In this section, the phase distribution principles of the conventional bifocal design and the proposed hybrid phase distribution (HPD) method are introduced. For clarity, virtual focal points are used to illustrate the phase synthesis process, which should not be confused with the physical feed antennas employed in the fabricated prototype. The differences between the two methods are explained in detail to highlight the advantage of the proposed HPD approach in wide-angle beam scanning.
2.1. Operation Principle of the Hybrid Phase Distribution Method
Phase mismatch is the key factor limiting the scanning range of the transmitarray. For example, the desired phase distributions with scanning angles of 0°, −30° and 60° based on a conventional single-focal transmitarray are given in
Figure 1. In
Figure 1a–c, the aperture diameter is 240 mm × 240 mm and the feeds have offset distances of 0 mm, 51 mm and 92 mm. For a passive transmitarray, the fixed phase distribution is difficult to be adapted to the required phase distributions for different scanning angles. Furthermore, the phase error will increase with the scanning angle, leading to limited scanning angle, gain loss and sidelobe degradation.
To solve above problem, bifocal design method [
20,
21] was proposed and regarded as an effective approach to realize better scanning performances compared with the conventional single-focal design. However, the bifocal method is only effective for 30° beam scanning and the scanning range is still limited since the phase error increases significantly at an extreme feed offset angle. To further improve the beam-scanning ability, the hybrid phase distribution (HPD) method is presented in this paper, which can significantly reduce the phase error caused by beam scanning and realize an improvement in scanning ability.
To better understand the proposed HPD method, a typical schematic diagram of the bifocal phase aperture design is depicted in
Figure 2a, where F1 and F2 are two virtual focal points with an offset angle of α degrees along the central axis. The phase distribution for the bifocal method is based on two virtual focal points. The required phase distribution based on the bifocal method for the
-th element can be computed as the mean value of two different phase distributions considering two virtual feeds placed symmetrically in the x-z plane, as shown in the following function.
where
is the phase distribution when the feed at the position of F1 is turned on, and
presents the phase distribution related to the illumination of the feed at F2. Since the phase distribution for the bifocal method is based on two virtual focal points, the average phase compensation for the two focal points is effective for the feed position around and between the two points. However, the phase mismatch still cannot be ignored when the feed antenna is far away from the virtual focal point, leading to limited scanning angle.
Figure 2b illustrates the proposed HPD method, where F1–F4 are virtual focal points used to derive the aperture phase distribution for different beam directions. These points are introduced only for phase synthesis and are not physical feed antennas. Based on the illuminated areas of different beam states, the transmitarray aperture is divided into three sections, S1, S2, and S3, so that the phase distribution can better match the actual feed illumination and reduce the phase error for wide-angle scanning. It should be noted that
Figure 2a involves only two virtual focal points (F1 and F2) corresponding to the bifocal design, whereas
Figure 2b introduces four virtual focal points (F1–F4) to enable more flexible phase synthesis in the proposed HPD method. As shown in
Figure 2b, the sections S1 and S2 refer to the desired phase distribution for a broadside beam-scanning angle corresponding to feed locations at virtual points F3 (−x1, 0, −F) and F4 (x1, 0, −F), respectively, and S3 is the desired phase distribution based on the bifocal method. All of the design choices for region S3 of the hybrid design and the bifocal design are the same. The main beam of each feed pointing at different angles illuminates different areas on the transmitarray aperture, and S2 receives stronger energy of the incident fields of feeds with a large deviation angle and S3 has stronger excitation with the feed position between F1 and F2. Thus, the phase error at each desired beam direction is expected to be reduced effectively and a larger beam-scanning angle can be realized. In the practical design, the main illumination area of each feed covers more than one section of the transmitarray, and the phase distribution of each section should be carefully adjusted to ensure phase continuity between the adjacent subarrays.
The desired phase distribution for a given scanning angle can be expressed by the following equation:
where
is the wavenumber in free space,
Rij denotes to the spatial Euclidean distance between the feed and the
-th element,
is the position vector of the
-th element,
is the unit vector in the main beam direction, and Δφ is the initial reference phase between the neighboring subarrays, which should be added carefully to ensure phase continuity on the transmitarray aperture.
According to Formulas (1) and (2), the phase distribution based on the HPD method can be obtained by combining the phase distributions of three subarrays, S1, S2 and S3, which can be written as follows:
where P(i, j) denotes to the position of the
-th element.
To evaluate the initial scanning performance, the phase error between the desired and the designed hybrid aperture phase at different scanning angles can be calculated by using the following equation:
where
ωij is the weight factor used to define different contributions of the (
i,
j)-th element of the transmitarray to the main beam, which can be obtained by the array theory method [
22] or extracting the amplitude of the incident fields on the transmitarray aperture [
19].
In practical design, the transmitarray considering the illumination of the real feed antenna is desired. Thus, the real feed source illumination is used instead of ideal magnitude to ensure that the results are closer to the actual situation. More details of the feed antenna can be found in
Section 2.3.
All the electromagnetic simulations presented in this paper, including the unit cell analysis and transmitarray modeling, were performed using ANSYS HFSS (v 2018) (High-Frequency Structure Simulator). The feed fields used in the transmitarray simulations were also obtained from the HFSS. The normalized electric fields of the feed antenna under different feed positions are exported using the HFSS, as shown in
Figure 3. Based on the electric field intensity, the factor distribution ωij for the (i,j)-th element can be obtained as the normalized results of the exported values. Of note is that a small focal diameter ratio (F/D) is set as 0.28 to balance the desired phase distribution and the phase error caused by feed deviation. As can be seen, the 10 dB illumination area only occupies part of the transmitarray aperture for each feed position and the illumination levels of these feeds produced on the transmitarray edges are about 20 dB, 10 dB and 3 dB, respectively. Based on the reduced illumination area, the phase distribution on the main illumination area of a deviated feed can be designed more specifically and the phase error for the large-angle scanned beam can be reduced.
The transmitarray based on single-focal design can guarantee beam-scanning at a specific scanning angle, while serious gain loss will appear when the feed deviates far from the focal point. When the feed deviates from the focal point, the phase error caused by the mismatch between the desired phase distribution and the actual phase distribution will increase. As shown in
Figure 4, the sidelobe rises as the phase error increases and serious deterioration appears on the radiation patterns of the scanned beams. The phase error for the central beam is 0° and the main beam shows great performance as a focused beam. The phase errors for −30° and −60° scanned beams increase significantly and the corresponding radiation patterns cause deterioration of the high sidelobe which results in the gain drop of the scanned beam.
The phase error distributions at 0°, −30° and −60° using the bifocal method and HPD method designs are calculated according to Formula (4), as shown in
Figure 5 and
Figure 6, respectively. The phase error distributions applying the bifocal method are computed with
α = 33° and
θ = 29°. The same design choices are employed in both of the bifocal design and section S3 in the hybrid design. The beam directions considered for F3 and F4 are 62° and −62°, respectively. The feeds F3 and F4 have an offset distance x1 of 85 mm. The aperture dimensions are all set as 240 mm in the designs in this section.
To observe the phase error of different methods more visually, we calculated the phase error that is distributed in the main illumination area and plotted the results in 3D view, as shown in
Figure 7. These designs have the same feed position at each beam direction. As can be observed, the proposed hybrid transmitarray design reduces the phase error effectively at different scanning angles compared with the bifocal design and classical single-focal design. For the 0° scanning angle, the aperture phase errors using the proposed HPD method are all less than 15°. The phase errors remain less than 30° for the −30° phase distribution. When the scanning beam points at −60°, the phase errors are within 20°. Obviously, optimization for the −30° and −60° phase distributions can be observed for the proposed hybrid design compared with other designs. Conclusively, the transmitarray antenna using the HPD method can reduce the phase error significantly. Based on such a reduced phase error, the aperture phase distribution is optimized and a wider scanning range with stable radiation patterns can be obtained, indicating good scanning performance.
2.2. Unit Cell Design
The transmitarray unit cell structure is of great importance in wide-angle beam-scanning transmitarray design to obtain beams in the desired angles. To compensate for the phase delay caused by different feed positions and beam directions, a subwavelength single-polarized unit cell structure is chosen to realize 360° phase coverage and high transmission efficiency with the advantage of broadband in this paper.
The configurations of the employed unit cell are depicted in
Figure 8. As shown in
Figure 8a, the transmitarray unit cell has a polarization conversion patch in the middle layer sandwiched by two metallic orthogonal grids printed on the dielectric substrate. Assuming that the y-polarized incident wave illuminates the unit cell, the proposed unit cell can convert the y-polarized incident wave into an x-polarized transmission wave, while the x-polarized incident wave is totally reflected. A 2 mm-thick dielectric substrate with a relative permittivity of 2.65 and a dielectric loss tangent of 0.001 is used. Additionally, the total thickness of the transmitarray is 4 mm, corresponding to around 0.13 λ, where λ is the free-space wavelength at the center frequency of 10 GHz. Two metallic grid polarizers are arranged orthogonally with a width of g1 = 0.625 mm. As shown in
Figure 8b, the polarization conversion patch with dual ring-shaped resonators has a rotation angle of 45° along the y-axis. The period of the unit cell is set as P = 5 mm, which is around 0.167 λ. The parameters are optimized by the commercial software HFSS using master–slave boundary conditions and the Floquent port. The final optimized parameters are L = 3.7 mm, R1 = 1.85 mm, R2 = 2.26 mm and w1 = 0.4 mm.
Figure 9 shows the simulated transmission phase versus “w” of the two polarization converters at different frequencies. As the parameter “w” varies from 0.1 mm to 3.7 mm, a phase variation of 186° is provided. By simply rotating the polarization conversion patch of the unit cell by 90°, an additional 186° phase shift can be created [
23]. Therefore, an adequate phase range exceeding 360° is successfully obtained. A stable 180° phase difference is provided between two polarization converters, unit1 and unit2, which indicates the broadband characteristics of the transmitarray unit cell [
24].
Figure 10 shows the magnitude and phase of transmission coefficient at different frequencies with a normal incident angle. The upper set of curves represents the magnitude, while the lower set corresponds to the phase response. The designed unit cell has a high transmission coefficient better than −0.7 dB at 10 GHz when “w” varies from 0.1 mm to 3.7 mm. Most of the incident energy is transmitted by the unit cell with little loss. In addition, the simulated results demonstrate that the proposed element has a high power conversion ratio close to 1 in a wide frequency band. The transmitarray unit cell is single-polarized and has polarization conversion capability.
The incident wave has an oblique angle with the unit cells on the edges of the transmitarray. A unit cell which stabilizes the transmission characteristic as the angle of incidence is varied is needed in the beam-scanning transmitarray system.
Figure 11 represents the magnitude and phase of the transmission coefficients under different incident angles at 10 GHz. The magnitude is higher than −1 dB for incident angles up to 40°, and is higher than −3 dB even at an incident angle of 60°. The transmission phase variation remains smaller than 30° at extreme incident angles. Hence, the proposed unit cell shows modest sensitivity of incident angles and can be a promising candidate to design a wide-angle beam-scanning transmitarray antenna.
2.3. Wide-Angle Beam-Scanning Transmitarray
The unit cell has been adopted to design a square transmitarray with 48 × 48 elements, corresponding to a size of D = 8 and λ = 240 mm. The distance between the focal plane and the transmitarray is 67.2 mm (2.24λ), with an F/D of 0.28. The three-dimensional (3D) view and the topology structure of the middle layer of the simulated transmitarray are shown in
Figure 12. Five feeds are placed in specific positions and when the five feed elements illuminate the transmitarray separately, the main beams in corresponding transmission directions are generated. Since the transmitarray unit cell is single-polarized, the proposed solution is single polarization and has the capability of polarization conversion. Furthermore, the proposed HPD method can also be applied to transmitarray designs with other polarization modes such as circular polarization and dual polarization. Thus, the proposed method is also suitable for beam-scanning systems in other application scenarios such as satellite and radar communications.
Figure 13 gives the 3D view of the feed antenna, which consists of two 0.5 mm-thick substrates of RO4350B, metal ground, a 7.5 × 7.5 mm
2 coupled patch, a 9 × 9 mm
2 parasitic patch and an air gap of 2.6 mm between the two layers. The feed antenna has a gain of 9.8 dBi. As can be seen in
Figure 14, the simulated and measured S11 of the feed antenna are less than −10 dB from 9 GHz to 11 GHz and the loading of the transmitarray has little effect on the characteristics of the feed antenna. The working frequency bandwidth is wide enough to meet the excitation demand of the proposed transmitarray and to verify the design. The 2D radiation pattern of the feed at 10 GHz is shown in
Figure 15a; the radiation patterns of the feed have good symmetry in the E- and H-planes. The curve of gain versus frequency is plotted in
Figure 15b which shows flat gain variation in the frequency range from 9 GHz to 11 GHz.
Based on the analysis above, the required hybrid phase distribution of the transmitarray can be obtained.
Figure 16a–c give the phase distributions calculated with different formulas.
Figure 16a is the desired phase distribution at a scanning angle of 60° with the feed at F3 (−85 mm, 0, −F),
Figure 16b shows the bifocal phase distribution with α = 33° and θ = 29°, and
Figure 16c is the desired phase distribution at a scanning angle of −60° with the feed at F4 (85 mm, 0, −F). To minimize the phase error in the desired beam direction, the size ratio of the three parts is carefully set as 17:14:17 and the hybrid phase distribution is plotted in
Figure 16d.