1. Introduction
Pakistan is highly vulnerable to flooding due to its monsoon-dominated climate, snow-fed river systems, and rapidly expanding settlements within floodplains. Rapid urbanization and land-use change have significantly increased impervious surfaces, altering natural hydrological processes and intensifying surface runoff generation at the watershed scale [
1]. Coupled with increasing storm intensity due to climate variability, these changes have amplified flood frequency and severity, making flooding one of the most destructive natural hazards worldwide [
2]. In regions such as South Asia, Southeast Asia, and East Asia, extreme flood events have caused substantial damage to infrastructure, agriculture, and human settlements [
3]. Notable flood events include the Indus Basin floods in Pakistan (2010 and 2022), the Chao Phraya River flooding in central Thailand (2011), and the Yangtze River basin floods in China (2021), all of which caused severe socio-economic disruptions and highlighted vulnerabilities in existing flood management systems [
4,
5,
6]. These flood risks are further exacerbated by changes in rainfall patterns and runoff response, which directly influence flow regimes and hydraulic behavior in riverine systems.
Many examples of overflow during high inflows of monsoons and upstream glacial melt may be seen with special reference to the Indus River Basin, which covers most parts of Pakistan [
7]. The socio-economic implications are raised on a rather high level in the rural areas where people largely rely on agriculture as the source of livelihoods and are, therefore, more vulnerable to extended flooding [
8,
9]. Moreover, there is uncontrolled urbanization in floodplains, destruction of forests on catchment land, and inadequate management of protection infrastructure, which increases vulnerability [
10,
11]. As the problem of floods increases because of population growth and climatic changes, Pakistan has a pressing need to implement flood mitigation techniques that will be long-term. Hence, the need to be educated on hydrodynamic behaviors and the enhancement of structural and eco-engineered defense is fundamental to minimize the losses, safeguard livelihoods, and increase national resilience.
To mitigate these risks, structural and eco-engineered flood defenses such as dikes, moats, and vegetation have been widely explored. These systems influence flow dynamics by altering velocity distribution, enhancing turbulence, and promoting energy dissipation. In particular, hybrid systems combining structural and ecological elements provide a promising approach for sustainable flood mitigation.
For this purpose, researchers and scientists work on developing different types of flood mitigation measures, including structural (dike, moat, and vegetation) and non-structural [
12,
13]. Dikes, moats, and vegetation, or a combination of these structures, are the most common structural measures proposed by different researchers for effective flood management [
14,
15,
16,
17,
18,
19]. A dike acts as an obstruction to the floodwater, helping to avoid overflow and redirection of the flow. A moat serves the purpose of a retention basin that stores water for a certain period, delaying floodwater from moving downstream. Previous studies used a dike and a moat individually and in combination to investigate various flow characteristics, including energy reduction, velocity reduction, hydraulic forces, and hydraulic jump formation [
19,
20]. Vegetation of various types, based on density, spacing, and porosity, has been predominantly proposed by researchers due to its contributions to flow resistance, sediment transport, and energy reduction [
21,
22,
23,
24]. The combination of these elements (dike, moat, and vegetation) provides a defense system named a hybrid defense system, in which the dike and moat act as a hard solution while vegetation has the capability of hydraulic and ecological function, considered as a soft solution.
Eco-engineered defenses are becoming an increasingly prominent alternative across international borders as a climate-adaptable option to provide structural protection while restoring the environment [
25]. Nevertheless, the design should take into account local hydrology, sediment load, the type of vegetation, and socio-economic limitations to be technically economical, as well as feasible. For the understanding of the flow interaction with structures, researchers have used both computational fluid dynamics (CFD) and experimental modeling under varying scenarios of the flood events.
Researchers provide a precise simulation of the flow dynamics, including velocity distribution, turbulence patterns, and backwater rise around the dike, vegetation, and moat, or a combination of these structures [
26,
27,
28,
29]. Flow parameters such as water depth, velocity, and energy dissipation can be accurately measured in a reduced-scale laboratory flume under controlled replications of real-world flood scenarios. Analyses have considered not only individual elements (dikes, vegetation, or storage basins) but also combinations, although these are often not accompanied by a systematic variation in roughness or by integration of all three. An experimental investigation of the defense system provides a clearer picture of how flood mitigation is working. However, the literature continues to lack a substantive approach to hybrid systems that combine dike, moat, and vegetation under different roughness conditions, especially in situations involving sub-critical flow regimes and flooding.
Despite previous research, few studies have systematically investigated the combined influence of surface roughness in hybrid defense systems comprising a dike, a moat, and vegetation under subcritical flow conditions. This study hypothesizes that increasing surface roughness enhances turbulence generation and hydraulic resistance, leading to improved energy dissipation and delayed flood propagation. Therefore, this study aims to: (i) quantify backwater rise, energy reduction, and delay in flood arrival under varying roughness conditions; (ii) analyze hydraulic jump characteristics; and (iii) develop a predictive model for energy reduction.
2. Materials and Methods
2.1. Local Geomorphic Context and Experimental Design
The experimental framework adopted in this study is designed to represent flood conditions commonly observed in the Indus River Basin, Pakistan, where riverine flooding occurs under subcritical flow regimes within confined channels bounded by embankments. These channels are often influenced by engineered structures such as dikes and natural elements such as vegetation, which collectively alter flow dynamics and energy dissipation processes. In such geomorphic settings, floodwaters interact with surface roughness elements, including sediment deposits, vegetation, and engineered barriers, resulting in complex hydraulic behavior characterized by turbulence, backwater effects, and hydraulic jump formation. To replicate these conditions, a scaled physical model was developed using geometric and Froude similarity (see flow conditions, vegetation conditions, and modeling of dike and moat). The experimental setup integrates a hybrid defense system comprising dikes, a moat, and vegetation to simulate eco-engineered flood mitigation strategies. The selected configuration allows systematic evaluation of flow interaction with varying roughness conditions, representing real-world scenarios of floodplain and embankment-controlled flow systems.
The experimental model was developed based on geometric and dynamic similarity principles. A geometric scale ratio of 1:100 was adopted to represent prototype floodplain conditions. Dynamic similarity was ensured by maintaining Froude number equivalence between the model and the prototype, which is appropriate for free-surface flow dominated by gravity. Although complete similarity of all dimensionless parameters (e.g., Reynolds number) cannot be achieved simultaneously, the experiments were conducted under fully turbulent flow conditions to minimize viscous effects. Therefore, the model provides a reliable representation of hydraulic behavior relevant to flood flow interactions with structural and vegetative elements.
All experiments in the current research were conducted in an electronic open channel in the Water Resources Engineering Laboratory at the University of Engineering and Technology, Taxila. The channel has dimensions of 10 m in length, 0.31 m in width, and 0.5 m in height, as shown in
Figure 1a–d. The flume depth is greater than its width, which differs from natural wide river channels but is consistent with controlled laboratory studies designed to minimize lateral flow effects and ensure uniform flow conditions. This configuration represents confined-flow conditions typically observed near embankments and engineered channels, where the vertical flow structure and energy-dissipation processes are dominant. The sides of the channel are made of transparent glass. This channel consists of different parts, including a speed-controller pump, a digital flow meter, and a rail-mounted point gauge. The inlet discharge supply to the channel was measured using the digital flow meter, and the speed of the pump controller controlled the discharge. The water level throughout the desired testing section was measured through a rail-mounted point gauge. The 10 m length of the channel was divided into three sections: that is, the inlet, the testing section (4 m away from the inlet), and the outlet. At the outlet section of the channel, a storage tank was installed to recirculate water to the channel towards the inlet section.
The channel works under a flow recirculation system mechanism, where water flows from the inlet section controlled by the pump, passing through the testing section towards the outlet, and again flows towards the inlet section through large pipes installed at the storage tank. The channel has a fixed steel bed; however, for the present research, a wooden bed of 6 cm thickness (
Figure 1b) was installed to create a moat of equal size to the dike (see
Section 2.5. Modeling of Dike and Moat). The inner body of the channel was properly cleaned of contaminants, including particles/pollutants, to avoid flow disturbance before conducting experimental trials. After cleaning, the channel was operated without placing any model to select flow conditions for experimentation (see
Section 2.3. Flow Condition). Once the flow conditions were selected, a hybrid defense system comprising a dike and moat of varying roughness and vegetation was placed in the channel at a distance of 4 m from the inlet.
Each experimental condition was repeated three times to ensure repeatability and consistency of the measured parameters. The reported values of water depth, energy reduction, and backwater rise represent the average of these repeated measurements. The variation among repeated runs was found to be within ±3%, indicating good experimental reliability. Subsequently, various flow parameters, including backwater rise, energy reduction, delay in floodwater arrival, and hydraulic jump, were assessed.
2.2. Instrumentation and Uncertainty
In the present research, a rail-mounted point gauge and an electromagnetic velocity meter were employed to measure water depth and flow velocity, respectively (
Figure 1c). The point gauge and electromagnetic velocity meter provided measurement accuracies of up to ±0.1 mm and ±0.5% m/s, respectively. Before each experimental run, both instruments were calibrated according to the manufacturer’s guidelines to ensure the reliability and accuracy of the recorded data.
For the calibration of the point gauge, the reading was initially set to zero once the flow reached steady-state conditions. Subsequently, water level measurements were obtained at 10 cm intervals along the upstream and downstream sections, as well as within the defense system (dike–moat–vegetation), covering a distance of 1 m from the defense system. This interval was selected to capture detailed variations in water surface profiles across the study section.
Similarly, the electromagnetic velocity meter was reset to zero before each set of measurements. The adopted calibration and measurement procedures were consistent with those reported in previous studies. In addition, measurements for each experimental trial were repeated at multiple locations to improve the precision and consistency of the experimental results.
According to a previous study within hydraulic studies, the permissible limit of the error is ±1.5% [
30]. Considering the limitation mentioned in the previous study, the error margin in the current investigation was maintained below this optimal limit. For assessing flow parameters, the uncertainties in water depth (point-gauge) and flow velocity (electromagnetic velocity meter) were estimated using the standard error propagation method. This routine calibration of these instruments improves the reliability of the results and reduces the chance of error in calculating various flow parameters.
The uncertainty in measured parameters was estimated based on instrument precision and repeatability of observations. The propagated uncertainty in derived parameters, such as energy reduction and backwater rise, was evaluated using standard error propagation methods. The overall uncertainty in energy reduction was estimated to be within ±5%, while water depth measurements exhibited an uncertainty of ±2 mm. These uncertainty levels do not significantly affect the observed trends and conclusions of the study.
2.3. Flow Conditions
In present research, the flow conditions in the current research were replicated, considering the history of the flood event in Pakistan. Pakistan faced twenty-four major flood events, out of which the 2022 flood was the most catastrophic, resulting in excessive damage. Therefore, the replication of the flow conditions (Froude’s number: Fr) in a channel with a history of 59 years of flood events in Pakistan was studied from the Federal Flood Commission (FFC) report on their website (
https://ffc.gov.pk) and repeated visits to their head office (located in Islamabad). This dataset of the flow conditions was also replicated in previous studies by employing a defense system for flood risk management [
20,
24]. The data series of the flood events collected from FFC shows that floods generated from the Indus River have a range of Fr between 0.17 and 0.89, and a similar trend was adopted in previous studies [
31].
To replicate flow conditions in this range, the concept of Froude’s similarity was used. However, in this paper, to calculate the Fr value, water depth was measured through a point gauge, and flow velocity was measured using an electromagnetic velocity meter. The water depth was measured at different points to obtain a correct result, and a similar trend was followed for flow velocity. Therefore, in the present work, a water depth ranging from 4.5 to 9.6 cm (without a hybrid flood defense system) was measured under varying discharge conditions while keeping the channel bed slope constant (1/250). Based on the measured values of the water depth, the corresponding values obtained for Fr ranged between 0.36 and 0.60 (
Table 1).
Although historical flood events in the Indus River Basin exhibit a wider range of Froude numbers (Fr = 0.17–0.89), the present study focuses on a sub-range (Fr = 0.36–0.60) to ensure stable subcritical flow conditions within the laboratory flume. Extremely low values (Fr < 0.3) result in minimal flow interaction with the defense system, while higher values (Fr > 0.6) approach transitional conditions, which are beyond the scope of the present study. Therefore, the selected range represents typical riverine flood conditions while maintaining experimental stability. This selection may limit direct extrapolation to extreme flow regimes; however, it provides reliable insights into the subcritical flood behavior commonly observed. Several experiments were performed at each value of the Fr under varying roughness conditions to investigate different flow characteristics. All symbols and units are defined as follows: h (initial water depth, m), Fr (Froude number), Q (discharge, m3/s), Ke (equivalent roughness height, mm), G/d (vegetation density), and d (diameter of vegetation cylinder, m).
2.4. Vegetation Conditions
Previous studies reported the significant impact of vegetation on flow dynamics [
14,
32]. For this purpose, real-world vegetation located in the southern Punjab district, city of Dera Ghazi Khan (D. G. Khan), was replicated in the current study. The D. G. Khan City is located at the border of Sindh province, where excessive damage was observed in the 2022 flood in Pakistan. In the city of D. G. Khan, the Eucalyptus tree (Sufaida) is planted due to its ability to absorb water. Eucalyptus (Sufaida) vegetation was selected in this study due to its widespread presence in flood-prone regions of southern Punjab, Pakistan, particularly near the Indus River floodplain. These trees are characterized by relatively deep root systems, rigid stems, and comparatively high water uptake capacity, which contribute to bank stabilization and increased hydraulic resistance during flood events. In eco-engineered flood defense applications, such vegetation can reduce flow velocity, enhance turbulence generation, and promote energy dissipation, thereby decreasing the destructive impact of floodwater. In addition to hydraulic benefits, vegetation-based approaches may support ecological stability by reducing soil erosion, improving sediment retention, and enhancing floodplain resilience. Therefore, the selected vegetation type provides both hydraulic and ecological relevance for sustainable flood mitigation strategies. Previous research recommends the utilization of this type of tree in flood risk management [
20,
33]. This type of rigid vegetation has a height ranging between 7.6 and 14.6 m and a diameter ranging from 0.11 to 0.33 m, respectively, and a similar dimension was reported in past studies [
33]. Thus, in the current research, a scale of 1/100 was utilized to replicate the vegetation conditions using the concept of geometric similarity (
Figure 2a). Based on the geometric similarity concept, in this study, a vegetation cylinder of 0.003 m (diameter: d) was selected.
Takemura and Tanaka [
34] conducted a study examining the classification of vegetation configurations (G/d, where G: spacing between adjacent cylinders and d: diameter of a cylinder) concerning vortex street formations. Their findings indicated that Large Karman Vortices (LKV) develop when G/d is less than 0.4, whereas Primary Karman Vortex streets (PKV) form when G/d exceeds 1.8, occurring downstream of individual vegetation elements. Building upon these findings, Pasha and Tanaka [
33] further categorized vegetation configurations into three distinct types based on the thresholds established by Takemura and Tanaka [
34]: dense (G/d < 0.4), intermediate (0.4 < G/d < 1.8), and sparse (G/d > 1.8). In the current study, sparse vegetation (
Figure 2a) was utilized along with varying roughness conditions of the dike and moat. Sparse vegetation (G/d > 1.8) was selected based on previous studies indicating that this configuration promotes the formation of individual wake zones and vortex shedding, thereby enhancing energy dissipation without excessively obstructing the flow. Dense vegetation, while increasing resistance, may lead to excessive backwater rise and reduced conveyance capacity. Therefore, sparse vegetation provides an optimal balance between flow attenuation and hydraulic efficiency.
The sparse type of vegetation can be easily implemented in real-world scenarios due to its effective growth capability. The vegetation used in this study represents scaled cylindrical elements simulating
Eucalyptus (
Sufaida) trees, commonly found in flood-prone regions of southern Punjab, Pakistan. These trees are characterized by relatively rigid stems and sparse foliage, making them suitable for representing flow resistance elements in hydraulic studies. Previous research has demonstrated that such rigid vegetation significantly influences turbulence generation, velocity reduction, and energy dissipation. The selection of this vegetation type aligns with its practical applicability in eco-engineered flood management systems. Besides the density of vegetation, a previous study conducted by Pasha and Tanaka [
14] utilized a wide range of vegetation thickness (dn = 180 to 580 cm No) for investigating flow characteristics in a vegetated open channel. Therefore, in the current study, the values of dn were 180 No. Cm. The value of dn was calculated using dn =
, where D is the distance between two consecutive vegetation cylinders, and Wv is the width of the vegetation model.
2.5. Modeling of Dike and Moat
Dikes play a critical role in flood management by serving as a barrier that prevents overflow of water from natural rivers or the sea. During extreme weather scenarios, susceptible flooding can be prevented by the construction of a dike. Similarly, a moat acts as a retention aid against floodwater and can store water for a certain time. A moat enhances the delay time of floodwater arrival by storing the initial overflow through a dike. For replicating a dike and moat in the laboratory setting, a real-world dike located along the Indus River (the largest river in Pakistan, which often experiences flooding) was considered. A previous study conducted by Lakusic et al. [
35] reported that the optimal height of the embankment located along the Indus River is 4–7 m, with 1.2–1.8 m additional height of freeboard, and a similar dimension was selected by other researchers [
13,
19,
20].
Therefore, in this paper, a dike and moat were scaled down to 1/100 to replicate a physical model in a laboratory setting using the concept of geometric similarity. Considering the limitation of the channel geometry, the selected scale was chosen to replicate a dike and moat model. Thus, a dike and moat model of 6 cm in height, including freeboard, was selected for investigating various flow parameters. The dimension of the scaled-down dike and moat model is depicted in
Figure 2b. During flood scenarios, flowing water takes a different direction depending on its intensity. However, Mahtabi and Arvanaghi [
36] reported that the direction of flowing water in flood events depends upon the installation of the obstruction. Therefore, in this paper, the dike and moat models were installed in the perpendicular direction to the flow, and a similar approach was adopted in previous research [
15,
20,
37].
2.6. Roughness Conditions
When a river overtops its embankments during flooding, the overland flow encounters varying surface roughness conditions as it moves inland. Roughness plays a critical role in influencing flow velocity, depth, and energy dissipation. The roughness of the dike and moat bodies plays a significant role in enhancing their stability and flood protection. The flow around the structures is greatly influenced by roughness [
38,
39]. Previous studies reported various types of roughness conditions adopted for analyzing hydraulic phenomena [
40]. Chen et al. [
38] and Niu et al. [
41] observed various flow characteristics around the dike by introducing different roughness scenarios. Therefore, in this study, roughness conditions of the dike and moat were selected based on the consideration adopted by Gupta et al. [
40] and Benabid et al. [
42].
Moreover, the Indus River has boulder sizes ranging from 0.5 m to 4.3 m, depending upon the transition of the river (narrow gorge to wider valley) as reported by Cornwell and Hamidullah [
43]. The Indus River has an average and largest boulder size of 1.2 m and 4.3 m, respectively. The equivalent roughness height (Ke) was determined based on a scaled representation of median boulder sizes observed in the Indus River. Using geometric similarity, prototype particle sizes were converted to model scale, representing hydraulic roughness elements that influence boundary resistance and turbulence generation. This approach aligns with established methods of representing bed roughness in physical hydraulic modeling. To adopt the roughness conditions of the dike and moat, the size of the boulder located in the Indus River was replicated at a scale of 1/100 using the concept of geometric similarity.
Therefore, in this study, roughness (Ke) values of 7.22 mm, 14.32 mm, and 24.47 mm were selected, as shown in
Figure 3. To ensure the reliability of the result, roughness was induced properly over the body of the dike and moat through a layer of bitumen collected from the Taxila Institute of Transportation Engineering (TITE) laboratory. The roughness was induced at the same level on both the upstream and downstream sides of the dike and moat to promote realistic interaction of the flow with the defense system, avoid an incident jet generated behind the dike (at the center of the moat body), and minimize cavitation risk, as reported by Ead and Rajaratnam [
44].
2.7. Measurement of Energy Reduction
The reduction in floodwater energy (∆E) plays a critical role in understanding effective water management strategies and enhancing the structural resilience of flood mitigation systems, particularly under the increasing threat of extreme flood events driven by climate change. In this study, energy reduction was assessed by comparing the relative specific energy levels measured upstream and downstream of the defense system, which featured varying roughness conditions of the dike and moat. This assessment was carried out using Equation (1).
Figure 4 illustrates how flow energy reduces as it moves through the defense system. The value of ∆E was obtained by subtracting the downstream specific energy from the upstream value, providing a quantitative measure of how a defense system contributes to energy dissipation within the flow.
Here, E represents the total specific energy, z is the elevation of the channel bed, h is the flow depth, V denotes the flow velocity, g is the gravitational acceleration, and the velocity coefficient (α) is assumed to be unity, following the approach used in previous studies [
45]. Using these parameters, energy reduction was calculated through the application of Equation (2), which is based on the concept of relative specific energy.
In Equation (2), ∆E = energy reduction, E1 = specific energy on the defense system upstream side, and E2 = specific energy on the defense system downstream side.
In this study, energy reduction due to the hydraulic jump was assessed to understand the variation in the flow structure downstream of the dike (the body of the moat). The energy reduction by the hydraulic jump was calculated using
and a similar equation was used in previous studies [
45], where ∆E
j, E
1, and E
3 are the energy reduction by the hydraulic jump, specific energy at the toe end of the jump, and average specific energy after the formation of the hydraulic jump.
2.8. Development of Regression Model
The framework of deriving equations based on input and output parameters is essential for understanding the relationship between variables and predicting outcomes. In this study, a regression model was developed using MATLAB (version: R2026a) The purpose of developing the regression model was to understand the relationship between input and output parameters. Based on input parameters such as the Froude number (Fr), backwater rise (∆h/ho), and roughness (Ke), and the output parameter (energy reduction), a regression model was developed. To evaluate the robustness of the regression model, the dataset was split into training (70%) and validation (30%) subsets. The model was developed using the training dataset, while its predictive performance was assessed on the validation dataset. The results indicated consistent agreement between predicted and observed values across both datasets, suggesting strong generalization.
Given the relatively small dataset, the potential for overfitting was considered. However, the consistency of performance metrics (NSE, RMSE, MAE) across training and validation datasets indicates that overfitting is minimal. Nonetheless, future studies with larger datasets are recommended to further validate the model.
Figure 5 depicts the workflow diagram, from the experimental setup to the development of the regression model. The performance of the developed equation was assessed by considering Nash–Sutcliffe Efficiency (NSE), root mean square error (RMSE), and mean absolute error (MAE).
4. Discussion
The water surface profile shows the variation in water depth along the channel. This is important in diverse applications of engineering and hydrological applications, including the design of flood control projects, the determination of stream channel design capacity, and the analysis of open-channel flow characteristics [
48]. Profiles of water surfaces play a critical role in the determination of flood levels as well as the determination of the need to implement flood controls through the construction of levees and floodways to help ease the destruction caused and prevent the loss of lives and property [
49]. The ponding water level on the upstream side of the dike is uniform, followed by variation starting from the top of the dike, as shown in
Figure 6a–d.
The profile shows greater variation in the body of a moat; the undulation in the body of the moat increases with increasing Froude number and roughness values. Further, the water surface profile shows variation within the body of the vegetation model and becomes almost consistent at the downstream side of the vegetation. The water-surface profiles reported in this study are useful for understanding the variation in water depth upstream of the defense system under different roughnesses of the dike and moat. This variation in the water depth helps in the precise prediction of the energy backwater rise and dissipation zones. The findings show that the effect of enhanced roughness on water depth significantly increases the upstream water levels and demonstrate the pattern of trade-off between flow attenuation and floodwater storage that would be critical in the optimization of flood control designs and locations.
Figure 13 depicts a conceptual infographic illustrating the hydraulic interaction mechanism of the eco-engineered flood defense system under varying roughness conditions.
Backwater rise on the upstream side of the hydraulic structures is significant for evaluating the risk of flooding and the design of mitigation measures [
50,
51]. Therefore, the measurement of the backwater rise is a major factor in flood control, environmental protection, and the design of infrastructure. This increase in the backwater rise was due to the ponding effect of the dike located at the front end of the defense system, and a similar trend was reported by previous studies [
17,
18,
20].
The presence of the dike increases the water level on the upstream side to a certain extent, followed by the overtopping effect towards the body of the moat. Previous studies conducted by Pasha and Tanaka [
14] reported that backwater rise depends on the spacing between adjacent vegetation elements; however, the effect significantly increased with increasing Froude number. Further, Ahmed and Ghumman [
20] reported that the backwater rise effect increases with increasing water surface slope within the defense system, which was also observed in this study. The roughness of the structures greatly altered flow behavior by resisting flow due to irregularities and surface disruption [
52].
The result signifies that the roughness of the dike and moat provides greater resistance to flow by altering the flow pattern, aligning with findings of the previous study [
40,
53,
54]. Additionally, by increasing the value of Ke to 14.32 mm, it was observed that the backwater rise increased by 16% compared to the scenarios without roughness. This shows that by increasing the roughness of the dike and moat, a significant resistance to the flow is offered, influencing flow patterns from upstream of the dike to the body of the moat (downstream of the dike), and a similar trend was reported in a study conducted by Sherzai et al. [
55]. Sherzai et al. [
55] reported that the roughness on the slope of the embankment/dike significantly impacts flow velocity and erosive action.
The results obtained on the rise in backwater are of vital importance in the management of flooding risks and infrastructure. The results are useful because they enable engineers to optimize flood defense systems and advance the protection of the flood defense system by quantifying the increased water level of dike–moat–vegetation systems at different levels of flow and roughness. Additionally, the reported 16 percent rise in backwater with higher Froude numbers and roughness values suggested floodwater control and detention by the defense system. This benefits the community, agricultural lands, and urban areas from flooding while at the same time working with environmental concerns. It also advances the significance of cost-effective mitigation responses as it establishes the most cost-effective roughness.
For effective flood management and community protection, it is essential to understand flood energy reduction by minimizing floodwater volume and force, resulting in a reduction in damage to property, infrastructure, agricultural lands, and the displacement of populations [
56]. Therefore, the major objective of flood energy reduction through a defense system reported by previous studies was to reduce floodwater velocity and destructive power, thus protecting vulnerable regions [
15].
The result suggests that increasing the values of Fr minimizes the effectiveness of the defense system in dissipating floodwater energy, and improving the structure roughness greatly mitigates this reduction. The findings of this study align with previous research indicating that by increasing roughness conditions of the structures, resistance to the flow and turbulence increases, causing higher energy reduction [
57]. The decrease in energy dissipation with Fr can be explained by the domination of the inertial regime in the flows that reduces the efficiency of roughness elements to disturb the momentum of the incoming flow [
58].
The flow obstructing capability of the dike results in head loss due to redirection or partial obstruction to the flow, causing greater energy reduction in the case of increasing roughness conditions. The moat located at the downstream side of the dike acts as a dissipative basin where most of the energy loss occurs due to the formation of a hydraulic jump and the distribution of kinetic energy along different directions. Further, the vegetation model located downstream of the moat provides additional resistance to the flow, reducing the velocity gradient by enhancing turbulence, as reported by Nepf [
59,
60]. These effects are experienced more intensively as the Ke increases to form more wakes and vortex wakes, which are one of the major contributors to energy loss.
Nevertheless, the effect of roughness on the hydraulic performance of the defense system at higher Froude numbers aligns with the findings of Choi’s [
61], which state that the flow around roughness elements in high-velocity flows tends to smooth out, thereby minimizing drag forces and the energy dissipation associated with them. Therefore, these findings are consistent with the theoretical and experimental work in eco-hydraulics and green infrastructure design, reaffirming that optimized roughness configurations can substantially enhance the performance of defense systems in flood mitigation.
A hydraulic jump is the sudden change (supercritical to subcritical) in flow velocity resulting in greater turbulence and variation in the water surface. A previous study reported that the location of the hydraulic jump depends on the flow conditions [
61]. The types of jumps were selected by the range of the Froude number as reported in the previous studies [
17,
36]. Undular types of jumps usually have small undulations on the water surface and the air bubbles formed at the downstream location of the jump, and a similar trend was observed in the previous research [
62,
63]. The air bubbles formed within the hydraulic jump were due to air entrainment and a free shear layer in turbulent flow (the transition of high-velocity flow into low velocity), and this mechanism has also been reported in previous studies [
64,
65].
The result demonstrates that a lower value of roughness does not disrupt intense flow significantly; as a result, no jump formed, while only undulation was observed. The difference observed at Ke = 7.22 mm upon comparing to Ke = 0 was the undulation on the downstream side of the vegetation model, which was not observed in the latter case. This was because a greater water surface slope formed within the vegetation model by the turbulent flow in the case of roughness induced in the body of a moat, and a similar trend was reported by [
66]. According to Kazem et al. [
66], roughness in a channel significantly alters the flow structure and momentum transfer; therefore, the flow exhibits different characteristics compared to scenarios without roughness.
The formation of air bubbles indicates greater turbulence in the flow, suggesting that the low velocity was high enough to generate a localized pressure zone, resulting in bubble formation [
67]. This is a common response of turbulent flows whereby eddies and vortices are generated, disrupting the smoothness of the flow and the generation of visible surface turbulence [
68]. The result of this study demonstrates the greater influence of the dike and moat roughness conditions on the formation of the hydraulic jump. Greater roughness of the dike and moat results in an increase in the intensity of the hydraulic jump with air bubbles, promoting energy dissipation of the floodwater.
In real-world applications, moats may not always remain dry, as groundwater seepage or prolonged inundation during flood events can lead to partial or complete water filling. This condition may influence the storage capacity and hydraulic performance of the system. A water-filled moat may enhance energy dissipation through increased flow interaction, but it may also reduce its capacity to store additional floodwater. Therefore, the design of such systems should account for local hydrogeological conditions and groundwater levels.
The dike–moat–vegetation-based defense system proves effective in flood management by enhancing energy dissipation. Hydraulic jumps, observed primarily in the moat, are influenced by roughness and flow conditions. With increasing roughness (Ke), the intensity of jumps, including undular, weak, and oscillating types, increases, generating air bubbles. These bubbles indicate turbulent flow, promoting energy dissipation and helping mitigate flood impacts. The proposed defense system, comprising dike–moat–vegetation, dissipates floodwater energy by the formation of the hydraulic jump, providing an effective flood management approach. Therefore, the findings demonstrate that roughness conditions of the defense system promote greater energy reduction by the formation of undular, weak, and oscillating jumps in the body of a moat, and flow is further reduced by the vegetation models, which aid in mitigating flood damages to local communities.
The transition between various types of hydraulic jumps, including undulated, weak, and oscillating jumps, was due to the significant influence of dike and moat roughness conditions, which result in dissipating floodwater energy in an open channel. Further, researchers also reported that the formation of the hydraulic jump depends on various conditions such as roughness, bed slope, shape of the channel, and flow conditions [
69,
70]. The findings of the present paper demonstrate that roughness conditions of the dike and moat significantly enhanced energy reduction in the floodwater. Therefore, it is essential to analyze the formation of the hydraulic jump to understand its effectiveness in the design of a sustainable flood risk management framework.
The floodwater was initially restricted by a dike and moat, which created resistance to the flow due to the roughness, thus reducing the velocity of the floodwater. Besides the dike and moat, the vegetation elements located downstream of the moat further enhance resistance to the flow, improving the overall impact of the defense system on floodwater arrival, and a similar trend was studied in a previous study [
20,
37]. These results emphasize the need to optimize the roughness of the flood defense system to maximize the effectiveness of such a system on flood management. When designed and installed correctly, such defense systems can be of great assistance in preventing the catastrophic effects of flooding, especially in vulnerable locations.
In natural flood conditions, sediment-laden flows can significantly influence hydraulic behavior by modifying bed and structural roughness. The present study employs clear-water conditions to isolate the effects of structural roughness and vegetation on flow dynamics. However, in real-world scenarios, sediment deposition may occur on the surface of dikes and within moats, potentially filling surface irregularities and reducing effective roughness height (Ke). This smoothing effect can decrease flow resistance and turbulence, thereby reducing the defense system’s energy dissipation efficiency of the defense system over time. Conversely, in some cases, sediment accumulation may also create additional roughness depending on deposition patterns and particle sizes. Therefore, the hydraulic performance of eco-engineered flood defenses may evolve dynamically under sediment-laden conditions. Future studies should incorporate mobile bed conditions and sediment transport processes to evaluate the long-term performance and adaptability of such systems under realistic flood scenarios.
While the experimental model follows geometric and Froude similarity, certain scale effects remain unavoidable in physical modeling. In particular, Reynolds number similarity cannot be fully achieved, which may influence viscous effects at smaller scales. Additionally, sediment transport and vegetation flexibility in natural systems are not fully represented in the laboratory setup.
Despite these limitations, the model provides a reliable representation of flow behavior under subcritical conditions, as inertial and gravitational forces dominate the flow dynamics. Therefore, the results apply to real-world scenarios with similar hydraulic conditions, although caution should be exercised when extrapolating to highly turbulent or sediment-laden flows.
While the experimental results provide valuable insights into flow–structure interaction and energy dissipation mechanisms, certain limitations should be acknowledged. The study is based on a laboratory-scale physical model, which inherently introduces scale effects despite maintaining geometric and Froude similarity. In particular, Reynolds number similarity is not fully satisfied, which may influence viscous behavior and turbulence characteristics at smaller scales. Furthermore, the experimental setup assumes a predominantly one-dimensional flow with perpendicular alignment of the defense system relative to the incoming flow. In natural river systems, flow conditions are often three-dimensional, with oblique flow interactions, secondary currents, and channel irregularities influencing hydraulic behavior. Additionally, the study focuses exclusively on subcritical flow conditions (Fr = 0.36–0.60), which are typical of riverine flooding but do not represent extreme supercritical or transitional flow regimes. Therefore, caution should be exercised when extrapolating the findings to highly dynamic or rapidly varying flood conditions.
The regression model developed in this study demonstrates strong predictive performance, as indicated by high NSE values and low RMSE and MAE. However, the dataset used for model development consists of a limited number of experimental observations, which may introduce potential bias in parameter estimation.
Although a training–validation approach was adopted, the relatively small dataset may still pose a risk of overfitting, where the model captures dataset-specific patterns rather than generalized relationships. Despite this, the consistency of model performance across datasets suggests that the model retains reasonable predictive capability. Future work should incorporate larger datasets and additional hydraulic conditions to further validate and generalize the proposed relationship.
The findings of this study provide important insights into the design of eco-engineered flood defense systems, particularly in riverine environments where subcritical flow conditions dominate. The demonstrated influence of surface roughness on energy dissipation suggests that strategic enhancement of roughness elements, such as vegetative barriers and engineered surfaces, can significantly improve flood mitigation performance. However, field conditions are inherently more complex due to the presence of sediment transport, variable channel geometry, flexible vegetation, and unsteady flow. These factors may influence the effectiveness of the defense system differently than observed in controlled laboratory conditions. Therefore, while the results provide a strong conceptual and quantitative basis, field-scale validation is necessary before full-scale implementation.
The results of the present study are consistent with findings from computational fluid dynamics (CFD) studies, which show that increased surface roughness enhances turbulence generation and energy dissipation in open-channel flows. CFD-based investigations have also demonstrated that roughness elements contribute to vortex formation and momentum redistribution, supporting the trends observed in this experimental study.
Similarly, field-scale observations in vegetated floodplains indicate that the presence of natural and engineered roughness elements significantly reduces flow velocity and attenuates flood peaks. The agreement between experimental, numerical, and field-based findings reinforces the reliability of the observed hydraulic behavior.
However, CFD models often use idealized boundary conditions, whereas field studies account for additional complexities, such as sediment transport and vegetation deformation. Therefore, integrating experimental, numerical, and field approaches is essential for developing comprehensive flood management strategies.