Signal Quality Assessment and Reconstruction of PPG-Derived Signals for Heart Rate and Variability Estimation in In-Vehicle Applications: A Comparative Review and Empirical Validation
Abstract
1. Introduction
1.1. ECG and PPG Processing: Previous Research
1.1.1. ECG
1.1.2. BVP
| Type | Norms | References |
|---|---|---|
| Sampling Rate | ≥25 Hz is suggested. | [51] |
| Low Frequency Filtering | 0.5 Hz to remove the direct current (DC) component below 0.1 Hz and respiratory component in the 0.1–0.5 Hz band. | [22] |
| High Frequency Filtering | 10 Hz, corresponding to the position of fourth harmonics at 150 bpm, or third harmonics at 200 bpm. | [22] |
| Artifact Removal | - Decomposition-based: ICA, EMD, wavelet decomposition. - Adaptive filtering: RLS, LMS. - Deep neural network. | [26,27,28,29,30,31,32,33,34,35,52] |
| Fiducial Point Identification | - Zero crossing (change of slope sign). - Local maxima/minima with adaptive thresholding. - Deep neural network. | [39,40] |
| Signal Quality Index | - Machine learning with statistical features. - Deep neural network. | [36,37,38] |
| Feature Extraction | - PR: spectral peak tracking. - PRV: Extract the pulse-pulse interval and calculate features similar to HRV. | [41,42,43,53] |
1.1.3. Studies Using Pulse Rate Features as Natural Proxies for Heart Rate Features
1.2. Present Study Objectives
2. Methods
2.1. Data Source
2.2. Data Processing
2.2.1. Signal Quality Assessment
| Source | Feature | Description | References |
|---|---|---|---|
| BVP time domain | Kurtosis | Scaled version of the fourth moment of the PPG distribution, representing the tailedness of the PPG signal distribution. Measures peakedness of the waveform; high kurtosis may indicate clean, sharp pulse waves | [30] |
| Skewness | Measure of the asymmetry of the PPG signal around zero. Describes waveform asymmetry; deviations from symmetry may signal noise or distortion | [30] | |
| Shannon entropy | Measure of the disorder in the PPG signal probability distribution. Quantifies signal complexity; higher entropy may suggest irregularity due to noise | [30] | |
| BVP frequency domain | Spectral kurtosis | Scaled version of the fourth moment of the PPG spectral distribution, representing the tailedness of the PPG frequency-domain signal. Detects spectral sparsity; flatter spectra may indicate noise or artifact | [30] |
| Relative power of dominant peak | Power ratio of the dominant peak in the PPG spectrum compared to the total power. Power of the peak frequency in the heart rate band; used to confirm signal periodicity | [67] | |
| Relative power of harmonics | Power ratio of the 2nd and 3rd harmonics of the PPG spectral dominant peak compared to the total power. Power in harmonic components; supports waveform integrity checks | [67] | |
| HRF deviation from moving median | Absolute difference between the spectral peak of the current PPG epoch and the median spectral peak of the nearest 1 min segment. Measures abrupt change in pulse frequency; used to detect transient noise | ||
| Bispectral self-coupling | Number of self-coupling events among the three most prominent peaks (f0, f1, f2) in the diagonal slice of the bispectrum. Assesses cross-frequency coupling around HRF; reduced coupling may signal distortion | [68] | |
| Accelerometer time domain | Amplitude mean | Average magnitude of the accelerometer data. Indicates overall movement intensity; elevated values may suggest a potential motion artifact | [38] |
| Amplitude SD | Standard deviation of the accelerometer magnitude. Captures motion variability; high standard deviation often correlates with motion-induced noise | [38] | |
| Accelerometer frequency domain | Maximal cross-bicoherence to PPG | Maximum bicoherence between the PPG signal and the accelerometer data from the x-, y-, or z-axis. Measures motion energy overlapping the HR band; used to detect confounding artifact sources | [66] |
| Relative power of heart rate frequency band | Relative power of the [2/3, 10/3] Hz band, corresponding to the heart-rate frequency band ranging from 40 BPM to 200 BPM. Estimates nonlinear coupling between motion and the pulse signal; high values imply motion contamination | Inspired by [69] |
2.2.2. Signal Reconstruction
2.2.3. Fiducial Point Detection and Evaluation
- (1)
- Raw signal + MSPTD.
- (2)
- Raw signal + MNDEI.
- (3)
- SQ-threshold signal + MSPTD.
- (4)
- SQ-threshold signal + MNDEI.
- (5)
- SQ-threshold signal + reconstruction + MSPTD.
- (6)
- SQ-threshold signal + reconstruction + MNDEI.
3. Results
3.1. Signal Quality Assessment Classification Model: Performance
3.2. Comparison of Signal Processing Methods for PRV Features
3.2.1. Percentage of Valid Epochs
3.2.2. Pearson Correlation
3.2.3. Cliff’s δ Effect Size
3.2.4. Bland–Altman Analysis
3.2.5. Summary of Signal Processing Methods for PRV Features
4. Discussion
5. Limitation
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Type | Standards | References |
|---|---|---|
| Sampling Rates | Optimal: 250–500 Hz. Minimum: 100 Hz with parabolic interpolation. | [16] |
| Low Frequency Filtering | Optimal: 0.05 Hz. | [17] |
| High Frequency Filtering | Adults: 150 Hz. Children: 250 Hz. | [14,18] |
| Fiducial Point Identification | Use a well-tested algorithm (derivative + threshold, template, or correlation method) to locate a stable, noise-independent reference point. | [19] |
| Feature Extraction | - Heart rate. - Time-domain HRV: SDNN, RMSSD, pNN50. - Frequency-domain HRV: ULF, VLF, LF, HF, LF/HF. - Nonlinear HRV: SD1 and SD2, approximate entropy, sample entropy, MSE, DFA. | [20] |
| Epoch (s) | Classifier | Optimal Feature N | Optimal Cost | Accuracy | Specificity | Sensitivity | Min of Specificity and Sensitivity |
|---|---|---|---|---|---|---|---|
| 5 | Logistic | 13 | 5 | 0.874 | 0.885 | 0.871 | 0.871 |
| SVM | 10 | 5 | 0.868 | 0.888 | 0.862 | 0.862 | |
| NB | 9 | 9 | 0.872 | 0.874 | 0.872 | 0.872 | |
| LDA | 9 | 10 | 0.877 | 0.876 | 0.878 | 0.876 | |
| 10 | Logistic | 4 | 3 | 0.890 | 0.878 | 0.892 | 0.878 |
| SVM | 8 | 3 | 0.885 | 0.884 | 0.885 | 0.884 | |
| NB | 6 | 2 | 0.870 | 0.873 | 0.869 | 0.869 | |
| LDA | 4 | 7 | 0.890 | 0.881 | 0.892 | 0.881 | |
| 20 | Logistic | 12 | 2 | 0.810 | 0.811 | 0.810 | 0.810 |
| SVM | 7 | 2 | 0.799 | 0.824 | 0.789 | 0.789 | |
| NB | 4 | 2 | 0.805 | 0.804 | 0.805 | 0.804 | |
| LDA | 9 | 3 | 0.798 | 0.844 | 0.780 | 0.780 | |
| 30 | Logistic | 1 | 1 | 0.750 | 0.699 | 0.780 | 0.699 |
| SVM | 1 | 1 | 0.745 | 0.739 | 0.749 | 0.739 | |
| NB | 1 | 1 | 0.721 | 0.715 | 0.725 | 0.715 | |
| LDA | 1 | 1 | 0.747 | 0.715 | 0.765 | 0.715 |
| Method | Valid Epoch | Heart Rate | Heart Rate Variability | ||||
|---|---|---|---|---|---|---|---|
| Pearson r | Cliff’s δ | Bias | Pearson r | Cliff’s δ | Bias | ||
| E4 HR | 100.00% | 0.83 | −0.01 | −0.77% | NA | NA | NA |
| E4 IBI | 22.70% | 1.00 | −0.03 | −0.37% | 0.85 | 0.25 | 47.43% |
| MSPTD | 94.70% | 0.98 | −0.01 | −0.25% | 0.31 | 0.58 | 205.47% |
| SQA MSPTD | 66.80% | 1.00 | −0.02 | −0.30% | 0.53 | 0.42 | 110.83% |
| SQA Recon MSPTD | 70.30% | 1.00 | −0.02 | −0.25% | 0.57 | 0.29 | 55.90% |
| MNDEI | 64.30% | 0.99 | −0.04 | −0.60% | 0.51 | 0.44 | 143.84% |
| SQA MNDEI | 60.90% | 1.00 | −0.03 | −0.49% | 0.64 | 0.33 | 93.44% |
| SQA Recon MNDEI | 69.50% | 1.00 | −0.02 | −0.34% | 0.79 | 0.21 | 41.66% |
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Gao, R.; Miller, C.S.; Lin, B.T.W.; Schwarz, C.W.; Jones, M.L.H. Signal Quality Assessment and Reconstruction of PPG-Derived Signals for Heart Rate and Variability Estimation in In-Vehicle Applications: A Comparative Review and Empirical Validation. Sensors 2025, 25, 7556. https://doi.org/10.3390/s25247556
Gao R, Miller CS, Lin BTW, Schwarz CW, Jones MLH. Signal Quality Assessment and Reconstruction of PPG-Derived Signals for Heart Rate and Variability Estimation in In-Vehicle Applications: A Comparative Review and Empirical Validation. Sensors. 2025; 25(24):7556. https://doi.org/10.3390/s25247556
Chicago/Turabian StyleGao, Ruimin, Carl S. Miller, Brian T. W. Lin, Chris W. Schwarz, and Monica L. H. Jones. 2025. "Signal Quality Assessment and Reconstruction of PPG-Derived Signals for Heart Rate and Variability Estimation in In-Vehicle Applications: A Comparative Review and Empirical Validation" Sensors 25, no. 24: 7556. https://doi.org/10.3390/s25247556
APA StyleGao, R., Miller, C. S., Lin, B. T. W., Schwarz, C. W., & Jones, M. L. H. (2025). Signal Quality Assessment and Reconstruction of PPG-Derived Signals for Heart Rate and Variability Estimation in In-Vehicle Applications: A Comparative Review and Empirical Validation. Sensors, 25(24), 7556. https://doi.org/10.3390/s25247556

