1. Introduction
4-Nerolidylcatechol (4-NC,
Figure 1) is a secondary plant metabolite which is found in the roots, leaves and inflorescences of
Piper peltatum L. and
Piper umbellatum L. (syn.
Pothomorphe peltata (L.) Miq. and
Pothomorphe umbellata (L.) Miq., respectively, Piperaceae family). Interestingly, 4-NC makes up >5% of the dry weight of mature
P. peltatum roots and is readily isolable on a multi-gram scale through extraction of the roots of
P. peltatum (or
P. umbellatum) as the initial step and purification by column chromatography as the final step [
1,
2]. Agronomic studies conducted near Manaus, Amazonas State, Brazil have demonstrated that
P. peltatum can be readily cultivated [
3,
4]. Grown from seed,
P. peltatum has a life span of approximately 500 days after transplanting (DAT). There is an interplay between root biomass and levels of 4-NC in the root which leads to a maximum in per hectare 4-NC production (
ca. 27 kg/ha) at around 425 DAT [
4]. Thus, 4-NC is available on a large scale through extraction and purification from the roots of naturally occurring or cultivated
P. peltatum and
P. umbellatum. The role of 4-NC in
P. peltatum and
P. umbellatum metabolism and the relevance of the production of this secondary metabolite to the livelihood of these plant species are not understood.
Independent studies have demonstrated the diverse antioxidant properties of the natural product 4-NC. This compound inhibited hydroxyl radical mediated damage to DNA deoxyribose induced by Fe(II) salts [
5,
6]. Pasqualoto
et al. [
7] found that the antioxidant activity of 4-NC is associated with the oxidation of the alkenyl side-chain which is also observed in alkenylresorcinols. Also, the electrostatic and lipophilic potentials of the aromatic rings and side chains were calculated. 4-NC exhibited
in vitro antioxidant activity approximately 20 times that of α-tocopherol (vitamin E) in an assay based on the inhibition of spontaneous lipoperoxidation of rat brain homogenates [
8]. Formulations of 4-NC having potential therapeutic and cosmetic applications have been studied. Thus, the stability, solubility and bioavailability of 4-NC (low water solubility) and 2-hydroxypropyl-β-cyclodextrin (HP-β-CD) complexes were studied. It was found that the water solubility of 4-NC increased with increased concentration of HP-β-CD and reached a solubility 13 times that of 4-NC in water [
9,
10,
11].
Figure 1.
Structures of 4-NC (4-nerolidylcatechol), semi-synthetic derivatives of 4-NC 1–8 and synthetic food additives BHA (butylated hydroxyanisole) and BHT (butylated hydroxytoluene) and the flavonoid quercetin.
Figure 1.
Structures of 4-NC (4-nerolidylcatechol), semi-synthetic derivatives of 4-NC 1–8 and synthetic food additives BHA (butylated hydroxyanisole) and BHT (butylated hydroxytoluene) and the flavonoid quercetin.
Independent studies have described the
in vitro cytotoxic activity of 4-NC. This compound was toxic to
Artemia franciscana (LC
50 = 25 ± 3 µM [
12]) in the brine shrimp assay [
13]. It also inhibited the
in vitro growth of melanoma cell lines (SK-Mel-28, 103 and 147) and normal fibroblast cells (IC
50= 20–40 µM and IC
50 = 50 µM, respectively) [
14]. 4-NC induced the accumulation of ubiquinated proteins such as Mcl-1 and acted as a proteasome inhibitor in melanoma cells [
15]. It is toxic
in vitro to KB tumor cells and inhibits human topoisomerase I, which has been suggested to be the mechanism of the cytotoxic action of 4-NC in KB cells [
16].
4-NC is a component of
Piper umbellatum and
P. peltatum extracts that exhibits important pharmacological activity. Publications on the
in vitro and
in vivo antimalarial activity of extracts of
P. peltatum and
P. umbellatum prompted us to perform a phytochemical study in which 4-NC was isolated from the roots of
P. peltatum and shown to exhibit high
in vitro activity against the human malaria parasite
Plasmodium falciparum [
2] and low
in vivo activity in
Plasmodium berghei-infected mice [
17]. Also,
P. umbellatum extracts prevent α-tocopherol depletion after UV-irradiation [
18], exhibit a strong photoprotective and anti-inflammatory effect against UV radiation-induced skin damage in hairless mice [
19] and exhibit other anti-inflammatory and analgesic effects [
20,
21]. Further research is necessary to investigate the role of 4-NC (if any) in the pharmacological action of
P. peltatum and
P. umbellatum extracts.
Semi-synthetic derivatives
1–
8 of 4-NC with one or two substituent groups (methyl, acetyl, benzyl, benzoyl) on the O atoms and one
O,O-disubstituted, side-chain modified derivative of 4-NC have been introduced. These 4-NC derivatives exhibit increased stability compared to 4-NC [
1,
22,
23]. Stability of 4-NC and its derivatives has not been systematically studied. Generally, 4-NC is stable in dry, ground roots stored at room temperature for years. However, the half-life of pure 4-NC or solutions of 4-NC at room temperature is on the order of hours and that of pure 4-NC in the freezer (−20 °C) is on the order of weeks. Pure derivatives of 4-NC have freezer half-lives on the order of years. Some of these derivatives of 4-NC exhibited
in vitro cytotoxicity (IC
50 = 15.5–63.1 µM) [
1,
22] comparable to 4-NC (IC
50 = 19.7–38.8 µΜ) [
1] against tumor cell lines. Thus, the 2
O-monomethyl 4-NC derivative
5 exhibited cytotoxicity (IC
50 = 43.9–63.1 µM) to colon tumor cells (HCT-8 strain), central nervous system tumor cells (SF295 strain) and leukemia cells (HL-60 strain) and the 1
O-monomethyl derivative of 4-NC
4 only inhibited the growth of leukemia cells (HL-60 strain, IC
50 = 57.4 µM) [
22]. The 2
O-monobenzyl derivative of 4-NC
3 also exhibited cytotoxicity (IC
50 = 25.1–41.7 µM) against four tumor cell lines [
22] and
O,O-diacetyl-4-nerolidylcatechol (
7) inhibited (IC
50 = 15.5–15.6 µM) human leukemia cells (HL-60 and CEM) [
1].
O,O-Dibenzyl, 1
O-monobenzyl and
O,O-dibenzoyl derivatives of 4-NC (compounds
1,
2 and
6, respectively) were inactive against tumor cells [
22]. The cytotoxicity of derivatives of 4-NC to normal cell lines has not been reported previously.
4-NC derivatives
1–
8 exhibit significant
in vitro inhibitory activity against the K1 strain of the human malaria parasite
Plasmodium falciparum K1 (IC
50 = 0.67–23 µM) that is comparable to the activity of 4-NC [
22,
23]. As stated above, 4-NC exhibits little activity
in vivo against
Plasmodium berghei [
17] whereas the
O,O-diacetyl derivative of 4-NC (compound
7,
Figure 1) exhibits significant
in vivo inhibitory activity in
P. berghei-infected mice at oral doses of 1–10 mg/kg/day (2.5–25 µmol/kg/day) in the 4-day suppressive test [
24]. Antioxidant and anti-inflammatory properties may be important for the antiplasmodial mode of action of derivatives of 4-NC. Also, since 4-NC is a relatively abundant natural product its simple derivatives may have potential as novel antioxidant compounds for use in a number of applications, including substitution of BHT and BHA as food additives. Thus, we decided to quantitatively and comparatively investigate the antioxidant properties and stability of the antioxidant effects of derivatives of 4-NC as a means to explore the potential utility of these compounds.