From Archives to 3D Models: Managing Uncertainty with Paradata in Virtual Heritage
Abstract
1. Introduction
2. Related Works—Archival-Based 3D Reconstructions
2.1. International Case Studies
- Uncertainty handling: The project dealt with data inconsistency through cross-referencing multiple source types. However, uncertainty remained implicit, as the final visualisation does not reveal where interpretive reconstruction began.
- Paradata use: No explicit paradata or metadata annotation was implemented, meaning interpretive decisions are embedded in the model but not made visible to future users.
- Uncertainty handling: Missing walls and fragmented plans were resolved through georeferencing and interpolation between archival and physical survey data, creating a hybrid reconstruction method.
- Paradata use: The workflow implies interpretive steps, but these are not made explicit within the model or through metadata, indicating an absence of formal paradata documentation.
- Uncertainty handling: Contradictory archaeological and historical records were resolved via expert arbitration rather than automated inference.
- Paradata use: This example stands out for explicitly documenting modeling assumptions, temporal states, and exclusions, functioning as an early structured paradata system.
- Uncertainty handling: The author acknowledges the limitations of the source material and resolves missing geometry using typological analogy—comparing similar buildings to infer absent details. This creates a controlled interpretive strategy rather than free-form speculation.
- Paradata use: Although not called “paradata,” the project communicates interpretive assumptions textually in its presentation, making the reasoning behind the reconstruction partially visible to the audience—an approach close to narrative paradata.
- Uncertainty handling: Rather than freely inventing missing geometry, the authors used Palladian proportion theory as a formal interpretive method, reducing arbitrary assumptions.
- Paradata use: While no paradata table was produced, the proportional reconstruction logic itself serves as an embedded interpretive framework, making the decision logic academically traceable.
- Uncertainty handling: The Level of Reliability (LoR) framework directly addressed the issue of incomplete archival sources by encouraging explicit classification of each modeled element’s evidence base.
- Paradata use: LoR is one of the rare examples of a formalised paradata system, where interpretive uncertainty is not only acknowledged but encoded into the model structure and made visible to the viewer through colour-coded representation.
- Uncertainty handling: The workflow incorporated comparative source analysis but did not establish a standardised logic for marking uncertainty, relying instead on implicit modelling judgement.
- Paradata use: No explicit paradata or metadata layer was implemented, and interpretive choices remain embedded in the model without external documentation—illustrating precisely the methodological gap that motivates the present paper.
2.2. Hungarian Case Studies
- Uncertainty handling: Missing and fragmentary information was compensated through archaeological cross-referencing and architectural analogy, rather than documented inference protocols.
- Paradata use: No explicit paradata or decision-recording mechanism accompanied the reconstruction.
- Uncertainty handling: Colour, material texture, and ornamentation decisions had to be inferred from black-and-white photographs, resulting in aesthetic choices based on probability rather than documented evidence.
- Paradata use: While internal documentation protocols may exist within the Hauszmann reconstruction programme, no publicly accessible paradata or metadata layer accompanies the released visual material, meaning that interpretive decisions remain opaque to external users.
- Uncertainty handling: The presence of physical fragments allowed partial validation of archival drawings, but inconsistencies between drawings and material remains forced interpretive resolution by experts.
- Paradata use: Although the reconstruction process was guided by expert input and fragmentary physical evidence, no dedicated paradata structure is published alongside the visual outcome, and it remains unclear whether interpretive decisions were systematically recorded.
2.3. Synthesis
- In terms of uncertainty handling, most projects compensate for gaps through a mixture of analogy, expert judgement, or cross-referencing. Nevertheless, these strategies are rarely exposed as part of the model itself.
- In terms of paradata use, only a few examples provide structured documentation of interpretive steps, and even when such information exists, it is typically embedded in explanatory texts rather than encoded as metadata or visual cues in the model.
3. Materials and Methods
3.1. Modelling Workflow Overview
3.2. Step-by-Step Modelling Procedure
- Familiarisation with the sources
- Is all the documentation necessary for modeling available?
- Is the documentation coherent and consistent?
- If multiple design versions are included, is there one that is fully documented and therefore modelable?
- If several versions are modelable, which one will be selected for reconstruction?
- Are there any additional observations or concerns regarding the provided materials?
- 2.
- Model preparation
- Students must follow a uniform technical environment, utilizing a shared, pre-set Archicad template file (maintained by the instructor and provided to students in every semester) to ensure consistency across all models.
- The template file includes the cadastral base map of the site, into which the 3D modeling is carried out.
- In the next phase, students construct simplified 3D representations of the architectural ornaments.
- In the final modeling stage, these decorative elements are placed onto the façades of the building (see Figure 6).
- 3.
- Export for Archiving
3.3. Modelling Guidelines and Principles
- Cadastral map: Modeling was carried out using the official state cadastral map from the 2020s, as property boundaries in this part of Budapest have remained essentially unchanged since the 1870s–1890s. This continuity is due to the work of the Capital Public Works Council, founded in 1870, which laid the foundations for modern urban planning in both Pest and Buda. The Council’s efforts established the structural framework upon which the city’s present-day urban fabric is still based, enabling long-term consistency in cadastral organization [48].
- Adjustments: If necessary, students should make minor adjustments to the building plans based on the provided cadastral map. This is important because it ensures that there will be no overlaps or gaps between the models during subsequent street view visualization. In most cases, aligning buildings with the plot is not a problem. The deviation is less than 50 centimeters at most. In extreme cases, the difference between the cadastral map and the ground floor plan has been as much as 1.5 meters. In such cases, a decision is made on a case-by-case basis, with the instructor determining which geometry should be used for modeling.
- Archive documentation-driven modelling: only elements supported by archival docs were modelled. Where documentation is missing (e.g., courtyard façades), simplified geometry (only openings) was used, usually without ornamentation. Therefore, no speculative geometry is used: in cases of missing information, model elements were omitted without creative reconstruction. Based on this principle, the main façades are typically fully decorated, while the courtyard façades are often left without decorations (see Figure 8). Only the suspended corridor and a stylized railing are built in the courtyard.
- Building envelope: Only the building envelope and ornaments are modeled; internal structures are not. This is because the primary purpose of the models is external visualization.
- Simplification: During modeling, students employ the so-called main line simplification method when creating façade decorations, ensuring that model elements are not detailed in full, but rather only with their most characteristic and important lines (see Figure 9).
- Interpretive Decision-Making: When multiple design versions existed, the most completely documented version was selected. Students were encouraged to annotate interpretive choices where applicable.
4. Challenges in Archival-Based 3D Modeling
4.1. Incomplete or Inconsistent Archival Sources
4.2. Multiple Archived Versions
4.3. Technical Limitations
- Double-curved surfaces (e.g., domes or vaults) could not be created using standard modeling tools. This requires the use of Shell, Morph, or Mesh tools, which are generally more difficult for students to use.
- Floral or human motifs, typical of, e.g., Art Nouveau architecture, can only be approximated using the Morph tool, which is difficult to edit later and results in a large number of polygons, making the model difficult to handle (see Figure 14).
4.4. Educational Constraints
- Late discovery of fundamental modeling errors (e.g., wrong scaling, wrong building location, mix of different versions);
- Wasted effort due to incorrect assumptions;
- High dropout or failure rates (approximately 25% in full-time and 50% in distance-learning groups).
5. Paradata and Documentation Proposal
5.1. Decision-Level Documentation: A Practical Paradata Table
- Lightweight;
- Easy to complete during modelling,;
- Useful as a later metadata supplement for archival systems.
5.2. Proposed Structure for Paradata Integration in IFC Models
6. Conclusions
Funding
Data Availability Statement
Conflicts of Interest
References
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Project (Location) | Type of Sources | Modeling and Visualization Tools | Purpose | Main Challenge During Modeling | Ref. |
---|---|---|---|---|---|
Warsaw (Poland) | historical maps, terrestrial and aerial photographs, architectural blueprints, spatial data, and results from tachymetric measurements | CityEngine, GIMP, SketchUp (for 3D printing) | visualization | quality and completeness of archival materials | [16] |
Kilburun Fortress (Ukraine) | archive maps, archive plans and survey plans, DTM, drone survey | AutoCAD, SketchUp, Twinmotion | visualization | find the exact location | [18] |
Forum Romanum (Italy) | archeological remains, archive documentation, site survey | MultiGen Creator, Lightscape | visualization, urban simulation | lack of sources | [31] |
Synagogues (Greece) | survey plans, archive photos | unspecified | visualization, small-scale laser-cut physical model | combine different sources, a lack of drawings | [6] |
Cicogna (Italy) | archival drawings, on-site survey, proportional rules | unspecified | historical analysis, architectural interpretation | missing parts of the design, proportional accuracy | [5] |
different locations | archive plans | unspecified | visualization | uncertainty and accuracy of archived materials | [32] |
Prague (Czech Republic) | archive sketches, plans, and photos | unspecified | historical reconstruction, exhibition enhancement | limited sources, interpretive reconstruction of details | [7] |
Franciscan Friary (Hungary) | archeological remains (walls), site survey | Archiline XP, Archicad | phase-based virtual model | Multi-phase historical evolution | [33] |
József Archduke Palace (Hungary) | archival drawings, archive photos, remains structures (foundation) | unspecified | full-scale physical reconstruction | - | [34] |
Red Cross Headquarters (Hungary) | archival drawings, archive photos, and remains of structures (basement walls) | unspecified | full-scale physical reconstruction | authentic, colour-correct reconstruction | [35,36] |
Main Gate of Buda Castle (Hungary) | archival photos, drawings, samples | unspecified | full-scale physical reconstruction | - | [37,38] |
St. Stephen’s Hall (Hungary) | archival drawings, archive photos, and remains of interior | unspecified | full-scale physical reconstruction | not constructed exactly as planned (validated by photos) | [20,21,39] |
Model Part/Element | Issue/Cause of Uncertainty | Source of Modeling | Decision Taken | Interpretation | Notes |
---|---|---|---|---|---|
Façade of the courtyard | Missing courtyard elevation | Floor plans, sections | Modeled without decorative elements | Positions, geometric properties from floor plans | Typical approach within the course |
Façade of the side street | Missing elevation | Floor plans, other elevations | Modeled based on the main façade | Positions, geometric properties from floor plans | Typical approach within the course |
Window mullions | Lack of details | No source (unclear in the drawings) | Modeled without mullions | Simplified window with primary geometries | |
Multiple design versions | Necessary to choose a version due to consequential modeling | Different documentation for different versions | 1st version is modeled | Complete model for the 1st version | |
Roof | Geometric contradiction between the floor plan and the façade | Floor plan, aerial view (existing status) | Follow the geometry given by the floor plan | Complete model | Verified by the instructor |
Ifc Level | Field | Purpose | Example |
---|---|---|---|
Project | SourceType | Identifies the sources of the project | Original plans Original written docs Historical photos Historic paintings Streetview |
ModelPurpose | Identifies the primary goal of the project | Pilot project for visualization and archiving | |
ModelledBy | Traceability and copyright | Peter FEJES (Semester 2024/2025/2) | |
Instructor | Traceability | Andras HORKAI | |
Building | ModelVersion | Which version was selected and why | Model based on the 1896 plans |
SourceNote | Comments on sources | Missing courtyard façade Contradiction between the floor plan and the elevation | |
Element | LevelOfCertanitiy | Define the Level of Certainty | Exact (based on archival documentation) Inferred (based on archival documentation) Hypothetical (based on contemporary buildings or expert opinion) |
ModelingMethod | Indicates technical approach | Morph tool, Profile | |
ParadataNote (optional) | Records reasoning behind creative assumptions | The geometry of the balustrade is estimated from other contemporary buildings |
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Horkai, A. From Archives to 3D Models: Managing Uncertainty with Paradata in Virtual Heritage. Heritage 2025, 8, 441. https://doi.org/10.3390/heritage8100441
Horkai A. From Archives to 3D Models: Managing Uncertainty with Paradata in Virtual Heritage. Heritage. 2025; 8(10):441. https://doi.org/10.3390/heritage8100441
Chicago/Turabian StyleHorkai, Andras. 2025. "From Archives to 3D Models: Managing Uncertainty with Paradata in Virtual Heritage" Heritage 8, no. 10: 441. https://doi.org/10.3390/heritage8100441
APA StyleHorkai, A. (2025). From Archives to 3D Models: Managing Uncertainty with Paradata in Virtual Heritage. Heritage, 8(10), 441. https://doi.org/10.3390/heritage8100441