity [
5] of people. Moreover, the assessment of thermal comfort in environments can contribute to the decrease in the use of ventilation, heating, and air-conditioning systems, consequently reducing energy consumption [
9].
In their research, Cheung et al. [
10] confirmed that Fanger’s PMV model contains an accuracy of only 34% in its results. With the possibility of improving the prediction of thermal comfort sensations, many adaptive models have come to be developed, such as: Nguyen, Singh, and Reiter [
11]; Liping et al. [
12]; Ruiz and Correa [
13]; Gilani, Khan, and Ali [
14]; Zhang et al. [
15]. Several adaptive thermal comfort studies have been conducted in numerous environments and countries, such as in housing in Japan [
16], educational buildings in Mexico [
17], and office buildings in Spain [
18] and in Brazil [
19]. The adaptive thermal comfort model can more efficiently explain the existing discrepancies between predicted and actual thermal responses [
20].
Together with the alternative models, several statistical methods have been applied to analyze thermal comfort, such as discriminant analysis [
21], Bayesian statistics [
22], Griffiths analysis [
23], logistic regression [
24], and structural equations [
25]. Another relevant technique is the analysis of variance (ANOVA) that investigates the influences of some experimental conditions, errors, and significance of factors [
26] and cluster analysis that classifies objects into homogeneous groups according to their level of similarity [
27].
Some examples can be found in the literature, such as in the research of Lau, Chung, and Ren [
28] who used analysis of variance (ANOVA) to determine whether weather variables and corresponding subjective perception were significantly different between Local Climate Zones (LCZs); Nduka et al. [
29] who investigated the link between indoor environmental quality (IEQ) and symptoms of sick building syndrome (SBS); Sun et al. [
30] who used cluster analysis in obtaining patterns of window opening duration in offices through a monitoring carried out by users; Piekut [
31] who identified the clusters of households according to different energy consumption patterns.
In a recent study, Niza and Broday [
32] verified through canonical discriminant functions that the PMV model did not contribute significantly to express the thermal sensation of people in the analyzed cities. Based on this context, this research aimed to verify the performance of the PMV and adaptive models under different conditions in Brazil from an analysis of variance and to classify individuals into clusters according to their feelings of thermal comfort.
In this perspective, we sought to fill this gap in the literature that refers to a comparative analysis between the PMV models based on data from Brazilian cities found in the ASHRAE Global Thermal Comfort Database II, the largest reference database in the area. Furthermore, the use of adaptive PMV models allows environment users to perform a better thermal comfort adjustment through more suitable clothing, ventilation, opening windows to save energy, among others [
33]. Brazil was investigated for being a continental country with very diverse climates and regions; thus, the cities of Brasilia, Recife [
34], Maceió [
35], and Florianópolis [
36] were analyzed.
2. Materials and Methods
2.1. Database
This research aimed to analyze the performance of alternative models to the PMV under different conditions in Brazil and to verify how individuals classify themselves into groups based on the highest level of similarity in relation to their thermal sensations. Through the application of alternative models to the PMV, the thermal sensations of individuals in the cities of Brasília, Recife, Maceió, and Florianópolis were obtained. The data applied in the formulas are available in the ASHRAE Global Thermal Comfort Database II, so the sample size could not be modified.
According to Földváry et al. [
37], the database is composed of numerous field surveys, where these researchers have granted their data for any individual to make use of in new work, further enriching research in the area. The data available are:
Basic identifiers: publication (citation), data contributor, year, season, climate, city, country, building type, and ventilation strategies used.
Personal information of the individual: age, sex, weight, and height.
Subjective information of thermal comfort: thermal sensation, thermal acceptability, thermal preference, air movement acceptability, air movement preference, thermal comfort, thermal insulation of clothing, metabolic rate, and humidity sensation.
Instrumental measurements of thermal comfort: air temperature, operating temperature, radiant temperature, globe temperature, relative humidity, and air speed.
Calculated indices: PMV, PPD, and standard effective temperature.
Environmental control used: curtain, blinds, fan, window, door, heater, and monthly outside air temperature.
These variables change from researcher to researcher, but it is extremely necessary for the calculations of thermal comfort models: the presence of air temperature, mean radiant temperature, air speed, relative humidity, metabolic rate, and thermal insulation of clothing, with these being the most important variables to perform the analyses. Thus, it was possible to verify the compatibility of the alternative models to the PMV with the database.
The thermal comfort of individuals may vary according to the local climate; thus, studies of adaptive comfort become relevant to evaluate these differences related to acclimatization, culture, behavior, among other aspects [
38].
2.2. Characterization of the Studied Area
Through the availability of studies contained in the database, the cities of (1) Recife, (2) Florianópolis, (3) Maceió, and (4) Brasília were chosen for the analyses (
Figure 1).
Among the countries available, Brazil was selected due to its continental dimension and its diverse climatic types in the regions, causing the presence of distinct thermal sensations experienced by the users. Through the Köppen–Geiger Classification, it was possible to verify the climatic zones of each region, with A for tropical, B for dry, C for temperate, D for continental, and E for polar [
39].
Figure 2 shows the climate classifications, their respective colors, and legends. Climate types are influenced by locations, temperature, and local precipitation (Recife/Brasília-Aw, Florianópolis-Cfa, and Maceió-As).
2.3. Characterization of the Study
Figure 3 shows the information contained in the database, such as the data collection, year of collection, number of people that were studied by the authors, seasons of the year, building type, cooling strategies, age, gender, height, and weight of the individuals.
By joining the data, it was possible to obtain 6715 people participating in the field research, to combine the measurement of personal and environmental variables, and to report their thermal sensations and preferences.
2.4. Alternative Models Analyzed
Table 1 shows the alternative models used in this research. These models were previously selected according to the study by Niza and Broday [
32].
2.5. Software Applied in the Research
Through the NVivo software, a word cloud was developed to represent the bibliometric network referring to the articles with the thermal comfort models used in this research; this way, the program contributes to increase the scientific credibility of the work, to verify the existing links between the studies, and to demonstrate the most frequent and important keywords in relation to the data.
The statistical analysis was performed in IBM SPSS Statistics software version 28. The analysis of variance (ANOVA) of the thermal sensations obtained between the traditional and alternative models allowed us to verify the performance under different climatic conditions in Brasília, Recife, Maceió, and Florianópolis. SPSS released a list with the models in order and named numerically. Next, Mauchly’s test of sphericity was used to validate the analysis of variance, where the p-value was analyzed under two hypotheses:
For the between-subjects effects test, a further correction was required due to the lack of sphericity, and Greenhouse–Geiser, a more conservative correction, was used. Two hypotheses were considered:
Knowing that there is at least one different model is not enough, and it is necessary to investigate which model differs. To this end, the Bonferroni/pairwise post hoc test was used to compare model against model, verify the differences in means, and point out where this difference lies. The p-value is analyzed under two conditions, if:
Possibly, some of the models that have similarities are not indicated in the calculations, so profile graphs were prepared.
In K-means Cluster analysis, the number of Clusters is determined by the researcher, and averages are calculated for grouping subjects [
50]. The subjects are classified with the highest level of similarity between them. The results of the models were standardized to contribute uniformly to the results. Thus, the standardized variables are accompanied by Z. Next, the variations in the centers of the Clusters were obtained for each iteration until there was no more variation in the centroids. Through ANOVA, the variables that contributed most to the separation into clusters were identified, where they were classified according to their performance from the averages of each of the variables. The classification of clusters was carried out according to their performance in separating individuals into groups according to their thermal similarity:
Positive average values for most variables: high performance/low risk.
Negative average values for all or most variables: low performance/high senility risk.
Average values close to zero: average performance/average senility risk.
Next, the distance matrix between the centroids and the number of individuals in each cluster is presented, and finally, its graphical representation.
4. Discussion
One-way repeated measures ANOVA exposes differences that are statistically significant between groups (
p-value < 0.05) [
58]. Therefore, this statistical method contributed to verifying statistical differences between the PMV and its alternative models when applied under different climatic and environmental conditions. However, Mauchly’s test of sphericity was performed to confirm whether there was no equality between the models. However, it only proves a difference between the models but does not indicate exactly where this difference lies. This difference was investigated by the Bonferroni post hoc test, where a model-to-model comparison was made for comparative purposes [
59] so that it is possible to find out which model best represented the thermal conditions of each city. Even after performing the test, it is possible that some models that resemble the thermal reality are not among the results found in the calculations, so with the profile graph, it became more visual to identify these similarities through the proximities between the TSV and the performance of the models themselves.
By performing the analysis of variance, the fact highlighted in the research of Cheung et al. [
10] was confirmed, where it was found that the Fanger model presented only a 34% accuracy in its performance. Thus, the PMV had results that did not match the thermal realities found for the four Brazilian cities. Thus, for Brasília and Recife, the ‘PMVoo’ model of Orosa and Oliveira [
43] presented the lowest mean difference between model results and thermal sensation votes at 0.10; for Maceió, it was the ‘PMV2’ model of Broday et al. [
47] with 0.16; for Florianópolis, it was the ‘ePMV’ model of Zhang and Lin [
49] with 0.03. In the profile graphs, all the points above the TSV represent the models that were overestimated, and the points below represent the models that underestimated the thermal sensation. In agreement with these results, Niza and Broday [
32] developed canonical discriminant functions that proved that the adaptive models were more relevant than the PMV.
Knowing the model that best suits a particular condition makes it possible to understand how the users of the environment feel. Thus, it becomes easier to propose better thermal requirements for buildings, offer ventilation strategies, and even contribute to the execution of future construction projects. Another circumstance to be highlighted is the great usability of the analysis of variance in thermal comfort.
Lam, Loughnan, and Tapper [
60] studied outdoor thermal comfort in Australia’s Royal Botanic Garden (RBG) during the summer, evaluating residents’ and tourists’ perceptions. Through the analysis, they investigated the differences in thermal perception between these two audiences to bring improvements to the garden’s design, making the site increasingly attractive for tours, and attracting several potential foreign visitors. Another application of this analysis was found in Kwong et al. [
61]. They tested the statistical differences in average temperatures between local climate zones in the Metropolitan Region of Toulouse (France) under hot and dry summer conditions. Thus, this analysis’ broad applicability for indoor and outdoor environments is noted, in addition to health benefits and the ability to make tourist spots increasingly attractive.
Following this research, Kiki et al. [
62] sought adaptive models capable of representing the thermal conditions of buildings in Benin, a country in West Africa, which, as with Brazil, has a tropical climate. In the same way that using thermal comfort studies to reduce energy losses is highlighted, it also emphasizes the search for comfort standards for users. In these air-conditioned buildings located in hot and humid regions, the adaptive models with the best performances were by López-Pérez, Flores-Prieto, and Ríos-Rojas [
17] and Indraganti et al. [
63]; thus, as mentioned before, the models’ performances may vary from environment to environment. Therefore, the model considered optimal for Benin may not perform well when applied to Brazil and vice versa.
Next, through cluster analysis, it was possible to divide the data of thermal sensations obtained by the models into k clusters, where everyone was assigned to a group [
64], i.e., each person should be assigned to only one cluster according to their thermal sensation, so all those who have thermal similarities will be in the same group. Nam et al. [
65] cited that if, by chance, an object belongs to a cluster, it becomes impossible to transfer it to another; thus, if there are outliers, they cannot be removed, as was the case of the outlier found in cluster 1 of Maceió that contained well-dispersed thermal sensations that benefited for the variable ‘AdapPMV’ to present a higher thermal sensation than the one present in the 7-point scale of ASHRAE.
Throughout the iterations, the centroids are modified until there is no significant variation between the averages, and thus, each element is allocated to only one cluster. Through the clusters and the similarities, it is possible to investigate how most people felt to analyze these environments more pointedly according to these aspects and consequently meet the needs of most users by improving them thermally.
Among the studies found, Asumadu-Sakyi et al. [
66] identified the patterns in indoor temperature for weekdays and weekends in homes in mid-season periods and homes with air conditioning in hot and cold seasons. The author also mentioned that for future works, several pieces of data can be incremented, such as socioeconomic data of the users, types of walls of the buildings, and floor insulation, that can contribute to the understanding of the results both for Brisbane in Australia and Florianópolis in Brazil that are under the same climate for being located at the same latitude. For the application of adaptive strategies, Bienvenido-Huertas et al. [
9] considered temperature records from the 20th century until 2019 in buildings in southern Spain. Hence, cluster analysis has a versatile application in numerous areas, enabling the union of elements with common characteristics in clusters.
According to Wu et al. [
67], much research in thermal comfort focused on building energy savings ends up neglecting human adaptation, and this factor is one of the main factors for maintaining thermal comfort. Therefore, investigating of how individuals feel, adaptive behavior, and strategies used in the environment become increasingly necessary to consider in developing adaptive models. Furthermore, Altan and Ozarisoy [
68] emphasized that information about the thermal comfort requirements under different climate types can contribute to the suggestion of appropriate environmental and design solutions, providing a comfortable and satisfactory thermal environment. In summary, both statistical analyses were highly relevant to thermal comfort, presenting new perspectives, possibilities, and directions for the progress of studies and scientific research.
5. Conclusions
In the analysis of variance, it was possible to test the PMV and alternative models to see which would perform best under different conditions in Brazil using the ASHRAE Global Thermal Comfort Database II. Thus, for Brasília and Recife, the PMVoo model by Orosa and Oliveira [
43] showed the lowest mean difference between model results and thermal sensation votes at 0.10; for Maceió, it was the PMV2 model by Broday et al. [
47] with 0.16; for Florianópolis, it was the ePMV model by Zhang and Lin [
49] with 0.03. With the results, it was confirmed that alternative models could have greater accuracy than the traditional PMV model, and the development of these new models could become increasingly more usual and effective in the search for greater precision about the thermal reality found in environments, in addition to their contribution to energy efficiency, productivity, health, and well-being. In addition, it highlights that their particularities mean that the models can present different performances under numerous regions.
Through cluster analysis, individuals were classified based on their similarities in the thermal sensation votes, identifying homogeneity in the data. Thus, in Brasília and Recife, the second and third clusters were responsible for grouping most people, with 20 people in each cluster who felt slightly warm and slightly cool, respectively. For Maceió, most people were allocated to the last cluster, with 1049 people who felt slightly cool; for Florianópolis, 2258 people were in the largest cluster where they felt slightly warm. Through the creation of the clusters, it became understandable how most people felt thermally through their level of thermal similarity. These aspects can contribute to identifying the needs of indoor users.
The size of the samples was one of the limitations found, where they presented very distinct sizes between cities that may have influenced the results. If there were more individual thermal responses, the approximation to reality would be better. It is suggested for future works the development of an analysis of thermal comfort for the southeast region, the most economically developed area in Brazil, and the north of the country, a region with high rainfall rates and a large amount of relative humidity, both of which directly influence the thermal sensation. In ASHRAE’s database, only these two Brazilian regions have not yet been included in the analyses. Thus, all the proposed objectives were achieved, presenting the thermal comfort models with greater adequacy to the cities and the distribution of individuals in groups according to the level of thermal similarity.