Principles for Integrating the Implementation of the Sustainable Development Goals in Cities
Abstract
:1. Introduction
1.1. The Importance of Integrating the SDGs
1.2. The Difficulties of Integrating the SDGs
- The problem cannot be understood fully until a solution has been proposed: Every solution to a wicked problem reveals some new aspect of it that requires further adjustments to what has been proposed. This means there is and can be no definitive statement of “the problem”. The problem is “ill-structured”—it is composed of interrelated influences, constraints, and effects that vary with the context in which it is encountered. What “the problem” is depends on the perspective from which an answer to the question is offered; different stakeholders have fundamentally different views about what constitutes the unsatisfactory condition that constitutes the problem and warrants a response.
- There is no clear and uncontested rule for determining when to stop the effort to identify and respond: Because there is no definitive conception of the problem, there can be no definitive solution. The problem-solving process concludes when participants run out of resources—time, money, energy—and is judged to be either “better” or “worse”.
- Solutions are not right or wrong: Since no clear, consensual criterion of success exists, solutions offer outcomes that are only ”better”, “worse”, “good enough”, or “not good enough”. The adequacy of a solution depends on perception of the problem and so stakeholders assess possible solutions from within their respective organising belief systems (“worldviews”).
- Every wicked problem and solution is novel and unique: For every wicked problem, large numbers of contributing factors are embedded in a constantly-changing social context. For this reason, problems are unlikely to have been encountered previously, at least in precisely the same form. Each differs substantially from others, making every wicked problem unique. To make things worse, every attempt to solve a wicked problem has consequences that preclude its replication. People cannot learn about the problem without trying solutions, but every solution tried is costly and produces consequences that, intended or not, are apt to generate additional problems.
- The problem is consequential and there is no single clear solution: The effects of the problem are impactful and significant and so are the effects of the solution. Those facing wicked problems, as Rittel says, “have no right to be wrong”. Compounding this, it is possible that there may be no solution at all. Or there might be many solutions, none of which can be usefully compared to the others. Or there might be solutions that are never thought of. Devising any viable solution requires imagination and creativity. Settling on one requires judgment.
1.3. Reforming Governance: Key to Integrating the SDG’s
- Collective Value Judgements: SDGs are intimately linked to a series of value judgements—not just those of individuals, but also public ones that must be formed collectively [33]. How to make such value judgements is essential to the legitimacy of a sustainability governance model. However, forty years ago Rittel commented: “We do not even have a theory that tells us how to find out what might be considered a societally best state.” [25]. Fortunately, since this time there has been much theorising and research on legitimate methods for arriving at socially constructed judgements [34,35]. This governance element informs questions of input and process, and highlights the need to create a legitimate way of elevating the values of importance to each of the SDGs.
- Diverse inputs: The uncertainty that attends the diagnosis and resolution of wicked problems means that effective SDG decision-making will resist a purely technocratic approach [22]. It has been shown that attempts to do this by removing politics and value judgments results in de-emphasising important aspects of urban sustainability [16]. While the scientific, evidenced-based perspective is necessary [36], it must take the form of “map making”, not “navigating” [23]. Multiple domains of knowledge (e.g., science, traditional, lay, managerial) will have to be brought to bear in the service of sustainability [37]. Over-determining the optimal number and mix of perspectives is also problematic, both because doing so presumes a complete grasp of the boundaries of the problem [38] and also can reduce diversity [39]. While this element shapes the answers to the input governance question, it also shapes the process, in that it dictates that the method for decision-making must invite and elicit the required diversity.
- Deliberative Communication: Prescriptions of the preferred communication mode elucidate the process nature of governance questions. The most conducive mode of problem-solving and decision-making around wicked problems [40] and particularly sustainability issues, tends to be a “deliberative” one [16,41]. Deliberation is a form of communication involving the exchange of reasons between persons representing different political “discourses” (perspectives, worldviews, etc.); rational reflection; and the public justification of possible solutions, with the aim of coming to resolution or action. Deliberative discussion can confer greater legitimacy [42] and exhibits greater epistemic strength than alternatives [43]. This makes deliberation well matched to the deeply contested nature of sustainability issues [44].
- Distributed and Collaborative Power and Action: It is widely acknowledged that distributed and collaborative power will be important to making significant progress toward sustainability [44,45,46]. Centralised, “top-down” policy-making approaches have been rejected in various quarters, including the UN itself, which recommends collaboration and localisation of the SDG’s. (“…All stakeholders, acting in collaborative partnership, will implement this plan.”) [2]. Competitive mechanisms are viewed with scepticism, especially in light of the well documented failure of markets to achieve improved sustainability [47], and the critique of them as a driver of the current sustainability crisis [48,49]. Acknowledging the general unsuitability of market mechanisms for solving sustainability problems does not preclude use of them (or on “top-down” directives) as a tool for harnessing support for some goals in some cases. Nevertheless, a collaborative approach to wicked problems is desirable precisely because it is important to “make those people who are being affected into participants of the planning process. They are not merely asked but are actively involved in the planning process” [50]. Engendering such collaboration goes to the process governance question of how decisions are made, but it also has a clear implication of actual influence and power being vested in the outcomes of the collaborative process, rather than an interesting, but hollow discussion (output). This principle is evident in the recent trend toward decentralisation of the SDGs, i.e., implementing them at the local municipal level, where decision-makers are “closer to the people” [51,52]. Even in undemocratic nations, there has been a preference for local implementation [53].
- Deliberation/Weighing: Participants in a deliberative democratic process weigh reasons and arguments for and against competing options using rationality and shared values [61]. In the service of some “common good” the group seeks to arrive at a publicly justified decision or conclusion that is based on the shared judgment that the preponderance of such reasons and arguments favours one option over another. While the search for common ground is important, reaching consensus is desirable but not essential [62]. This principle of deliberation/weighing is no more than the deliberative communication element of the SD governance. In practice, the deliberative ideal can be approached in a number of ways. A wave of research over the last two decades [63], demonstrated how this principle could be achieved through elements of design and execution. Two elements were particularly relevant. The first was the use of randomly selected citizens who often knew little about the topic under deliberation or were politically inactive, but could clarify the values they held dear. This was found to be advantageous to deliberation because participants were not cognitively or emotionally anchored to a position and hence were open to potential attitude shifts on the topic [64]. Being selected by lot also increased their democratic legitimacy—they were seen to have no vested interests. The second element was the inclusion of stakeholders involved in, or affected by, the issue being deliberated, whose expertise and buy-in would be important. Stakeholders with particular expertise and perspectives, including those with credentials and others with community wisdom, can be included in the deliberations in a number of ways other than as members of the deliberating group. This included: becoming members of deliberation overseeing committees to vet information and decision rules for neutrality; contributing position papers on their perspectives; presenting their views and being cross-examined by deliberators; and/or being invited to observe the proceedings. The broader public can also be invited to participate in numerous ways such as being asked to suggest options, present them to the deliberators and respond to their questions; discuss draft recommendations with the deliberators; and/or observe the deliberation process through webcasting or as live audience Such contributions are an important element of high quality deliberation [65].
- Representation/Inclusion: As a form of democracy that pays particular attention to the deliberative communication mode, representation is important to deliberative democracy for two main reasons. Firstly, as a form of democracy, the legitimacy claim to decide on behalf of a “demos” is definitional. Secondly, the deliberative desire to weigh all arguments and perspectives on an issue of importance to a “demos” drives a search for inclusion of those perspectives as another claim to (deliberative) legitimacy [66]. These are the propelling reasons behind the preference for descriptive representation of a population when selecting participants for a deliberative governance process. This is contrasted with the substantive representation common in most electoral democracies where an elected candidate advocates for a constituency based on a pre-set policy agenda. Descriptive representation chooses representatives based on relevant political attitudes that often manifest in demographic characteristics (e.g., age, gender, socio-economic status etc.). Random selection (often with stratification for demographic characteristics to maximise representativeness) is the most common method of achieving a decision-making group who reflect the diversity of outlooks (worldviews) within the general population. This diversity directly contributes to the input diversity that is an important element of governance capable of integrating the SDGs. Additionally, such representativeness brings with it a claim of deliberative legitimacy. This legitimacy boosts the claim that any decisions from the decision-making (process) were made collectively for the common good, since the group descriptively resembles the collective. That claim can then increase the likelihood of influence and action following the deliberative decision-making by the collaborative group (output).
- Influence/Impactfulness: Although deliberative democracy is known for its focus on a particular form of political communication, it remains a form of democracy, and consequently its outputs must have influence on the governance of a group of people. This influence is sometimes a delegation of power, but most deliberative forums take place in the context of existing power structure and statutes and usually have to take account of this. For example, the Citizens Assemblies of British Columbia and Ontario recommended changes to their constitutions that required a referendum to pass and while they were narrowly defeated they were successful within their own terms of producing a measure to be voted on by the populace as a whole [67]. Such influence can often have downstream effects, like in the case of the Irish Constitutional Convention [68] that some have argued was a key initiator of a later, successful abortion referendum [69]. In practice, it has been found that a prior commitment by official decision-makers enables participants to exert influence—and to be seen as exerting influence—on policy development and decision-making about the matter being deliberated. This commitment can stretch from serious consideration of recommendations with a public response, through to implementation through referendum with many ways of being influential.
2. A Model for Achieving Integrated SDGs in Cities
- Initiate an inclusive and participatory process of SDG localisation: including awareness raising, multi-stakeholder involvement, strong leadership, and integrated governance.
- Set the local SDG agenda: equipping the SDGs with ambitious but realistic local agendas, evidence-based decision-making, and public involvement.
- Plan for SDG implementation: using goal-based planning, both long-term and multi-sectoral, and supporting it with financial resources and partnerships.
- Monitor SDG progress: by measuring progress and gains in program efficiency using disaggregated data systems, local monitoring, and evaluation that develops local capacity and enhances responsive and accountable governance.
2.1. Commit to and Prepare for Localised SDG Deliberative Democratic Processes
2.2. Co-Design the Local SDG Agenda
2.3. Co-Implement the Local SDG Agenda
- It allocates resources that align with community expectations in a more sophisticated way than an opinion poll, (or a less deliberative PB) which assumes citizens are fully cognisant of their values and do not need to reflect on them, nor on those of others involved, prior to making important decisions.
- Considered deliberation helps people recognise values they hold in common. It also helps them understand and acknowledge values they do not share. Further, deliberation requires people to justify their views of the priority they believe their values ought to be assigned relative to other values. It impresses upon people the inescapability of trade-offs and the need to consider whether the expected benefit is worth the cost in terms of other values that must be deemphasised. Value-based criteria can be weighted to incorporate the relative importance of each to the community.
- Openly discussing and determining the importance of a service or project fosters transparency with regard to participants’ interests and motivations. (The scores on each criterion for each project are open to inspection.) In addition, deliberation exerts social pressure on participants to be logically consistent from one project to another. In our experience, such pressure is positive in that it tends to elicit more rigorous thinking from people. This does not mean that other members of the public will necessarily agree with the rationale the mini-public provides. Rather, it means the group’s reasoning is more likely to be more internally consistent and to relate clearly to the values and priorities the group recommends.
- Carefully deliberated and weighted criteria with coherent (reasoned) recommendations increase the accountability of participants to each other and to the larger community.
2.4. Co-Monitor Progress toward Local SDGs
3. Scaling the Model
3.1. Scaling Deliberative Democractic Principles to the Grass Roots from the Top
3.2. Scaling Deliberative Democratic Principles across Developed and Developing Nations
3.3. Scaling Deliberative Democratic Principles to More and More Complex Problems
3.4. Scaling Deliberative Democratic Principles to All Parts of the Policy Cycle
3.5. Scaling Deliberative Democratic Principles over Time through Institutionalisation
3.6. Scaling Deliberative Democratic Principles for Broader Participation
3.7. Scaling Deliberative Democratic Principles through Discourse Diversificatioin and Process Quality
4. Discussion and Conclusions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
References
- United Nations (UN). World Urbanization Prospects: The 2014 Revision, Highlights. Department of Economic and Social Affairs; United Nations: New York, NY, USA, 2014. [Google Scholar]
- United Nations (UN). Transforming Our World: The 2030 Agenda for Sustainable Development; United Nations: New York, NY, USA, 2015. [Google Scholar]
- Emas, R. Brief for GSDR 2015—The Concept of Sustainable Development: Definition and Defining Principles; Florida International University: Miami, FL, USA, 2015. [Google Scholar]
- Stafford-Smith, M.; Griggs, D.; Gaffney, O.; Ullah, F.; Reyers, B.; Kanie, N.; Stigson, B.; Shrivastava, P.; Leach, M.; O’Connell, D. Integration: The key to implementing the sustainable development goals. Sustain. Sci. 2017, 12, 911–919. [Google Scholar] [CrossRef]
- United Nations (UN). Global Indicator Framework for the Sustainable Development Goals and Targets of the 2030 Agenda for Sustainable Development. Available online: https://unstats.un.org/sdgs/indicators/indicators-list/ (accessed on 1 February 2018).
- UNHabitat. UN-Habitat for the Sustainable Development Goals. Available online: https://unhabitat.org/un-habitat-for-the-sustainable-development-goals/ (accessed on 11 December 2017).
- United Cities and Local Governments (UCLG). The Sustainable Development Goals: What Local Governments Need to Know; United Cities and Local Governments: Barcelona, Spain, 2015. [Google Scholar]
- Dobbs, R.; Smit, S.; Remes, J.; Manyika, J.; Roxburgh, C.; Restrepo, A. Urban World: Mapping the Economic Power of Cities; McKinsey & Company: New York, NY, USA, 2011. [Google Scholar]
- Hebbert, M. Cities and Climate Change (Global Report on Human Settlements 2011); 0041-0020; UNHabitat: Nairobi, Kenya, 2012. [Google Scholar]
- Horton, R. Why the sustainable development goals will fail. Lancet 2014, 383, 2196. [Google Scholar] [CrossRef]
- Grimm, N.B.; Faeth, S.H.; Golubiewski, N.E.; Redman, C.L.; Wu, J.; Bai, X.; Briggs, J.M. Global change and the ecology of cities. Science 2008, 319, 756–760. [Google Scholar] [CrossRef] [PubMed]
- Kemp, R.; Parto, S.; Gibson, R. Governance for sustainable development: Moving from theory to practice. Int. J. Sustain. Dev. 2005, 8, 12–30. [Google Scholar] [CrossRef]
- Weitz, N.; Carlsen, H.; Nilsson, M.; Skånberg, K. Towards systemic and contextual priority setting for implementing the 2030 agenda. Sustain. Sci. 2018, 13, 531–548. [Google Scholar] [CrossRef]
- Sachs, J.; Schmidt-Traub, G.; Kroll, C.; Durand-Delacre, D.; Teksoz, K. SDG Index and Dashboards Report 2017; Bertelsmann Stiftung and Sustainable Development Solutions Network: New York, NY, USA, 2017. [Google Scholar]
- Connelly, S. Mapping sustainable development as a contested concept. Local Environ. 2007, 12, 259–278. [Google Scholar] [CrossRef]
- Gunnarsson-Östling, U.; Björnberg, K.E.; Finnveden, G. Using the concept of sustainability to work: Interpretations in academia, policy, and planning. In Sustainable Stockholm: Exploring Urban Sustainability in Europe’s Greenest City; Metzger, J., Olsson, A.R., Eds.; Routledge: Abingdon, UK, 2013; pp. 51–70. [Google Scholar]
- Griggs, D.; Stafford Smith, M.; Rockström, J.; Öhman, M.C.; Gaffney, O.; Glaser, G.; Kanie, N.; Noble, I.; Steffen, W.; Shyamsundar, P. An integrated framework for sustainable development goals. Ecol. Soc. 2014, 19, 49. [Google Scholar] [CrossRef]
- Collste, D.; Pedercini, M.; Cornell, S.E. Policy coherence to achieve the SDGS: Using integrated simulation models to assess effective policies. Sustain. Sci. 2017, 12, 921–931. [Google Scholar] [CrossRef]
- Prakash, M.; Teksoz, K.; Espey, J.; Sachs, J.D. Preliminary Us Cities Sustainable Development Goals Index 2017: Achieving a Sustainable Urban America; Sustainable Development Solutions Network: New York, NY, USA, 2016. [Google Scholar]
- Nilsson, M.; Griggs, D.; Visbeck, M. Map the interactions between sustainable development goals. Nature 2016, 534, 320–323. [Google Scholar] [CrossRef] [PubMed]
- Pradhan, P.; Costa, L.; Rybski, D.; Lucht, W.; Kropp, J.P. A systematic study of sustainable development goal (SDG) interactions. Earths Future 2017, 5, 1169–1179. [Google Scholar] [CrossRef]
- Turnpenny, J.; Lorenzoni, I.; Jones, M. Noisy and definitely not normal: Responding to wicked issues in the environment, energy and health. Environ. Sci. Policy 2009, 12, 347–358. [Google Scholar] [CrossRef]
- Kowarsch, M.; Garard, J.; Riousset, P.; Lenzi, D.; Dorsch, M.J.; Knopf, B.; Harrs, J.-A.; Edenhofer, O. Scientific assessments to facilitate deliberative policy learning. Palgrave Commun. 2016, 2, 16092. [Google Scholar] [CrossRef]
- Haas, P. When does power listen to truth? A constructivist approach to the policy process. J. Eur. Public Policy 2004, 11, 569–592. [Google Scholar] [CrossRef]
- Rittel, H.W.; Webber, M.M. Dilemmas in a general theory of planning. Policy Sci. 1973, 4, 155–169. [Google Scholar] [CrossRef]
- Head, B.W.; Alford, J. Wicked problems. Adm. Soc. 2015, 47, 711–739. [Google Scholar] [CrossRef]
- Conklin, J. Dialogue Mapping: Building Shared Understanding of Wicked Problems; John Wiley & Sons, Inc.: Hoboken, NJ, USA, 2005. [Google Scholar]
- Kanie, N.; Biermann, F. Governing through Goals: Sustainable Development Goals as Governance Innovation; MIT Press: Cambridge, MA, USA, 2017. [Google Scholar]
- United Nations Development Program (UNDP). Governance for Sustainable Development: Integrating Governance in the Post-2015 Development Framework; United Nations Development Program: New York, NY, USA, 2014. [Google Scholar]
- UPAN. Report of the Expert Group Meeting on Policy Integration in Government in Pursuit of the Sustainable Development Goals; UN: New York, NY, USA, 28–29 January 2015. [Google Scholar]
- Briggs, L. Tackling Wicked Problems: A Public Policy Perspective; Australian Public Service Commission: Canberra, Australia, 2007. [Google Scholar]
- De Graaf, G.; Van Der Wal, Z. Managing conflicting public values: Governing with integrity and effectiveness. Am. Rev. Public Adm. 2010, 40, 623–630. [Google Scholar] [CrossRef] [Green Version]
- Rozema, J.G.; Bond, A.J.; Cashmore, M.; Chilvers, J. An investigation of environmental and sustainability discourses associated with the substantive purposes of environmental assessment. Environ. Impact Assess. Rev. 2012, 33, 80–90. [Google Scholar] [CrossRef]
- Mathur, V.N.; Price, A.D.; Austin, S. Conceptualizing stakeholder engagement in the context of sustainability and its assessment. Constr. Manag. Econ. 2008, 26, 601–609. [Google Scholar] [CrossRef] [Green Version]
- Sinclair, A.J.; Diduck, A.P.; Vespa, M. Public participation in sustainability assessment: Essential elements, practical challenges and emerging directions. In Handbook of Sustainability Assessment; Morrison-Saunders, A., Bond, A., Pope, J., Eds.; Edward Elgar Publishing: Cheltenham, UK, 2015; pp. 349–374. [Google Scholar]
- McPhearson, T.; Parnell, S.; Simon, D.; Gaffney, O.; Elmqvist, T.; Bai, X.; Roberts, D.; Revi, A. Scientists must have a say in the future of cities. Nat. News 2016, 538, 165. [Google Scholar] [CrossRef] [PubMed]
- Stocker, L.; Burke, G. A new methodological framework for improving sustainability and climate change governance. In Methods for Sustainability Research; Hartz-Karp, J., Marinova, D., Eds.; Edward Elgar Publishing: Cheltenham, UK; Northampton, MA, USA, 2017; pp. 95–112. [Google Scholar]
- Hong, L.; Page, S.E. Groups of diverse problem solvers can outperform groups of high-ability problem solvers. Proc. Natl. Acad. Sci. USA 2004, 101, 16385–16389. [Google Scholar] [CrossRef] [PubMed] [Green Version]
- Bouricius, T. Sortition: Envisaging a new form of democracy that enables decision-making for long term sustainability. In Methods for Sustainability Research; Hartz-Karp, J., Marinova, D., Eds.; Edward Elgar: Cheltenham, UK, 2017. [Google Scholar]
- Grint, K. Wicked problems and clumsy solutions: The role of leadership. Clin. Lead. 2008, 1, 54–68. [Google Scholar]
- Pope, J.; Petrova, S. Sustainability assessment: A governance mechanism for sustainability. In Methods for Sustainability Research; Hartz-Karp, J., Marinova, D., Eds.; Edward Elgar Publishing: Cheltenham, UK; Northampton, MA, USA, 2017; pp. 142–156. [Google Scholar]
- Allegretti, G. Paying attention to the participants’ perceptions in order to trigger a virtuous circle. In Hope for Democracy: 25 Years of Participatory Budgeting Worldwide; Dias, N., Ed.; In Loco Association: São Brás de Alportel, Portugal, 2014; pp. 47–63. [Google Scholar]
- Landemore, H. Democratic Reason: Politics, Collective Intelligence, and the Rule of the Many; Princeton University Press: Princeton, NJ, USA, 2013. [Google Scholar]
- Sala, S.; Ciuffo, B.; Nijkamp, P. A systemic framework for sustainability assessment. Ecol. Econ. 2015, 119, 314–325. [Google Scholar] [CrossRef]
- Lang, D.J.; Wiek, A.; Bergmann, M.; Stauffacher, M.; Martens, P.; Moll, P.; Swilling, M.; Thomas, C.J. Transdisciplinary research in sustainability science: Practice, principles, and challenges. Sustain. Sci. 2012, 7, 25–43. [Google Scholar] [CrossRef]
- Meadowcroft, J. Who is in charge here? Governance for sustainable development in a complex world. J. Environ. Policy Plan. 2007, 9, 299–314. [Google Scholar] [CrossRef]
- Cohen, B.; Winn, M.I. Market imperfections, opportunity and sustainable entrepreneurship. J. Bus. Ventur. 2007, 22, 29–49. [Google Scholar] [CrossRef]
- Common, M.; Stagl, S. Ecological Economics: An Introduction; Cambridge University Press: Cambridge, UK, 2005. [Google Scholar]
- Biely, K.; Larvoe, N.; Maes, D.; Van Passel, S. Examining the Effect of Market Power on Sustainability: Adding another Market Failure to the Sustainability Discourse. In Proceedings of the 22nd International Sustainable Development Research Society Conference, Lisbon, Portugal, 13–15 July 2016. [Google Scholar]
- Rittel, H.W. On the Planning Crisis: Systems Analysis of the “First and Second Generations”; Institut für Grundlagen der Planung IA, Universität Stuttgart: Stuttgart, Germany, 1977. [Google Scholar]
- Kanuri, C.; Revi, A.; Espey, J.; Kuhle, H. Getting Started with the SDGS in Cities: A Guide for Stakeholders; Sustainable Development Solutions Network: New York, NY, USA, 2016. [Google Scholar]
- Andersson, M. Unpacking Metropolitan Governance for Sustainable Development. A Discussion Paper; UNHabitat and Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) GmbH: Eschborn, Germany, 2015. [Google Scholar]
- He, B.; Warren, M.E. Authoritarian deliberation: The deliberative turn in Chinese political development. Perspect. Politics 2011, 9, 269–289. [Google Scholar] [CrossRef]
- Popa, F.; Guillermin, M.; Dedeurwaerdere, T. A pragmatist approach to transdisciplinarity in sustainability research: From complex systems theory to reflexive science. Futures 2015, 65, 45–56. [Google Scholar] [CrossRef]
- Chambers, S. Deliberative democratic theory. Annu. Rev. Political Sci. 2003, 6, 307–326. [Google Scholar] [CrossRef]
- Hartz-Karp, J.; Carson, L.; Briand, M. Deliberative democracy as a reform movement. In The Oxford Handbook of Deliberative Democracy; Bächtiger, A., Dryzek, J.S., Mansbridge, J., Warren, M., Eds.; Oxford University Press: Oxford, UK, 2018. [Google Scholar]
- Gastil, J.; Richards, R.C. Deliberation. In International Encyclopedia of Political Communication; Mazzoleni, G., Ed.; John Wiley & Sons: Chichester, UK, 2016. [Google Scholar]
- Gutmann, A.; Thompson, D.F. Democracy and Disagreement; Harvard University Press: Cambridge, MA, USA, 1998. [Google Scholar]
- Dryzek, J.S. Deliberative Democracy and Beyond: Liberals, Critics, Contestations; Oxford University Press: Oxford, UK, 2002. [Google Scholar]
- Carson, L.; Hartz-Karp, J. Adapting and Combining Deliberative Designs; Jossey Bass: San Francisco, CA, USA, 2005; pp. 120–138. [Google Scholar]
- Greenhalgh, T.; Russell, J. Evidence-based policymaking: A critique. Perspect. Biol. Med. 2009, 52, 304–318. [Google Scholar] [CrossRef] [PubMed]
- Thompson, D.F. Deliberative democratic theory and empirical political science. Annu. Rev. Political Sci. 2008, 11, 497–520. [Google Scholar] [CrossRef]
- Elstub, S. The third generation of deliberative democracy. Political Stud. Rev. 2010, 8, 291–307. [Google Scholar] [CrossRef]
- Fishkin, J. When the People Speak: Deliberative Democracy and Public Consultation; Oxford University Press: Oxford, UK, 2009. [Google Scholar]
- Nabatchi, T.; Gastil, J.; Leighninger, M.; Weiksner, G.M. Democracy in Motion: Evaluating the Practice and Impact of Deliberative Civic Engagement; Oxford University Press: Oxford, UK, 2012. [Google Scholar]
- Mansbridge, J.; Bohman, J.; Chambers, S.; Estlund, D.; Føllesdal, A.; Fung, A.; Lafont, C.; Manin, B. The place of self-interest and the role of power in deliberative democracy. J. Political Philos. 2010, 18, 64–100. [Google Scholar] [CrossRef]
- Pateman, C. Participatory democracy revisited. Perspect. Politics 2012, 10, 7–19. [Google Scholar] [CrossRef]
- Suiter, J.; Farrell, D.M.; O’Malley, E. When do deliberative citizens change their opinions? Evidence from the irish citizens’ assembly. Int. Political Sci. Rev. 2014. [Google Scholar] [CrossRef]
- Farrell, D.; Harris, C.; Suiter, J. The Irish vote for marriage equality started at a constitutional convention. The Washington Post, 5 June 2015. [Google Scholar]
- Mansbridge, J.; Bohman, J.; Chambers, S.; Christiano, T.; Fung, A.; Parkinson, J.; Thompson, D.F.; Warren, M.E. A systemic approach to deliberative democracy. In Deliberative Systems; Cambridge University Press: Cambridge, UK, 2012; pp. 1–26. [Google Scholar]
- Stevenson, H.; Dryzek, J.S. The legitimacy of multilateral climate governance: A deliberative democratic approach. Crit. Policy Stud. 2012, 6, 1–18. [Google Scholar] [CrossRef]
- Dryzek, J. Institutions for the anthropocene: Governance in a changing earth system. Br. J. Political Sci. 2014, 46, 937–956. [Google Scholar] [CrossRef]
- Svizzero, S.; Tisdell, C. The post-2015 global development agenda: A critical analysis. J. Self-Gov. Manag. Econ. 2016, 4, 72–94. [Google Scholar]
- Jordan, A. The governance of sustainable development: Taking stock and looking forwards. Environ. Plan. C Gov. Policy 2008, 26, 17–33. [Google Scholar] [CrossRef]
- Arnstein, S.R. A ladder of citizen participation. J. Am. Inst. Plan. 1969, 35, 216–224. [Google Scholar] [CrossRef]
- Nabatchi, T.; Sancino, A.; Sicilia, M. Varieties of participation in public services: The who, when, and what of coproduction. Public Adm. Rev. 2017, 77, 766–776. [Google Scholar] [CrossRef]
- Nabatchi, T.; Leighninger, M. Participation scenarios and tactics. In Public Participation for 21st Century Democracy; Nabatchi, T., Leighninger, M., Eds.; John Wiley & Sons: Hoboken, NJ, USA, 2015; p. 241. [Google Scholar]
- Bailey, K.; Blandford, B.; Grossardt, T.; Ripy, J. Planning, technology, and legitimacy: Structured public involvement in integrated transportation and land-use planning in the United States. Environ. Plan. Part B 2011, 38, 447–467. [Google Scholar] [CrossRef]
- Weymouth, R.; Hartz-Karp, J. Participation in democratic governance: Closing the gap between satisfaction and expectation. Environ. Plan. C Gov. Policy 2018, forthcoming. [Google Scholar]
- Levi, M.; Stoker, L. Political trust and trustworthiness. Annu. Rev. Political Sci. 2000, 3, 475–507. [Google Scholar] [CrossRef]
- Dalton, R.J. The social transformation of trust in government. Int. Rev. Sociol. 2005, 15, 133–154. [Google Scholar] [CrossRef]
- Benington, J.; Moore, M.H. Conclusions: Looking ahead. In Public Value: Theory and Practice; Benington, J., Moore, M.H., Eds.; Palgrave Macmillan: Basingstoke, UK, 2010; pp. 256–272. [Google Scholar]
- Ryan, M.; Smith, G. Defining mini-publics. In Deliberative Mini-Publics: Involving Citizens in the Democratic Process; Grönlund, K., Bächtiger, A., Setälä, M., Eds.; ECPR Press: Colchester, UK, 2014; pp. 9–26. [Google Scholar]
- Riedy, C.; Kent, J. Systemic Impacts of Mini-Publics; newDemocracy: Royal Exchange, Australia, 2017. [Google Scholar]
- Fishkin, J.S.; Luskin, R.C. Experimenting with a democratic ideal: Deliberative polling and public opinion. Acta Politica 2005, 40, 284–298. [Google Scholar] [CrossRef]
- Isernia, P.; Fishkin, J.S. The europolis deliberative poll. Eur. Union Politics 2014, 15, 311–327. [Google Scholar] [CrossRef]
- Orrell, A.C.; Homer, J.S.; Bender, S.R.; Weimar, M.R. Energy Policy Case Study—Texas: Wind, Markets, and Grid Modernization; Pacific Northwest National Laboratory (PNNL): Richland, WA, USA, 2016. [Google Scholar]
- Fishkin, J.S.; He, B.; Luskin, R.C.; Siu, A. Deliberative democracy in an unlikely place: Deliberative polling in china. Br. J. Political Sci. 2010, 40, 435–448. [Google Scholar] [CrossRef]
- Gastil, J.; Bacci, C.; Dollinger, M. Is deliberation neutral? Patterns of attitude change during “the deliberative polls(tm)”. J. Public Delib. 2010, 6, 3. [Google Scholar]
- Weymouth, R.; Hartz-Karp, J. Deliberative collaborative governance as a democratic reform to resolve wicked problems and improve trust. J. Econ. Soc. Policy 2015, 17, 4. [Google Scholar]
- City of Greater Geraldton (CGG). Climate of Opportunity: Community Survey and Deliberative Survey Report; City of Greater Geraldton: Geraldton, WA, USA, 2010. [Google Scholar]
- City of Greater Geraldton (CGG). City of Greater Geraldton Draft Local Planning Strategy; City of Greater Geraldton: Geraldton, WA, USA, 2014. [Google Scholar]
- City of Greater Geraldton (CGG). Designing Our City Final Report; City of Greater Geraldton: Geraldton, WA, USA, 2011. [Google Scholar]
- Sintomer, Y.; Herzberg, C.; Röcke, A.; Allegretti, G. Transnational models of citizen participation: The case of participatory budgeting. J. Public Delib. 2012, 8, 9. [Google Scholar]
- Spada, P. The Economic and Political Effects of Participatory Budgeting; Yale University: New Haven, CT, USA, 2009. [Google Scholar]
- Sintomer, Y.; Röcke, A.; Herzberg, C. Participatory Budgeting in Europe: Democracy and Public Governance; Routledge: London, UK, 2016. [Google Scholar]
- Goldfrank, B. The World Bank and the globalization of participatory budgeting. J. Public Delib. 2012, 8, 7. [Google Scholar]
- Allegretti, G.; Hartz-Karp, J. Participatory budgeting: A methodological approach to address sustainability challenges. In Methods for Sustainability Research; Hartz-Karp, J., Marinova, D., Eds.; Edward Elgar: Cheltenham, UK, 2017. [Google Scholar]
- Wampler, B.; Hartz-Karp, J. Participatory budgeting: Diffusion and outcomes across the world. J. Public Delib. 2012, 8, 13. [Google Scholar]
- Thompson, N.K. Participatory budgeting-the australian way. J. Public Delib. 2012, 8, 5. [Google Scholar]
- Melbourne City Council. City of Melbourne 10 Year Financial Plan People’s Panel Report; Melbourne City Council: Melbourne, Australia, 2014. [Google Scholar]
- ABCNews. Barnett criticises “unacceptable” rate rise. ABC News, 25 October 2012. [Google Scholar]
- City of Greater Geraldton (CGG). Particpatory Budgeting Community Panel 10 Year Capital Works Plan—Recommendations & Report to the City of Greater Geraldton (30 November 2013); City of Greater Geraldton: Geraldton, WA, USA, 2014. [Google Scholar]
- City of Greater Geraldton (CGG). Participatory Budgeting Community Panel Range and Level of Services Final Report (9 April 2014); City of Greater Geraldton: Geraldton, WA, USA, 2014. [Google Scholar]
- Bächtiger, A.; Grönlund, K.; Setälä, M. Towards a new era of deliberative mini-publics. In Deliberative Mini-Publics: Involving Citizens in the Democratic Process; Setälä, M., Ed.; ECPR Press: Colchester, UK, 2014; pp. 225–241. [Google Scholar]
- Thinyane, M.; Goldkind, L.; Lam, H.I. Data collaboration and participation for sustainable development goals—A case for engaging community-based organizations. J. Hum. Rights Soc. Work. 2018, 3, 44–51. [Google Scholar] [CrossRef]
- Hendriks, C.M.; Dryzek, J.S.; Hunold, C. Turning up the heat: Partisanship in deliberative innovation. Political Stud. 2007, 55, 362–383. [Google Scholar] [CrossRef]
- Niemeyer, S. Scaling up deliberation to mass publics: Harnessing mini-publics in a deliberative system. In Deliberative Mini-Publics: Involving Citizens in the Democratic Process; ECPR Press: Colchester, UK, 2014; pp. 177–202. [Google Scholar]
- Parkinson, J.; Mansbridge, J. Deliberative Systems: Deliberative Democracy at the Large Scale; Cambridge University Press: Cambridge, UK, 2012. [Google Scholar]
- Levine, P.; Fung, A.; Gastil, J. Future directions for public deliberation. J. Public Delib. 2005, 1, 3. [Google Scholar]
- Bellali, J.; Dellas, E.; Fischer, K.; Strauch-adelphi, L. Sustainable Development Goals, New Urban Agenda and the Urban Nexus: Input Paper; Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ): Eschborn, Germany, 2016. [Google Scholar]
- Niemeyer, S. From the minipublic to a deliberative system: Is scaling up deliberation possible? Delib. Democr. Action 2012, 7–8. [Google Scholar]
- Alves, M.L.; Allegretti, G. (In) stability, a key element to understand participatory budgeting: Discussing portuguese cases. J. Public Delib. 2012, 8, 3. [Google Scholar]
- Gorissen, L.; Spira, F.; Meynaerts, E.; Valkering, P.; Frantzeskaki, N. Moving towards systemic change? Investigating acceleration dynamics of urban sustainability transitions in the Belgian city of Genk. J. Clean. Prod. 2018, 173, 171–185. [Google Scholar] [CrossRef]
- Crocker, D.A. Ethics of Global Development: Agency, Capability, and Deliberative Democracy; Cambridge University Press: Cambridge, UK, 2008. [Google Scholar]
- Mercier, H. On the universality of argumentative reasoning. J. Cogn. Cult. 2011, 11, 85–113. [Google Scholar] [CrossRef]
- Menon, S.; Rapur, S. Deliberative democracy and learning for sustainable mobility in Pune. In Academia and Communities: Engaging for Change; United Nations University: Tokyo, Japan, 2018. [Google Scholar]
- Joseph, T.; Joseph, S.K. Deliberative Democracy: Understanding the Indian Experience; Routledge: London, UK, 2018. [Google Scholar]
- Green, M. People’s Panel Pitches in to Advise Melbourne City Council Where It Should Spend $5 Billion. Available online: http://www.theage.com.au/national/peoples-panel-pitches-in-to-advise-melbourne-city-council-where-it-should-spend-5-billion-20141202-11y9dn.html (accessed on 10 December 2014).
- Jensen, C.B. Citizen projects and consensus-building at the Danish Board of Technology: On experiments in democracy. Acta Sociol. 2005, 48, 221–235. [Google Scholar] [CrossRef]
- Joss, S. Danish consensus conferences as a model of participatory technology assessment: An impact study of consensus conferences on Danish Parliament and Danish public debate. Sci. Public Policy 1998, 25, 2–22. [Google Scholar]
- Carson, L. Learnings from South Australia’s Nuclear Fuel Cycle Jury; newDemocracy: Royal Exchange, Australia, 2017. [Google Scholar]
- Bachtiger, A.; Wegmann, A. “Scaling up” deliberation. In Deliberative Democracy: Issues and Cases; Elstub, S., Mclaverty, P., Eds.; Oxford University Press: Oxford, UK, 2014. [Google Scholar]
- Lewanski, R. Institutionalizing deliberative democracy: The “tuscany laboratory”. J. Public Delib. 2013, 9, 10. [Google Scholar] [CrossRef]
- Farrell, D. The 2013 Irish constitutional convention: A bold step or a damp squib? In 75 Years of the Constitution of Ireland: An Irish-Italian Dialogue; Ferrari, G., O’Dowd, J., Eds.; Clarus: Dublin, Republic of Ireland, 2014; pp. 292–305. [Google Scholar]
- Hartz-Karp, J. A case study in deliberative democracy: Dialogue with the city. J. Public Delib. 2005, 1, 6. [Google Scholar]
- Raphael, C.; Karpowitz, C.F. Good publicity: The legitimacy of public communication of deliberation. Political Commun. 2013, 30, 17–41. [Google Scholar] [CrossRef]
- Richards, R.C.; Gastil, J. Symbolic-cognitive proceduralism: A model of deliberative legitimacy. J. Public Delib. 2015, 11, 3. [Google Scholar]
- Chambers, S. Rhetoric and the public sphere: Has deliberative democracy abandoned mass democracy? Political Theory 2009, 37, 323–350. [Google Scholar] [CrossRef]
- Smith, G. Democratic Innovations: Designing Institutions for Citizen Participation; Cambridge University Press: Cambridge, UK, 2009. [Google Scholar]
- Kao, A.B.; Couzin, I.D. Decision accuracy in complex environments is often maximized by small group sizes. Proc. R. Soc. B 2014, 281, 20133305. [Google Scholar] [CrossRef] [PubMed]
- Hennig, B. The End of Politicians: Time for a Real Democracy; Unbound: London, UK, 2017. [Google Scholar]
- Gastil, J.; Richards, R.C.; Knobloch, K.R. Vicarious deliberation: How the Oregon Citizens’ Initiative Review influenced deliberation in mass elections. Int. J. Commun. 2014, 8, 62–89. [Google Scholar]
- Dryzek, J.S. The mismeasure of political man. J. Politics 1988, 50, 705–725. [Google Scholar] [CrossRef]
- Wright, S.; Street, J. Democracy, deliberation and design: The case of online discussion forums. New Media Soc. 2007, 9, 849–869. [Google Scholar] [CrossRef]
- Hartz-Karp, J.; Sullivan, B. The unfulfilled promise of online deliberation. J. Public Delib. 2014, 10, 16. [Google Scholar]
- Sullivan, B.; Hartz-Karp, J. Grafting an online parliament onto a face-to-face process. In The Australian Citizens’ Parliament and the Future of Deliberative Democracy; Carson, L., Gastil, J., Hartz-Karp, J., Lubensky, R., Eds.; Pennsylvania State University Press: University Park, PA, USA, 2013. [Google Scholar]
- Dryzek, J.; Niemeyer, S. Discursive representation. Am. Political Sci. Rev. 2008, 102, 481–493. [Google Scholar] [CrossRef]
- Dryzek, J. The Politics of the Earth: Environmental Discourses; Oxford University Press: Oxford, UK, 2013. [Google Scholar]
- United Nations (UN). “Our Struggle for Global Sustainability Will Be Won or Lost in Cities”, Says Secretary-General, at New York Event. 2012. Available online: https://www.un.org/press/en/2012/sgsm14249.doc.htm (accessed on 1 February 2018).
© 2018 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).
Share and Cite
Weymouth, R.; Hartz-Karp, J. Principles for Integrating the Implementation of the Sustainable Development Goals in Cities. Urban Sci. 2018, 2, 77. https://doi.org/10.3390/urbansci2030077
Weymouth R, Hartz-Karp J. Principles for Integrating the Implementation of the Sustainable Development Goals in Cities. Urban Science. 2018; 2(3):77. https://doi.org/10.3390/urbansci2030077
Chicago/Turabian StyleWeymouth, Robert, and Janette Hartz-Karp. 2018. "Principles for Integrating the Implementation of the Sustainable Development Goals in Cities" Urban Science 2, no. 3: 77. https://doi.org/10.3390/urbansci2030077
APA StyleWeymouth, R., & Hartz-Karp, J. (2018). Principles for Integrating the Implementation of the Sustainable Development Goals in Cities. Urban Science, 2(3), 77. https://doi.org/10.3390/urbansci2030077