1. Introduction
Water reservoirs support integrated water resources management through flow regulation, flood control, hydropower generation, drought mitigation, and a range of economic activities, including tourism, recreation, aquaculture, and fisheries [
1,
2]. In contrast, dams fragment rivers, leading to substantial habitat alteration and changes in flow and sediment regimes [
3], thereby posing a major threat to freshwater biodiversity [
4]. Approximately 90% of global river volume is already affected by fragmentation [
5].
Despite their apparent similarity to natural lakes, reservoirs differ fundamentally because they integrate riverine conditions in inflow zones with lacustrine features near the dam [
6]. Water quality in reservoirs is shaped by interacting environmental and anthropogenic drivers, and excessive nutrient and pollutant inputs from the catchment can trigger progressive degradation. In combination with reduced flow velocity, prolonged water residence time, and increased exposure to solar radiation, these conditions make reservoirs particularly susceptible to eutrophication. Although eutrophication may occur naturally, it is often accelerated by human activities [
7]. Its consequences include enhanced primary production, proliferation of algae and cyanobacteria, reduced transparency, oxygen depletion (anoxia), toxic blooms, and gradual biodiversity loss [
8].
Water quality of the reservoir exhibits pronounced spatial and seasonal variability, highlighting the need for systematic ecological assessment and continuous monitoring. In this context, phytoplankton is a key biological quality element and a sensitive indicator of trophic conditions in lentic ecosystems. As primary producers in the water column, phytoplankton communities respond rapidly to changes in nutrient availability and physical and chemical conditions [
9]. Accordingly, shifts in species composition, abundance, biomass, and functional structure can provide early signals of eutrophication pressures, including within assessment frameworks aligned with the EU Water Framework Directive [
10].
Modern trophic assessment systems increasingly use functional classifications that link phytoplankton community structure to environmental constraints and eutrophication pressure [
11,
12]. Based on this concept, several phytoplankton indices have been developed, notably the Q phytoplankton index [
13] and the Hungarian Lake Phytoplankton Index (HLPI) [
14], which were successfully applied in both natural and anthropogenic lentic ecosystems. These indices integrate functional composition with biomass-related metrics and can support robust assessment in systems with strong seasonal dynamics [
15]. Integrative phytoplankton metrics have been successfully applied in artificial reservoirs, capturing spatial and temporal variability in the community structure and often aligning with trophic state assessments [
16,
17] and water column stability in cascade reservoirs [
18].
Specifically, shifts in functional groups due to stratification mixing dynamics underscore the enhanced diagnostic benefits of functional approaches compared to solely using biomass metrics for reservoir evaluation [
17,
19]. While phytoplankton-based ecological assessment is not equivalent to trophic state classification, the two can be interpreted in a comparable way when supporting physical and chemical elements and type-specific thresholds are clearly defined. Although phytoplankton functional groups have been applied in individual artificial reservoirs in Europe [
16], comparable studies on large, longitudinally connected cascade reservoirs remain much less common and are documented mainly outside Europe, particularly in China [
17,
18].
Phytoplankton in the freshwaters of Bosnia and Herzegovina remains poorly investigated. Published phytoplankton studies of Blidinje Lake [
20] have mainly relied on chlorophyll
a concentration, total cell counts, and saprobity index calculations, whereas biomass-based assessments of trophic status have been largely unexplored. Phytoplankton is formally recognised as a biological quality element in the entities’ water-management framework, but its assessment is still not fully operationalised in accordance with European Water Framework Directive principles [
21]. For lakes, currently available criteria rely mainly on chlorophyll
a and supporting physico-chemical parameters, whereas values for heavily modified and artificial water bodies are still to be defined after their formal designation [
22].
We selected three reservoirs along the Drina River in Bosnia and Herzegovina constructed for cascade hydropower exploitation to investigate phytoplankton community structure, algal biomass, functional groups and to demonstrate the applicability of certain metrics for trophic status evaluation and ecological potential assessment in Bosnia and Herzegovina. We proposed a total phosphorus threshold as an additional pilot contribution intended to support future boundary-setting efforts.
The objectives of this study are to (i) assess species diversity and perform qualitative and quantitative analyses of algae and cyanobacteria within phytoplankton functional groups in the three selected reservoirs, (ii) explore monthly phytoplankton dynamics across the cascade of reservoirs, (iii) determine the trophic status and ecological potential of reservoirs, and (iv) provide a preliminary estimate of total phosphorus thresholds that may support future setting of ecological potential boundaries.
4. Discussion
Reservoirs are human-made ecosystems that balance hydropower and water management with sensitivity to multiple stressors. They are typically affected by eutrophication, chemical and organic pollution, and hydromorphological alterations (loss of connectivity, water-level fluctuations), with additional influences from invasive species and land-use changes in the catchment [
2]. The present study provides new evidence on phytoplankton community structure and functional groups from a large cascade hydropower system in the Western Balkans. Within the Water Framework Directive (WFD), phytoplankton is a key biological quality element for assessing the ecological potential in heavily modified water bodies [
21]. Since the biological metrics for freshwater ecosystems have not yet been intercalibrated in Bosnia and Herzegovina [
50], this study relied on regionally developed approaches for phytoplankton to test their applicability in the Drina cascade reservoirs.
The physico-chemical characteristics of the Drina reservoirs indicate moderate nutrient and organic loading, with seasonal and local variability. Total phosphorus generally suggests mesotrophic to eutrophic conditions, while TOC remains within a narrow range. Despite its fluctuations, COD does not exceed the thresholds for very good and good ecological status [
22]. Although oxygen solubility typically decreases with increasing temperature, warm conditions in productive systems can enhance photosynthetic activity and lead to higher daytime oxygen saturation [
51]. Similarly, the positive relationship between dissolved O
2 and TOC may indicate a contribution of autochthonous organic carbon associated with in-lake primary production [
52,
53]. Nitrate represents a significant fraction of total nitrogen, and the negative nitrite-TP correlation suggests that nitrogen and phosphorus dynamics are not tightly linked because nitrite is a transient and unstable intermediate in surface waters [
54].
An interannual comparison was only possible for the Višegrad Reservoir, as the Perućac and Zvornik Reservoirs are not included in the national monitoring program. Compared to the 2023 data [
55], phosphorus concentrations in 2024 were similar and mostly indicated mesotrophic conditions. Chlorophyll
a also followed a comparable seasonal pattern in both years, while Secchi depth remained consistently below 2.5 m. In contrast, total nitrogen and nitrate were substantially higher in 2024 than in 2023, when both parameters remained below 1 mg L
−1. This points to increased nitrogen-related pressure during the study year.
Multivariate analyses support the interpretation that reservoir functioning was structured by both monthly succession and spatial gradients. PCA indicates the main axis of variation as seasonal, driven primarily by temperature, oxygenation, and nitrogen forms, whereas outlying samples reflect local extremes in phosphorus availability or transparency. Specifically, the separation of the late-summer Zvornik sample (Zc) corresponds to maximum TP values, suggesting that episodic phosphorus loading contributes to shifts in community composition and reduced ecological potential. In contrast, the October Perućac sample (Pd) is associated with the highest Secchi depth, indicating that high transparency and reduced resuspension constrain phytoplankton biomass.
Across the Drina cascade, phytoplankton assemblages showed certain monthly turnover and partially reservoir-specific structuring. Diatoms dominated the biomass during most of the study period, favoured by mixed conditions and efficient resource exploitation, while other algal groups peaked only during stable summer conditions. The late summer predominance of chlorophyte
Sphaerocystis sp. in the Višegrad Reservoir, together with the high biomass contribution of
Dinobryon divergens across all reservoirs, indicates reduced grazing control and selective resistance to zooplankton consumption. Spherical colonies of
Sphaerocystis can reach up to 500 µm and are encased in mucilage with robust cell walls, rendering them resistant to zooplankton ingestion [
56]. Furthermore,
Dinobryon divergens uses a mixotrophic nutritional strategy that combines photosynthesis with bacterivory, allowing it to thrive under moderate temperatures and reduced light conditions in stratified water columns, particularly within the metalimnion. Simultaneously,
Dinobryon divergens is considered low-quality food for zooplankton due to its grazing resistance and limited nutritional value, thus further supporting its seasonal dominance in freshwater ecosystems [
57]. At the taxonomic level, several species reflected the interaction of trophic conditions, light, and hydrodynamics.
Fragilaria saxoplanctonica reached its highest abundance in the Višegrad Reservoir in October, aligning with high nitrate values and nutrient-enriched conditions typical of eutrophic waters [
58]. The dominance of
Fragilaria crotonensis, especially in Perućac, reflects conditions with sufficient nutrient supplies, slight thermal stratification with adequate light availability, combined with wind velocities sufficient to keep the species within the surface mixed layer [
59]. In addition, the co-occurrence of
F. crotonensis and
Asterionella formosa points to elevated nitrogen availability. While this relationship was originally described for oligotrophic alpine lakes and should therefore be interpreted cautiously in reservoir systems [
60]. The phytoplankton assemblage of the Zvornik Reservoir strongly differed from those of the two upstream reservoirs, likely due to its shallower water, lack of stable thermal stratification, and stronger mixing regime. Consistent with these conditions, SIMPER analysis identified the benthic diatom
Achnanthidium minutissimum and the mixing-tolerant species
Pantocsekiella costei as the principal taxa contributing to this differentiation. The phytoplankton assemblages of the Drina cascade reservoirs revealed certain monthly patterns and particular reservoir-specific features. Višegrad and Perućac Reservoirs showed higher similarity in species composition and functional structure, with assemblages largely characterized by diatoms and functional groups associated with mixed, moderately enriched conditions, whereas the Zvornik Reservoir was more distinct due to its shallow depth, stronger mixing, and higher contribution of benthic and mixing-tolerant taxa.
The functional group approach provided a useful ecological synthesis of these species-level patterns. According to the Reynolds framework, phytoplankton taxa are grouped based on shared adaptive traits and habitat templates rather than taxonomy alone [
11,
12]. In the Višegrad Reservoir, the co-occurrence of functional groups
B,
D, and
E suggests mixed conditions, diminished light availability, and variable nutrient supply, although these groups should not be treated as ecologically identical. The low transparency in the Višegrad Reservoir is consistent with the shade tolerance of groups
B and
P, whereas the occurrence of group
E is better explained through the mixotrophic strategy of
Dinobryon taxa than by its traditional shallow-lake habitat template, especially considering the hydromorphology of the Višegrad Reservoir [
11,
61,
62]. In July, group
P codominated with group
E in the Višegrad Reservoir. The prevalence of group
P, which includes taxa such as
Fragilaria crotonensis, adapted to moderately light-limited, eutrophic epilimnetic conditions, further substantiates the eutrophic signal captured by the Carlson Trophic State Index [
9,
11]. In early summer, group
A (predominantly
Acanthoceras zachariasii) characterized the Perućac and Zvornik Reservoirs. While its preference for clear, mixed, and base-poor lakes is consistent with the higher transparency of the Perućac Reservoir [
63,
64], its July dominance under low-transparency conditions in the shallower Zvornik Reservoir likely reflects downstream advection from Perućac rather than exclusively local environmental selection. Furthermore, the co-occurrence of groups
MP,
P,
C, and
Y in the Zvornik Reservoir reflects their adaptation to a shallower, optically constrained, and frequently mixed ecosystem. Specifically, group
MP is characteristic of frequently stirred, inorganically turbid shallow waters, whereas group
Y consists of highly tolerant cryptophyte assemblages capable of thriving across diverse lentic habitats under low grazing pressure [
12,
65]. The findings primarily reflect late-spring to autumn phytoplankton succession and provide insight into seasonal patterns during this part of the year, while the full annual cycle of trophic dynamics and community turnover remains to be explored in future research.
The Shannon diversity, Simpson diversity, and Pielou’s evenness indices are highly sensitive to pronounced taxonomic dominance. Consequently, conditions promoting high phytoplankton abundance generally reduce overall diversity and evenness, whereas more moderate conditions support a more balanced distribution of abundances among coexisting taxa [
66,
67,
68]. In the present study, the highest cell densities in the Višegrad Reservoir coincided with the lowest diversity and evenness scores, while samples from the Perućac Reservoir exhibited lower cell numbers coupled with higher diversity. The diversity indices further support the interpretation that high biomass events were accompanied by reduced community evenness.
Multivariate analysis revealed that phytoplankton community structure was jointly shaped by reservoir location and partially by monthly succession. nMDS showed that the Zvornik Reservoir formed a distinct cluster based on functional groups
MP and
Y, whereas the Višegrad and Perućac Reservoirs exhibited high assemblage overlap, characterized by associations
E and
P. SIMPER further identified a separate July cluster, primarily driven by the proliferation of
Acanthoceras zachariasii (group
A) across the entire system. The high degree of congruence between species-based and functional group-based ordinations indicates that the Reynolds framework successfully retains key ecological information while simplifying the complex dataset for monitoring purposes [
69,
70].
Studies on cascade reservoirs demonstrate that phytoplankton succession is shaped by a complex interplay of water column stability, hydrodynamics, and local environmental filtering rather than by nutrient availability alone [
18]. While physical stability was not directly measured in the Drina system, the observed functional signatures serve as effective proxies for hydrodynamic conditions. The co-occurrence of groups
P,
E, and
B suggests a shared tolerance to turbulent mixing, a pattern also reported in the Wujiang cascade [
18] and Bulgarian reservoirs [
16]. Such patterns suggest that these functional associations are frequently observed in temperate reservoir environments, representing a common community response to the specific environmental filters prevalent in these systems. Despite the lack of lateral connectivity typical of floodplain systems in the Danube basin [
71], the hydrological impulses generated by reservoir operations and inflow variability in the Drina cascade appear to play a comparable structuring role. These disturbances favor mixing-tolerant taxa (groups
P and
B), while more specialized groups (
A,
MP, and
D) respond to local seasonal and spatial heterogeneity, mirroring patterns observed in other pulse-dominated systems [
44,
72]. Furthermore, longitudinal connectivity likely facilitates downstream transport, contributing to a partial homogenization of assemblages [
18,
73]. However, local environmental sorting driven by variations in transparency, stratification, depth, and residence time maintains distinct differences among the reservoirs. This aligns with the consensus that phytoplankton biogeography is shaped by the interplay between dispersal and local habitat filters [
74].
The trophic status of the Drina reservoirs revealed a functional divergence among metrics, reflecting the distinct ecological roles of each parameter: total phosphorus (TP) as a proxy for algal growth, chlorophyll a (Chl-
a) as realized biomass, and transparency as a variable influenced by both biotic and abiotic factors [
39,
41]. While Chl-
a levels indicated eutrophic conditions in the Višegrad Reservoir and predominantly mesotrophic states elsewhere, TP and TSI
TP suggested eutrophy with a shift toward hypertrophy during summer. In contrast, Secchi-based metrics pointed toward more oligotrophic conditions in the Perućac Reservoir. Such variations in trophic classification are characteristic of reservoir ecosystems, where light climate, stratification, and mixing regimes shape the relationship between nutrient availability and algal biomass [
75,
76]. The mismatch between TP and biomass in some samples, particularly under reduced transparency, suggests that light limitation may constrain algal production even when phosphorus is abundant, as observed in regional reservoir studies [
77]. The metrics applied provided partially consistent and partially contrasting assessments. TSI, chlorophyll
a, and total biomass described the magnitude of trophic expression, whereas functional groups and HLPI/HRPI reflected the ecological organisation of the phytoplankton assemblage. The trophic indices consistently identified August as the period of strongest trophic expression and indicated generally mesotrophic to eutrophic conditions across the reservoir cascade. Although biomass-based metrics inclined toward stronger trophic enrichment, HLPI/HRPI mostly indicated good or better ecological potential, showing that increased algal quantity was not always matched by an equally pronounced structural deterioration of the phytoplankton assemblage.
Compared to other systems in the Balkan region, such as the Gruža Reservoir [
78] or the Grlište Reservoir [
77], the Drina reservoirs exhibit similar variations in trophic classification, where phosphorus-based indices may overestimate the actual realized biomass. However, the Drina cascade shows a more pronounced spatial variability in biomass, likely due to higher flow-through rates and the specific connectivity of the reservoir chain. While these regional reservoirs often maintain a more stable eutrophic state, our results indicate that the Drina reservoirs fluctuate between mesotrophy and hypertrophy, driven by pulses in the hydrological regime rather than steady nutrient enrichment alone.
The observed relationship between the EQR-based assessment and the recommended good/moderate threshold of 39 µg L
−1 TP reflects a shift in the phytoplankton community toward species typical for moderate status. This value is closely aligned with the threshold for eutrophic status (>35 µg L
−1 TP) defined by the Republic of Srpska regulations [
22], indicating that the decline to moderate ecological status corresponds to a shift toward eutrophy. While a higher threshold of 50 µg L
−1 is established for reservoirs of similar hydromorphology in the Adriatic River Basin District [
79], the EQR-based classification for the Drina cascade reflects a direct biological response rather than just nutrient-based potential. The proposed values, therefore, provide a basis for the proposed class boundaries in these reservoirs, even when physical factors such as light and mixing disrupt the link between phosphorus and biomass.
From the WFD perspective, good ecological potential is the appropriate management target for heavily modified water bodies [
21]. In this context, the integrative HLPI/HRPI metric combines biomass and community composition. Overall, the Drina reservoirs reached “good or better” ecological potential, although the metric also captured a decline to moderate potential in the late-summer Zvornik sample.
Results show that an integrative phytoplankton assessment is capable of detecting both the general ecological status and short-term seasonal degradation, making it a reliable tool for management in systems where single trophic metrics give conflicting signals. Nevertheless, the similarity between species-based and functional-group analyses indicates that functional groups represent a practical, interpretable, and ecologically responsive tool for assessing the ecological potential of reservoirs in Bosnia and Herzegovina.
Given that the present study primarily focuses on the phytoplankton dynamics from late spring to autumn, broader seasonal coverage and repeated observations over multiple years would help to further refine ecological classification. This would also allow for a more complete interpretation of phytoplankton dynamics in relation to key hydrological descriptors, including inflow, residence time, and stratification.