1. Introduction
The continuous evolution of emissions regulations over the years has successfully curbed automotive exhaust emissions, contributing to cleaner and improved environment [
1,
2]. As tailpipe emissions have been progressively reduced, attention has shifted to other sources of vehicle-related emissions that are gaining relative importance, such as emissions from brakes and tyres [
3]. This has driven regulatory authorities to broaden their scope, addressing these emerging sources to ensure continued progress in emissions control and environmental protection.
The vehicle’s crankcase has been identified as an important source of harmful pollutant, especially Particulate Matter (PM) [
4,
5]. Combustion gases that bypass by piston rings during the compression and power stroke, known as blow-by gases, generate positive pressure within the engine crankcase. Additional contribution to blow-by gases can come from other components connected to the crankcase, such as turbochargers, air compressors and valve stems. These can account for up to 40% of the total blow-by gases [
6]. To prevent pressure buildup in the crankcase (which can lead to efficiency losses) the blow-by gas must be vented. In addition to combustion products, blow-by gases also contain oil mist from the crankcase, which, if left untreated, could significantly impact oil consumption. Early blow-by control systems primarily focused on recovering oil using various types of separators [
5,
7]. Once filtered, the blow-by gas can either be vented to the atmosphere through Open Crankcase Ventilation (OCV) or routed back to the intake system via Closed Crankcase Ventilation (CCV).
The use of CCV systems is universally adopted in light-duty applications, where their implementation is mandated by regulations. In contrast, heavy-duty applications often utilize OCV systems, as they are permitted and preferred to reduce maintenance demands over the extended operational lifespan of these vehicles. Over time, oil escaping the separator can lead to fouling of critical components such as the turbocharger and intercooler [
7]. To address these challenges, European regulations permit OCV systems provided that crankcase emissions are included in the overall vehicle emissions compliance testing [
8]. This regulatory flexibility ensures that crankcase emissions are accounted for while giving manufacturers the possibility to address performance and durability concerns linked to CCV systems.
Despite the increasing importance of crankcase emissions, there is limited information available in the literature. Most experimental studies have been conducted on older-generation engines with a primary focus on particulate matter (PM) emissions [
8,
9,
10,
11,
12,
13] due to the significant contribution of escaping lubricating oil in particulate mass. Recent research on Euro VI Step E [
14] and China VI [
15] technology engines has highlighted that Solid Particle Number (SPN) emissions can range from 1 × 10
11 to 3 × 10
11 #/kWh for the currently applicable 23 nm cut-off size, and up to 4 × 10
11 #/kWh for 10 nm measurements required under Euro 7. However, the cited studies either provided no details on the experimental procedures [
14] or lack a systematic approach [
15], for instance regarding sampling location (e.g., CVS vs. tailpipe) and/or types of thermal treatment applied (catalytic stripper versus evaporating tube). Nevertheless, these findings suggest that emissions from open crankcase ventilation (OCV) systems could account for as much as 66% of the allowable Euro 7 laboratory SPN emissions limit (4 × 10
11/6 × 10
11; emission over Euro 7 SPN
10 limit). There is even less information available regarding the contribution of blow-by gases to the gaseous pollutant footprint of diesel engines [
10,
13]. Existing studies have not identified any statistically significant impact of crankcase emissions on tailpipe gaseous emissions. However, the reported experimental uncertainty, while considered negligible at the time, was at levels as high as 25% of the Euro 7 laboratory NO
x limits.
The UN Regulation 49 [
16] requires that for OCV systems, crankcase emissions must be added to tailpipe emissions, either physically or mathematically, during all emissions testing, including Portable Emissions Measurement Systems (PEMS). However, it offers no guidance regarding the handling of blow-by aerosol, despite fundamental studies indicating that core soot particles coated with varying thicknesses of lubricating oil can form micron-sized particles [
12,
17]. These particles are more prone to inertial losses compared to their exhaust counterparts. Furthermore, it remains unclear whether these particles retain the charge of soot particles originating from the combustion chamber, suggesting that the material of the crankcase vent line could play a critical role. The temperature of the line may impact particles via evaporation or condensation of semi-volatile compounds. Additionally, pressure buildup may influence blow-by gas flow rates, potentially altering the relative contribution of crankcase emissions to overall exhaust emissions. This is particularly relevant for In-Service Conformity (ISC) testing, where on-board installation constraints pose challenges to effectively connecting the crankcase to the tailpipe. Such complexities may necessitate the mathematical inclusion of crankcase emissions during ISC tests. However, the regulatory approach is not explicitly defined. Perhaps more critically, blow-by flow is expected to increase over time due to piston ring wear, meaning that mathematically adding crankcase emissions from dynamometer tests of new engines may fail to accurately represent the real-world contribution of crankcase emissions in aged engines.
This study aims to present a comprehensive analysis of crankcase emissions from a Euro VI Step E truck equipped with an Open Crankcase Ventilation (OCV) system. Additionally, it seeks to evaluate the relative advantages of two approaches currently permitted under the regulations: sequential measurements during engine dynamometer testing combined with mathematical addition to In-Service Conformity (ISC) test results, and the integration of crankcase emissions into the tailpipe before the measurement point. The investigations were implemented on a chassis dynamometer to enable precise quantification of emissions. Parallel measurements were taken at the tailpipe both upstream and downstream of the crankcase vent line. This approach has the advantage of enabling real-time quantification of crankcase emissions, thus avoiding complications and uncertainties arising from potential changes in aftertreatment system performance during sequential tests. At the same time, it circumvents the need for direct characterization of crankcase emissions, which would require handling high concentrations of lube oil that could pose challenges for the instrumentation. The crankcase vent line was constructed from conductive corrugated stainless steel to prevent electrostatic losses of charged particles and heated to 110 °C (as the crankcase vent outlet temperature is typically lower than the engine oil temperature [
12]). Specific tests were conducted to examine the effects of crankcase vent line wall temperature and ambient temperature on measured crankcase emissions. Emissions were characterized under a surrogate engine dynamometer type-approval test as well as a pre-defined ISC test cycle, allowing for the evaluation of potential impacts from different operating conditions.
2. Materials and Methods
2.1. Test Vehicle
The tested vehicle was a 4 × 2 tractor. It was equipped with a 13 L, Euro VI step E certified diesel engine with a rated power of 500 hp. The engine was equipped with an open crankcase ventilation system. The reference work (Wref) over the World Harmonized Transient Cycle (WHTC) was calculated to be 34 kWh following the methodology described in regulation 595/2009 [
18]. The truck had an accumulated mileage of 207.5 thousand kilometers at the beginning of the test campaign. Both, the fuel and urea tanks were filled at the start of the test campaign using commercially available diesel (fulfilling EN590 specifications) and diesel exhaust fluid, with no refueling required throughout the duration of the tests.
The engine operated on 5 W/30 lubricating oil recommended by the OEM, which was exchanged at the designated intervals. At the time of testing, the oil was approximately halfway through its service life before the next scheduled exchange. No dedicated oil exchange took place before the test campaign.
2.2. Test Cell
The measurements were performed at the HD vehicle laboratory of the Joint Research Centre (JRC) of the European Commission, situated in Ispra (Italy) [
19]. The laboratory features a four-wheel drive, two-axle roller chassis dynamometer in a climatically controlled room. Tests were performed at ambient temperatures of 10 °C and 23 °C.
2.3. Measurement Instrumentation
Two Advanced Particle Counters (APC model 489—AVL GmbH, Graz, Austria), each equipped with both a 10 nm (internal) and a 23 nm (external) Condensation Particle Counter (CPC) were used to measure Solid Particle Number (SPN) emissions. The exhaust was initially diluted in a chopper diluter operating at 150 °C directly at the sampling location and then thermally treated in a Catalytic Stripper (CS) maintained at 350 °C. A simple mixer diluter downstream of the CS, cooled the thermally treated aerosol, bringing it within the operating temperature range of the two CPCs. One APC (APC1) employed CPCs manufactured by TSI (TSI Incorporated, Shoreview, MN, USA) while the other (APC2) featured CPCs manufactured by AVL. Both APCs operated at low dilution mode with the same Particle Concentration Reduction Factor (PCRF) set at 500.
A dedicated data logger (UniCAN 3, CSM GmbH, Filderstadt, Germany) recorded engine speed, torque and fuel consumption from the Electronic Control Unit (ECU). The exhaust flow rate was measured with a 4″ Semtech (Saline, MI, USA) Exhaust mass Flow Meter (EFM).
NOx, CO, HC, CH4 and CO2 emissions were measured with two AVL AMA i60 (AVL GmbH, Graz, Austria) analyzers sampling directly raw exhaust, upstream and downstream of the point where crankcase emissions were fed to the tailpipe.
A TSI 4040 (TSI Incorporated, Shoreview, MN, USA) flowmeter was employed in dedicated tests to directly measure the flow exiting the crankcase ventilation.
2.4. Test Setup
Figure 1 gives an overview of the experimental setup. The outlet of the aftertreatment box was connected to the EFM with a stainless metal tube of the same inner diameter (4″). Two sample probes were installed at the inlet of the EFM to connect APC
1 (measuring particles) and the heated line for AMA
1 (measuring gases). A 0.5 m long (4 mm inner diameter) stainless steel line, heated to 90 °C, was used to connect APC
1 to the sampling probe. A diffuser was installed downstream of the EFM to expand to a 5″ tube. A stainless-steel connector of 40 mm inner diameter was welded on the diffuser for the return of the crankcase ventilation to the exhaust. The crankcase was routed to this connector via a 2 m long heated line made of corrugated stainless steel (40 mm inner diameter), allowing for operation up to wall temperatures of 200 °C. The total volume of this line was ~2.5 L, which at the average measured crankcase flowrate of 85 lpm, would correspond to 1.8 s residence time at ambient temperature. The second set of analyzers, APC
2 and AMA
2, were sampling downstream of a 1 m long and 5″ tube to allow for sufficient mixing of the exhaust and crankcase gases (~8 duct diameters). APC
2 was also connected to the sampling probe via a 0.5-m-long (4 mm inner diameter) stainless steel line heated to 90 °C.
The instrumentation used in this study was calibrated at the required frequency intervals specified by the manufacturer, in accordance with regulatory requirements. To confirm the comparability of the measurement systems, a dedicated test was conducted with two APCs sampling at the same location upstream of the crankcase rerouting to the tailpipe, and two AMA analyzers sampling downstream. The two APCs demonstrated an agreement of 3%, while the gas emission measurements showed better alignment, with differences of 3% for NO
x and 4% for THC (
Figure A1). CO measurements exhibited cycle-average differences of 12%, with emissions appearing as spikes.
In some dedicated tests, before the start of the test campaign, a thermocouple was installed at the outlet of the crankcase ventilation to monitor the temperature of the vented crankcase gas. During the specific tests, the crankcase was connected to the TSI 4040 flowmeter through a 1.5 m long tygon tube of 30 mm inner diameter. A High Efficiency Particulate Air (HEPA) filter was installed at the inlet of the flowmeter to protect its flow measuring element.
2.5. Test Cycles
The truck’s crankcase emissions were evaluated using the World Harmonized Vehicle Cycle (WHVC) and using the speed and slope trace of an on-road In-Service Conformity (ISC) cycle for N3 class of vehicles on the chassis-dyno [
19]. Despite being performed in the laboratory, the regulatory requirements are consistent with European Euro VI Step E standard [
20]. This ISC-like cycle (hereinafter ISC) consists of a sequence of urban, rural and motorway segments with time-based shares of 27.1%, 26.4% and 46.5%, respectively, and average speeds of 22.9, 58.8 and 79.8 km/h. The WHVC is an implementation of the type-approval cycle (WHTC) on the chassis dynamometer.
Figure 2 compares the velocity profiles and corresponding engine maps of the two cycles. All ISC tests were performed with the engine cold, in accordance with the regulation (i.e., coolant temperature < 30 °C). Both cold and hot versions of the WHVC cycle were performed. The latter required a brief highway drive before the start of the test to ensure the coolant temperature exceeded 70 °C.
All tests were performed with a simulated payload corresponding to a gross vehicle weight of 29 tons, which corresponds to 66% of the maximum permitted laden mass (44 tons). At this payload, the total work over the ISC was calculated to be 225 kWh, equivalent to 6.6 × Wref. This value falls within the regulated range of 4 to 8 × Wref.
2.6. Test Sequence
Table 1 summarizes the sequence of tests performed along with the testing conditions. No specific conditioning protocol was implemented because the status of the aftertreatment system should not influence the crankcase emissions.
2.7. Evaluation Methodology
2.7.1. Emissions Calculation
The concentrations of the measured pollutants were determined in accordance to the European regulations [
18]. This included a dry-to-wet correction for CO and an ambient humidity correction for NO
x. The APCs reported the measured concentrations adjusted with the calibrated PCRF and the calibration factors of the connected CPCs, and normalized the results to 0 °C and 1 atm. Exhaust flows were also normalized to the same conditions. The concentrations and exhaust flow rates were time aligned and subsequently multiplied to calculate the instantaneous emission rates in s
−1. Brake power was calculated using the engine speed and torque signals provided by the ECU. No adjustment was made on the exhaust flow downstream of the crankcase return point, as the contribution was less than 1% (
Section 3.2).
Aggregate results were reported in accordance with Euro VI Step E [
20] and Euro 7 [
21] regulations. The WHVC cycles were used as surrogates for the type-approval WHTC cycles. Accordingly, WHVC results are presented as cycle-average brake-specific emissions, calculated by summing the instantaneous emission rates over the entire cycle and dividing by the total brake work. The regulatory weighting factors of 14% for WHVC cold results and 86% for WHVC hot results are applied when comparing the emissions to the applicable limits.
The aggregate ISC results were calculated according to the Moving Average Window (MAW) methodology [
20]. Evaluation started once the coolant temperature exceeded 30 °C (
Figure A2). The moving average windows (MAWs) were generated by incrementing the window length in 1-s intervals, with each window adjusted to ensure the brake work within the window matched the reference value, Wref. During testing, the time taken for the coolant temperature to rise from 30 °C to 70 °C was consistently less than 10 min. As a result, the cold start phase was defined as the set of MAWs where the coolant temperature ranged between 30 °C and 70 °C. The remaining MAWs were classified as the hot start phase. All MAWs were included in the analysis, as the average power across these windows exceeded 10% of the rated power. In total, approximately 8000 MAWs were calculated, with around 10% assigned to the cold start phase at 23 °C ambient temperature and about 16% at 10 °C ambient temperature. Emissions during the cold start phase were determined based on the 100th percentile of the cold start MAWs, while the hot start phase emissions were calculated using the 90th percentile of the hot start MAWs. To derive the final regulated emission result, a weighting factor of 14% was applied to the cold start emissions and 86% to the hot start emissions. This result was then compared to the emission threshold calculated from the applicable conformity factor for Euro VI Step E (1.63 × 6 × 10
11 = 9.78 × 10
11 #/kWh) and the Euro 7 emission limit (9 × 10
11 #/kWh).
2.7.2. Propagation of Error Calculations
Some error propagation calculations were performed to demonstrate the advantage of conducting paired tests, where crankcase emissions are derived from parallel measurements taken upstream and downstream of the crankcase return. For paired tests, crankcase emissions were simply calculated as the difference between the upstream and downstream emission rates, with measurement uncertainty determined as the standard deviation across repeated tests. The alternative approach involves conducting repeated tests upstream followed by repeated tests downstream. In this case, the measurement uncertainty for the crankcase emissions would be calculated as the square root of the sum of the squares of the standard deviations of the upstream and downstream measurements. In both approaches, the measurement uncertainty for the weighted cycle result was calculated as the square root of the sum of the squares of the standard deviations of the cold and hot results, each multiplied by their respective weighting factors, i.e., s = sqrt((0.14 × scold)2 + (0.86 × shot)2).
3. Results
3.1. Verification of the Experimental Setup’s Non-Interference on Crankcase Ventilation
The experimental setup was designed with a focus on minimizing any potential impact on the crankcase ventilation system. Particular attention was paid to limiting backpressure caused by the setup. For instance,
Figure 3 shows the measured absolute pressure at the sampling point upstream of the Exhaust Flow Meter (EFM) during an ISC cycle. During the test, the ambient pressure was 994 mbar, and the pressure variations induced by exhaust flow rate fluctuations were minimal, remaining below 6 mbar. As the crankcase ventilation system was positioned downstream of the EFM, the setup’s is expected to have even less influence on the crankcase ventilation.
3.2. Crankcase Flowrate and Temperature
Figure 4 compares the measured crankcase and exhaust flowrates over an ISC cycle. The crankcase flow was found to correlate well with the exhaust flow. In absolute terms it was approximately 1% of the exhaust flow, averaging at 6 kg/h. The measured flows were found to be in good agreement with previously published data. Crankcase flows from four US HD trucks tested under various steady-state modes, were reported to range between 1 and 6.5 kg/h, corresponding to 0.2 to 1.5% of the exhaust flow [
12]. Similarly, another study reported an average crankcase flowrate of 6.1 kg/h for a 14.6 L diesel truck tested on a chassis dyno over the EPA Urban Dynamometer Driving Schedule [
10].
The temperature at the outlet of the crankcase was found to peak at ~90 °C, being approximately 30 °C colder than that of the engine oil. The measured temperature is within the range of previously reported crankcase temperatures (50–90 °C [
5]).
3.3. Emissions Summary
Figure 5 provides an overview of the vehicle emissions, distinguishing between tailpipe emissions (light-colored bars) and crankcase emissions (dark-colored bars). The measurements confirmed that, under the tested conditions, the vehicle is fully compliant with Euro VI Step E regulations, even with crankcase emissions experimentally accounted for. Moreover, the vehicle would meet the Euro 7 limits as well. It should be emphasized, however, that the testing conditions were not designed to challenge the vehicle’s compliance but rather to characterize crankcase emissions. Furthermore, the tested DPF had accumulated approximately 200,000 km of mileage. As a result, the accumulated ash within the filter is likely to have contributed to a significant improvement in filtration efficiency [
22,
23].
No effect of ambient temperature was observed on the overall vehicle emissions when testing either at 10 °C or 23 °C. Thermocouple data indicated that the SCR temperature reached 200 °C (typically the activation point for diesel exhaust fluid dosing) within a similar timeframe (~210 s) for both test cell temperatures. Consequently, NOx emission profiles were comparable across the two ambient temperature conditions investigated. The substantially lower cold start results for the ISC test conducted at 10 °C is due to the regulatory requirement for a minimum coolant temperature of 30 °C. This requirement effectively excluded the first ~280 s of operation (compared to ~45 s at 23 °C), during which most of NOx is emitted because the SCR is not active. If the MAW analysis had started from engine ignition, the 100th percentile results at 10 °C would have been approximately 20% higher for SPN, 30% higher for CO, 10% higher for THC, and 2.7 times higher for NOx.
Crankcase emissions were largely unaffected by the ambient temperature. On average, the crankcase contributed approximately ~0.8 × 1011 #/kWh SPN23, ~1.2 × 1011 #/kWh SPN10, 30 mg/kWh NOx, 30 mg/kWh CO and 2.5 mg/kWh THC. The gaseous emissions associated with the crankcase are expected to originate directly from blow-by gases escaping the combustion chamber and being emitted into the atmosphere, bypassing the aftertreatment system entirely
An increased formation of sub-23 nm particles was observed over cold start WHVC and ISC, with SPN10 reaching as high as 2 × 1011 #/kWh. The cold start and hot start emissions over the WHVC were found to be comparable, whereas 100th tile results exceeded 90th tile results during the ISC cycle. Ultimately, the weighted results for 23 nm particles were similar between the two cycles, while the weighted emissions for 10 nm particles were 30% lower over the ISC cycle compared to the WHVC. In the context of current and upcoming emission standards, SPN and NOx emissions from the crankcase are expected to be of importance.
The brake-specific crankcase SPN emissions would correspond to an average particle concentration in the crankcase vent line of approximately 2 × 10
6 #/cm
3. At such concentrations, the coagulation rates are expected to be negligible within the residence time inside the vent line. Polydisperse coagulation calculations indicate less than a 1% change in particle concentration [
24].
5. Conclusions
The emissions from the open crankcase of a Euro VI Step E-compliant truck having a total accumulated mileage of 207,500 km were experimentally characterized in this study. Even with the inclusion of crankcase emissions, the truck remained compliant with the upcoming Euro 7 regulations under the tested conditions.
Figure 9 provides a summary of the measured crankcase emissions, expressed as a fraction of the applicable Euro VI Step E and Euro 7 emission limits during ISC testing. This effectively allows for a comparison of the two approaches allowed in the UN Regulation Number 49, namely direct measurement or mathematical addition of emissions tested over the type approval cycle (WHTC). For the tested vehicle, the emissions were very similar over WHVC and ISC, suggesting that two approaches would yield equivalent results. Statistical analysis suggested, however, that direct quantification of crankcase emissions by rerouting the crankcase to the tailpipe during ISC testing is more precise, offering the additional advantage of accounting for potential deterioration due to the wearing of piston rings.
With respect to the absolute levels, crankcase emissions were found to be relevant for SPN and NOx, accounting for up to 8% of the SPN23 budget and 4% of the NOx budget under current limits, 9.8 × 1011 #/kWh and 690 mg/kWh, respectively. With the further tightening of the limits under Euro 7, crankcase emissions are expected to become even more critical, consuming up to 10–11% of the NOx budget (260 mg/kWh) and 10–14% of the SPN10 (9 × 1011 #/kWh) would have been this still regulated.
No impact of the vent line wall temperature on the crankcase emissions was observed for the setup used. The ratio of 10 nm to 23 nm particles decreased as the engine warmed up, indicating the presence of nucleation mode particles. At cold start the mean particle size was estimated at 20 nm and with warm engine this increased to 40 nm. These nanoparticles are most likely attributed to incomplete oil combustion, which is expected to be more pronounced during engine warm-up.
Our results indicate that crankcase SPN and NOx are not negligible and should be considered during ISC testing. However, it is important to recognize the limitations of our dataset. The tested vehicle is a widely used platform in Europe. At the time of testing, its mileage was approximately 207,500 km—about 180,000 km more than the minimum required for ISC testing. Nevertheless, this single vehicle may not fully represent the emissions footprint of the broader European heavy-duty fleet equipped with OCV systems. In addition, this study does not reflect worst-case scenarios, such as elevated oil consumption and increased blow-by from piston ring wear, nor does it account for hardware differences in OCV system designs, such as variations in oil separators and the possibility of their degradation over time. This is particularly relevant given the regulatory useful life of 700,000 km for these vehicles. Therefore, further research is needed to comprehensively characterize crankcase emissions across different platforms and operating conditions. This study primarily provides insights into the relative merits of two regulatory approaches and establishes a methodology for the precise characterization of crankcase ventilation emissions, which could help refine regulatory frameworks to better address these emissions.