2.3.1. Magnetic Dimer Complexes
For the magnetic transition metal dimer complexes,
and
in the expression of
in Equation (73) are of interest. The transition metal ions in the dimers may or may not be related by symmetry. Although a general description is available [
29,
30], for simplicity, we consider a transition metal dimer complex that contains only one unpaired electron on each of the two transition metal sites. Magnetic exchange interactions between the unpaired electrons are assumed to be well described by considering only the interactions between the two
d-orbitals containing those unpaired electrons (active electron approximation).
Figure 2 illustrates the relationships among various expressions of spinors and energy terms by using a simple nearly symmetric transition metal dimer complex that contains one unpaired electron on each of the two transition metal sites
and
. There are four magnetic spinors for description of the magnetic interactions:
and their corresponding spin density vectors are given as follows:
where
and
are magnetic orbitals with their corresponding orbital electron densities,
and
, respectively. The symbols
and
(
or
b) denote a Kramers pair of unit spinors whose spin orientations are opposite to each other (
). As a convention, we will designate + for the magnetic spinor with the lower energy in a Kramers pair and − for the one with the higher energy. In case the magnetic ions are coupled antiferromagnetically, as depicted in
Figure 2a, the magnetic spinors and their spin density vectors can be re-expressed by setting
for the site
and
for the site
:
Since only
and
are occupied by electrons for the antiferromagnetic state (
broken state), the zeroth-order total spin density vector is given as follows:
From Equations (42), (44), (80a), (82a), (130) and (131), we obtain the magnetic spinor energies,
and the spin polarization energy of the antiferromagnetic zero state (Equation (69)) is as follows:
where the self-orbital xc energies,
, and the inter-orbital xc energy,
, are defined as follows:
For the general case with the occupied magnetic spinors,
and
, as shown in
Figure 2b, the zeroth-order total spin density vector is expressed as follows:
The corresponding magnetic spinor energies are as follows:
While the general expression of the spin polarization energy of the zero state for this magnetic dimer is as follows:
In calculation of
for this dimer example, we will ignore the spin density-mediated inter-spinor interaction terms (i.e.,
), so we set
for all the spinors in Equation (80b), which gives
to the second-order energy correction. This approximation has no clear justification but is customary in the literature. Treatment with the full expression for
will be given in future work. The numerators in the second-order terms in Equation (138) can be analyzed by first using the identity
from the Pauli algebra and separating the spin-dependent components from the rest:
By considering only the
net non-zero interactions in Equation (138), which are between the occupied spinors and the unoccupied spinors, we find the following:
after we use the first-order spinor energies in Equation (136) and define
,
and
. Here,
indicates the extent of spinless orbital interaction between the magnetic orbitals, and
corresponds to the average on-site repulsion energy when the magnetic dimer is symmetric [
14,
16]. The term
reflects the effects of the energy difference of the magnetic orbitals in the nonmagnetic state, relative to the on-site repulsion energies. With
and
, insertion of
in Equation (137) and
in Equation (140) into Equation (73) provides the expression for the magnetic exchange coupling constant for the simple dimer:
The first and second terms in Equation (141) are ferromagnetic and antiferromagnetic components, respectively. We note that the ferromagnetic component originates fundamentally from
, the total energy correction in the first order, while the antiferromagnetic component is from spin-dependent interactions of the magnetic orbitals in the second order, ignoring the energy terms containing
. According to Equation (134b), the inter-orbital xc energy
is large when the magnetic orbitals overlap strongly.
The expression in Equation (141) is slightly different from the one that we would expect from the energy difference between the ferromagnetic state and the antiferromagnetic state while being consistent with the prefactor in Equation (2) [
16]:
This discrepancy is due to the fact that the antiferromagnetic term given in Equation (140) is not linearly related to
(or,
).
For symmetric
-dimers, an analogous expression has been obtained by explicitly analyzing the energy of the triplet state and the interaction between the ground singlet state and the excited charge transfer singlet state, using weakly interacting orthonormal magnetic orbitals to form the molecular orbitals for construction of Slater determinants [
14,
15]:
where we employ the following two-electron integrals:
The exchange integral between the two
real-function magnetic orbitals
and
can be interpreted as the electron repulsion energy between electrons 1 and 2 that have the same overlap density
[
15]:
When the overlap is large between the two
orthonormal magnetic orbitals, the ferromagnetic coupling interaction is strong between the unpaired electrons in the orbitals. The corresponding quantity
in Equation (134b) evinces the same information, as it delineates the extent of the overlap between the electron densities of
and
, weighted with the spin stiffness function. Meanwhile, the second-order terms in Equations (141), (142) and (143) measure the extent of the antiferromagnetic interactions of the magnetic orbitals that are due to their mixing and thus delocalization among the magnetic sites. Both
in Equation (134a) and
in Equation (144a) correspond to the on-site repulsion energy
U, which measures the Coulombic repulsion energy of the two electrons in the same magnetic orbital. The delocalization of the electrons in the magnetic orbitals would be strong when
is large and the on-site repulsion is small.
2.3.2. RKKY Exchange Interactions Between Point Magnetic Moments
For the RKKY-type exchange interactions, the perturbation occurs through the spin reorientation of localized magnetic moments without a change in the spacial part. The change is also negligible in the spacial part of of the spinors for the mediating conducting electrons.
Figure 3 shows a simple RKKY system in which two magnetic sites are far apart from each other and interact ferromagnetically through free electrons. The total spin density
is the sum of the point-spin-densities at the two sites
a and
b at positions
and
, respectively, and the net spin densities among the free conducting electrons induced by the two magnetic sites:
where
m and
are the magnetic momentum and spin-orientation unit vector of the localized sites, respectively.
and
are the Dirac delta functions centered at the positions
and
, describing the localized spin densities located at the sites, while
and
are proportional to Friedel functions centered at the two sites. The function
describes the spin density induced among the free electrons by the magnetic site
, and
caused by the site
[
17]. The localized magnetic orbitals on the magnetic sites keep their shape the same in all magnetic states, regardless of their spin orientations. The spin components of the spinors of the free electrons are
-dependent. In the initial state
, the spinors of the conducting electrons are expressed as follows:
The summation of the spin densities of the occupied
s gives the following:
In the ferromagnetic arrangement of the magnetic moments,
and
are parallel to each other.
Imagine that the system is transitioned to a different magnetic state, shown in
Figure 3b, in which the magnetic site
has
that is oriented at an angle
with respect to
. That is,
and its spin density is to a first approximation given as follows:
This approximation is equivalent to say that the spinors of this magnetic state have the same spatial components as the initial spinors, but with changed spin components:
so that the summation of the spin densities of the occupied
s of the conducting electrons gives the following:
Since the spatial part of the spinors does not change during the change in the magnetic state, the total energy change comes solely from the spin polarization energies (Equation (89)):
For the last approximation, we inserted
in Equation (150) and
in Equation (146) into Equation (30) within the LSD approximation, and we performed the integration using the properties of the Dirac delta function after ignoring the terms in the second order of the
functions. Thus, with Equation (2), as well as with Equation (149) and
, we find the following:
In Equation (154),
represents the interaction between the magnetic site
and the spin density induced by the site
, while
represents the interaction between site
and the spin density induced by site
. Since the spin stiffness function
is always positive, the RKKY system favors a ferromagnetic state when
and
have a positive value. We note that we can obtain Equation (154) by using the expression of
in Equation (32), where the first term in the parentheses is constant and can be omitted in this case.
Alternatively, we now use the perturbational approach developed in the previous sections, especially Equation (105), for the expression of
, and we try to obtain the result of Equation (154). Naturally, the perturbation that would bring the initial magnetic state in
Figure 3a to the final state in
Figure 3b is the one that rotates
to
on the magnetic site
to give Equation (149). The resulting spin density
is then given as follows:
and the spin density of the zero state as
In the subsequent spin relaxation process, among the conducting electrons, the change in the spin orientation at the site
would then reorient the spin direction associated with the
function so that its spin direction becomes parallel to
. The mathematical treatment of the spin relaxation is not straightforward in this case, yet we can still directly find the resulting induced spin density as the difference between
in Equation (150) and
in Equation (156):
What follows is the calculation of
by utilizing its expression in Equation (73). First,
is obtained as follows:
after inserting Equation (156) into Equation (30) for
within the LSD approximation, performing the integration using the properties of the Dirac delta function and ignoring the terms in the second order of the
functions. Similarly, we calculate
by inserting
into Equation (156) and
of Equation (157) and Equation (91) for passive electrons:
After inserting Equations (158) and (159) into Equation (105), and utilizing Equation (149) and , we finally find the same expression for in Equation (154). Equivalently, we may use Equation (88) for the calculation. A closer examination indicates that the first terms in Equations (158) and (159) are dominant in each energy component because , but they cancel out in the summation in Equation (105).
Although not shown graphically, we can consider an alternative perturbation which rotates
to
on the magnetic site
and
to
on the magnetic site
in such a way that
The spin density change that represents this perturbation is given as follows:
And the spin density of the zero state is as follows:
With these, the corresponding induced spin density is obtained as follows:
By following the same procedure above, we find the following:
and
Thus, with Equations (164) and (165), as well as Equation (160) and
, the same expression of
in Equation (154) emerges, as in the previous choice of the perturbation of Equation (155). It is observed that with our choices of
so far in Equations (155) and (161), neither the
(or equivalently
) or
terms provide the correct expression for
by itself; only their sum does. Furthermore,
will contain both
and
interaction terms only when the spin polarization is perturbed on both magnetic sites.
Based on these observations, we try to devise a way that
vanishes and
alone would allow for the calculation of the magnetic exchange coupling constants. For this, we choose another form of the spin polarization perturbation:
where
and
are related
via Equation (149), for the zero-state defined by the following:
The perturbation is constructed in such a way that it reorients
all the spin density components
at the position of each site to a new direction,
or
. That is, on the very site
, the reoriented spin density components include the localized magnetic moment at the site
(
) and both of the spin densities of the conducting electrons induced by the site
(
) and by the site
(
). The same goes for the site
. This insures that the spin polarization energy is the same before and after the perturbation
within the LSD approximation:
Meanwhile, from Equations (150) and (167), the corresponding induced spin density is obtained as follows:
By using Equation (91) for the energy band system, we find the following:
These results show that for RKKY systems, judiciously chosen perturbations can lead to the following:
and insertion of
in Equation (170) into Equation (171) would lead to the expression in Equation (154). A more general expression for the total energy change than the one from the point-atom model used for Equation (170) would be the foundation of the Lichtenstein’s recipe for calculation of magnetic exchange coupling constants for metals with the Lichtenstein formula in Equation (119). That is, to utilize the Lichtenstein formula, we would devise a perturbation of the nature of Equation (166), so that the energy component
would vanish in Equation (105). Indeed the same type of perturbation, i.e., the
rotations on both magnetic sites with opposite rotation directions, was devised in the original work when deriving the Lichtenstein formula [
4].
The essentials of the form of the perturbation in Equation (166) can be realized in the electronic band structure calculation methods, such as LMTO, KKR-ASA, and LAPW, where spin polarization within atomic regions can be separated out mathematically from the inter-atomic regions within the formalism based on the muffin-tin (MT) approximation [
4,
28]. However, this form of the perturbation is reasonable only when the magnetic sites are far apart from each other and their localized spinors do not overlap, unlike in the case of transition metal complexes (
Figure 2) or Mott–Hubbard insulators. This is because for those compounds, the potential energy component (spin polarization energy component) of the magnetic exchange coupling constant comes from the
overlap of neighboring magnetic orbitals at each magnetic atom. The perturbation in Equation (166) does not account for the differences among different spin alignments (i.e., different magnetic states) in the spin polarization energy term of the zero state at the magnetic centers. Indeed, this is what is expected for the muffin tin approximation, as it places
non-overlapping spheres that are centered on the atomic positions, and within these regions, the effective potential is approximated to be spherically symmetric around the given nucleus. Those non-overlapping spheres might be considered, and a extended version of the Dirac delta functions employed in Equation (166).
Rigorous analysis of the terms in Equation (126) in conjunction with the general expression for the magnetic exchange coupling constant requires an extensive use of the Pauli algebra, which will be published separately. It is mentioned that the resulting expression from the second-order terms in Equation (126) corresponds to the Lichtenstein formula for molecules reported in the literature and re-expressed here in accordance with the definitions in this work, after setting
in
to be zero for all spinors in using Equations (171), (119), and (127) [
5]:
The first summation in the bracket in Equation (172b) represents the interaction between the spin density induced by site
A and the localized spin density at site
B, while the second summation is the interaction between the spin density induced by site
B and the localized spin density at site
A. The type of the spinor interactions that Equation (172) can describe is indirect interactions between two magnetic sites via formation of induced spin density. The explicit form of the indirect interaction shown in Equation (172) is in the second order of perturbation in spinor energies. Application of Equation (172) to transition metal dimer complexes would give a different, if not erroneous, result in comparison to Equation (141). This may explain recent findings that the Green’s function approach acceptably reproduces broken-symmetry energy difference couplings for weaker dinuclear couplings [
12].
It is not clear how the same limitation manifests in implementing the Lichtenstein formula in the electronic band structure calculation methods for extended structure systems because of the variety in the approximate treatments of the wave functions in the atomic regions. Nonetheless, a recent plane wave implementation of the magnetic force theorem recognized the first-order energy term similar to
in Equation (82a) as an essential component of
J, while their second-order terms resembled the Lichtenstein formula [
31]. These energy terms were called longitudinal and transverse contributions, respectively, in their work. Unlike the KKR and related methods, this formulation allowed one to define arbitrary magnetic sites localized to predefined spatial regions, hence rendering the problem of finding Heisenberg parameters independent of any orbital decomposition of the problem. The calculated Heisenberg parameters were robust towards changes in the definition of magnetic sites.