Exploring the Potential of Mathematical Self-Purification Models Used for Evaluating Water Quality in Rivers
Abstract
1. Introduction
2. Materials and Methods
2.1. Research Process
2.2. Protocol and Focus Questions
2.3. Systematic Search According to PRISMA
3. Results and Discussion
3.1. Research Question 1: What Are the Most Used Mathematical Models to Evaluate River Self-Purification, and What Are Their Theoretical Foundations?
3.1.1. Temporal Trends in the Publication of Studies on Self-Purification Models Used to Assess Water Quality in Rivers
3.1.2. Geographic Distribution of Studies on River Self-Purification Models
3.1.3. Analysis of Keyword Trends in Research on River Self-Purification Models
3.1.4. Most Commonly Used Mathematical Models for Evaluating Self-Purification in Rivers: Frequencies, Characteristics and Limitations
| Authors | Model | N° Articles | Theoretical Foundation | Application | Limitations |
|---|---|---|---|---|---|
| [28,62,63,71,72,73] | QUAL-UFMG | 6 | It is an adaptation of the QUAL2E model from USEPA developed by the Federal University of Minas Gerais (Portuguese: Universidade Federal de Minas Gerais, UFMG) in Brazil. The calculation is done by processing coupled differential equations in Microsoft Excel. It uses the equations from the QUAL family with the corresponding adaptations. Main parameters
| Given that the model is developed in Brazil, its application mainly focuses on tropical zones (similar to the design conditions) and in studies that require simple tools of easy access based on Excel to evaluate the impact of discharges. | It is limited to zones of tropical conditions. It has less effective precision for other climate zones [71]. According to the work of Da Luz et al. [63], for the DO calibration a good data fit was shown, but this was not the case for BOD5. This adjustment was presented due to the fact that real conditions in which effluents are discharged are unknown. The discharge of pollutant loads in a water body has to be analyzed with much caution because misinterpreted data and incorrect results compromise predominant applications [63]. |
| [18,65,74,75,76,77] | QUAL2K | 6 | The QUAL2K model is an evolution of the QUAL2E model, designed to improve water quality simulations through the inclusion of variables such as algae growth, denitrification, and an adjustment in the calculation of dissolved oxygen. Main parameters
| The application of this model is used in simulations of dissolved oxygen and biochemical oxygen demand. | If the model uses variables such as nitrogen or phosphorous, it can extend to problems with these pollutants. Also, it presents significant challenges due to the quantity of detailed data that is required, which is why the information is often very limited [18]. Many times the behavior of variables in the section studied may tend to underestimate in this case the concentration of DO [18] The adjustment to the QUAL2K model may be significantly lower [77]. |
| [64,65,78] | Streeter-Phelps | 3 | The Streeter-Phelps model is the main historical basis model from which many other models for the evaluation of water quality in rivers and other water bodies are derived through the explication of the interaction between BOD and DO. It is specially designed in response to wastewater discharges. Main parameters
| It is a model used for water quality simulation in rivers. It is a classic approach that does not include advanced technological tools. The model allows the identification of natural recovery zones and critical pollution points, considering the organic matter decomposition rate, and the process of reoxygenation. | The authors mention that for this model homogeneous, stationary, and constant flux conditions have to be assumed [64,65,78] According to the work of Díaz et al. [64], the precision of the model is lowered by the presence of diffuse sources of pollution, and in cases of high hydrodynamic complexity. According to the work of Pazmiño-Rodríguez et al. [65], neither multiple pollutants nor seasonal variability are considered. |
| [58,66] | WASP | 2 | The WASP model is a tool developed in 1980 by USEPA. It is designed to simulate various parameters and their interaction for the evaluation of water quality in such a way that the effect of pollutant loads over water bodies can be predicted. It basically uses a set of differential equations to describe transport, dispersion, and reaction of pollutants. Main parameters
| The model is used to simulate water quality under different pollution scenarios, allowing the analysis of impacts of either anthropogenic or natural pollutant loads. Speaking of environmental management, the model helps to design optimal strategies for control measures of pollutant sources such as optimal systems and for future decisions based on the information provided on water quality. | According to the work of Żelazny et al. [60], there are limitations for precise representation of extreme events, such as runoff caused by extreme rainfall. According to the work of Ma et al. [67], there is a precision dependency on input data, and on the simplification of assumptions in the behavior of the interception system. |
| [69,79] | MIKE | 2 | The MIKE model was developed in 1972 by the Danish Hydraulic Institute. It is a deterministic model that allows the simulation of fluxes in a non-permanent state within river systems, adapting both to simple and complex configurations. This model can be used to evaluate the impact of discharges on water quality in rivers, besides working as a hydraulic model for the analysis of floods. It integrates specialized modules, among which those of rainfall-runoff, advection-dispersion, and hydrodynamics are included. Main parameters Physicochemical
| It is an advanced model that allows hydrodynamic and water quality simulation in water bodies, evaluating diverse pollutant dispersion scenarios, such as the optimal location of pumping stations. The model analyzes self-purification processes, identifies critical pollution zones, and allows the design of environmental management strategies for improving water quality. | According to the work of S. Han et al. [79], the precision of the model depends on the quantity of input data. Also, the accuracy of the predictions may be affected by the complexity of the fluvial system that may require simplifications. According to the work of H. Wang et al. [69], the model is limited by the accuracy and availability of input data. The unidimensionality of the MIKE 11 model may not fully capture the complexity of fluvial systems with significant tridimensional variations. |
3.2. Research Question 2: What Are the Most Relevant Variables Used in Self-Purification Models, and How Do They Influence the Prediction of Water Quality?
3.3. Research Question 3: What Are the Strengths and Weaknesses of the Self-Purification Models in Polluted Rivers?
3.4. Final Considerations Between Models
3.5. Recent Developments and Prospects for Self-Purification Models
Recent Advances and Perspectives for Self-Purification Models
3.6. Applicability of the Findings Identified in the Review
3.7. Strengths, Limitations, and Knowledge Gaps
3.7.1. Fundamental Limitations: The Trade-Off Between Complexity and Utility
3.7.2. Uncertainty Analysis, Sensitivity, and Hybrid Models in Water Quality Prediction
3.7.3. Practical Implications and Recommendations for Water Management
3.8. Comparative Analysis and Methodological Limitations of the Compared Models
3.9. Future Direction of Next-Generation Research and Modeling
4. Conclusions
Author Contributions
Funding
Conflicts of Interest
References
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| Population/Problem | Pollution of rivers that affect water quality |
| Intervention | Application of models to analyze the self-purification of rivers |
| Comparison | Analysis of different river self-purification models |
| Outcomes | Determination of the most effective self-purification models, and their applicability in the restoration of water quality in rivers |
| Model | Variables | Category | Evaluation Method | Calibration | Model Robustness | Reference |
|---|---|---|---|---|---|---|
| QUAL-UFMG | BOD5, DO, Total nitrogen and its fractions, Total phosphorous and its fractions, Thermotolerant coliforms | Biochemistry, Physical chemistry, Chemistry, Microbiology | Coupled differential equations from the QUAL equations family, Microsoft Excel spreadsheet simulation. | The associated coefficients to the DO and BOD5 variables, as well as the organic matter decomposition coefficient are manually calibrated in this model. The calibration method consists of varying the coefficients until obtaining the minimum sum of squares through a process that integrates a database of observed and modeled data, making the determination of the coefficient more precise. Coefficient values described in the literature are equally considered as in Pani et al. [28] or in Da Luz et al. [63]. | High, as long as it is applied in tropical zones and according to the calculation of the coefficients for their appropriate calibration. | [28,63,71,73] |
| QUAL2K | pH, Temperature, Sedimentable solids, BOD5, DO, Electrical conductivity, Nitrogen (organic, ammoniacal, nitric), Phosphorous (organic, inorganic) | Physics, Biochemistry, Physical chemistry, Chemistry | Mass balance using differential equations; specific parameter analysis. | For this model, calibration is performed on the constants associated with the main variables (DO, BOD) as well as those associated with chemical and physical variables. The calibration methodology is described as a Montecarlo simulation using the GLUE method based on databases of the considered variables. Calibrations from literature are also taken into account, like Gutiérrez [73] | High, although it depends on the modeling processes and the calibration performed. | [18,65,74,76,77] |
| Streeter-Phelps | DO, BOD5 | Physical chemistry, Biochemistry | Simulates the dynamics of DO and BOD based on natural self-purification processes, including degradation and reoxygenation. | The deoxygenation (k1) and reoxygenation (k2) constants are used. These are obtained from equation calculations proposed by different authors. In De Menezes et al. [78] the equations proposed by von Sperling are used, in Pazmiño-Rodríguez et al. [65] the equations from Owen and Gibbs are used, and in Díaz et al. [64] a statistical approach is taken. | Average since it does not integrate other variables for modeling. | [64,65,78] |
| WASP | DO, BOD5, Nitrogen, Phosphorous, Suspended solids, Pathogens | Physical chemistry, Chemistry, Physics, Microbiology | The dynamic analysis allows the modeling of multiple pollutants and their interactions in water bodies. | In this model, a series of coefficients are considered according to the variables used. It is a more complex model, so only the coefficients for physical variables were calculated, while for the other variables, data were considered from the existing literature. | Average | [67,68] |
| MIKE | Velocity, Flow rate, Water level, Water quality, Sediment transport BOD5, DO, NO3-N, NH4-N, Heavy metals, Coliform bacteria | Physics, Biochemistry, Physical chemistry, Chemistry, Microbiology | 1D, 2D, and 3D detailed simulations based on advanced numerical methods. | More general coefficients are considered for each variable, they can be summarized in the diffuse convection coefficient and the matter attenuation coefficient. These are usually extracted from existing literature. For hydraulic variables, the most relevant coefficient is the Manning coefficient. | High, due to the integration of multiple modules that allow a more complete modeling. | [69,79] |
| Model | Advantages | Disadvantages |
|---|---|---|
| QUAL -UFMG | Model mostly used in Brazil for its adaptation to tropical conditions [71]. | Limited for tropical conditions, so its accuracy will be less effective in other climates [71]. |
| DO and BOD5 parameters have the greatest presence in most of the literature and studies reviewed. These 2 parameters are considered key evaluation parameters [28,62,63,71,72,73] | According to the work of Da Luz et al. [63], for the DO calibration a good data fit was shown, but this was not the case for BOD5. This adjustment was presented due to the fact that real conditions in which effluents are discharged are unknown. | |
| The QUAL-UFMG excel platform provided by this model is an easy-to-use and highly productive tool for modeling water quality. It is a bidimensional model [28,53,54,62,63,64]. | The discharge of pollutant loads in a water body has to be analyzed with much caution because misinterpreted data and incorrect results compromise predominant applications [63]. | |
| The model reproduces physical, chemical, and biological processes, considering point and diffuse inputs of pollutant loads, as well as point extractions, both consumptive and non-consumptive [62,72]. | ||
| QUAL2K | The QUAL2K model complies with the study of the behavior of water quality of surface sources. Its simulation determines the behavior of the pollutant quality in a certain time for a specific section [18,65,74,75,76,77] | If the model uses variables such as nitrogen or phosphorous, it can extend to problems with these pollutants. Also, it presents significant challenges due to the quantity of detailed data that is required, which is why the information is often very limited [18]. |
| QUAL2K can estimate and simulate an unknown location of the pollution source, it provides a dynamic and accurate estimation of the following factors: TEM, EC, pH, DO, and BOD5 [76]. | Many times the behavior of variables in the section studied may tend to underestimate in this case the concentration of DO [18]. | |
| The QUAL2K model is based on differential equations for unidimensional systems, and a stationary flux. It is an efficient method to simulate water quality and hydrologic conditions in rivers, as well as in systems with diffuse pollutant loads [77]. | The adjustment to the QUAL2K model may be significantly lower [77]. | |
| This model can solve the Streeter–Phelps equation. It makes an analytic expansion for the DO and BOD5 relation. The QUAL2K model is a good approximation for estimating the BOD5 load capacity [18]. | ||
| Streeter-Phelps | It facilitates the development of other advanced numerical models like QUAL-I, II, E, and QUAL-2K. This model describes how oxygen demand decreases in a river over distance due to BOD5 degradation [78]. | It tends to overestimate the DO concentration and the efficiency of atmospheric reaeration in certain sections [65]. |
| The Streeter-Phelps classic model is a reference point in sanitary and environmental engineering, being the precursor of water quality models [64]. | The mass balance of the model is only performed at a specific point, unlike more advanced models that do it throughout the entire section [65]. | |
| It is a simple and useful model to evaluate water quality in rivers, even with limited data. It achieves a good fit in dissolved oxygen simulations with a high coefficient of determination and Nash-Sutcliffe index [65]. | It may present an error in the prediction of DO of up to 40% in some cases [65]. | |
| WASP | The WASP model can also be used for operational purposes. With advective and dispersive transport between discrete physical compartments it can be applied in 1D, 2D, or 3D for any type of water [18]. | This model does not determine the extent of the intermediate zone, because the short section of the river covered by the selected model is selected as an analysis example [18]. |
| The WASP model can handle multiple types of pollutants in one single run. It has two kinetic models: advanced toxic transformation and advanced eutrophication [18]. | The WASP model does not have adequate treatment facilities [18]. | |
| Using the model, it is possible to determine the hazards that can be generated by the facilities already present in the watersheds [18]. | ||
| MIKE | This model is responsible for analyzing complex problems with a certain precision [79]. | The specialization level has to be high for its configuration and operation, limiting the use of modeling [69]. |
| Using the water quality module, the MIKE software allows the user to create different templates of pollutant composition, which helps to achieve greater modeling accuracy [79]. | It is limited by license costs and software access, restricting its use [69]. | |
| It is widely used for hydrodynamic analysis, water quality modeling, pollutant migration, and quality improvement [79]. |
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García-Avila, F.; Sinche-Morales, A.; Sagal-Bustamante, F.; Criollo-Illescas, F.; Valdiviezo-Gonzales, L. Exploring the Potential of Mathematical Self-Purification Models Used for Evaluating Water Quality in Rivers. Earth 2025, 6, 131. https://doi.org/10.3390/earth6040131
García-Avila F, Sinche-Morales A, Sagal-Bustamante F, Criollo-Illescas F, Valdiviezo-Gonzales L. Exploring the Potential of Mathematical Self-Purification Models Used for Evaluating Water Quality in Rivers. Earth. 2025; 6(4):131. https://doi.org/10.3390/earth6040131
Chicago/Turabian StyleGarcía-Avila, Fernando, Andrés Sinche-Morales, Fátima Sagal-Bustamante, Freddy Criollo-Illescas, and Lorgio Valdiviezo-Gonzales. 2025. "Exploring the Potential of Mathematical Self-Purification Models Used for Evaluating Water Quality in Rivers" Earth 6, no. 4: 131. https://doi.org/10.3390/earth6040131
APA StyleGarcía-Avila, F., Sinche-Morales, A., Sagal-Bustamante, F., Criollo-Illescas, F., & Valdiviezo-Gonzales, L. (2025). Exploring the Potential of Mathematical Self-Purification Models Used for Evaluating Water Quality in Rivers. Earth, 6(4), 131. https://doi.org/10.3390/earth6040131

