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Entropy
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  • Open Access

9 May 2020

On the Use of Entropy Issues to Evaluate and Control the Transients in Some Epidemic Models

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and
1
Institute of Research and Development of Processes IIDP, University of the Basque Country, Campus of Leioa, PO Box 48940 Leioa (Bizkaia), Spain
2
Department of Telecommunications and Systems Engineering, Universitat Autònoma de Barcelona, 08193 Barcelona, Spain
3
Faculty of Engineering of Bilbao, University of the Basque Country, Rafael Moreno No. 3, 48013 Bilbao, Spain
*
Author to whom correspondence should be addressed.
This article belongs to the Special Issue Applications of Information Theory to Epidemiology

Abstract

This paper studies the representation of a general epidemic model by means of a first-order differential equation with a time-varying log-normal type coefficient. Then the generalization of the first-order differential system to epidemic models with more subpopulations is focused on by introducing the inter-subpopulations dynamics couplings and the control interventions information through the mentioned time-varying coefficient which drives the basic differential equation model. It is considered a relevant tool the control intervention of the infection along its transient to fight more efficiently against a potential initial exploding transmission. The study is based on the fact that the disease-free and endemic equilibrium points and their stability properties depend on the concrete parameterization while they admit a certain design monitoring by the choice of the control and treatment gains and the use of feedback information in the corresponding control interventions. Therefore, special attention is paid to the evolution transients of the infection curve, rather than to the equilibrium points, in terms of the time instants of its first relative maximum towards its previous inflection time instant. Such relevant time instants are evaluated via the calculation of an “ad hoc” Shannon’s entropy. Analytical and numerical examples are included in the study in order to evaluate the study and its conclusions.

1. Introduction

Some classical works by Boltzmann, Gibbs and Maxwell have defined entropy under a statistical framework. A useful entropy concept is the Shannon entropy since it is a basic tool to quantify the amount of uncertainty in many kinds of physical or biological processes [,,,,,]. It may be interpreted as a quantification of information loss [,,,,,]. On the other hand, entropy-based tools have been also proposed to evaluate the propagation of epidemics and related public control interventions (see, for instance, [,,,,,,,] and some of the references therein). There are also models whose basic framework relies on the use of entropy tools, as for instance [,,,]. It can be also pointed out that the control designs might be incorporated to some epidemic propagation and other biological problems, see, for instance, [,,,,,,,,,], and, in particular, for the synthesis of decentralized control in patchy (or network node-based) interlaced environments [,]. A typical situation is that of several towns each with its own health center, whose susceptible and infectious populations, apart from their coupled self-dynamics among their integrating subpopulations, might also mutually interact with the subpopulations of the neighboring nodes through in-coming and out-coming fluxes.
It can be pointed out that the knowledge or estimation of the transient behavior of the infection is very relevant for the hospital management of the disease since it is necessary to manage the availability of beds and other sanitary utensils and sanitary means, in general. The work by Wang et al. in [] pays mainly attention to the description of the transient behavior of the evolution of epidemics rather than to the equilibrium states. The main purpose in that paper was to formulate the time interval occurring between the time instant of the maximum of the infection, which gives a relative maximum of the infection evolution through time (and which zeroes the first time-derivative of the infection function), and the time instant giving its previous inflection time instant. It turns out that the knowledge of the first part of the transient evolution is very relevant to fight against the initial exploding of the illness since any eventual control intervention is typically much more efficient as far as it is taken as quickly as possible. The model proposed in [] is a time-varying differential equation of first-order describing the infectious population which is the unique explicit one in the model. It is also pointed out in that paper that the time-varying coefficient might potentially contain the supplementary environment information to make such an equation well-posed to practically describe a concrete disease evolution. An interesting point of that work is that the infection evolution is identified with a log-normal distribution whose parameterization is selected in such a way that the entropy production rate is maximized. The above proposed theoretical first-order model has been proved to be very efficient to describe the data of SARS 2003. Alternative interpretations of the entropy in terms of maximum entropy or maximum entropy rate are given, for instance, in [,,] and some references therein.
This paper studies how to link the extension of the first-order differential system proposed in [] for the study of infection propagations to epidemic models with more integrated coupled subpopulations (such as susceptible, immune, vaccinated etc.) by introducing the coupling and control information through the time-varying coefficient which drives the basic differential equation model. It is considered relevant the control of the infection along its transient to fight more efficiently against a potential initial exploding transmission. Note that the disease-free and endemic equilibrium points and their stability properties depend on the concrete parameterization while they admit a certain design monitoring by the choice of the control and treatment gains and the use of feedback information in the corresponding controls. See, for instance [,]. Therefore, special attention is paid to the transients of the infection curve evolution in terms of the time instants of its first relative maximum towards its previous inflection time instant since there is a certain gap in the background literature concerning the study of such transients. The ratio of such time instants is later on considered subject to some worst-case uncertainty relations via the calculation and analysis of an “ad hoc” Shannon’s entropy. Note that entropy issues have been considered in the study of biological, evolution and epidemic models by incorporating techniques of information theory. See, for instance [,,,,,,,]. It is well-known that the entropy production theorems might be classified according to a generalized sequence of stable thermodynamic states. Also, the thermodynamic equilibrium, which is characterized by the absence of gradients of state or kinematic variables, is in a state of maximum entropy and zero entropy production [,]. Furthermore, linear non-equilibrium processes are associated with entropy production so that the entropy concept may be also invoked in transient processes []. On the other hand, it may be pointed out that uncertainties can appear in the characterization of the infection evolution through time, even in deterministic models, due to parameterization uncertainties, fluxes of populations or existing uncertainties in the initial conditions. Other mathematical techniques of interest which combine analytical and numerical issues have been also been applied to the analysis and discussion of epidemic models with eventual support of mathematical techniques on homotopy analysis and distribution functions as, forinstance, the log-normal distribution [,]. For instance, in [], the SIR and SIS epidemic models are solved through the homotopy analysis method. A one-parameter family of series solutions is obtained which gives a method to ensure convergent series solutions for those kinds of models. On the other hand, in [], the analytic solutions of an SIR epidemic model are investigated in parametric form. It is also found that the generalization of a SIR model including births and mortality with vital dynamics might be reduced to an Abel-type which greatly simplify the analysis.
The paper is organized as follows: Section 2 gives an extension of the basic model of [] to be then compared in subsequent sections with some existing models with several subpopulations. Such a model only considers the infection evolution through time and it is based on the action of two auxiliary non-negative functions which define appropriately the time-varying coefficient which defines the first-order differential equation of the infection evolution. The model includes, as particular case, that of the abovementioned reference where both such auxiliary functions are identical to the time argument. Particular choices of those functions make it possible to consider alternative effects linked to the basic model like, for instance, the influence on the infectious subpopulation of other coupled subpopulations in more general models like, for instance, the susceptible, exposed, recovered or vaccinated ones. It is also possible to include the control effects through such a varying coefficient, if any, like for instance, the vaccination and treatment controls. Some basic formal results are stated and proved mainly concerning with the first relative maxima and inflection time instants of the infection curve through time. The above two time instants are relevant to take appropriate control interventions to fight against an initially exploding infectious disease.
Section 3 links the basic model of Section 2 with some known epidemic models which integrate more subpopulations than just the infectious one, like for instance, the susceptible and recovered subpopulations, The time-varying coefficient driving the infection evolution is defined explicitly for each of the discussed epidemic models. Basically, it is taken in mind that some relevant information of higher-order differential epidemic models concerning the transient trajectory solution can be captured by a parameter-dependent and time-varying coefficient which drives a first-order differential equation to the light of the basic model of Section 2. So, the time-varying coefficient describing the infection evolution depends in those cases of the remaining subpopulations integrated in the model. The maximum and inflection time instants are characterized for some given examples involving epidemic models of several subpopulations. In particular, the last one of the discussed theoretical examples includes the effects of vaccination and treatment intervention controls generated by linear feedback of the susceptible and infectious subpopulations, respectively. Later on, Section 4 investigates the entropy associated with the infection accordingly to the generalizations of Section 2 concerning the specific structure of the time-varying coefficient describing the infection dynamics and its links with the theoretical examples discussed in Section 3. The error of the entropy related to the reference one associated with the log-normal distribution is estimated. In practice, that property can be interpreted in terms of public medical and social interventions which control the disease propagation when introducing the controls of the last example discussed in Section 3. The second part of Section 4 is devoted to linking the entropy and inflection and maximum infection time instants and their reached values of the discussed multi-population structures to their counterparts of the maximum dissipation rate being associated to the formulation of a simpler model based on the log-normal distribution and one-dimensional infection dynamics. Some numerical tests are performed for comparisons of the entropies and its width of the basic model with two of the discussed examples in the previous sections which involve the presence of more than one integrated subpopulations. Finally, conclusions end the paper.

Notation

R + = { r R : r > 0 } ;   R 0 + = { r R : r 0 } = R + { 0 }
Z + = { r Z : r > 0 } ;   Z 0 + = { r Z : r 0 } = Z + { 0 }
n ¯ = { 0 , 1 , , n }

3. Further Examples of Linking the Basic Model to Some Existing Epidemic Models Incorporating Other Subpopulations

The infection description via (1) assumes implicitly that it has a first-order dynamics. It has been argued that α ( t ) in (1) contains the information about the controls and other coupled subpopulations influencing the disease evolution through time. It can be of interest to discuss its application to infection descriptions described by differential equations of orders higher than one which is a very common situation in disease transmission mathematical models.
It is now seen how a well-known epidemic model can be also discussed under the point of view of Theorem 3. In the subsequent example, the above characterization, based on the first zero of infection evolution time-derivative and on the undulation point of the infection evolution, is used for a model with three subpopulations via an appropriate choice of g ( t ) and h ( t ) in the definition of α ( t ) .
Example 2.
Consider the following SIR model without demography []:
S ˙ ( t ) = β S ( t ) I ( t ) ;   I ˙ ( t ) = ( β S ( t ) γ ) I ( t ) ;   R ˙ ( t ) = γ I ( t ) ;   t R 0 +
where S ( t ) , I ( t ) and R ( t ) are, respectively, the susceptible, infectious and recovered (or immune) subpopulations, under nonzero initial conditions being subject to m i n ( S ( 0 ) , I ( 0 ) , R ( 0 ) ) 0 , where β is the coefficient transmission rate and γ is the removal or recovery rate (its inverse γ 1 being the average infectious period). The mathematical study of this model and their variants is not easy as seen in [,]. First, note that the total population N ( t ) = S ( t ) + R ( t ) + I ( t ) = S 0 + R 0 + I 0 ; t R 0 + is constant for all time. The basic reproductive ratio (or reproduction number) is R * = β / γ and, if S 0 R * 1 , then I ˙ 0 0 while if S 0 > R * 1 , it becomes endemic for all time since I ˙ 0 > 0 . The solution of (10) becomes in closed form:
S ( t ) = e β 0 t I ( τ ) d τ S 0 ;   I ( t ) = e 0 t ( β S ( τ ) γ ) d τ I 0 ;   R ( t ) = S 0 + R 0 + I 0 S ( t ) I ( t ) ;   t R 0 +
Note that by combining the above equations that:
S ( t ) = e β I 0 0 t e 0 τ ( β S ( σ ) γ ) d σ d τ S 0 ;   I ( t ) = e 0 t ( β e β 0 τ I ( σ ) d σ S 0 γ ) d τ I 0
Note from (11) that S : R 0 + R 0 + is non-increasing so that there exists a susceptible equilibrium subpopulation S e = l i m t S ( t ) S 0 for any given non-negative initial conditions. Note also from (10) that N ˙ ( t ) = 0 and then N ( t ) = N 0 ; t R 0 + Note that If I 0 = 0 then I ( t ) = 0 , S ( t ) = S 0 and R ( t ) = R 0 = N 0 S 0 ; t R 0 + . We examine three cases for I 0 > 0 :
Case (a) if S 0 < R * 1 then S ( t ) S 0 and β S ( t ) γ < 0 ; t R 0 + , then I ( t ) 0 , S ( t ) S e and R ( t ) R e = N 0 S e as t . Since S : R 0 + R 0 + is non-increasing, S e S 0 < R * 1 . This implies that l i m t 0 t ( β S ( τ ) γ ) d τ = and I ˙ ( t ) = λ ( t ) I ( t ) λ a I ( t ) , I ( t ) 0 at exponential rate as t for some λ a > 0 from (10) and (11) since I 0 I ( t ) λ a 0 t I ( τ ) d τ so that 0 I ( τ ) d τ I 0 / λ a < + . Then, I : R 0 + R 0 + is integrable on [ 0 , ) . Thus, C = β 0 I ( t ) d t < + so that S e = e β 0 I ( t ) d t S 0 = e C S 0 > 0 (then there is a nonzero susceptible equilibrium level) and R e = N 0 S e < N 0 .
Case (b) if S 0 = R * 1 then S ( t ) S e S 0 = γ / β as t since S : R 0 + R 0 + is non-increasing and then it converges to S e satisfying 0 S e S 0 . By inspection of the second equation of (11), it also follows that I ( t ) I e and R ( t ) R e as t satisfying I e 0 and R e 0 . Assume that I e > 0 then S e = 0 from the first equation of (11). But if S e = 0 then I e = 0 since then I : R 0 + R 0 + is strictly decreasing on [ t a , ) for some finite t a > 0 from the second equation of (11). Hence, a contradiction to I e > 0 follows implying that I e = 0 if S e = 0 . Now, assume that γ / β > S e > 0 . Then, from the second equation of (11), I ( t ) I e = 0 as t . But then S e > 0 , from the first equation of (12), since γ / β > S e if I 0 > 0 and then R e = N 0 S e . From the second equation of (12) and, under a similar reasoning as that of Case a, I : R 0 + R 0 + is integrable on [ 0 , ) and S e > 0 . In summary, if S 0 = R * 1 = γ / β and I 0 > 0 then I ( t ) 0 , S ( t ) 0 and R ( t ) N 0 = S 0 + R 0 + I 0 as t in the same way as in Case a if S 0 R * 1 .
Case (c) if S 0 > R * 1 then I ˙ 0 > 0 from (10) and S : R 0 + R 0 + is increasing on some interval [ 0 , t 0 ] . The fact that I : R 0 + R 0 + is strictly increasing on some initial time interval is of interest from the point of view of hospital management of availability of beds and other sanitary specific means in the event that the disease might have a relevant number of seriously infected individuals. Since S : R 0 + R 0 + is non-increasing then either I ( t ) I e = S 0 + I 0 + R 0 = N 0 , S ( t ) S e = 0 and R ( t ) R e = 0 as t or S ( t ) S e ( 0 , R * 1 ] as t from (11) since S : R 0 + R 0 + is non-increasing. The firs possibility I ( t ) I e = N 0 is unfeasible since from the first equation of (11) I ( t ) as t . Then, S ( t ) S e ( 0 , R * 1 ] as t . Now, first, assume that S e ( γ / β , R * 1 ] . Then, from the first equation of (12), S ( t ) 0 as t . Then, S e = 0 which contradicts that S e > γ / β , As a result, 0 S e γ / β . Now, assume that S e = 0 . Then, from (11), I ( t ) I e = 0 and I : R 0 + R 0 + being square-integrable, and following a similar argument as that of Cases a–b, one again concludes that S e > 0 so that S e ( 0 , γ / β ] and R e = N 0 S e , as a result. But, since S e γ / β then I e = 0 from (11) since I : R 0 + R 0 + is strictly decreasing after some finite time instant t 0 and integrable on [ 0 , ) and a following again the reasoning of Cases a–b, one concludes that S e > 0 . As a result, if S 0 > R * 1 and I 0 > 0 , then I e = 0 , S e > 0 and R e = N 0 S e . Thus, the relevant conclusions on the disease- free equilibrium point which is a disease- free one are similar for the three above cases.
On the other hand, since S : R 0 + R 0 + it exists a finite t = D > 0 such that S ( D ) = R * 1 = γ / β and I ˙ ( D ) = α ( D ) I ( D ) = ( β S ( D ) γ ) I ( D ) = 0 , I ( D ) = e 0 D ( β S ( τ ) γ ) d τ I 0 0 , if I 0 0 and, furthermore,
I ¨ ( D ) = ( β S ˙ ( D ) γ ) I ( D ) + ( β S ( D ) γ ) I ˙ ( D ) = ( β S ˙ ( D ) γ ) I ( D ) = β 2 S ( D ) I 2 ( D ) γ I ( D ) = γ ( β e 0 D ( β S ( τ ) γ ) d τ I 0 + 1 ) e 0 D ( β S ( τ ) γ ) d τ I 0 < 0
and also:
I ¨ 0 = β 2 S 0 I 0 2 + ( β S 0 γ ) I ˙ 0 = I 0 [ ( β S 0 γ ) 2 β 2 S 0 I 0 ]
and I ¨ 0 > 0 under the reasonable assumption that I 0 is sufficiently small (the initial numbers of infectious is usually very small in practice) satisfying I 0 < ( β S 0 γ ) 2 β 2 S 0 . As a result, there is some time instant L ( 0 , D ) such that I ¨ ( L ) = 0 so that it is an undulation point of I : R 0 + R 0 + . As a result, we find that if the basic reproduction number exceeds unity then the infection curve corresponding to the endemic solution has a minimum at a larger time instant that the one defining its undulation point. That situation corresponds to the situation of small initial infection force with reproduction number greater than one. On the other hand, if I ¨ 0 0 , then I ˙ 0 > 0 does not hold.
Comparing the infectious subpopulation evolution to (1) and the structure of the function in Theorem 3 yields:
α ( t ) = β S ( t ) γ = c l n ( g ( t ) / E ) h ( t )
α ˙ ( t ) = β S ˙ ( t ) = c d d t ( l n ( g ( t ) / E ) h ( t ) )
= β 2 S ( t ) I ( t ) = c h ( t ) ( 1 h ( t ) h ˙ ( t ) | l n g ( t ) E | + g ˙ ( t ) g ( t ) ) ;
t R 0 + . If one defines g ( t ) = t ; t R 0 + and h ( t ) = c l n ( t / E ) γ β S ( t ) ; t R 0 + , then h ( t ) = c | l n ( t / E ) | β S ( t ) γ ; t R 0 + . It is easy to verify that these functions satisfy the conditions of Theorem 3.
In the case when the reproduction number is less than unity and it is an upper-bound of the normalized susceptible population, each primary infection generates, in average, less than one secondary one so that the infection extinguishes asymptotically. According to this particular model, also the susceptible subpopulation extinguishes asymptotically. See Case a referred to (11). Thus, the disease-free equilibrium point is ( S d f * , I d f * , R d f * ) T = ( 0 , 0 , N ) T . In this case, I ( t ) , I ˙ ( t ) , I ¨ ( t ) 0 as t but there are no finite time instants of minimum and undulation of the infectious curve to the light of Theorem 3.
However, we can have a practical visualization of the disease removal by defining a design quadruple ( k 1 , k 2 , k 3 , ε ) R + 4 and the following cut associate time instants:
t I i ( k i , ε ) = m i n ( τ R 0 + : | d I ( i 1 ) d t | k i ε : t [ τ , + ) ) ;   i = 1 , 2 , 3
Note that t I 2 ( k 2 , ε ) and t I 3 ( k 3 , ε ) generalize the roles of the time instants D and L , that is, the finite minimum infection and undulation time instants, respectively, within prescribed margins when those time instants do not exist.
Example 3.
Consider Case a of Example 2 so that S ( t ) S 0 < γ / β leading to I ( t ) 0 , S ( t ) S e > 0 and R ( t ) R e = N 0 S e as t and I ( t ) > 0 , I ˙ ( t ) < 0 and I ¨ ( t ) < 0 are strictly decreasing on [ 0 , + ) . Take prescribed constants ε ( 0 , 1 ) k i 1 for i = 1 , 2 , 3 . The solution trajectory converges to the disease-free equilibrium point at exponential rate. Then, one gets by combining (10)–(12) and (18) that:
| 0 t I 1 ( γ β S ( τ ) ) d τ | = | 0 t I 1 ( γ β e β 0 σ I ( σ ) d σ S 0 ) d τ | l n I 0 l n k 1 + | l n ε | ;   t R 0 +
( γ β e β 0 t I 2 I ( τ ) d τ S 0 ) e 0 t I 2 ( γ β e β 0 τ I ( σ ) d σ S 0 ) d τ I 0 k 2 ε ;   t R 0 +
[ β 2 S ( t ) I ( t ) ( β S ( t ) γ ) 2 ] I ( t ) k 3 ε ¸   t R 0 +
implying that:
t I 1 = m i n ( t R 0 + : γ t β S 0 0 t e β 0 σ I ( σ ) d σ d τ = l n I 0 l n k 1 + | l n ε | ) 1 γ ( l n I 0 l n k 1 + | l n ε | )
2 m i n ( k 2 ε I 0 , β S 0 ) e β 0 t I 2 I ( τ ) d τ η ( t I 2 ) = k 2 ε e 0 t I 2 ( γ β S ( τ ) ) d τ I 0 + β e β 0 t I 2 I ( τ ) d τ S 0 ( k 2 ε I 0 + β S 0 ) e 0 t I 2 ( γ β S ( τ ) ) d τ I 0
which leads to:
e 0 t I 2 ( γ β S ( τ ) + β I ( τ ) ) d τ 2 m i n ( k 2 ε I 0 , β S 0 ) ( k 2 ε I 0 + β S 0 ) I 0 t I 2 m a x ( t > 0 : 0 t ( γ β S ( τ ) + β I ( τ ) ) d τ ) = l n [ 2 m i n ( k 2 ε I 0 , β S 0 ) ( k 2 ε I 0 + β S 0 ) I 0 ]
e 0 t I 2 ( β S ( τ ) β I ( τ ) γ ) d τ ( k 2 ε I 0 + β S 0 ) I 0 2 m i n ( k 2 ε I 0 , β S 0 ) t I 2 m i n ( t > 0 : 0 t ( β S ( τ ) β I ( τ ) γ ) d τ ) = l n [ ( k 2 ε I 0 + β S 0 ) I 0 2 m i n ( k 2 ε I 0 , β S 0 ) ]
and:
k 3 ε I ¨ ( t ) = ( β S ( t ) γ ) I ˙ ( t ) + β S ˙ ( t ) I ( t ) = [ ( γ β S ( t ) ) 2 β 2 S ( t ) I ( t ) ] I ( t ) k 3 ε
what implies that | I ¨ ( t ) | k 3 ε ; t [ t I 3 , ) such that:
t I 3 m a x ( t > 0 : [ ( γ β S ( t ) ) 2 β 2 S ( t ) I ( t ) ] I ( t ) ) k 3 ε ,
t I 3 m i n ( t > 0 : [ ( γ β S ( t ) ) 2 β 2 S ( t ) I ( t ) ] I ( t ) ) k 3 ε
Example 4.
Consider the following SIS model with vaccination and antiviral or antibiotic controls:
S ˙ ( t ) = γ I ( t ) β S ( t ) I ( t ) k V S ( t ) ;   I ˙ ( t ) = ( β S ( t ) γ k T ) I ( t ) ;   t R 0 +
subject to S ( 0 ) = S 0 , I ( 0 ) = I 0 with m i n ( S 0 , I 0 ) 0 where the vaccination and treatment feedback controls on the susceptible and infectious are, respectively, V ( t ) = k V S ( t ) and T ( t ) = k T I ( t ) with m i n ( k V , k T ) 0 . If it is assumed that the total population N ( t ) = N 0 = S 0 + I 0 ; t R 0 + is constant through time then there is a complementary recovered (or immune) subpopulation present which obeys the differential equation R ˙ ( t ) = k V S ( t ) + k T I ( t ) with R ( 0 ) = R 0 = 0 . The solution is:
S ( t ) = e 0 t ( β I ( τ ) + k V ) d τ S 0 + γ 0 t e τ t ( β I ( σ ) + k V ) d σ I ( τ ) d τ = e k V t S 0 0 t e k V ( t τ ) ( β S ( τ ) γ ) I ( τ ) d τ
I ( t ) = e β 0 t S ( τ ) d τ e ( γ + k T ) t I 0
R ( t ) = 0 t ( k V S ( τ ) + k T I ( τ ) ) d τ
The following result links the above SIS model with a complementary recovered subpopulation to the generic one (1) under a minimum number of initial susceptible and sufficiently large number of initial infectious with initial growing rate.
Theorem 4.
Assume that S 0 > γ + k T β , I 0 < 1 + 1 γ ( k T + k V S 0 ) and I ˙ 0 > β | S ˙ 0 | I 0 β S 0 γ k T .
Then, the following properties hold:
(i)
S ˙ 0 < 0 and I ¨ 0 > 0 ,
(ii)
S ( t ) is strictly decreasing on [ 0 , t S m i n ] with t S m i n = m i n ( t R 0 + : S ( t ) = γ / β ) ,
(iii)
I ( t ) is strictly increasing on [ 0 , t I m a x ] , and
I m a x = I ( t m a x ) = m a x ( I ( t ) : t [ 0 , t I m a x ] , t I m a x = m i n ( t R 0 + : S ( t ) = ( γ + k T ) / β ) ) with t I m a x t S m i n ,
(iv)
There is t u n d < t I m a x which is an undulation and, furthermore, strict inflection time instant of I ( t ) ,
(v)
Assume, in addition, that I 0 is large enough to satisfy I 0 > ( γ + k T ) k V ( γ β ( γ + k T ) ) e β 0 t I m a x S ( τ ) d τ e ( γ + k T ) t I m a x . Then, the epidemic model (26) can be written in the form (1) on [ 0 , t I m a x ] with the following function α : [ 0 , t I m a x ] R 0 + :
α ( t ) = β ( e 0 t ( β I ( τ ) + k V ) d τ S 0 + γ 0 t e τ t ( β I ( σ ) + k V ) d σ I ( τ ) d τ ) γ k T ;   t [ 0 , t I m a x ]
which is of the form α ( t ) = c l n ( g ( t ) / E ) h ( t ) with g : [ 0 , t I m a x ] [ 0 , E ] ; t [ 0 , t I m a x ] and any given E R + and h ( t ) = c | l n ( g ( t ) / E ) | β ( e 0 t ( β I ( τ ) + k V ) d τ S 0 + γ 0 t e τ t ( β I ( σ ) + k V ) d σ I ( τ ) d τ ) γ k T ; t [ 0 , t I m a x ] .
(vi)
The equilibrium points are S 1 * = I 1 * = 0 , R 1 * = N 0 if k V 0 and k T 0 , and S 2 * = γ + k T β , I 2 * = 0 and R 2 * = N 0 γ + k T β which is only reachable if k V = 0 since, otherwise, I 2 * = k V k T γ + k T β < 0 .
Proof. 
Since S 0 > γ + k T β and I 0 < 1 + 1 γ ( k T + k V S 0 ) then I ˙ 0 > 0 and S ˙ 0 < 0 . Also, I ¨ 0 = β S ˙ 0 I 0 + ( β S 0 γ k T ) I ˙ 0 = ( β S 0 γ k T ) I ˙ 0 β | S ˙ 0 | I 0 > 0 if I ˙ 0 > β | S ˙ 0 | I 0 β S 0 γ k T . Property (i) has been proved. Furthermore, S 0 > γ + k T β γ β implies from (27) that S ( t ) is strictly decreasing on [ 0 , t ] where t = m i n ( t R 0 + : S ( t ) = γ / β ) what proves Property (ii) with t S m i n = t . On the other hand and since S : R 0 + R 0 + is continuous, there exists some t [ 0 , t ] such that S ( t ) = γ + k T β with t = t if and only if k T = 0 . From (26), I ˙ ( t ) = 0 and I ˙ ( t ) > 0 for t [ 0 , t ) since I ˙ 0 > 0 . On the other hand, one has from (26) and (28) that:
I ¨ ( t ) = ( β S ( t ) γ k T ) I ˙ ( t ) + β S ˙ ( t ) I ( t )
= β [ β ( γ β S ( t ) ) I ( t ) k V S ( t ) ] I ( t )
= [ β 2 k T I ( t ) + k V ( γ + k T ) ] I ( t )
= [ β 2 k T e β 0 t S ( τ ) d τ e ( γ + k T ) t I 0 + k V ( γ + k T ) ] e β 0 t S ( τ ) d τ e ( γ + k T ) t I 0 < 0
and I ( t ) has a relative maximum I m a x at t = t = t I m a x which is also the absolute maximum on [ 0 , t m a x ] . Property (iii) has been proved. Note also that since I ¨ ( t ) is continuous and I ¨ 0 > 0 , there exists some t u n d < t such that t u n d is an undulation point of I ( t ) . Note furthermore that
I ¨ ( t u n d ) = ( β S ( t u n d ) γ k T ) I ˙ ( t u n d ) + β S ˙ ( t u n d ) I ( t u n d ) = 0
From Lemma 1(i), I ¨ ( t u n d ε ) I ¨ ( t u n d + ε ) < 0 ; ε B ( 0 , r ) and some r R + implies that t u n d is also an inflection time instant of I ( t ) . The equivalent logic contrapositive proposition establishes that:
[ r R + , ε [ 0 , r ] : I ¨ ( t u n d ε ) I ¨ ( t u n d + ε ) 0 ]   [ t u n d   is   not   an   inflection   time   instant   of   I ( t ) ]
Then, if I ¨ ( t u n d ε ) I ¨ ( t u n d + ε ) < 0 ; ε B ( 0 , r ) and some r R + then t u n d is in fact an inflection time instant of I ( t ) . Assume that there is some arbitrarily small ε R + such that I ¨ ( t u n d ε ) I ¨ ( t u n d + ε ) 0
Then:
I ˙ ( t u n d + ε ) = I ¨ ( t u n d ) + 0 ε I ¨ ( t u n d + τ ) d τ ; I ˙ ( t u n d ε ) = I ¨ ( t u n d ) + 0 ε I ¨ ( t u n d + τ ) d τ .
Since I ¨ ( t ) is continuous on [ t u n d ε , t u n d + ε ] and one gets that
I ˙ ( t u n d + ε ) I ˙ ( t u n d ε ) = 0 ε I ¨ ( t u n d + τ ) d τ 0 ε I ¨ ( t u n d + τ ) d τ
It is known that 0 < ε I I ˙ ( t u n d ) < I ˙ 0 so that, for some arbitrarily small ε R + such that I ¨ ( t u n d ε ) I ¨ ( t u n d + ε ) 0 , there are ε 1 [ 0 , ε ] and ε 2 R + with ε 2 [ ε , 0 ] such that the following joint constraints hold:
(1)
I ˙ ( t u n d + τ ) > 0 ; τ [ ε 2 , ε 1 ] [ ε , ε ] with I ˙ ( t ) being strictly increasing on [ ε 2 , ε 1 ] .
(2)
0 ε 1 I ¨ ( t u n d + τ ) d τ = 0 ε 2 I ¨ ( t u n d + τ ) d τ
Then, one gets from Condition 2 that:
I ˙ ( t u n d + ε 1 ) I ˙ ( t u n d ε 2 ) = 0 ε 1 I ¨ ( t u n d + τ ) d τ 0 ε 2 I ¨ ( t u n d + τ ) d τ = 0
so that I ˙ ( t ) is not strictly increasing on [ ε 2 , ε 1 ] , hence a contradiction. As a result, the undulation time instant t u n d of I ( t ) is also a strict inflection time instant of I ( t ) since I ˙ ( t u n d ) 0 since Lemma 1 (ii) holds and the first zero of I ˙ ( t ) occurs at t I m a x > t u n d . Property (iv) has been proved. To prove Property (v), note that Equation (30) follows from (26)–(27). Now, we equalize (30) to (1) to get admissible functions g , h : R 0 + R 0 + leading to:
α ( t ) = β ( e 0 t ( β I ( τ ) + k V ) d τ S 0 + γ 0 t e τ t ( β I ( σ ) + k V ) d σ I ( τ ) d τ ) γ k T = c l n ( g ( t ) / E ) h ( t )
and note that α ( 0 ) = β S 0 γ k T > 0 . Note also that α ( 0 ) = + h ( 0 ) from the use of (31) in (30) implies that h ( 0 ) = 0 irrespective of g ( t ) while g ( t ) is chosen arbitrary and continuous time-differentiable subject to g ( 0 ) = 0 and α ( t I m a x ) = 0 , g ( t I m a x ) = E (so that l n ( g ( t I m a x ) / E ) = 0 ) with h ( t ) = c / E β γ I ( t ) β ( β I ( t ) + k V ) S ( t ) for t [ 0 , t I m a x ] .
Now, note that h ( t I m a x ) is a primary ( 0 / 0 ) —type indetermination which is resolved through L´H o ^ pital rule leading to:
h ( t I m a x ) = c / g ( t I m a x ) β S ˙ ( t I m a x ) = c / E β γ I ( t I m a x ) β ( β I ( t I m a x ) + k V ) S ( t I m a x ) = c / ( β E ) γ I ( t I m a x ) ( β I ( t I m a x ) + k V ) ( γ + k T )
Since I ( t I m a x ) = e β 0 t I m a x S ( τ ) d τ e ( γ + k T ) t I 0 then for sufficiently large I 0 such that
I 0 > ( γ + k T ) k V ( γ β ( γ + k T ) ) e β 0 t I m a x S ( τ ) d τ e ( γ + k T ) t I m a x
then:
h ( t ) = c | l n ( g ( t ) / E ) | β ( e 0 t ( β I ( τ ) + k V ) d τ S 0 + γ 0 t e τ t ( β I ( σ ) + k V ) d σ I ( τ ) d τ ) γ k T
= c l n ( g ( t ) / E ) γ + k T β ( e k V t S 0 0 t e k V ( t τ ) ( β S ( τ ) γ ) I ( τ ) d τ )
fulfilling, in particular:
h ( t I m a x ) = c / ( β E ) ( γ β ( γ + k T ) ) I t I m a x ( γ + k T ) k V
= c / ( β E ) ( γ β ( γ + k T ) ) e β 0 t I m a x S ( τ ) d τ e ( γ + k T ) t I m a x I 0 ( γ + k T ) k V > 0
Property (v) has been proved. Property (vi) is obvious by zeroing (26). □
Example 4 is tested numerically in the sequel with the following data β = 30, γ = 50 years−1, implying that the average infectious period is Tγ = 365/50 = 7.3 days, kV = 1 and kT = 50. The time scale of the figures is in a scale of years accordingly with the above numerical values. In Figure 1, the solution trajectories of all the subpopulation are shown with the constraints of Theorem 4 being fulfilled by the initial conditions, in particular S 0 > γ + k T β , I 0 = 1 S 0 and R 0 = 0 so that N 0 is normalized to unity. It is seen that the infectious subpopulation trajectory has a maximum at a finite time and that the state trajectory solution converges asymptotically to an endemic equilibrium point. In Figure 2, the state trajectory solution is shown with N 0 = 1 when S 0 = ( γ + k T ) / β which violates the conditions of Theorem 4 with I ˙ 0 = 0 . In this case, there is no relative maximum of the infectious subpopulation at finite time. In both situations, it has been observed by extending the overall simulation time that the susceptible and the infectious subpopulations converge asymptotically to zero while the recovered subpopulation converges to unity as time tends to infinity. The controls are suppressed in Figure 3 with N0 = 1. In this case, the recovered subpopulation may be deleted from the model since it is unnecessary while being identically zero. The infectious and susceptible subpopulations are in an endemic equilibrium point for all time so that the infection results to be permanent in the sense that it cannot be asymptotically removed. See Theorem 4(vi) for the case kV= 0. Figure 4 exhibits a trajectory solution which agrees with Theorem 4 while there is no normalization of the initial conditions to unity. In this case, the maximum of the infectious subpopulation at a finite time becomes very apparent.
Figure 1. N 0 = 1 and the initial conditions constraints of Theorem 4 hold with I ˙ 0 > 0 .
Figure 2. N 0 = 1 and the initial conditions constraints of Theorem 4 fail with I ˙ 0 = 0 .
Figure 3. N 0 = 1 and the initial conditions constraints of Theorem 4 hold with no controls used.
Figure 4. S 0 > 1 , I 0 > 1 (unnormalized to unity total population) and the initial conditions constraints of Theorem 4 hold with I ˙ 0 > 0 .

5. Conclusions

This paper has investigated the extensions of a first-order differential system describing the infection propagation through time to epidemic models integrating more than one subpopulation. The main involved tool has been the consideration of the coupling of inter-populations dynamics and the control intervention information through the structure of the time-varying coefficient which drives the basic differential equation model of first-order. The control of the infection along its transient to fight more efficiently against a potential initial exploding transmission from a high initial growth rate is considered relevant. Special attention has been paid throughout the manuscript to the discussion of the profiles of the transients of the infection curve in terms of the time instants of its first relative maximum towards its previous inflection time instant, so the study is mainly focused on the transient behavior characterization rather than on the steady-state equilibrium points. The time instants leading to the maximum infection and inflection numbers have been investigated via the Shannon´s information entropy for the maximum dissipation rate linked to a previous background study for a first-order differential equation describing the infection propagation. Since it is relevant to know the time instants of maximum infection and inflection as well as its numbers in order to monitor the availability of hospitalization resources, some examples related to existing epidemic models integrated by more than a subpopulation have been studied. The obtained results have been compared, both via theoretical work and also by numerical experimentation, to the background results obtained from a reference model, just involving a single infectious population, which is based on a description via a log-normal distribution which has a close profile to the solution response of a first-order differential equation. In those examples, special attention is paid to the comparisons of the maximum infection and inflection time dates for different values of initial conditions and to the entropy discrepancies related to the reference one. It can be concluded that the influence of the couplings of the dynamics of other subpopulations in the model to the infectious one is relevant to the infection evolution, especially, in the cases when the initial amounts of the susceptible are significantly large compared to the initial amounts of the infectious.

Author Contributions

Conceptualization, M.D.l.S. and R.N.; methodology, M.D.l.S. and R.N.; software, R.N.; validation, R.N., A.I. and A.J.G.; formal analysis, M.D.l.S.; investigation, M.D.l.S. and R.N.; resources, M.D.l.S. and A.I.; data curation, R.N. and A.I.; writing—original draft preparation, M.D.l.S.; writing—review and editing, M.D.l.S., R.N. and A.I.; visualization, R.N. and A.J.G.; supervision, M.D.l.S. and A.I.; project administration, M.D.l.S.; funding acquisition, M.D.l.S. and A.J.G. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by MCIU/AEI/FEDER, UE, grant number RTI2018-094902-B-C22 and the APC was funded by RTI2018-094902-B-C22.

Acknowledgments

The authors are grateful to the Spanish Government for Grants RTI2018-094336-B-I00 and RTI2018-094902-B-C22 (MCIU/AEI/FEDER, UE) and to the Basque Government for Grant IT1207-19. They also thank the Instituto de Salud Carlos III and the Spanish Ministry of Science and Innovation for Grant COV20/01213 of the Program: “Expressions of interest for the support on SARS-COV-2 and COVID 19”. The authors also thank the referees for their useful comments.

Conflicts of Interest

The authors declare no conflict of interest.

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