Tempered Fractional Deterministic Learning for Online Battery State-of-Health Estimation: A Cycle-Level Benchmark Study
Abstract
1. Introduction
- A tempered fractional deterministic learning framework is formulated in which the fractional operator is introduced explicitly in the adaptation law rather than in the battery plant model. This resolves the ambiguity that often arises when fractional-order learning rules are embedded into standard nonlinear estimators.
- Two practical realizations are developed: an exact truncated tempered fractional law (TF-DL-T) and an embedded low-memory approximation (TF-DL-E), the latter providing an -memory implementation suitable for deployment-oriented battery-management applications.
- The practical roles of the two tempered variants are clarified empirically: TF-DL-E acts as a smoother and more stable online tempered adaptation mechanism, whereas TF-DL-T is shown to be more fragile and parameter-sensitive under cross-battery SOH generalization.
- The framework is validated on a NASA-derived cycle-level SOH benchmark with explicit capacity-based SOH label construction and a battery-level train/test split, and is compared against representative baselines, including Random Forest, LSTM, and BiLSTM in addition to GD-DL, TF-DL-E, and TF-DL-T [19,20,42,43].
2. Preliminaries
2.1. Deterministic Learning Theory
2.2. Tempered Fractional Calculus and Gradient Descent
2.3. Synthesis: Rationale for a Novel Fusion
- Deterministic Learning Structure: Local nonlinear dynamics of battery degradation are learned, identified under partial PE, and represented by an RBF-based learning structure;
- Tempered Fractional Adaptation: The online learning law has a tunable memory that enables the slow health evolution to be tracked in a more robust manner under noisy and nonstationary operating conditions.
3. Tempered Fractional Deterministic Learning Algorithm
3.1. Problem Formulation and TF-DL Architecture
- To identify and represent local battery degradation dynamics under recurrent operating conditions;
- To exploit the resulting model structure for online SOH estimation.
- Model development/knowledge acquisition: The estimator learns a local dynamic representation under a recurrent operating mode and stores the converged model parameters;
- Online inference: The learned model structure is used for SOH estimation, and, in the general bank-based setting, multiple stored local models may be evaluated in parallel.
3.2. TF-DL State Estimator and Exact Tempered Fractional Weight Update
3.3. Physical Interpretation of the Learned Local Model
3.4. Finite-Memory Realization and Embedded Low-Memory Surrogate
3.5. Convergence Statement and Design Implications
3.6. Knowledge Bank Construction and Online SOH Estimation
- Hard mode selection:
- Residual-weighted fusion:
| Algorithm 1 Compact TF-DL Procedure |
| Require: Training set , online/test data , TF-DL parameters, RBF dictionary Ensure: Knowledge bank , online hard-selected estimate, optional soft estimate
|
4. Experimental Results and Discussion
4.1. NASA Cycle-Level SOH Benchmark: Dataset, Label Construction, and Split
4.2. Compared Methods and Training Configuration
- RF: Random Forest using hand-crafted cycle-level features;
- LSTM: Unidirectional Long Short-Term Memory network with an eight-cycle temporal window;
- BiLSTM: Bidirectional LSTM with the same sequence window;
- GD-DL: Online RBF-based deterministic learning with instantaneous gradient adaptation;
- TF-DL-E: The proposed embedded low-memory tempered deterministic learning variant;
- TF-DL-T: The proposed exact truncated tempered fractional deterministic learning variant.
4.3. Main Quantitative Results
4.4. Battery-Level Behavior and Cross-Battery Generalization
4.5. Why TF-DL-T Fails and TF-DL-E Succeeds
4.6. Stage-Wise Performance over Early, Middle, and Late Life
4.7. Sensitivity of the Truncated Fractional Variant
4.8. Discussion and Limitations
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Appendix A. Qualitative Comparison of SOH Estimation Families
| Family | Typical Methods | Main Advantages | Main Drawbacks | Example Refs |
|---|---|---|---|---|
| Review studies | Surveys and comparative reviews | Broad taxonomy; identify open challenges in data, robustness, interpretability, and deployment | Do not provide a deployable estimator; cross-paper numerical comparisons are often not directly comparable | [1,2] |
| Classical ML | RF, boosting, feature-based regression | Fast inference; strong with engineered features; lightweight; often highly competitive on cycle-level SOH benchmarks | Depend on feature quality; weaker explicit temporal modeling; limited online adaptation | [7,8] |
| Sequence DL | LSTM, BiLSTM | Capture temporal degradation trends effectively; suitable for sequential cycle-level learning | Higher training cost; lower interpretability; can overfit or generalize poorly under cross-battery shift | [9,19,20] |
| Uncertainty-aware DL | Temporal DL with confidence estimation | Provides uncertainty information for risk-aware decisions; useful for diagnostics and maintenance planning | Added calibration and modeling complexity; may require larger datasets for reliable uncertainty estimates | [10,21] |
| Control-oriented methods | DRL, observers, hybrid estimation/control | Natural link to closed-loop BMS operation; strong connection with safety supervision and health-aware control | More tuning effort; stronger modeling assumptions; often harder to benchmark directly against offline predictive models | [11,44] |
| Proposed method | TF-DL-E/TF-DL-T | Online bank-based learning; explicit tempered forgetting; constant-memory implementation for TF-DL-E; interpretable local-model structure | On the NASA cycle-level SOH benchmark, TF-DL-E remained below RF and LSTM in raw accuracy, while TF-DL-T was weaker and more fragile; the main contribution is therefore practical online tempered adaptation rather than best absolute offline prediction | This work |
Appendix B. Abbreviations and Notation
| Abbreviation | Meaning |
|---|---|
| SOH | State of Health |
| SOC | State of Charge |
| BMS | Battery Management System |
| DL | Deterministic Learning |
| TF-DL | Tempered Fractional Deterministic Learning |
| TF-DL-E | Embedded low-memory TF-DL variant |
| TF-DL-T | Truncated exact tempered TF-DL variant |
| RBF | Radial Basis Function |
| PE | Persistence of Excitation |
| TFGD | Tempered Fractional Gradient Descent |
| RF | Random Forest |
| LSTM | Long Short-Term Memory |
| BiLSTM | Bidirectional Long Short-Term Memory |
| MAE | Mean Absolute Error |
| RMSE | Root Mean Square Error |
| MAPE | Mean Absolute Percentage Error |
| RUL | Remaining Useful Life |
| Symbol | Meaning |
|---|---|
| State or measurable feature vector at time step k | |
| Input/excitation vector at time step k | |
| Sampling period | |
| Unknown nonlinear battery-related dynamics | |
| Slowly varying latent health-related parameter vector | |
| Bounded disturbance/measurement noise | |
| Health-related quantity associated with the battery state | |
| Mapping from latent health parameters to health indicator | |
| RBF regressor vector | |
| Ideal RBF weight matrix | |
| Estimated RBF weight matrix at time step k | |
| Weight estimation error, | |
| RBF approximation error | |
| Center of the ith RBF basis function | |
| RBF width parameter | |
| Local regressor subvector associated with operating mode | |
| Window length in the partial PE condition | |
| Fractional order parameter | |
| Tempering parameter | |
| Tempered fractional kernel coefficient | |
| Tempered fractional accumulation of past gradients | |
| Truncated tempered fractional memory term | |
| Tail of the tempered kernel beyond horizon L | |
| Embedded low-memory surrogate accumulator | |
| K | Observer gain matrix |
| Adaptation gain matrix | |
| State estimation error, | |
| Instantaneous DL correction term | |
| Truncated TF-DL memory term | |
| Bank item associated with mode m | |
| Validity region/operating context of stored mode m | |
| Residual produced by the mth stored estimator | |
| Selected mode index under hard minimum-residual selection | |
| Residual-based soft weighting coefficient for mode m | |
| Residual-weighting sharpness parameter |
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| Item | Value |
|---|---|
| Data source | Processed cycle-level tabular derivative of the NASA PCoE Li-ion battery aging dataset |
| Official provenance | NASA PCoE aging dataset with charge, discharge, and impedance cycles; discharge records include capacity |
| Total rows/total batteries | 1415 rows/34 batteries |
| Target variable | Recomputed SOH, , clipped to 1.0 |
| Reference capacity | Maximum capacity over the first 5 available cycles of each battery |
| Eligibility criterion | Batteries with at least 30 cycles |
| Eligible batteries | 14 |
| Train batteries | B0006, B0007, B0018, B0029, B0042, B0043, B0044, B0046, B0053 |
| Test batteries | B0005, B0030, B0045, B0047, B0048 |
| Temporal context window | 8 cycles |
| Feature families | Cycle index, logarithmic cycle index, voltage, temperature, first differences, and short-window moving statistics |
| Compared methods | RF, LSTM, BiLSTM, GD-DL, TF-DL-E, TF-DL-T |
| Method | MAE | RMSE | MAPE (%) | Mean |
|---|---|---|---|---|
| RF | 0.0436 | 0.0496 | 6.09 | −0.5269 |
| LSTM | 0.0757 | 0.0920 | 10.12 | −4.5386 |
| TF-DL-E | 0.0966 | 0.1077 | 13.60 | −7.0355 |
| GD-DL | 0.1022 | 0.1131 | 14.39 | −7.6574 |
| TF-DL-T | 0.1123 | 0.1221 | 15.58 | −7.7074 |
| BiLSTM | 0.4004 | 0.4108 | 52.84 | −117.1091 |
| Method | B0005 | B0030 | B0045 | B0047 | B0048 |
|---|---|---|---|---|---|
| RF | 0.0200 | 0.0128 | 0.0772 | 0.0745 | 0.0635 |
| LSTM | 0.0335 | 0.0113 | 0.1318 | 0.1402 | 0.1433 |
| TF-DL-E | 0.0384 | 0.0190 | 0.2142 | 0.1520 | 0.1151 |
| GD-DL | 0.0482 | 0.0160 | 0.2214 | 0.1589 | 0.1210 |
| TF-DL-T | 0.0888 | 0.0249 | 0.2184 | 0.1575 | 0.1210 |
| BiLSTM | 0.1414 | 0.3770 | 0.5218 | 0.5007 | 0.5133 |
| Case | L | MAE | RMSE | MAPE (%) | |||
|---|---|---|---|---|---|---|---|
| Best explored | 0.8 | 0.1 | 30 | 0.2320 | 0.3199 | 25.09 | −23.4069 |
| Worst explored | 0.8 | 0.1 | 5 | 0.2859 | 0.3311 | 31.49 | −25.1342 |
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Share and Cite
Kahouli, O.; Bahou, Y.; Farah, M.; Bouzida, I. Tempered Fractional Deterministic Learning for Online Battery State-of-Health Estimation: A Cycle-Level Benchmark Study. Fractal Fract. 2026, 10, 331. https://doi.org/10.3390/fractalfract10050331
Kahouli O, Bahou Y, Farah M, Bouzida I. Tempered Fractional Deterministic Learning for Online Battery State-of-Health Estimation: A Cycle-Level Benchmark Study. Fractal and Fractional. 2026; 10(5):331. https://doi.org/10.3390/fractalfract10050331
Chicago/Turabian StyleKahouli, Omar, Younès Bahou, Moawia Farah, and Imed Bouzida. 2026. "Tempered Fractional Deterministic Learning for Online Battery State-of-Health Estimation: A Cycle-Level Benchmark Study" Fractal and Fractional 10, no. 5: 331. https://doi.org/10.3390/fractalfract10050331
APA StyleKahouli, O., Bahou, Y., Farah, M., & Bouzida, I. (2026). Tempered Fractional Deterministic Learning for Online Battery State-of-Health Estimation: A Cycle-Level Benchmark Study. Fractal and Fractional, 10(5), 331. https://doi.org/10.3390/fractalfract10050331

