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Keywords = truck and shovel

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27 pages, 11947 KiB  
Article
Autonomous Swing Motion Planning and Control for the Unloading Process of Electric Rope Shovels
by Yi-Cheng Gao, Zhen-Cai Zhu and Qing-Guo Wang
Actuators 2025, 14(8), 394; https://doi.org/10.3390/act14080394 - 8 Aug 2025
Viewed by 114
Abstract
Electric rope shovels play a critical role in open-pit mining, where their automation and operational efficiency directly affect productivity. This paper presents a LiDAR-based relative positioning method to determine the spatial relationship between the ERS and mining trucks. The method utilizes dynamic DBSCAN [...] Read more.
Electric rope shovels play a critical role in open-pit mining, where their automation and operational efficiency directly affect productivity. This paper presents a LiDAR-based relative positioning method to determine the spatial relationship between the ERS and mining trucks. The method utilizes dynamic DBSCAN for noise removal and RANSAC for truck edge detection, enabling robust and accurate localization. Leveraging this positioning data, a time-optimal trajectory planning strategy is proposed specifically for autonomous swing motion during the unloading process. The planner incorporates velocity and acceleration constraints to ensure smooth and efficient movement, while obstacle avoidance mechanisms are introduced to enhance safety in constrained excavation environments. To execute the planned trajectory with high precision, a neural network-based sliding-mode controller is designed. An adaptive RBF network is integrated to improve adaptability to model uncertainties and external disturbances. Experimental results on a scaled-down prototype validate the effectiveness of the proposed positioning, planning, and control strategies in enabling accurate and autonomous swing operation for efficient unloading. Full article
(This article belongs to the Section Control Systems)
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15 pages, 1472 KiB  
Article
Intelligent Scheduling in Open-Pit Mining: A Multi-Agent System with Reinforcement Learning
by Gabriel Icarte-Ahumada and Otthein Herzog
Machines 2025, 13(5), 350; https://doi.org/10.3390/machines13050350 - 23 Apr 2025
Viewed by 930
Abstract
An important process in the mining industry is material handling, where trucks are responsible for transporting materials extracted by shovels to different locations within the mine. The decision about the destination of a truck is very important to ensure an efficient material handling [...] Read more.
An important process in the mining industry is material handling, where trucks are responsible for transporting materials extracted by shovels to different locations within the mine. The decision about the destination of a truck is very important to ensure an efficient material handling operation. Currently, this decision-making process is managed by centralized systems that apply dispatching criteria. However, this approach has the disadvantage of not providing accurate dispatching solutions due to the lack of awareness of potentially changing external conditions and the reliance on a central node. To address this issue, we previously developed a multi-agent system for truck dispatching (MAS-TD), where intelligent agents representing real-world equipment collaborate to generate schedules. Recently, we extended the MAS-TD (now MAS-TDRL) by incorporating learning capabilities and compared its performance with the original MAS-TD, which lacks learning capabilities. This comparison was made using simulated scenarios based on actual data from a Chilean open-pit mine. The results show that the MAS-TDRL generates more efficient schedules. Full article
(This article belongs to the Special Issue Key Technologies in Intelligent Mining Equipment)
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21 pages, 6971 KiB  
Article
Study on Dust Hazard Levels and Dust Suppression Technologies in Cabins of Typical Mining Equipment in Large Open-Pit Coal Mines in China
by Xiaoliang Jiao, Wei Zhou, Junpeng Zhu, Xinlu Zhao, Junlong Yan, Ruixin Wang, Yaning Li and Xiang Lu
Atmosphere 2025, 16(4), 461; https://doi.org/10.3390/atmos16040461 - 16 Apr 2025
Viewed by 722
Abstract
As the world’s largest open-pit coal producer, China faces severe dust pollution in mining operations. Cabins of mining equipment (electric shovels, haul trucks, drills) exhibit unique micro-environmental contamination due to dual-source pollution (external infiltration and internal secondary dust generation), posing severe health risks [...] Read more.
As the world’s largest open-pit coal producer, China faces severe dust pollution in mining operations. Cabins of mining equipment (electric shovels, haul trucks, drills) exhibit unique micro-environmental contamination due to dual-source pollution (external infiltration and internal secondary dust generation), posing severe health risks to miners. This study focused on electric shovel cabins at the Heidaigou open-pit coal mine to address cabin dust pollution. Through analysis of dust physicochemical properties, a pollution characteristic database was established. Field measurements and statistical methods revealed temporal–spatial variation patterns of dust concentrations, quantifying occupational exposure risks and providing theoretical foundations for dust control. A novel gradient-pressurized air purification system was developed for harsh mining conditions. Key findings include the following. (1) Both coal-shovel and rock-shovel operators were exposed to Level I (mild hazard level), with rock-shovel operators approaching Level II (moderate hazard level). (2) The system reduced respirable dust concentrations from 0.313 mg/m3 to 0.208 mg/m3 (≥33.34% improvement) in coal-shovel cabins and from 0.625 mg/m3 to 0.421 mg/m3 (≥32.64% improvement) in rock-shovel cabins. These findings offer vital guidance for optimizing cabin design, improving dust control, and developing scientific management strategies, thereby effectively protecting miners’ health and ensuring operational safety. Full article
(This article belongs to the Special Issue Air Pollution: Health Risks and Mitigation Strategies)
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18 pages, 1742 KiB  
Article
Intelligent Optimization Scheduling Strategy for Energy Consumption Reduction for Equipment in Open-Pit Mines Based on Enhanced Genetic Algorithm
by Fudong Li, Zonghao Shi, Weiqiang Ding and Yongjun Gan
Energies 2025, 18(1), 60; https://doi.org/10.3390/en18010060 - 27 Dec 2024
Cited by 1 | Viewed by 877
Abstract
To achieve a rational allocation of real-time operational equipment, such as excavators and dump trucks, in open-pit mines, and thereby enhance truck–shovel coordination, this paper addresses the challenges posed by unreasonable on-site scheduling, which includes excessive truck waiting times and prolonged excavator boom-and-dipper [...] Read more.
To achieve a rational allocation of real-time operational equipment, such as excavators and dump trucks, in open-pit mines, and thereby enhance truck–shovel coordination, this paper addresses the challenges posed by unreasonable on-site scheduling, which includes excessive truck waiting times and prolonged excavator boom-and-dipper operations. Ultimately, the paper aims to attain optimal truck–shovel coordination efficiency. To this end, we construct a scheduling optimization model, with the production capacities of trucks and shovels serving as constraints. The objective functions of this model focus on minimizing transportation costs, reducing truck waiting times, and shortening excavator boom-and-dipper operation durations. To solve this model, we have developed an improved genetic algorithm that integrates roulette wheel selection and elite preservation strategies. The experimental results of our algorithm demonstrate that it can provide a more refined operational equipment scheduling scheme, effectively decreasing truck transportation costs and enhancing equipment utilization efficiency in open-pit mines. Full article
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15 pages, 1801 KiB  
Article
Truck–Shovel vs. In-Pit Crushing and Conveying Systems in Open Pit Mines: A Technical Evaluation for Selecting the Most Effective Transportation System by System Dynamics Modeling
by Hossein Abbaspour and Carsten Drebenstedt
Logistics 2023, 7(4), 92; https://doi.org/10.3390/logistics7040092 - 5 Dec 2023
Viewed by 3939
Abstract
Backgrounds: The transportation system within any mining project, which is responsible for delivering extracted ore to the crushing units or wastes to the wasting dumps as the destinations, poses a significant challenge in mining processes. On one hand, there are various transportation systems, [...] Read more.
Backgrounds: The transportation system within any mining project, which is responsible for delivering extracted ore to the crushing units or wastes to the wasting dumps as the destinations, poses a significant challenge in mining processes. On one hand, there are various transportation systems, notably the Truck–Shovel, the traditional method, and relatively newer and less common In-Pit Crushing and Conveying (IPCC) systems. On the other hand, choosing the most suitable system for a specific mining project depends on various factors, with technical aspects being one of the most critical. While there is extensive research on the Truck–Shovel system from a technical perspective, there is relatively limited research on IPCC systems. Methods: This research aims to carry out a comparative analysis of different transportation systems, encompassing Truck–Shovel, Fixed In-Pit Crushing and Conveying (FIPCC), Semi-Fixed In-Pit Crushing and Conveying (SFIPCC), Semi-Mobile In-Pit Crushing and Conveying (SMIPCC), and Fully Mobile In-Pit Crushing and Conveying (FMIPCC) systems. To achieve this goal, a technical index is introduced, which is based on three elements: the availability and the utilization of the system, as well as the consumption of power. This index will be developed as a system dynamics model, enabling the observation of each system’s performance throughout the operational lifespan of the mine. Results: Ultimately, based on the proposed method, the most effective transportation system based on the defined technical index can be identified at any time of the project. In this research, the Truck–Shovel system generally selected as the most preferred transportation system, except for two different periods. Conclusions: This study could successfully perform the selection among different transportation systems. Nevertheless, it was modeled and performed in a deterministic environment, but still the stochastic nature of the processes can be another topic of research. Full article
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11 pages, 2676 KiB  
Article
Research on Selection and Matching of Truck-Shovel in Oversized Open-Pit Mines
by Hai Xu, Fuchun Liu, Jiangnan Liao and Taoying Liu
Appl. Sci. 2023, 13(6), 3851; https://doi.org/10.3390/app13063851 - 17 Mar 2023
Cited by 5 | Viewed by 3289
Abstract
The equipment investment is large and the annual operating cost is high in oversized open-pit mines. The rationality of the truck-shovel selection and matching has a more prominent influence on the economic benefit of mines. Therefore, we set up an optimization method of [...] Read more.
The equipment investment is large and the annual operating cost is high in oversized open-pit mines. The rationality of the truck-shovel selection and matching has a more prominent influence on the economic benefit of mines. Therefore, we set up an optimization method of truck-shovel selection for oversized open-pit mines, and developed a software system of truck-shovel matching to solve the problem of truck-shovel selection and matching for oversized open-pit mines. First, based on the likelihood statistics method to decide the reasonable quantity range of shovels in the oversized open-pit mine, the selection and matching of shovels under different production scales are realized according to the production ability equation of shovels. Then, according to the principal of deciding the truck by shovel, and by deciding the shovel equipment, the truck-shovel efficiency model is constructed, the proper bucket-to-capacity ratio is obtained in the oversized open-pit mine, and the economic range of truck matching under different shovel specifications is determined by the bucket-to-ability ratio. Finally, using this method, the software system of truck-shovel matching is developed by using C# language, which can automatically calculate the quantity of equipment and the material consumption. The results show that the reasonable number of shovels for the oversized open-pit mine should be 4~7, and the bucket-to-capacity ratio should be 4~5:1. When the annual excavation quantity of the mine is 80~150 million tons, the 35~55 m3 shovels should be the mainstream specification. The research results were applied to a new oversized open-pit mine in Tibet, China, and the problem of equipment selection was solved. Full article
(This article belongs to the Section Earth Sciences)
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25 pages, 32503 KiB  
Article
Real-Time 6-DOF Pose Estimation of Known Geometries in Point Cloud Data
by Vedant Bhandari, Tyson Govan Phillips and Peter Ross McAree
Sensors 2023, 23(6), 3085; https://doi.org/10.3390/s23063085 - 13 Mar 2023
Cited by 6 | Viewed by 5015
Abstract
The task of tracking the pose of an object with a known geometry from point cloud measurements arises in robot perception. It calls for a solution that is both accurate and robust, and can be computed at a rate that aligns with the [...] Read more.
The task of tracking the pose of an object with a known geometry from point cloud measurements arises in robot perception. It calls for a solution that is both accurate and robust, and can be computed at a rate that aligns with the needs of a control system that might make decisions based on it. The Iterative Closest Point (ICP) algorithm is widely used for this purpose, but it is susceptible to failure in practical scenarios. We present a robust and efficient solution for pose-from-point cloud estimation called the Pose Lookup Method (PLuM). PLuM is a probabilistic reward-based objective function that is resilient to measurement uncertainty and clutter. Efficiency is achieved through the use of lookup tables, which substitute complex geometric operations such as raycasting used in earlier solutions. Our results show millimetre accuracy and fast pose estimation in benchmark tests using triangulated geometry models, outperforming state-of-the-art ICP-based methods. These results are extended to field robotics applications, resulting in real-time haul truck pose estimation. By utilising point clouds from a LiDAR fixed to a rope shovel, the PLuM algorithm tracks a haul truck effectively throughout the excavation load cycle at a rate of 20 Hz, matching the sensor frame rate. PLuM is straightforward to implement and provides dependable and timely solutions in demanding environments. Full article
(This article belongs to the Special Issue Sensor Based Perception for Field Robotics)
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25 pages, 6826 KiB  
Review
Electrification Alternatives for Open Pit Mine Haulage
by Haiming Bao, Peter Knights, Mehmet Kizil and Micah Nehring
Mining 2023, 3(1), 1-25; https://doi.org/10.3390/mining3010001 - 1 Jan 2023
Cited by 22 | Viewed by 9910
Abstract
Truck-Shovel (TS) systems are the most common mining system currently used in large surface mines. They offer high productivity combined with the flexibility to be rapidly relocated and to adjust load/haul capacity and capital expenditure according to market conditions. As the world moves [...] Read more.
Truck-Shovel (TS) systems are the most common mining system currently used in large surface mines. They offer high productivity combined with the flexibility to be rapidly relocated and to adjust load/haul capacity and capital expenditure according to market conditions. As the world moves to decarbonise as part of the transition to net zero emission targets, it is relevant to examine options for decarbonising the haulage systems in large surface mines. In-Pit Crushing and Conveying (IPCC) systems offer a smaller environmental footprint regarding emissions, but they are associated with a number of limitations related to high initial capital expenditure, capacity limits, mine planning and inflexibility during mine operation. Among the emerging technological options, innovative Trolley Assist (TA) technology promises to reduce energy consumption for lower carbon footprint mining systems. TA systems have demonstrated outstanding potential for emission reduction from their application cases. Battery and energy recovery technology advancements are shaping the evolution of TAs from diesel-electric truck-based patterns toward purely electrified BT ones. Battery Trolley (BT) systems combined with autonomous battery-electric trucks and Energy Recovery Systems (ERSs) are novel and capable of achieving further significant emission cuts for surface mining operations associated with safety, energy saving and operational improvements. This article reviews and compares electrification alternatives for large surface mines, including IPCC, TA and BT systems. These emerging technologies provide opportunities for mining companies and associated industries to adopt zero-emission solutions and help transition to an intelligent electric mining future. Full article
(This article belongs to the Special Issue Envisioning the Future of Mining)
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22 pages, 746 KiB  
Review
Recent Research Agendas in Mining Equipment Management: A Review
by Shi Qiang Liu, Zhaoyun Lin, Debiao Li, Xiangong Li, Erhan Kozan and Mahmoud Masoud
Mining 2022, 2(4), 769-790; https://doi.org/10.3390/mining2040043 - 16 Nov 2022
Cited by 8 | Viewed by 8856
Abstract
Nowadays, with the advancement of technological innovations and wide implementation of modern mining equipment, research topics on mining equipment management are attracting more and more attention from both academic scholars and industrial practitioners. With this background, this paper comprehensively reviews recent publications in [...] Read more.
Nowadays, with the advancement of technological innovations and wide implementation of modern mining equipment, research topics on mining equipment management are attracting more and more attention from both academic scholars and industrial practitioners. With this background, this paper comprehensively reviews recent publications in the field of mining equipment management. By analysing the characteristics of open-pit mine production and haulage equipment types, problem definitions, formulation models and solution approaches in the relevant literature, the reviewed papers are classified into three main categories, i.e., shovel–truck (ST); in-pit crushing–conveying (IPCC); and hybrid IPCC-ST systems. Research progress and characteristics in each categorized mining equipment system are discussed and evaluated, respectively. With a thorough assessment of recent research agendas, the significance of developing state-of-the-art mining equipment scheduling/timetabling methodologies is indicated, based on the application of classical continuous-time machine scheduling theory. Promising future research directions and hotspots are also provided for researchers and practitioners in the mining industry. Full article
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13 pages, 1633 KiB  
Article
Autonomous and Operator-Assisted Electric Rope Shovel Performance Study
by Ali Yaghini, Robert Hall and Derek Apel
Mining 2022, 2(4), 699-711; https://doi.org/10.3390/mining2040038 - 10 Nov 2022
Cited by 5 | Viewed by 4389
Abstract
Automation has been changing the mining industry for the past two decades. Material handling is a critical task in a mining operation, and truck-shovel handling systems are the primary method for surface mining. Mines have deployed autonomous trucks, and their positive impact on [...] Read more.
Automation has been changing the mining industry for the past two decades. Material handling is a critical task in a mining operation, and truck-shovel handling systems are the primary method for surface mining. Mines have deployed autonomous trucks, and their positive impact on both production and safety has been reported. This paper aims to study the extent to which autonomous and operator-assisted loading units could improve different aspects of a mining operation. Four different levels of automation ranging from operator-assisted swing and return to fully autonomous for a shovel were considered. A discrete event simulation model was developed and verified using detailed data from a shovel monitoring system. Later, the developed model was deployed to assess how each of the proposed technologies could improve productivity and efficiency. Results show that up to a 41% increase in production can be achieved. Both mining companies and equipment manufacturers can use the methodology and results of this study for future decision-making and product development. Full article
(This article belongs to the Special Issue Mine Automation and New Technologies)
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17 pages, 2213 KiB  
Article
Analyzing Reliability and Maintainability of Crawler Dozer BD155 Transmission Failure Using Markov Method and Total Productive Maintenance: A Novel Case Study for Improvement Productivity
by Kartick Bhushan, Somnath Chattopadhyaya, Shubham Sharma, Kamal Sharma, Changhe Li, Yanbin Zhang and Elsayed Mohamed Tag Eldin
Sustainability 2022, 14(21), 14534; https://doi.org/10.3390/su142114534 - 4 Nov 2022
Cited by 13 | Viewed by 3975
Abstract
Surface mining is the world’s most costly industry due to its enormous expenses. Reduced production is forcing mining companies to automate their equipment, predominantly heavy earth mining machinery (HEMMs), for example, dump trucks, shovels, and dozers. The backbone of pit mining is the [...] Read more.
Surface mining is the world’s most costly industry due to its enormous expenses. Reduced production is forcing mining companies to automate their equipment, predominantly heavy earth mining machinery (HEMMs), for example, dump trucks, shovels, and dozers. The backbone of pit mining is the crawler dozer, commonly known as a dozer. Crawler dozers are tracked earth-moving machines with metal blades positioned in front for pushing materials such as rocks, soil, etc. In order to survive the harsh competition, dozers must be durable and adequately maintained. Crawler dozers work under challenging conditions to avoid production delays that result in losses such as breakdowns, transmission failures, and other issues in mining operations. Transmission failures, among other issues with dozers, are one of the hardest to resolve. This study evaluates the reliability, availability, and maintainability (RAM) of a BD155 crawler dozer transmission using failure and repair data and the Markov method. A realistic case study on (BD155) transmission failure and associated subsystems has been performed. Potential approaches and alternatives are also identified to increase dependability and performance. This article also discusses best maintenance practices for minimizing transmission failures and boosting productivity. The availability of the BD155 increases to 71% from 62% using proper planning and maintenance. Full article
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22 pages, 5665 KiB  
Article
Determination of Truck–Shovel Configuration of Open-Pit Mine: A Simulation Method Based on Mathematical Model
by Yuhao Zhang, Ziyu Zhao, Lin Bi, Liming Wang and Qing Gu
Sustainability 2022, 14(19), 12338; https://doi.org/10.3390/su141912338 - 28 Sep 2022
Cited by 13 | Viewed by 5187
Abstract
The truck–shovel system is the most common material transportation system in open-pit mines. The configuration of trucks and shovels directly affects the efficiency and cost of transportation in open-pit mines. Under the condition that the types and quantities of trucks and shovels are [...] Read more.
The truck–shovel system is the most common material transportation system in open-pit mines. The configuration of trucks and shovels directly affects the efficiency and cost of transportation in open-pit mines. Under the condition that the types and quantities of trucks and shovels are known, in order to obtain the optimal configuration scheme in the open-pit mine transportation system this paper presents a method to determine the optimal scheme by conducting experiments based on the simulation truck–shovel system model in Flexsim software. We test candidate configuration schemes that are solved by the mathematical model with daily minimum production and expected profit constraints in the simulation model, and finally obtain the optimal truck–shovel configuration scheme that meets the ore output requirements of each loading point. Through simulation experiments, the daily production of the optimal truck–shovel configuration scheme is 3.75% higher than that of the original mine scheme and the profit is increased by 3.85%. The results show that the open-pit truck–shovel system constructed by Flexsim has great research potential and value for the optimization of truck–shovel configuration schemes. Full article
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13 pages, 4435 KiB  
Article
Optimising Productivity and Safety of the Open Pit Loading and Haulage System with a Surge Loader
by Ignacio Andrés Osses Aguayo, Micah Nehring and G. M. Wali Ullah
Mining 2021, 1(2), 167-179; https://doi.org/10.3390/mining1020011 - 2 Aug 2021
Cited by 9 | Viewed by 14328
Abstract
The open pit mining load and haul system has been a mainstay of the mining industry for many years. While machines have increased in size and scale and automation has become an important development, there have been few innovations to the actual load [...] Read more.
The open pit mining load and haul system has been a mainstay of the mining industry for many years. While machines have increased in size and scale and automation has become an important development, there have been few innovations to the actual load and haul process itself in recent times. This research highlights some of the potential productivity and safety benefits that the incorporation of a surge loader may bring to the load and haul system through an analysis of the system, discussion of component characteristics, and mine planning aspects. The incorporation of the surge loader into open pit loading and haulage operations also enables improved safety. This is a result of a reduction in shovel–truck interactions and the reduced likelihood of truck overfilling and uneven loading. This paper details the number of mine worker deaths that a surge loader may have prevented within the Peruvian and Chilean mining industries. Full article
(This article belongs to the Special Issue Envisioning the Future of Mining)
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17 pages, 4021 KiB  
Article
Integrating Production Planning with Truck-Dispatching Decisions through Reinforcement Learning While Managing Uncertainty
by Joao Pedro de Carvalho and Roussos Dimitrakopoulos
Minerals 2021, 11(6), 587; https://doi.org/10.3390/min11060587 - 31 May 2021
Cited by 29 | Viewed by 5249
Abstract
This paper presents a new truck dispatching policy approach that is adaptive given different mining complex configurations in order to deliver supply material extracted by the shovels to the processors. The method aims to improve adherence to the operational plan and fleet utilization [...] Read more.
This paper presents a new truck dispatching policy approach that is adaptive given different mining complex configurations in order to deliver supply material extracted by the shovels to the processors. The method aims to improve adherence to the operational plan and fleet utilization in a mining complex context. Several sources of operational uncertainty arising from the loading, hauling and dumping activities can influence the dispatching strategy. Given a fixed sequence of extraction of the mining blocks provided by the short-term plan, a discrete event simulator model emulates the interaction arising from these mining operations. The continuous repetition of this simulator and a reward function, associating a score value to each dispatching decision, generate sample experiences to train a deep Q-learning reinforcement learning model. The model learns from past dispatching experience, such that when a new task is required, a well-informed decision can be quickly taken. The approach is tested at a copper–gold mining complex, characterized by uncertainties in equipment performance and geological attributes, and the results show improvements in terms of production targets, metal production, and fleet management. Full article
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21 pages, 8331 KiB  
Article
A Framework for Open-Pit Mine Production Scheduling under Semi-Mobile In-Pit Crushing and Conveying Systems with the High-Angle Conveyor
by Dingbang Liu and Yashar Pourrahimian
Mining 2021, 1(1), 59-79; https://doi.org/10.3390/mining1010005 - 13 Apr 2021
Cited by 19 | Viewed by 6944
Abstract
In-pit crushing and conveying (IPCC) systems have drawn attention to the modern mining industry due to the numerous benefits than conventional truck-and-shovel systems. However, the implementation of the IPCC system can reduce mining flexibility and introduce additional mining sequence requirements. This paper investigates [...] Read more.
In-pit crushing and conveying (IPCC) systems have drawn attention to the modern mining industry due to the numerous benefits than conventional truck-and-shovel systems. However, the implementation of the IPCC system can reduce mining flexibility and introduce additional mining sequence requirements. This paper investigates the long-term production scheduling and the crusher relocation plan of open-pit mines using a semi-mobile IPCC system and high-angle conveyor. A series of candidate high-angle conveyor locations is generated around the pit limit, with a crusher located along each conveyor line. Each conveyor location is solved independently by an integer linear programming model for making production scheduling and crushing station decisions, aiming to maximize the net present value (NPV) considering the material handling and crushing station relocation costs. The production schedule with the highest NPV and the associated conveyor and crusher location is considered the optimum or near-optimum solution. Full article
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