1. Introduction
The harmful effects of various ambient air pollution on human health, particularly in developing countries, have been persistently reported in many studies [
1,
2,
3,
4]. Both long-term and short-term exposures to ambient particulate matters (PMs), including PM with an aerodynamic diameter < 10 µm (PM
10) and PM with an aerodynamic diameter < 2.5 µm (PM
2.5), and gaseous pollution, including nitrogen dioxide (NO
2), volatile organic compounds (VOCs), including benzene, carbon monoxide (CO), sulfur dioxide (SO
2) and ozone (O
3), increase the risk of respiratory admission, cardiovascular admission, cardiovascular mortality and all-cause mortality [
5,
6,
7]. There was evidence of associations between air pollutants and cardiovascular problems, such as myocardial infarction, stroke, heart failure, and atrial fibrillation [
8,
9,
10,
11]. A meta-analysis of studies conducted in China to assess the mortality effects of short-term exposure to air pollution showed that each 10 µg/m
3 increase in PM
2.5 was associated with a 0.38% (95% CI; 0.31, 0.45) increase in total mortality, a 0.51% increase in respiratory mortality (95% CI; 0.30, 0.73) and a 0.44% (95% CI; 0.33, 0.54) increase in cardiovascular mortality [
12]. In the respiratory aspect, air pollutants are the cause and aggravating factor of many respiratory diseases, such as chronic obstructive pulmonary disease (COPD), asthma and lung cancer [
13]. Increased ambient O
3, NO
2, PM
2.5 and SO
2 levels were consistently associated with increased hospital admission for asthma and pneumonia in various studies conducted in Hong Kong and Taipei [
14,
15,
16,
17].
Venous thromboembolism (VTE), a condition with blood clots in the deep venous system, is composed of pulmonary embolism (PE), deep venous thrombosis (DVT) or both. DVT is defined as a disease with blood clots in the deep vein, most commonly in the lower extremities. Acute pulmonary embolism (APE) refers to a situation where the pulmonary artery contains blood clots that most likely slip from DVT. APE, as a complication of DVT, was the most severe form of VTE [
18]. Although exposure to PM has been strongly linked to cardiovascular and respiratory disorders, the effect on VTE, including PE and DVT, is still uncertain [
19].
In Chiang Mai Province, Northern Thailand, air pollutant levels usually exceed the safety threshold during January and April, which are winter and pre-summer times in Thailand. The source of air pollutant emissions in our area comes from forest fires and the burning of agricultural remains after harvest. Our previous study demonstrated the effect of increasing PM
10 concentrations from seasonal smog on asthma and COPD exacerbations [
20]. Interestingly, there is growing evidence of an association between VTE and air pollution in many areas of the world. Nevertheless, the relationship between the level of air pollution and VTE had inconsistent results [
21,
22,
23,
24,
25,
26]. Therefore, our study aimed to analyze the relationship between the level of air pollution exposure and acute pulmonary embolism (APE) in Chiang Mai, Northern Thailand.
2. Materials and Methods
2.1. Study Design and Population
A retrospective data collection was conducted. All Asian patients, aged ≥15 years, who were admitted to Chiang Mai University Hospital between October 2010 and December 2020 with ICD-10 coding I 26.0 (pulmonary embolism with acute cor pulmonale) and I 26.9 (pulmonary embolism without acute cor pulmonale) were recruited into the study. All patients live in the northern part of Thailand. All medical records were reviewed to confirm the diagnosis of APE.
Diagnosis of APE was made when the presence of one of the following radiologic criteria was confirmed by a radiologist.
Demonstration of thrombus in the pulmonary artery and its branches by computed tomography pulmonary angiography (CTPA).
Demonstration of thrombus in the pulmonary artery and its branches by CT chest with contrast.
Patients who had predisposing factors for PE including active cancers were defined as provoked PE. Those with no predisposing factors were defined as unprovoked PE.
A total of 1560 patient records was collected from the ICD-10 coding diagnosis between October 2010 and December 2020; 864 were excluded due to age under 15 years, non-Asian ethnicities, repeated cases and no CT confirmation of diagnosis. A total number of 696 patients was included in the study.
Patients’ data including demographics, risk factors, date of diagnosis, clinical data and underlying conditions were recorded. Only cases with the first diagnosis of APE were included for analysis. This study was conducted at Faculty of Medicine, Chiang Mai University, Chiang Mai, Thailand.
2.2. Air Pollution Data
The levels of air pollutants were measured at sampling stations of the Pollution Control Department, Ministry of National Resources and Environment which are located in municipal areas of the Muang District, Chiang Mai Province, Thailand. The analysis methods were the non-dispersive infrared detection for CO concentrations, the pararosaniline technique for SO
2 concentrations, the chemiluminescence technique for NO
2 and O
3 concentrations and the gravimetric technique for PM
10 and PM
2.5 concentrations [
27]. The data were reported as monthly average concentrations of pollutants. The PM
2.5 levels were officially reported after July 2016 in Thailand. Therefore, the correlation between PM
2.5 and APE was not analyzed. We use the average 24 h air quality guidelines level of WHO (45 µg/m
3 of PM
10) for reference to the monthly average PM
10 in this study [
28].
The study was approved by the Research Ethics Committee of the Faculty of Medicine, Chiang Mai University (Institutional Review Board (IRB) approval number: MED-2564-08294).
2.3. Statistical Analysis
Results for numerical values were expressed as means ± standard deviation (SD) or median, IQR (Interquartile range) and those for categorical data were expressed as absolute frequencies and percentages. The association between a monthly number of acute PE cases and PM10 concentrations was analyzed by the application of general linear models (GLMs) with Poisson distribution. Poisson models with log links are often called log-linear models and are used for frequency data. To determine the association between the effects of PM10 on acute PE admissions, Poisson regression was used for analysis after adjustment for SO2, NO2, CO and O3. To assess the lag structure between the concentration of PM10 level and the number of acute PE cases, we initially examined separate models for each lag from zero to seven months after the APE diagnosis. The lag time zero (lag 0) is the month of an increase of 10 µg/m3 of PM10. Finally, risk regression analysis is applied to the data to estimate risk ratios (RRs) with 95% confidence intervals (CIs) of the independent variables in the constructed model. For case-crossover design, to allow comparison across pollutants, the monthly PM10, CO, NO2, O3 and SO2 concentrations were divided into tertiles and frequencies of cases were compared using Fisher exact test. The risk of PE due to high levels of pollutants was evaluated by comparing tertiles of each pollutant level by using the first tertile as a control point and calculating the RR and the 95% CI. All tests for statistical significance were two tailed and p-values below 0.05 were considered statistically significant. Statistical analysis was performed using a software package (StataCorp, College Station, TX, USA).
3. Results
A total number of 696 patients was included in the study. The patients’ characteristics and risk factors are demonstrated in
Table 1. Most of them (58.9%) were female. The mean age was 57.7 ± 15.7 years old (min = 15, max = 98). Clinical suspicion of APE before CT confirmation was made in 468 of 696 patients (67.2%), while 228 patients (32.8%) were incidental PE. Provoked PE was found in 560 (80.5%) and unprovoked PE was found in 136 (19.5%). Unprovoked and provoked PE data are shown in
Table 2.
The levels of PM
10, SO
2, NO
2, CO and O
3 were 45.4 ± 27.5 (17.2–132) µg/m
3, 0.9 ± 0.6 (0.0–3.0) ppb, 9.6 ± 4.5 (1.0–23.0) ppb, 0.5 ± 0.2 (0.1–1.0) ppm and 24.3 ± 9.9 (6.0–47.0) ppb, respectively (
Table 3). During the study period, there were 46 months of low PM
10 (monthly average < 45 µg/m
3) and 77 months of high PM
10 (monthly average ≥ 45 µg/m
3). The PM
10 concentrations in low PM
10 months and high PM
10 months were 28.8 ± 7.4 and 72.5 ± 25.5 µg/m
3, respectively (
Table 4). The concentrations of other pollutants were also significantly higher in high-PM
10 months.
The monthly average of total APE cases, presented as median (IQR), was significantly higher in high-PM
10 months (6 (5, 8)) than in low-PM
10 months (5 (3, 7)),
p = 0.013. The monthly average of unprovoked PE and provoked PE cases was insignificantly higher in high-PM
10 months (
Table 5). The effect of every 10 µg/m
3 increase in PM
10 on monthly total APE cases, unprovoked PE and provoked PE is demonstrated in
Table 6. The total monthly APE cases increased significantly at lag 4, 5 and 6 months with adjusted RR (95% CI) of 1.06 (1.01, 1.12),
p = 0.011; 1.07 (1.01, 1.13),
p = 0.021 and 1.06 (1.01, 1.12),
p = 0.030, respectively. Provoked PE cases increased significantly at lag 3, 4, 5 and 6 months with adjusted RR (95% CI) of 1.04 (1.01, 1.07),
p = 0.004; 1.06 (1.03, 1.09),
p < 0.001; 1.04 (1.01, 1.07),
p = 0.004 and 1.04 (1.01, 1.07),
p = 0.004, respectively. The risk of unprovoked PE was also increased but not statistically significant. Variation in monthly average PM
10 and monthly acute PE cases throughout the study period are shown in
Figure 1.
The tertiles of the air pollutant levels and the number of confirmed APE cases during the study period are shown in
Table 7. There was a higher prevalence of APE cases in the second and third tertiles of PM
10, SO
2, CO and O
3 than in the first tertile but not in the NO
2 pollutant data. The relative risk for APE associated with exposure to elevated air pollutants is demonstrated in
Table 8. When using the first tertile of air pollutants as a reference, the adjusted RR for APE was significantly increased for PM
10 in the second (adjusted RR (95% CI) 1.76 (1.12, 2.77),
p = 0.014) but not for NO
2, CO and O
3. For SO
2, we could not divide data into tertiles; therefore, we used the cut-off median value as the lower range (0.0–0.9 ppb) and the higher range (≥1.0 ppb) for comparison. The higher-range SO
2 had a non-significant increase in APE risk (adjusted RR (95% CI) 1.28 (0.85, 1.94),
p = 0.236).
4. Discussion
Our study found that exposure to high concentrations of PM
10 was significantly correlated with the number of confirmed APE cases. We used the reference level of PM
10 as WHO air quality guideline recommendations [
28]. In high-PM
10 months (≥45 µg/m
3), a monthly average of total pulmonary embolism cases was higher than low-PM
10 (<45 µg/m
3) months,
p = 0.013. The results of our study are in agreement with those in previous studies, which showed an association between high concentrations of air pollutants and VTE incidence [
29,
30]. Baccarelli et al. proposed that the mechanism of PM-induced DVT triggered the pro-thrombotic state [
25,
31]. Although the numbers of unprovoked PE in our study did not meet statistical significance in high-PM
10 months, the tendency of higher cases in those months might suggest the role of PM as a provoking factor in the unprovoked PE group. The trend was also observed in the number of provoked PE in high-PM
10 months.
In Northern Thailand, illegal forest invasion for the cultivation of maize has been practiced for more than ten years [
32]. Mass burning of agricultural waste preparing for the next cropping, joining together with forest firing in the dry season during January and April, which were winter and summer seasons in Thailand, has occurred since 2006. After that, air pollution became a major problem in Chiang Mai annually [
32] for more than 15 years. At present, the problem is worse than ever, especially between March and April every year. Miguel-Díez et al. found that the hospitalization rate for PE was high in association with the autumn and winter seasons, lower temperatures and high levels of NO
2 and O
3 [
33]. In contrast, Nimako et al. reported that the higher temperature was correlated with the high incidence of idiopathic PE [
34]. However, the climate and temperature in Thailand are not as varied as in Western countries. We did not consider that climate change alone was the most important associated factor. A systematic review and meta-analysis concluded that the VTE rate was significantly high during winter time when it was usually coincident with increased PM in the same geographical areas [
35].
To find the associations between the effect of an increase of every 10 µg/m
3 of PM
10 and total monthly acute PE cases, unprovoked PE and provoked PE, Poisson regression was used for analysis after adjustment for SO
2, NO
2, CO and O
3. To assess the lag structure between the concentration of PM
10 level and monthly PE cases, we initially examined separate models for each lag from lag time zero (lag 0), which is the month of PM
10 measurement, to the lag later months, until no statistical significance was demonstrated. From our study, we found an association between every 10 µg/m
3 increase in PM
10 and increased risk of total APE cases after 4 months, 5 months and 6 months. The provoked PE risks also increased after 3, 4, 5 and 6 months. For unprovoked PE, the adjusted RR was also increased but without statistical significance. These findings are in agreement with the results in the study of Baccarelli et al., who found that exposure to a higher annual average PM
10 level in the previous year was associated with shortened prothrombin time in DVT cases and every increment in 10 μg/m
3 of PM
10 increased DVT risk for 70% [
25]. We supposed that the pro-thrombotic enhancement effect of PM to cause PE might take time after exposure.
Our study correlated the tertile of the air pollutant level and several confirmed APE cases and demonstrated a higher prevalence of APE cases in the second and third tertile of PM
10, CO and O
3 than in the first tertile. However, we did not find that NO
2 and SO
2 were significantly related to APE. These results were different from the study of Miguel-Diez et al. [
26], which showed a relationship between short-term exposure to NO
2 and the development of unprovoked PE. When using the first tertile of air pollutants as a reference, the adjusted RR of APE in the second and the third tertile was increased for PM
10 but not for SO
2, NO
2, CO and O
3. However, Gwon et al. [
36] demonstrated that long-term exposures not only to PM
10 but also to SO
2 and O
3 were correlated with the occurrence of VTE. However, not all studies replicated the same positive findings, making the association between exposure to air pollution and VTE development somewhat uncertain. Colais et al. found a strong relationship between short-term NO
2 exposure and the development of PE, but not with PM
10 and O
3 [
37]. A large prospective study conducted in the U.S. provided no association between short-term or long-term traffic-related air pollution exposure and the risk of VTE [
38]. A study in Beijing by Li et al. showed that exposure to PM
2.5, PM
10, SO
2 and CO increased PE admission [
39]. A recent meta-analysis by Miao et al. demonstrated that exposure to CO, SO
2, PM
10 and PM
2.5 had no significant association with PE. However, NO
2 and O
3 modestly increased the risk of PE [
40]. Although the exact pathogenesis of air pollutants to VTE development was not well known, the possible hypotheses were pro-inflammatory effects and oxidative stress on alveolar epithelial cells and macrophages [
41], endothelial malfunction [
42], activation of the coagulation pathways [
43,
44,
45,
46,
47], platelet aggregation [
48] and in situ thrombus formation [
49]. In addition, multifactorial and unknown factors, such as genetic heterogeneity risk for VTE [
50], might be involved in the occurrence of pollution-associated PE and made the results of this relationship inconsistent.
Our study had some strengths. Firstly, we enrolled only Asian patients. Therefore, the heterogeneity in the study population might be minimal. In addition, our study was less affected by other confounding factors, including national policy or the effects of traffic-associated air pollution. Although the policy on reducing air pollution has been implemented by the Thai government since 1992, the air pollution remains a serious problem in the northern region of Thailand between January and April of every year. Moreover, the air pollution caused by traffic was not a major problem in the northern part of Thailand, including Chiang Mai, where most of these regions are rural areas [
32]. Therefore, the temporal changes in air pollution and traffic regulations may not be affected by the results of this study. Secondly, our study is a large retrospective cohort. Thirdly, our air pollutant data were recorded completely for ten years for analysis of both short-term and long-term exposure effects of air pollutants. However, there are some limitations to this study. Firstly, the number of pollutants analyzed was limited, so we could not obtain complete data on PM
2.5, which might be a better representative of a thrombosis-associated pollutant than PM
10. Secondly, we did not evaluate the prevalence of DVT. Therefore, the rate of overall VTE induced by pollution was not known. Thirdly, the meteorological parameters, including temperature, humidity and wind speed, were not included as confounding factors for the analysis. Fourthly, occupational status was not included for the analysis. Therefore, this should be counted as a confounding factor in a future study.