Abstract
The structure and function of exocrine glands are negatively affected by human immunodeficiency virus (HIV) infection and its co-morbidities, including innate and adaptive immune responses. At the same time, exocrine function may also be influenced by pharmacotherapies directed at the infectious agents. Here, we briefly review the role of the salivary glands and lacrimal glands in normal physiology and exocrine pathogenesis within the context of HIV infection and acquired immune deficiency syndrome (AIDS), including the contribution of antiretroviral therapies on both. Subsequently, we discuss the impact of HIV infection and the types of antiretroviral therapy on disease management and therapy development efforts.
1. Introduction
Exocrine glands produce and secrete onto epithelial surfaces by way of ducts. Two important exocrine glands are the salivary glands and lacrimal glands, which produce saliva and tears, respectively. These glands, as well as breast, exocrine pancreas, and prostatic tissues, share many commonalities in their overall function, histology, and mechanism of production and secretion of fluid []. Furthermore, they are often impacted simultaneously by disease processes and a myriad of medications.
1.1. Salivary Glands
Saliva is primarily produced and secreted by the three major salivary glands—the parotid, submandibular, and sublingual glands—with further contributions from minor salivary glands [,,]. While these distinct glands may synthesize different proteins and components of saliva, they all work together in conjunction with the autonomic nervous system to formulate a heterogeneous fluid that has significant influence on human health. In this sense, salivary glands are unique among exocrine glands, as glands in different locations secrete into a common compartment and these individual secretions combine to form whole saliva [].
Saliva serves an extensive number of purposes. It maintains a moist oral mucosa, making the oral cavity less susceptible to abrasions. Saliva contains mucins, which allow it to coat and lubricate the oral cavity during mastication, swallowing, and speaking. Additionally, saliva possesses various protective functions. Through its role in swallowing, it helps remove residual food and microbes within the oral cavity. Saliva also contains in excess of two thousand proteins and peptides with antibacterial, antiviral, and antifungal effects. These proteins assist in maintaining the oral microbiome to sustain oral health and prevent systemic infections. In addition, saliva forms the dental pellicle, the protein film that covers surface enamel, offering additional tooth protection against the development of caries. Furthermore, saliva is involved in the sensation of taste as it serves as a solvent in which food particles dissolve, begin digestion by salivary amylases, and interact with taste receptors. Evidently, saliva and its constituting proteins are critical for the proper functioning of multiple bodily tasks [,,]. The numerous functions of saliva are outlined in Table 1 below.
Table 1.
Overview of the functions of saliva. Adapted from Humphrey and Williamson, 2001 [].
The salivary glands are divided into lobules, which contain numerous acini. An individual acinus is lined by a layer of cuboidal epithelial cells surrounding the central lumen. The lumina merge to form intercalated ducts, which later become striated and interlobular ducts [,,].
Depending on the gland, the histological composition of acini varies in the percentage of serous, muco-serous, and mucous acini, which are distinguishable following hematoxylin and eosin staining. Fluid secretion is triggered by an increase in intracellular calcium concentration, which activates chloride channels and leads to sodium and water movement [,,]. Acinar cells initially produce isotonic fluid. However, this fluid is modified by ductal cells, which reabsorb most of the NaCl and secrete KHCO3. As a result, the fluid is rendered hypotonic as it flows to the mouth. The glands differ in terms of contributions to unstimulated saliva production compared with stimulated saliva production. Recent studies have suggested that these differences are related to the magnitude of Ca2+ signaling in response to stimulation and distinct activities of Cl− transporters [].
Salivary flow is under both direct and indirect control by the autonomic nervous system. Parasympathetic input is dependent on cholinergic signaling and varies based on the gland. For example, parasympathetic innervation to the sublingual and submandibular glands is supplied by the facial nerve (CN VII), while the parotid gland is supplied by the glossopharyngeal nerve (CN IX). In contrast, sympathetic innervation of all salivary glands is dependent on adrenergic signaling and is carried by postganglionic fibers originating from the superior cervical ganglion []. Parasympathetic stimulation typically evokes the release of high-flow, low-protein serous secretions, while sympathetic stimulation leads to the release of low-flow, high-protein mucinous secretions []. Salivary gland secretion is governed by a nerve-mediated reflex based on chemosensory, masticatory, and tactile stimulation; however, it is also modulated by nerve signals from other centers via neuro-hormonal influences [].
As mentioned previously, the composition of saliva varies based on the gland of origin and is determined by the cellular Na+ gradient and acetylcholine signaling pathways. Typically, saliva is composed of water (~99.5%), electrolytes, antimicrobial factors, and various enzymes, among other important elements. Enzymes include amylase, lipase, lysozyme, and immunoglobulins [,].
1.2. Lacrimal Glands
The lacrimal gland is similar to salivary glands in its mechanism of contributing to ocular surface health. Lacrimal secretions allow for the creation of the human tear film, made of the lipid, aqueous, and mucous layers. The tear film lubricates the surface of the eye, functions as a barrier against foreign body and microbial invasion, and supplies the avascular cornea with nutrients and oxygen []. The gland produces many proteins and aqueous fluid to add volume to the tear film. Furthermore, the lacrimal gland also secretes several bactericidal and fungicidal agents, akin to the salivary glands.
On the other hand, the lacrimal gland is made of several lobules separated by loose connective tissue. Each lobule consists of many acini, lined with columnar serous cells that produce a watery secretion. The central lumina of many units converge to form intralobular ducts, which unite to drain into 8–12 excretory ducts [,]. The lacrimal gland is supplied by parasympathetic innervation via the facial nerve (CN VII). Preganglionic fibers originate in the lacrimal nucleus in the pons (a portion of the superior salivatory nucleus), synapse in the pterygopalatine ganglion, and then travel with the lacrimal nerve, the smallest branch of CN V1. In contrast, sympathetic innervation of the lacrimal gland is similar to the salivary glands in that postganglionic fibers originate from the superior cervical ganglion. These fibers travel along the internal carotid artery plexus to the pterygopalatine ganglion, where they join with parasympathetic fibers to the lacrimal gland [].
2. Mechanism of Fluid Secretion
Research over the last several decades has established that Ca2+ is the primary intracellular factor that regulates fluid secretion by exocrine glands [,,]. Ca2+ regulates ion fluxes that allow for the creation of an osmotic gradient to drive fluid secretion and electrolyte accumulation in the lumina [,]. Recent research has suggested that the depletion of calcium stores in the endoplasmic reticulum (ER) triggers store-operated Ca2+ entry (SOCE), whereby stromal interaction molecule 1 (STIM1), a calcium sensor in the ER, activates plasma membrane ion channels made of Orai subunits, leading to an increase in intracellular calcium [].
A number of plasma membrane receptors are involved in Ca2+ mediated signaling cascades. Salivary glands have muscarinic, alpha-adrenergic, and purinergic receptors, while lacrimal glands have muscarinic, melanotropin, and adenylyl cyclase-activated VIP receptors to which neurotransmitters may bind [,]. Receptor activation triggers a Gαq/11-protein mediated cascade, activating phospholipase C, leading to the hydrolysis of phosphatidylinositol 4,5-bisphosphonate (PIP2), and ultimately increasing inositol triphosphate (IP3) concentrations. IP3 binds to receptors (mainly IP3R2 and IP3R3) on the ER, resulting in rapid release of Ca2+ stores into the cytosol. This process is highly regulated with feedback and feed-forward regulation by cytosolic Ca2+ levels. Ultimately, calcium release leads to the activation of various ion channels and triggers fluid secretion. Sustained secretion, however, requires calcium influx. Studies have suggested that in salivary glands, this Ca2+ entry is mediated by store-operated calcium entry (SOCE). The molecular components of the SOCE channel have yet to be completely elucidated, but current models suggest communication between ER Ca2+ stores and the plasma membrane, which plays a role in calcium entry from the extracellular space. Studies have shown that transient receptor potential channel 1 (TRPC1) is a major contributor to SOCE in salivary gland acinar cells and that it has interactions with STIM1 and Orai1 [,,,,,,].
Traditionally, most studies of exocrine gland molecular signaling pathways involving Ca2+ have been based on salivary and pancreatic cell models. Nevertheless, newer studies further demonstrate that, even in lacrimal acini, Ca2+ entry is mediated by SOCE through the phospholipase C-IP3 pathway. Similar to salivary gland signaling pathways, studies also highlight the role of Orai1 in SOCE in the lacrimal gland [,].
3. In Vitro Salivary Models
Numerous models are currently in use to study both the histological and physiological characteristics of salivary glands (Table 2). Nevertheless, at the moment, no cell line is able to fully emulate the structure and function of native salivary acinar cells. Tumor-derived cell lines include A, 253, Nagoya-78, 563, human submandibular gland cell line (HSG), human parotid epithelial cell line (HSY), rat submandibular gland acinar epithelial cell line (SMIE), and rat submandibular duct epithelial cell line (RSMT-A5) [,].
Table 2.
Current cell models used to study the characteristics of salivary glands. Adapted from Nelson et al. [].
HSG is a neoplastic cell line that was established from an irradiated human submandibular gland. Morphologically, the cells are cuboidal and form glandular-like structures that resemble intercalated duct cells. HSG cells have specializations, such as junctional complexes connecting neighboring cells, and intercellular digitations formed by papillary infoldings. Furthermore, HSG cells have cytoplasmic organelles, including Golgi complexes and rough endoplasmic reticulum, suggesting exocytotic ability [,]. HSG cells are commonly used as in vitro models for salivary function for several reasons []. They develop an acinar phenotype and express amylase when cultured on Matrigel. Cell proliferation can be controlled by regulators of apoptosis, such as cimetidine. Moreover, HSG cells can be used to study muscarinic and purinergic input as functional receptors are present and coupled to calcium signaling. A drawback is their inability to form tight junctions on plastic, and, as a result, they cannot achieve the polarity needed for fluid secretion [].
HSY is a human parotid gland adenocarcinoma cell line derived from athymic mice [,]. Morphologically, these cells resemble intercalated duct cells, but also have characteristics of myoepithelial cells. A number of features make HSY cells an important in vitro salivary model. HSY cells exhibit tight junctions and other intercellular junctions required to maintain a polarized monolayer organization, which is essential for fluid secretion. They are able to express amylase, necessary for replicating the function of salivary gland tissues []. Moreover, HSY cells respond to autonomic agonists to increase intracellular levels of Ca2+ and cAMP. This rise is necessary for the secretion of saliva in vivo. Furthermore, the growth and differentiation of HSY cells can be easily modulated by transfection [,].
SMIE and RSMT are cell lines derived from rat submandibular glands [,]. Structurally, SMIE cells appear relatively undifferentiated. Due to a low expression of claudin-3, SMIE cells possess a leaky epithelium with low measurements of transepithelial electrical resistance and relative permeability to molecules, such as dextran and mannitol []. As a result, SMIE is considered useful for studying osmotic transepithelial fluid movement and polarity. RSMT-A5 cells also originate from the submandibular gland and display a ductal epithelium phenotype [,]. They cannot achieve polarity and thus do not secrete fluid. Furthermore, RSMT-A5 cells do not express amylase. They could potentially be used to study cell signaling due to the high density of α1-adrenergic receptors; however, protein secretion studies are not plausible as these cells are difficult to transfect [,].
Several immortalized cell lines are also used to study salivary glands and include rat submandibular gland epithelial cell lines (SMG-C) and rat parotid gland cell lines (PAR-C). SMG-C6 and SMG-C10 are highly-differentiated acinar cell lines that were established following transfection of rat submandibular acinar cells by an SV40 genome []. These cell lines have a secretory function and can polarize by forming tight junctions and desmosomes. SMG-C6 cells are excellent models for intracellular calcium signaling as Ca2+ release can be stimulated by muscarinic and purinergic receptor pathways via SOCE []. Both SMG-C6 and SMG-C10 also respond to β-adrenergic agonists. Their properties and response to glucocorticoid and mineralocorticoid modulation make these cell lines ideal for the investigation of Na+ channels and the expression of ENaC []. In contrast, Par-C are acinar cell lines that were established following transfection of rat parotid glands by an SV40 genome. This cell line can form secretory granules, intracellular connections, and microvilli. No amylase expression is noted []. In both Par-C5 and Par-C10 cell lines, [Ca2+]i is regulated by cholinergic, muscarinic, and α1-adrenergic agonists []. Par-C10 is a good model to characterize secretion, as many studies have characterized its transepithelial anion secretion and proteins on its basolateral surface [].
4. Salivary and Lacrimal Pathology
Dry mouth syndrome (xerostomia) and dry eye disease (keratoconjunctivitis sicca) are common outpatient complaints and often occur together, referred to as the “sicca complex”. Some studies suggest that up to 25% of patients who visit eye clinics report symptoms of dry eyes []. One study reported that among 2481 elderly patients, 27% reported either dry eye or dry mouth symptoms, and 4.4% reported both []. Nevertheless, due to the diverse etiology of such symptoms, clinicians often encounter difficulty in attributing a single underlying cause. Although dry eyes and dry mouth are often attributed to Sjögren’s syndrome, sicca symptoms can also be secondary to other autoimmune diseases, diabetes, environmental factors, infection, graft-versus-host disease, or drug side effects.
Xerostomia refers to the subjective complaint of dryness of the oral cavity. Nevertheless, xerostomia does not always correlate to objective salivary gland hypofunction, which can be measured by salivary flow rates. Many investigators define the criteria for salivary hypofunction using cutoffs of 0.1 mL/min and 0.7 mL/min for unstimulated and chewing-stimulated salivary flow rates, respectively. Submandibular glands are the main contributors of unstimulated salivary secretions, while parotid glands contribute to over half of the salivary flow of stimulated secretions []. Low salivary flow rates can lead to a number of conditions, including dysphagia, dysgeusia, dental caries, and periodontal disease [,,,].
Dry eye disease is characterized by deficient tear production or excessive tear evaporation, resulting in ocular irritation. Several medication conditions, including blepharitis and autoimmune destruction of lacrimal glands, can result in damage to lacrimal acini or excretory ducts, leading to dry eye disease []. Dry eye syndromes also have tear film instability due to a number of factors, resulting in dysfunction of the lacrimal functional unit []. Treatment is essential to prevent sight-threatening complications, such as corneal ulcers or infections.
Human immunodeficiency virus (HIV) infection has been associated with a number of glandular manifestations leading to sicca symptoms. In this review, we will highlight HIV-associated salivary and lacrimal gland disease, as well as sequelae of antiretroviral therapy (ART) that may lead to glandular signs and symptoms. In addition, diffuse infiltrative lymphocytosis syndrome (DILS) will be explored as a consequence of HIV infection.
7. Diffuse Infiltrative Lymphocytosis Syndrome: Definition and Differential Diagnoses
As stated above, HIV infection commonly leads to both salivary and lacrimal glandular dysfunction, leading to dry mouth and dry eye diseases. Since the common etiology of these diseases is lymphocytic infiltration, a syndrome referred to as diffuse infiltrative lymphocytosis syndrome (DILS) has been proposed to describe the systemic dysfunction of multiple glands as a result of HIV infection. DILS is defined as an HIV-associated disease that causes destruction of glands, namely the salivary and lacrimal exocrine glands, due to glandular CD8+ T cell infiltration in the setting of reduced CD4+ counts [,,,,,,]. Some studies have suggested that DILS affects 3–7.8% of HIV-infected patients [,]. Worldwide, its prevalence is reportedly highest in Africa, while in the United States, DILS is most prevalent in African Americans [,].
DILS was initially identified in 1985 as lymph node hyperplasia and parotid gland enlargement in HIV-positive patients []. Later, in 1989, this complex was coined “diffuse infiltrative lymphocytosis syndrome” []. Researchers then found that certain human leukocyte antigen (HLA) class I haplotypes, such as HLA-B45 and HLA-B49, conferred an increased risk of developing DILS []. Early criteria proposed by Itescu for the diagnosis of DILS required salivary gland enlargement or xerostomia for >6 months and lymphocytic infiltration of the affected gland on biopsy in HIV-confirmed patients []. Table 3 below highlights the suggested diagnostic criteria.
Table 3.
Diagnostic criteria for DILS (diffuse infiltrative lymphocytosis syndrome), suggested by Itescu et al. (requires all criteria) [].
With the introduction of ART, the epidemiology, clinical presentation, and extra-glandular manifestations have become more complex, but evidence suggests that DILS is a host humoral response to HIV antigens []. Some have speculated that the decreasing prevalence of DILS may be due to ART [], leading to decreased circulating CD8+ lymphocytes [,]. A recent study by Chen et al. in Taiwan noted that ART decreased the risk of DILS overall. In this study, lopinavir was associated with a decreased risk of DILS, while zalcitabine was associated with an increased risk []. Therefore, it is important to know if an HIV-positive patient is receiving ART prior to making this diagnosis.
Clinical manifestations of DILS consist of bilateral parotiditis (with parotid enlargement and lymphadenopathy) and sicca symptoms, such as xerostomia and xerophthalmia. DILS may be further accompanied by a range of extra-glandular organ involvement [,]. Lymphocytic interstitial pneumonia can present with a dry cough and progressive exertional dyspnea [,,]. Peripheral axonal neuropathy may occur due to endoneural and perineural CD8+ infiltration, and aseptic meningitis may also be present. The neuropathy, acute or subacute in onset, typically begins with painful paresthesias in the feet followed by sensorimotor loss predominantly involving the lower limbs. Reflexes are lost in the affected nerve distribution. While cranial nerve involvement is uncommon, facial nerve palsy may be present [,,].
Furthermore, DILS can lead to lymphocytic interstitial nephropathy, lymphocytic hepatitis, cystitis, and gastrointestinal infiltration. In all of these cases, the organs are infiltrated by CD8+ lymphocytes [,]. While the underlying pathophysiology of DILS is yet to be elucidated, studies hypothesize that infected lymphocytes secrete cytokines that stimulate endothelial and ductal cells to produce surface markers, including ICAM-1. These markers stimulate the migration of activated CD8+ lymphocytes to the sites of antigenic invasion [,].
DILS may be mistaken for a number of other conditions that also cause sicca symptoms, the most common being Sjögren’s syndrome (SS). DILS and SS are compared in Table 4 below. A patient with SS often presents initially to an oral health professional with various complaints, including xerostomia, periodontal disease, gingivitis, or keratoconjunctivitis sicca. Upon further questioning, the female patient may also admit to dryness of the skin and vagina. Systemic involvement of the lungs, liver, vasculature, and kidneys may also be present. Histologically, SS involves the focal infiltration of T cells, B cells, and plasma cells around the glandular ducts of exocrine glands. The histological picture of SS and its effect on glands is superficially indistinguishable from DILS, but must be differentiated based on laboratory testing for HIV/AIDS and autoantibodies [,,,]. Testing is typically done for several autoantibodies, such as anti-nuclear antibody (ANA), SS-A (Ro), SS-B (La), and/or rheumatoid factor (RF), which may be positive in patients with SS. Furthermore, compared to DILS, in SS, HLA haplotypes tend to be distinctive and the CD4+/CD8+ ratio is usually normal []. Recently, the role of osteopontin in contributing to SS pathogenesis has been investigated []. On the other hand, plasma osteopontin levels were previously suggested to be elevated in HIV patients despite ART []. Further investigation of these interlinking pathways may provide valuable discoveries regarding the pathogenesis of both SS and DILS.
Table 4.
Comparison of key characteristics of DILS (diffuse infiltrative lymphocytosis syndrome) and SS (Sjögren’s syndrome). Both are characterized by focal lymphocytic sialoadenitis [].
IgG4-related disease may also involve the salivary and lacrimal glands (IgG4-related sialadenitis), leading to a similar clinical presentation. Similar to DILS, IgG4-related disease results in lymphadenopathy and can lead to extra-glandular involvements, including tubulo-interstitial nephropathy, interstitial pneumonitis, sclerosing pancreatitis, sclerosing cholangitis, and retroperitoneal fibrosis. The condition normally presents with cervical lymphadenopathy and enlargement of the parotid or sublingual glands. It must be differentiated from DILS based on elevated levels of IgG4 and IgE, as well as the presence of CD4+ and CD25+ Treg cells at the site of infiltration [,]. All in all, DILS is a difficult diagnosis usually made upon the basis of patient symptoms in conjunction with HIV-testing.
Other viral infections may elicit sicca symptoms as well. For example, chronic infection by the hepatitis C virus (HCV) is known to induce a number of extrahepatic and rheumatological manifestations []. The prevalence of sicca symptoms has been estimated to affect between 10% to 30% of HCV-infected patients [,,,,]. On the other hand, less than 5% of patients with SS are HCV-positive []. Some studies report that up to 50% of all HCV patients have chronic focal sialoadenitis []. As a result, sicca symptoms are common in this population, though usually less severe when compared to SS [,,]. It remains unknown whether the virus causes a disease that mimics SS, or if HCV leads to the development of SS. Of note, although sicca symptoms are common in patients infected with HCV, a typical SS characterized by the presence of SS-A and SS-B antibodies is rare []. Epstein-Barr virus (EBV) is often also associated with various autoimmune disorders, including SS, leading to autoimmune exocrinopathy [,]. Moreover, cytomegalovirus (CMV) infection of ductal cells of the salivary and lacrimal glands can lead to altered cell surface antigenic expression, resulting in tissue destruction. Destruction of salivary acinar cells and salivary ducts leads to xerostomia and sicca symptoms [,]. Studies have suggested that the detection of EBV, CMV, or HCV in saliva in HIV patients did not decrease saliva or tear production []. As a result, the salivary gland disease and eye disease associated with HIV is likely unrelated to Sjögren’s syndrome and autoimmune causes, although HIV has an autoimmune component evidenced by immunodeficiency.
9. Conclusions
This review encompassed a wide variety of topics, ranging from normal salivary/lacrimal function to pathology linked to HIV/AIDS and medication side effects to treatment options. The salivary and lacrimal glands are both exocrine glands that produce saliva and tears, respectively, which are vital for proper organ function. They both share a common mechanism for fluid secretion, and as a result, these glands are often linked in systemic pathologies. Thus, glandular dysfunction can lead to dry eye disease or dry mouth disease, which may greatly affect overall quality of life. While there are many causes for this glandular dysfunction, this review focuses on DILS, a complication of HIV, which leads to CD8+ infiltration of various glands. Studies have not recommended additional treatment for DILS other than prompt initiation of ART and symptomatic control. Unfortunately, several antiretroviral drugs have also been associated with glandular dysfunction, which obviously presents a dilemma.
While DILS was first reported in 1985, the literature still does not describe significant breakthroughs regarding this disorder. Many studies are now dated and randomized control trials are still lacking. Further investigation is warranted into a number of topics, including the mechanism of DILS and the signaling cascade involved in cellular localization; antiretroviral-related structural changes of exocrine glands; the effects of modern antiretroviral drugs; and treatment options for DILS (including steroid use or novel applications of symptomatic control). Furthermore, most studies addressing symptomatic control of dry eye and dry mouth symptoms are specific to SS; thus, investigation is needed regarding treatment of dry eye and dry mouth disease in patients with DILS and other causes of glandular dysfunction.
Author Contributions
C.P.M. and P.K. conceived and designed the review; C.P.M., I.N. and P.K. wrote the paper.
Funding
This publication was supported in part by the Felix and Carmen Sabates Missouri Endowed Chair in Vision Research and a Challenge Grant from Research to Prevent Blindness (P.K.) and by the University of Missouri-Kansas City School of Dentistry (CM).
Acknowledgments
The authors gratefully acknowledge support by the Felix and Carmen Sabates Missouri Endowed Chair in Vision Research and by the University of Missouri-Kansas City Schools of Dentistry and Medicine.
Conflicts of Interest
The authors declare no conflict of interest.
Abbreviations
| AIDS | acquired immune deficiency syndrome |
| ANA | anti-nuclear antibody |
| ART | antiretroviral therapy |
| DILS | diffuse infiltrative lymphocytosis syndrome |
| EBV | Epstein-Barr virus |
| HCV | hepatitis C virus |
| HIV | human immunodeficiency virus |
| HIV-SGD | HIV-associated salivary gland disease |
| SOCE | store-operated Ca2+ entry |
| SS | Sjögren’s syndrome |
| TFBUT | tear film break-up time |
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