Abstract
This paper investigates the existence and uniqueness of solutions to a class of sequential fractional differential equations and inclusions involving the -Hilfer and -Caputo derivatives under non-separated boundary conditions. By reformulating the problems into equivalent fixed-point systems, several classical fixed-point theorems, including those of Banach, Krasnosel’ski’s, Schaefer, and the Leray–Schauder alternative, are employed to derive rigorous results. The study is further extended to the multi-valued setting, where existence results are established for both convex- and nonconvex-valued multi-functions using appropriate fixed-point techniques. Numerical examples are provided to illustrate the applicability and effectiveness of the theoretical findings.
Keywords:
(k, ψ)-Hilfer fractional derivative; (k, ψ)-Caputo fractional derivative; fractional differential equation; fractional differential inclusion; existence; uniqueness; fixed point theorems MSC:
34A08; 34B16; 34B10; 34A60
1. Introduction
Recently, fractional differential equations have garnered substantial interest due to their superior capacity to capture memory and hereditary properties in complex systems, surpassing the limitations of classical integer-order models. Although the Riemann–Liouville and Caputo derivatives remain the most commonly employed, various problems in science and engineering exhibit structural complexities that are not effectively addressed by these traditional forms. To overcome such limitations, mathematicians have introduced a range of generalized fractional derivatives—including those of Hadamard, Erdélyi–Kober, Katugampola, and others—each tailored to better suit the specific nature of the underlying problems. The Hilfer fractional derivative, introduced by R. Hilfer in [], provides a unified framework that generalizes both the Riemann–Liouville and Caputo derivatives. It is defined by an order and a parameter . Notably, the Hilfer derivative reduces to the Riemann–Liouville derivative when and to the Caputo derivative when , thereby serving as an interpolation between the two classical formulations. Fractional differential equations involving the Hilfer derivative have numerous applications; see [,] and the references therein for further details.
In the last decades, the interest in fractional differential equations and, in particular, in boundary value problems for fractional differential equations has increased. Some properties of solutions, like the existence and uniqueness of solutions for fractional boundary value problems, have been widely investigated, for example, for boundary value problems with multiple orders of fractional derivatives and integrals [], for generalized Hilfer fractional integro-differential equations [], for sequential fractional differential equations [], for sequential -Hilfer fractional differential equations [,], for ()-Hilfer fractional differential equations [] and -Hilfer generalized proportional fractional differential equations and inclusions []. The Hilfer fractional derivative, which frequently appears in the study of boundary value problems, typically requires the initial condition to be zero. This restriction significantly limits its applicability in problems involving more general boundary conditions. To address this constraint, a sequential application of Hilfer and Caputo fractional derivatives can be utilized. This method facilitates the examination of boundary value problems involving nonzero initial conditions.
Souza and Oliveira [] introduced a new fractional derivative, the -Hilfer derivative, to unify different types of fractional derivatives into a single operator. Diaz and Pariguan defined the k-gamma function and k-beta function in []. Mubeen and Habibullah, in [], introduced the k-Riemann–Liouville fractional integral operator based on the definition of the k-gamma function. In [], Romero et al. introduced the k-Riemann–Liouville fractional derivative. In [], the authors introduced the -Riemann–Liouville integral operator. In [], Kucche and Mali introduced the -Riemann–Liouville, -Caputo and -Hilfer fractional derivative operators.
Researchers have shown great interest in studying these new fractional derivatives. Studying boundary value problems for fractional differential equations with non-separated boundary conditions is very important for theoretical mathematics and practical applications. By considering non-separated boundary conditions, we take more realistic behavior into account and improve accuracy in modeling real-world phenomena.
Samadi et al. [] examined the following type of sequential fractional boundary value problem:
where and , , , , denotes the -Hilfer and -Caputo fractional derivative operators, respectively. Additionally, , represents the Riemann–Liouville fractional integral operator of order with respect to the function The function is a nonlinear continuous mapping, denotes the Riemann–Stieltjes integral with respect to a function of bounded variation .
Ahmed et al. [] investigated a class of separated boundary value problems of the following form:
where and , respectively, are the q-Caputo and q-Hilfer fractional quantum derivatives of orders , , and of type , such that with , and is a continuous function.
Focusing on the aforementioned works, this paper investigates both the k-Hilfer and the k-Caputo fractional derivatives with respect to a function, , supplemented with non-separated boundary conditions, which makes the problem under study more interesting. More precisely, we study the following problem:
where the differential operator is the -Hilfer fractional differential operator of order with the parameters . and are the -Caputo fractional differential operators of orders and , respectively, where . Moreover, , and is a continuous function. This paper seeks to demonstrate the existence and uniqueness of solutions through the application of fixed point theorems by Banach, Schaefer, and Krasnosel’ski, along with the Leray–Schauder nonlinear alternative. To showcase the effectiveness of the theoretical findings, we provide several numerical examples.
Subsequently, we extend our analysis to the multi-valued case of the nonlinear sequential -Hilfer and -Caputo fractional boundary value problem (1), given by the following:
where is a multi-valued map ( denotes the family of all nonempty subsets of ) and the other symbols are the same as defined in the problem (1). We address two distinct cases—when the right-hand side of the inclusion is convex-valued and when it is nonconvex-valued. Existence results are established using the Leray–Schauder nonlinear alternative for the former, and the Covitz–Nadler fixed point theorem for multi-valued contractions in the latter.
The structure of this paper is as follows. Section 2 provides the necessary definitions and preliminary lemmas that form the foundation of the study. In Section 3, we establish the main results by applying the Banach contraction principle to demonstrate the existence and uniqueness of solutions. Further existence results are obtained using the Leray–Schauder nonlinear alternative, Schaefer’s fixed point theorem, and Krasnosel’ski’s fixed point theorem. Section 4 addresses the multi-valued case of the sequential -Hilfer and -Caputo fractional boundary value problems, presenting corresponding existence results. Finally, several numerical examples are provided to illustrate the applicability of the theoretical results.
2. Preliminaries
In this section, we provide several fundamental definitions, lemmas, and a remark that will be employed in the subsequent analysis. For a comprehensive overview of the basic concepts and definitions in fractional calculus, the reader is referred to [,,,].
In the following, we suppose that and is a positively continuous and increasing function satisfying the condition for each .
Definition 1
(Definition 4, p. 3, []). Let and . Then the -Riemann–Liouville fractional integral of order ϑ for a function φ is defined by
Definition 2
(Definition 3.2, p. 3, []). Let and . Then the -Caputo fractional derivative of order ϑ for a function φ is defined by
where is the ceiling function of .
Definition 3
(Definition 3.2, p. 3, []). Let , and . Then the -Hilfer fractional derivative of order ϑ and type β for a function φ is defined by the following:
Lemma 1
(Lemma 4.10, p. 5, []). Let and Then,
Lemma 2.
Let and . Suppose that . Then, we have the following:
Lemma 3
(Theorems 6.3, 5,5, p. 6, []). Let , , and . Suppose that and . Then, we have the following:
Remark 1
(Definition 3.2, p. 3, []). The -Hilfer fractional derivative can be expressed in terms of the -Riemann–Liouville fractional integral as follows:
If we put , then we obtain . Moreover, we have , for and .
Lemma 4
(Theorem 4.1, p. 3, []). Let . Then,
Lemma 5.
Let with . Then, we have the following:
Proof.
Using Definition 2 and utilizing the definition of the k-Gamma function, we have the following:
where
Substituting into Equation (5) and applying Lemma 4, we have the following:
□
Lemma 6
(Theorem 4.3, p. 3, []). Let and such that . Then, we have the following:
- (i)
- (ii)
- .
The following lemma addresses a linear variant of the sequential -Hilfer and -Caputo fractional differential equations subject to non-separated boundary conditions as specified in (1). This result is instrumental in reformulating the nonlinear problem (1) into an equivalent fixed-point problem.
Lemma 7.
Assume that , , , , , , and . Then the integral expression of the solution for the following linear boundary value problem
is given by
where
Proof.
By applying the fractional integral operator to both sides of the first equation in (6) and utilizing Lemma 3, we obtain the following result:
where and . Now, by taking the fractional integral on both sides of Equation (9) and applying Lemma 2, we obtain the following:
By Lemma 5, we have the following:
From (11) and by applying the boundary conditions in the second equation of (6), we obtain the following:
Replacing the above constants and in (10), we obtain the following:
The converse of the lemma can be readily verified through direct computation, thereby completing the proof. □
3. The Single-Valued Case
Let be the Banach space of all continuous functions from to endowed with the norm .
In view of Lemma 7, we define an operator by the following:
For computational convenience, let us set the following:
and
3.1. Existence and Uniqueness Result via Banach Contraction Mapping Principle
Applying Banach’s contraction principle (Theorem 17.1, p. 187, []), we establish existence and uniqueness results for the -Hilfer and -Caputo sequential fractional boundary value problems with non-separated boundary conditions (1).
Theorem 1.
Let be a continuous function. Assume that the following condition is satisfied:
- ()
- There exists a positive real constant such thatfor all and .If
Proof.
We define and consider the set
with .
By assumption , it follows that
Let us first show that . For each and we have the following:
Therefore, we have , which implies that .
We now proceed to show that T is a contraction. For and , we have the following:
Hence, which, in view of condition (17), implies that the operator T is a contraction. Therefore, by the Banach contraction mapping principle, the operator T admits a unique fixed point. Consequently, the sequential -Hilfer and -Caputo fractional boundary value problem given in (1) has a unique solution on the interval . The proof is finished. □
3.2. Existence Result via Schaefer’s Fixed Point Theorem
Theorem 2
(Schaefer’s fixed point theorem, (Theorem 4.3.2, p. 29, [])). Let X be a Banach space. Assume that is a completely continuous operator and the set is bounded. Then T has a fixed point in
Theorem 3.
Let be a continuous function satisfying the assumption:
- ()
- There exists a real constant such that for all , ,
Then, there exists at least one solution for the -Hilfer and -Caputo sequential fractional boundary value problem (1) on .
Proof.
First, we demonstrate that the operator T is a completely continuous operator. To prove the continuity of T, let be a sequence set that in X. Then, for each , we have
from which we conclude that
This means that T is continuous.
Now, we show that the operator T maps bounded sets into bounded sets in X. Let us define
For any , we have the following:
and consequently,
Thus, T is bounded.
In order to establish the equicontinuity of , we proceed as follows: let such that . For any , we have
which implies that
independently of Consequently, the operator T is equicontinuous. Therefore, we can conclude, by the Arzelá–Ascoli theorem (Theorem 11.18, p. 181, []), that the operator T is completely continuous.
It remains to prove that the set
is bounded. In view of the hypothesis , we have the following:
Hence,
This confirms that the set V is bounded. Consequently, by Schaefer’s fixed point theorem, the operator T possesses at least one fixed point, which corresponds to a solution of problem (1), thereby completing the proof. □
3.3. Existence Result via Leray–Schauder Nonlinear Alternative
Lemma 8
(Leray–Schauder nonlinear alternative, (Theorem (4.1), p. 14, [])). Let X be a Banach space, C a closed, convex subset of X, U an open subset of C, and . Suppose that is a continuous, compact map (that is, is a relatively compact subset of C). Then either
- (i)
- T has a fixed point in , or
- (ii)
- there is a (the boundary of U in C) and with .
Theorem 4.
Let be a continuous function. Assume that the following conditions are satisfied:
- ()
- There exists a continuous, non-decreasing function and a positive continuous function such thatfor all and .
- ()
- There exists a positive constant such thatwhere is defined by (15).
Then, the -Hilfer and -Caputo sequential fractional boundary value problem (1) has at least one solution on .
Proof.
We demonstrate only the existence of an open set such that for all and , as the complete continuity of the operator T has already been established in Theorem 3.
Let be such that for some . Then, for each , we have the following:
which implies that
In view of , there is no solution such that . Let us set
Note that the operator is both continuous and completely continuous. Furthermore, due to the construction of the set U, there is no such that for any . Consequently, by applying the Leray–Schauder nonlinear alternative, we conclude that the operator T admits at least one fixed point . It follows that the -Hilfer and -Caputo sequential fractional boundary value problem (1) has at least one solution on the interval . This completes the proof. □
3.4. Existence Result via Krasnosel’ski’s Fixed Point Theorem
Theorem 5
(Theorem 4.4.1, p. 31, []). Let B be a bounded, closed, convex, and nonempty subset of a Banach space X. Let and be two operators such that:
- (i)
- whenever
- (ii)
- is compact and continuous.
- (iii)
- is a contraction mapping.
Then, there exists such that .
Proof.
We can fix and consider . We define the operators, and on as
and
For any , we find that
Thus, which implies that .
Now, we show that is a contraction mapping. From the assumption together with (20), we obtain the following:
Hence which implies that the operator is a contraction.
Continuity of implies that the operator is continuous. Also, is uniformly bounded on as
Now, we prove the compactness of the operator . In view of , we have the following:
which is independent of and tends to zero as . Thus, is relatively compact on . Hence, by the Arzelá–Ascoli Theorem (Theorem 11.18, p. 181, []), is compact on . Hence, according to the conclusion of Krasnosel’ski’s fixed point theorem, problem (1) admits at least one solution on the interval , which concludes the proof. □
3.5. Illustrative Examples for Single-Valued Case
In this section, we present several illustrative examples to demonstrate the applicability of the main results obtained in the previous section.
Example 1.
Consider the following sequential -Hilfer and -Caputo fractional boundary value problem with non-separated boundary conditions:
Here, , , , , and . We can verify that and both belong to the interval , which implies that . In addition, we have and . Therefore, the problem (21) is well-defined. The well-known relation
can be used to compute certain constants, such as , , . Naturally, the boundary value problem in (18) should be accompanied by fully specified functions. However, in order to explore the implications of the main results and demonstrate the applicability of various theorems presented in this work, we allow modifications of the involved functions across different cases. This enables a multifaceted illustration of the theorems’ utility. As for the boundary conditions, the constants can be explicitly assigned as , , , and , since the boundary conditions have been clearly stated.
Let the nonlinear unbounded Lipschitzian function be defined by
and .
Based on the parameters and conditions described above, we now compute the corresponding constant, yielding . Next, we can show that
and thus . Therefore, we have . By applying Theorem 1, we can conclude that the boundary value problem (18), involving the nonlinear function defined by (22) and , has a unique solution on the interval .
The function can be generalized by setting where . The nonlinear function is taken as given in Equation (22). By virtue of Theorem 1, and due to relation (17), we conclude that the boundary value problems (21) and (22), with , admit a unique solution, provided that .
Observe that the nonlinear Lipschitzian function in case (i) is unbounded. However, if the function is modified to be bounded, for example, as
then the analysis can proceed as follows.
The Lipschitz constant is determined to be , as for Equation (23) it holds that
However, Theorem 1 is not applicable in this case because the inequality contradicts the required assumption. On the other hand, we observe that , which leads to , satisfying inequality (20) of Theorem 6. In addition, the nonlinear function is bounded by
Therefore, the conclusion of Theorem 6 can be applied to ensure that the boundary value problem (21) with (23) has at least one solution on the interval .
A non-Lipschitzian, but bounded nonlinear function is illustrated in this case. For example, let be defined as
and
Here, we can find the constant and the nonlinear bound of as
Then and . Hence, by taking advantage of Theorem 4, and since there exists a constant satisfying inequality (19), we deduce that the boundary value problem (21) with (24) admits at least one solution on .
This case allows for the analysis of a nonlinear function that is bounded by a constant but does not satisfy the Lipschitz condition. For instance, by modifying case , the function can be expressed as
Clearly, the function presented in (25) is bounded by a constant, as demonstrated below
4. Multi-Valued Case
Let be a normed space. We denote by and the collections of all closed, bounded, compact, and compact convex subsets of X, respectively.
The set of selections of F for each is defined as
For details on multi-valued analysis, see [,,].
Definition 4.
A function is called a solution of the sequential -Hilfer and -Caputo inclusion fractional boundary value problem (2), if there exists a function with almost everywhere (a.e.) on such that ϰ satisfies the differential equation on and the boundary conditions
In the proof of the following result, we make use of the nonlinear alternative for Kakutani maps [] and the closed graph operator theorem [].
Theorem 7
(Nonlinear alternative for Kakutani maps (Theorem (8.5), p. 169, [])). Assume that is a Banach space; is a convex closed subset of U is an open subset of ; and If is an upper semi-continuous compact map, then either F has a fixed point in or there is a and with
The following lemma is used in the forthcoming result.
Lemma 9
(Theorem 2, p. 783, []). Assume that is an Carathéodory multi-valued map. If Q is a linear continuous mapping from to then the operator
is a closed graph operator in
4.1. Case 1: Convex-Valued Multi-Functions
We address the case where the multi-function F takes convex values and establish an existence result for the sequential -Hilfer and -Caputo fractional inclusion boundary value problem (2). The proof relies on the nonlinear alternative for Kakutani maps [] and the closed graph operator theorem [], assuming that F satisfies the -Carathéodory conditions.
Definition 5
(Definition 1.5, p. 142, []). A set-valued function is defined as Carathéodory if
- (i)
- the mapping is measurable for every and
- (ii)
- the function is upper semi-continuous for almost every .
Moreover, a Carathéodory function F is referred to as an -Carathéodory if
- (iii)
- for each , there exists a function such that for all with and for almost every .
Theorem 8.
Suppose that:
- The multi-function is -Carathéodory;
- There exists a nondecreasing function and a continuous function q: such that
- There exists a positive number M such that
Then, the sequential -Hilfer and -Caputo inclusion fractional boundary value problem (2) has at least one solution on
Proof.
We introduce a multi-valued operator: as
We aim to show that the operator N meets the conditions of the Leray–Schauder nonlinear alternative for Kakutani maps (Theorem 7), and we do so through several steps.
Step 1. The operator N is bounded on bounded subsets of .
Let for some , representing a bounded subset of . For each with , there exists such that
For using the assumption , we obtain
and consequently
Step 2. Bounded sets are mapped by N into equicontinuous sets of
Let and Then there exists such that
Let . Then,
as , independently of . Therefore, by the Arzelà–Ascoli theorem (Theorem 11.18, p. 181, []), the operator is completely continuous.
Step 3. The set is convex for every .
This follows directly from the fact that is convex, which holds by assumption, since the multi-function F takes convex values.
Step 4. The graph of N is closed.
Suppose , with and . We aim to demonstrate that . Note that implies the existence of such that, for every , the following holds:
For each , we must have such that
Introduce a continuous linear operator as
It is evident that as Therefore, by applying the closed graph theorem for operators (Lemma 9), it follows that is a closed graph operator. Moreover, since we have
for some Hence, the operator N possesses a closed graph. This, in turn, implies that N is upper semi-continuous, since—according to (Proposition 1.2, p. 8, [])—any completely continuous operator with a closed graph is necessarily upper semi-continuous.
Step 5. There exists an open set such that, for every and all we have
Now, suppose for some Then, there exists a function with such that for , the following holds:
Using the same reasoning as in Step 1, we find that for every
This leads to the inequality
By assumption , there exists a positive constant M such that . We now define the set
It is clear that is a multi-valued operator with compact, convex values and is upper semi-continuous. Moreover, by construction of the set no element satisfies for any
As a result, we can apply the Leray–Schauder nonlinear alternative for Kakutani-type maps (Theorem 7), which guarantees that N has a fixed point Therefore, the boundary value problem given by Equation (2) admits at least one solution on the interval completing the proof. □
4.2. Case 2: Nonconvex Valued Multi-Functions
In this section, we establish the existence of a solution to the sequential -Hilfer and -Caputo fractional boundary value inclusion problem (2) involving a non-convex valued multi-valued mapping, using the fixed point theorem for contractive multi-valued mappings proposed by Covitz and Nadler [,].
Lemma 10
(Covitz–Nadler fixed point theorem (Theorem (3.1), p. 28, [])). Let be a complete metric space. If is a contraction, then
Definition 6
(p. 28, []). Let be a metric space induced from the normed space and be defined by
where and .
Definition 7
(p. 28, []). A multi-valued mapping is said to be
- (a)
- –Lipschitz if there exists a constant such that
- (b)
- a contraction, if it is .
Proof.
We aim to show that the operator , defined by (26), fulfills the conditions of Covitz–Nadler’s fixed point theorem for multi-valued mappings (Lemma 10)
Step I. N is nonempty and closed for every
The set-valued function is measurable due to the measurable selection theorem (Theorem III.6, p. 65, []). Consequently, there exists a measurable function that selects from According to assumption we have the bound which implies that As a result, F is integrably bounded, leading to the conclusion that .
Next, we establish that for every . To do so, suppose a sequence satisfies in as Then and for each there exists corresponding selection such that
Hence, due to the compactness of the values of we can extract a subsequence (if needed) such that in This implies that and for every , we have
Thus,
Step II. Here we establish that there exists such that
Let and . Then there exists such that, for each ,
Using assumption , we obtain
Therefore, there exists an element such that
Let us define the set-valued mapping by
Since the intersection forms a measurable multi-function (as ensured by (Proposition III.4, p. 63, [])), it admits a measurable selection This means and for all , we have . Accordingly, for every , it follows that
In consequence, we obtain
which leads to
By interchanging the roles of and , we obtain
demonstrating that the operator N is a contraction. As a result, the Covitz–Nadler fixed point theorem (Lemma 10) guarantees the existence of a fixed point for This fixed point represents a solution to the sequential -Hilfer and -Caputo inclusion fractional boundary value problem given in equation (2). This concludes the proof. □
4.3. Illustrative Examples for Multi-Valued Case
Example 2.
Consider the following sequential -Hilfer and -Caputo fractional differential inclusion with non-separated boundary conditions:
It is worth noting that several constants in the boundary value problem (27) are inherited from problem (21), with the exception of the function . As a result, we obtain .
Assume that the given multi-function is presented as follows,
From the above, we can see that
Selecting (we have ) and , it can be shown that there exists a constant such that the inequality in hypothesis in Theorem 8 holds. Therefore, by invoking Theorem 8, we conclude that the sequential fractional inclusion boundary value problem (27), involving the multi-function defined in (28), admits at least one solution on the interval .
If the multi-function is defined as follows,
then it can be demonstrated that
for almost all and In addition, we can show the following relation
Then we have . Since the inequality holds, fulfilling condition of Theorem 9, and all other assumptions of the theorem are satisfied, it follows that the sequential -Hilfer and -Caputo fractional inclusion boundary value problem (27), involving the multi-function defined in (29), admits at least one solution on .
5. Conclusions
In this study, we explored fractional boundary value problems involving the -Hilfer and -Caputo types of fractional differential equations and inclusions, accompanied by non-separated boundary conditions. Initially, we addressed the case of single-valued mappings. By reformulating the original problem as a fixed-point problem, we employed several classical tools—namely, the Banach contraction principle, Schaefer’s fixed-point theorem, Krasnoselski’s fixed-point theorem, and the Leray–Schauder alternative—to derive results on existence and uniqueness.
Subsequently, we turned our attention to the multi-valued setting, analyzing both convex- and nonconvex-valued multi-valued mappings. For the convex case, we utilized the Leray–Schauder nonlinear alternative tailored for multi-valued operators to prove an existence result. In the nonconvex scenario, we applied the Covitz–Nadler fixed-point theorem suited to contractive multi-valued mappings.
We also provided numerical examples to demonstrate the validity of the theoretical findings. Although the techniques applied are well-established, their implementation within the framework of -Hilfer and -Caputo fractional differential problems with non-separated boundary conditions is novel. As far as we are aware, this work presents the first results specifically addressing boundary value problems of this nature. Therefore, our contributions are expected to advance the ongoing development in this emerging area of research.
In future studies, we intend to utilize this innovative approach to explore various types of boundary value problems involving nonzero initial conditions, as well as coupled systems of fractional differential equations that incorporate both Hilfer and Caputo fractional derivative operators.
Author Contributions
Conceptualization, S.K.N. and J.T.; methodology, F.E., N.A.H., S.K.N. and J.T.; formal analysis, F.E., N.A.H., S.K.N. and J.T.; writing—original draft preparation, F.E., N.A.H., S.K.N. and J.T. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by the National Science, Research and Innovation Fund (NSRF), and King Mongkut’s University of Technology North Bangkok with Contract No. KMUTNB-FF-66-11.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Data is contained within the article.
Conflicts of Interest
The authors declare no conflicts of interest.
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