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Article

Global Warming Potential of a New Waterjet-Based Recycling Process for Cathode Materials of Lithium-Ion Batteries

1
Institute for Sustainable Energy Technology and Mobility (INEM), Hochschule Esslingen—University of Applied Sciences, Kanalstraße 33, 73728 Esslingen, Germany
2
Erlos GmbH, Reichenbacher Straße 67, 08056 Zwickau, Germany
*
Authors to whom correspondence should be addressed.
Batteries 2021, 7(2), 29; https://doi.org/10.3390/batteries7020029
Submission received: 1 April 2021 / Revised: 20 April 2021 / Accepted: 20 April 2021 / Published: 1 May 2021
(This article belongs to the Special Issue Battery Systems and Energy Storage beyond 2020)

Abstract

:
Due to the increasing demand for battery electric vehicles (BEVs), the need for vehicle battery raw materials is increasing. The traction battery (TB) of an electric vehicle, usually a lithium-ion battery (LIB), represents the largest share of a BEV’s CO2 footprint. To reduce this carbon footprint sustainably and to keep the raw materials within a closed loop economy, suitable and efficient recycling processes are essential. In this life cycle assessment (LCA), the ecological performance of a waterjet-based direct recycling process with minimal use of resources and energy is evaluated; only the recycling process is considered, waste treatment and credits for by-products are not part of the analysis. Primary data from a performing recycling company were mainly used for the modelling. The study concludes that the recycling of 1 kg of TB is associated with a global warming potential (GWP) of 158 g CO2 equivalents (CO2e). Mechanical removal using a water jet was identified as the main driver of the recycling process, followed by an air purification system. Compared to conventional hydro- or pyrometallurgical processes, this waterjet-based recycling process could be attributed an 8 to 26 times lower GWP. With 10% and 20% reuse of recyclate in new cells, the GWP of TBs could be reduced by 4% and 8%, respectively. It has been shown that this recycling approach can be classified as environmentally friendly.

1. Introduction

Since the development of lithium-ion batteries (LIBs) in the 1970s, and due to the exclusive attributes of a long lifespan and high energy capacity, LIBs have grown to be important in the field of portable electronic devices [1,2]. In 2015, at least 5.6 billion LIB cells were traded globally [3,4], and the market size of LIBs has been predicted to grow by another 12% from 2016 to 2024, achieving a market value of USD 56 billion by 2024 [3]. Due to their significantly higher energy density, economic, and ecological advantages over other cell technologies, LIBs are particularly suitable as traction batteries, and therefore are predestined to be used in electric vehicles. The shift from internal combustion engines (ICEs) to e-mobility is expected to lead to even greater increases in registrations of electrically powered vehicles in the coming years. Kosai et al. claimed that, by 2050, up to 56 million battery electric vehicles (BEVs) are expected to be registered, 28 times as many as in 2016, which increases the demand for LIBs significantly [5].
After reaching their end of life (EOL), because they become hazardous materials in the waste stream of the environment, EOL LIBs need to be managed responsibly [6,7]. In Europe, between the years 2013 and 2014, the LIB market reported a total consumption of 65,500 tons of LIBs [8], while only about 1900 tons was recycled in the same period [3]. In another report, Wang et al. [9] claimed that the number of waste LIBs in vehicles that would need to be recycled, in an optimistic case, would be 6.76 million in 2035. Through a combination of innovations in recycling technologies and proactive regulations regarding collection and disposal of spent batteries, a significant fraction of the materials required for production of new LIBs could be supplied by EOL LIBs [10]. With the recently published proposal concerning batteries and waste batteries, the European Union (EU) aims to boost the circular economy of the battery value chain to reduce the environmental impact of batteries. To achieve this, the EU is striving for directives that set minimum rates for the recycling of EOL batteries and usage of recyclate within the production of new batteries for the EU market [11]. Therefore, the development of applicable technologies for LIB recycling, to recover particularly the elements that are low in the earth crust, are necessary [9]. Another aim of recycling LIBs is to keep hazardous materials from entering landfills [12] and to close the loop of raw materials utilized in LIBs for long-term sustainability and resource conservation [13]. In other words, since recycling processes enable internal material flows, it is considered to be a fundamental aspect of the circular economy [3].
Apart from reusing the batteries, recycling of LIBs can be categorized into the following three different technologies [9], used alone or in combination—namely, hydrometallurgy (e.g., retrieve technologies); pyrometallurgy (e.g., Umicore); and direct recycling (example—On to tech) [10,14,15], as shown in Figure 1. The pretreatment process includes discharging by immersing in a salt solution (e.g., NaCl), dismantling, which must be done in a sealed environment for safety reasons, and separating of damaged spent LIBs [9]. The hydrometallurgy route involves the leaching of valuable elements from a solid matrix into ions formed in a solution of inorganic or organic acid [16] and, subsequently, recovery of these metals by selective separation, electrochemical deposition, solvent extraction [16] into mono-metal material, or a precursor for the fabrication of new electrode materials [9,17]. Before hydrometallurgical treatment, the spent LIBs usually get shredded for an easier leaching procedure. The pyrometallurgical route is a smelting process which concentrates metal species such as Co, Cu, and Ni in the molten phase, while other constituents such as Li, Al, Si, Ca, and some Fe in the slag phase [9,14]. In order to obtain pure metals or metal salts, the slags are processed using the hydrometallurgical technique. In direct recycling, battery material is recovered without breaking it down into its components [6,18]. The aim is to reuse this material in new cells with minimal effort and without additional processes [6]. The most important battery material for direct recycling is considered to be the cathode material, as it is usually the most valuable component of an LIB cell with 33% of the total cost [19]. The most important question, however, is whether the recovered material can have comparable quality properties to virgin material [6]. While recovered material from direct recycling methods might not perform the same as primary material, however, compared to the hydrometallurgy and pyrometallurgy, direct recycling methods appear to be more environmentally friendly with lower amounts of emissions and energy consumption [10].
Beside these, recently, there have been other methods for battery recycling reported. These methods, include cathode healing, which combines two simple steps of hydrothermal processing of the spent cathode material followed by heat treatment in a cost-effective way [21], deagglomeration of polyvinylidene fluoride binder from cathode composite, which is based on a degree of surface hydrophobicity using the froth flotation method [14], and an oxalic coprecipitation method, which is a closed-loop regeneration method for LiNi5Co2Mn3O2 material of spent LIBs using mixed acid leaching, oxalate co-precipitation and solid-phase reaction [16].
Sieber et al. [17] claimed that, as we move into the future, resource- and energy-inefficient hydrometallurgy and pyrometallurgy recycling methods must be avoided. Since there are no reports on waterjet-based battery recycling processes to the best of our knowledge, the here-presented procedure is new in the field of battery recycling. This new approach involves a waterjet-based direct recycling method (or functional recycling) with minimal use of chemicals and energy for separation of the cathode-coating layer, which contains LiNixMnyCozO2 (NMC), carbon black, and organic binder from the Al substrate foil, while preserving their chemical, physical, and morphological characteristics [17]. This recycling process does not use energy-intensive shredding or melting down of the cells, as is otherwise used in conventional recycling processes for LIBs. Instead, the process focuses on dismantling the battery and the cell itself as far as possible. The separated electrode then goes on a conveyor belt through a water jetting process, whereby the electrode coating is separated from the collector foil by a high-pressure water jet. The intention of this direct (or functional) recycling approach is to add recovered battery-grade cathode material to new NMC active material up to a certain proportion. Doose et al. [22] claimed that recycling processes must be flexible and adaptable to future cell chemistry and production technologies. Whether or not this waterjet-based recycling can meet these criteria, and can be used for production of new cells, must be examined.
In this study, this new waterjet-based direct recycling approach was ecologically evaluated with the help of a life cycle assessment (LCA) to evaluate its potential ecologic performance. The structure of this LCA is divided into four sections according to the standards DIN EN ISO 14040:2006 [23] and ISO 14044:2006 [24]—the objectives and methodology of the study, life cycle inventory (LCI), life cycle impact assessment (LCIA), and life cycle evaluation.

2. Objectives and Methodology of the Study

2.1. Objective of the Study

In November 2019, the joint project “Industrial Disassembly of Battery Modules and E-Motors to Secure Economically Strategic Raw Materials for E-Mobility (DeMoBat)” [25] was approved by the government of Baden-Wuerttemberg in Germany. The aim is, inter alia, to investigate the feasibility of a waterjet-based recycling process for traction batteries (TBs), to explore the limits of possible admixtures and to identify the potentials for reuse in the TB manufacturing process. Part of this project is to assess the environmental impacts of such an approach. Therefore, we modelled a waterjet-based recycling method for TBs to create an LCA, as well as to be able to draw conclusions about the environmental impacts associated with the recovered cathode coating. Furthermore, comparisons with indirect recycling processes should be made where possible, as well as to investigate possible impacts on new cathode coatings through different admixtures. The focus of this study is primarily based on the impact category of the global warming potential (GWP), which represents an excerpt from a complete LCA.

2.2. Methodology of the Study

2.2.1. Product Sustainability Software: GaBi

For modelling the LCI and calculating the LCIA, the GaBi product sustainability software tool from Sphera Solutions, Inc. (Chicago, IL, USA) with version 10.0.0.71 and the professional database was used. With the help of GaBi, the preparation of the LCI and the determination of the LCIA was significantly simplified. After all processes were modelled, the desired method of impact assessment was selected from various available methods. GaBi assigned the impact indicator values taken from the LCI for the selected categories, calculated the corresponding values, and displayed the results [26].

2.2.2. Function and Functional Unit

The function of the system is the recovery of the cathode material of TBs according to the described waterjet-based recycling process. Therefore, the functional unit is defined as the recycling of one kilogram of TBs and the associated reference flow is defined as the path of the cathode material from one kilogram of TBs. The amount of cathode material depends on the battery composition. In this study, the amount corresponds to 171 g of NMC cathode material.

2.2.3. System Boundaries and Cut-Off Criteria

Figure 2 shows the system boundaries which define the valid assessment space for the LCA of the waterjet-based TB recycling. This system represents a gate-to-gate constellation, because only the production of the recyclate cathode material is considered [27]. Impacts on an environmental balance can be distributed as a result of by-products recovered through a recycling process, such as metals from the battery housing and others. Those impacts are resulting from primary extractions, which could be avoided for the materials of those by-products. Therefore, credits can be distributed to this extent, which usually leads to a positive impact on the environmental balance [27]. In this LCA, by- products of the battery are not further treated or evaluated. Since no credits are to be collected for the LCIA for the resulting by-products, their further treatments are outside the system boundary. The same applies to transport and waste treatments. The remaining electrical energy from the TBs is not considered, and therefore leaves the system boundary. Thus, the system boundaries only include the environment of the battery recycling plant. The geographical boundaries of this system are defined as Germany. The time frame of the study is set to the publication date of this study. For this study, in terms of mass, energy, or environmental relevance, no cut-off criteria are set.

2.2.4. Method of Impact Assessment

The LCI of this ecological study is evaluated according to the CML2001 method [28]. The CML method is an impact-oriented approach that assigns the data of the LCI to the environmental impacts. This multidimensional approach aims at the direct material and energetic allocation of all impact flows between the environment and the production system [29]. In this study, only the impact category of the GWP, measured in kg CO2 equivalents (CO2e), is discussed, and evaluated.

2.2.5. Types and Sources of Data

For modelling, various LCA data sources such as primary and secondary data were used. For the energy demand and the amount of auxiliary and operating materials required, primary data were available from the pilot plant in operation at the industrial partner’s site. Generic data sets from the GaBi balancing software were used for modelling the auxiliary and operating materials as well as the energy supply. For material quantities, for which no primary data were available, reasonable assumptions were made.
To represent the material flows of the individual battery components, data on the battery composition were required; the material composition of the battery was taken from the LithoRec II study [30], a generic battery composition, which was developed by a consortium of various battery manufacturers and other experts within the framework of that project. This battery composition represented the average battery composition commonly used at that time and is shown in Table 1. As this battery composition was also used in other projects, the comparability of the different recycling approaches was simplified [30].

3. Life Cycle Inventory (LCI)

3.1. Waterjet-Based Recycling: Process Description

This process for recycling TBs is a direct recycling process that aims to recover the electrode coatings of a lithium-ion cell and is currently being practiced in a pilot plant of the industrial DeMoBat project partner Erlos GmbH. In addition to LiNixMnyCozO2 (NMC) cells, other cell chemistries with liquid electrolytes are processable with this recycling approach. The recycling process is described below using an NMC cell with a liquid electrolyte. The stoichiometry of the cathode coating is irrelevant and the NMC material recovered by this approach should subsequently be able to be used directly to produce new TBs. To clarify whether this is possible or not is currently being investigated as part of the DeMoBat project. The graphite of the anode can also be recovered, but in this case is not. Due to the usual cathode material recovery rate of at least 90%, or usually higher, this value has been used for this LCA. The other battery components can be recovered almost completely, except for the electrolyte, as this is not treated and therefore not recovered. In Figure 3, the waterjet-based recycling process flow is illustrated with its material input flows. Material flows leaving the process are not shown, due to the defined system boundary. The waterjet-based recycling process can be divided into six process steps as shown in Figure 3, which shows the energy, compressed air, and cathode material flows. Most of the process steps are automated and some are carried out manually. The entire recycling process requires 0.486 MJ of electrical energy for processing 1 kg of TBs.
When delivered, the TBs are opened manually and completely deep discharged. In this step, electrical energy recovered by the deep discharge can be fed into the production grid. To minimize the dangers posed by TBs, they remain short-circuited for 24 h.
After the step of complete deep discharge, the TBs are manually dismantled to the cell level and the separated components, such as the battery housing, the cooling system, the electric and electronics are fed into the usual recycling channels. The energy required for dismantling is low, as it is largely carried out manually at the present time. After removal of the modules, the cells can be separated individually from the battery modules, and, due to the manual disassembly, this step is not energy-intensive. The required energy is allocated to pneumatic, electric power tools and the production environment. Since the compressed air requirement cannot be divided more concretely, it is divided equally between the two sub-process steps of dismantling, as shown in Figure 3. Then, these cells are automatically opened and further disassembled using different methods, depending on the cell typ. In pouch cells, the electrodes and the separator are usually stacked, while in prismatic cells, a stack of cathode, separator, and anode is rolled up. This step is mainly automated. During the cell disassembly, there is no direct treatment of the electrolyte and therefore, some of the electrolyte is trapped in the activated carbon filter.
Since the saturated activated carbon filter is not desorbed in the pilot plant, these materials are replaced regularly. The gases obtained through the opening of the cell, the water jetting, and the drying are captured by a permanent suction system, filtered by activated carbon, and released into the air.
After separation of these components, the anode and cathode are each fed separately into the electrode decoating process. Separating the anode and the cathode significantly increases the purity of the recyclate and eliminates the need of inerting the process, and therefore leads to energy and cost savings. The decoating of the electrodes is primarily a mechanical removal of the electrode coatings with the aid of a water jet, where the anode and cathode are passed through this process step separately, and this is described as water jetting.
High-pressure water jetting processes are being used more and more [31]. The possible applications include cleaning processes, decoating processes, cutting processes and others [32]. When the water flows through the nozzle, the pressurised flowing water is accelerated. The radius of the water jet becomes larger the further the nozzle is positioned from the target. In addition, the water jet speed decreases with increasing distance from the nozzle. This enables using waterjet processes for various applications. For cutting processes using a waterjet, the distance between the nozzle and the target workpiece is kept small, while decoating processes are carried out at a greater distance. This is because as the distance to the workpiece increases, the difference in jet speed between the center of the water jet and the outer edge of the water jet decreases. In this way, a more consistent removal result can be achieved over a larger area [32].
For this process step, the entire electrode is placed on a conveyor belt, which moves at a constant speed through a washing system. In this washing system, a water jet removes the coating from the cathode and anode collector foil. This process water circulates within the washing system and is rarely exchanged, which is why the total water requirement can be classified as low. During this process, the coating material sediments in the catch basin of the washing system can be recovered by filtration. No special temperature is required for water jetting of the electrodes, therefore, this process step is carried out at room temperature. The remaining electrolytes in the coatings of anode and cathode are washed out during the water jetting, thus, they mix with the process water. Those remaining electrolytes cause the process water to become acidic, which is neutralized by adding sodium hydroxide (NaOH). Since the pH value of process water is kept in a slightly basic range, the amount of NaOH required depends on the pH value of the process water. This process step is highly automated, and it is the most energy-intensive process step in this recycling process. In addition to the electrode coating, the water jetting process also recovers the carrier foil, which can then also be specifically recycled.
Then, the recovered electrode material is dried in an oven for 3 h. Dust produced in the process step is also treated by an air purification system. Packaging and sampling are the final steps in the process chain which require the least amount of energy. In this step, the recyclate is ground to a desired particle size and examined according to its composition. The amount of recovered cathode or anode coating depends mainly on the processed TBs, as there are differences in coating thickness and resistance to water jetting.

3.2. Greenhouse Gases and Cumulative Energy Consumption

Figure 4 shows the LCI of the described process flow with a selection of greenhouse gases, particulate matter (PM10), the cumulative energy consumption, and the water consumption, each subdivided into the different process steps. A cumulative energy input (primary energy demand from regenerative and non-regenerative resources) of 3.3 MJ is calculated. As shown in Figure 4, water jetting and air purification are the most energy-intensive process steps, and they are also the biggest emitters of NMVOCs, methane, carbon dioxide, and nitrogen oxides. A closer look at the water jetting step reveals that both NaOH (50%) and the necessary electrical energy are the biggest contributors to gas emissions. For the entire recycling process, a water consumption of 4.6 L could be determined, and water jetting has the largest share of water consumption among all process steps, with approximately 3 L. Although this recycling approach is a waterjet-based process, the water consumption required for water jetting plays only a minor role, with 0.909 L. The remaining water consumption is mainly attributable to the provision of electric energy and the NaOH. The relatively high impacts of the air purification process step for many emissions are mainly attributable to the filter material (activated carbon), while the necessary energy consumption is less decisive. For the nitrous oxide and fluorinated and chlorinated hydrocarbons, more than 50% of the emitted gas belong to the water jetting step, because of its high energy consumption. The second largest contributor is dismantling, which is due to the high energy requirements and the necessary protective equipment, such as gloves and respiratory protection, as shown in Figure 4. Since sampling and packaging only require a very small amount of electrical energy, this step produces up to 1% of the emitted gases, which is the lowest share as compared with other steps.

4. Life Cycle Impact Assessment: Global Warming Potential (LCIA-GWP)

A GWP of 158 g CO2e is calculated for the entire recycling process of 1 kg of TBs. This implies that the recovery of 171 g of NMC cathode material with the recycling process described here results in the abovementioned GWP (158 g CO2e) or 924 g CO2e for recycling of 1 kg NMC active material with the battery composition shown in Table 1. Figure 5 shows the LCIA, and thus presents the GWP of the entire process for 1 kg of the TBs. The largest share of the GWP is attributable to the water jetting step, which emits 76 g CO2e for the defined functional unit and thus causes 48% of the total process and the lowest share of the GWP, which is 1 g CO2e (<1%), belonging to the packaging and sampling step. The water used for water jetting contributes only a small share (approximately 1.5 g CO2e or 2% of the water jetting step). Two other factors, the electrical energy required for water jetting the electrodes and NaOH (50%), contribute significantly to the GWP with shares of 30 and 41 g CO2e, respectively. In the case of air purification, which is the second largest emitter of greenhouse gases with 27% of the whole process, the required electrical energy causes approximately 3 g CO2e (7%) of the GWP, while the remaining 40 g CO2e (93%) is due to the filter medium, which is the activated carbon. The drying oven is powered by electricity, which is why this is fully responsible for the GWP in this process step, with a share of 9% of the whole recycling process. In the packaging and sampling step, there are no emitters of greenhouse gases, except the electrical energy, which leads to a share of 1% of the total process.

5. Life Cycle Evaluation

5.1. Comparison between Systems

It is reasonable to compare this waterjet-based recycling approach with the recycling processes presented by Buchert et al., namely LithoRec II, EcoBatRec and LiBRi [30,33,34], however, the comparability of the systems should be ensured beforehand or the differences should be considered. By considering the scope definitions, because of differences in the system boundaries, it is difficult to compare the different systems. One of these differences is based on the studies by Buchert et al. [30,34] that evaluated material flows which leave the system boundary via credits, which was deliberately omitted in this study. Table 2 shows the pure direct debits from the cited studies. It is worthwhile mentioning that, in this study, transportation was considered, and therefore, debits for transportation of TBs are not included in the values presented here. More important than the comparison of the abovementioned methodological framework conditions, is the function of these recycling approaches. This is because the recyclates from the LithoRec II, EcoBatRec and LiBRi processes are not comparable with the recyclate from the recycling process presented here. By comparing the LithoRec II process and this waterjet-based recycling process, the differences are clearer. As described in Section 3.1, this waterjet-based recycling process separates cathode coating from the rest of the cell and aims to proportionately add the obtained recyclate directly to a new cathode coating. In contrast, the products of the LithoRec II process are nickel, manganese and cobalt in a sulphate solution, and lithium as lithium hydroxide [30], which can be used again for cathode coating production.
Therefore, the comparison in Table 2 must be considered carefully and is not intended to be a benchmark, but rather to highlight the possible advantages of a direct recycling process as compared with the indirect recycling route. Buchert et al. [30,33,34] focused on indirect battery recycling that used pyrometallurgical or hydrometallurgical processes to recover the raw materials of the cathodes, which contributed the most to the GWP of these recycling processes. In the LithoRec II process, hydrometallurgical processing caused about 70% of the total GWP of this process, while in the LiBRi process, the pyrometallurgical process step and the slag preparation caused 77% of the total GWP [33]. The biggest driver in the EcoBatRec study was mechanical treatment with 33%, however, the product of the EcoBatRec recycling approach required further treatment, for example by the hydrometallurgical process as used in the LiBRi approach [34].

5.2. Comparison between Products

The benefits of this method of adding recovered battery-grade cathode material to the new NMC active material up to a certain proportion are that almost the entire production chain of new cathode coating can be avoided for this proportion, and furthermore, the mining of primary raw materials is not necessary to this extent. While the DeMoBat project determines whether such an approach is possible and, if so, up to what proportion admixtures can be realised without having to record too great a loss of quality in the product (new traction batteries), this study quantifies the possible savings for the GWP of cathode coatings through this procedure.
Since significant production steps to produce cathode coating from primary materials could be neglected, a comparison of the active material recycled in the way described here with cathode coating from primary production is reasonable. Accardo et al. [35] claimed that the stoichiometric composition of the NMC materials played a minor role for the GWP, which was why, in this study, only the addition of recyclate to NMC111 material is illustrated. Dai et al. [36] reported a GWP of 16.1 kg CO2e for 1 kg of NMC111 cathode material [36], which is 100 times higher GWP potential than the cathode material (recyclate) obtained through the waterjet-based battery recycling. The savings that can be achieved by blending different mass fractions of recyclate to the primary cathode material are described in Figure 6, which shows that blending 10% and 20% recyclate can save 9.3% and 18.6% CO2e, respectively. Due to the very low GWP of the recyclate, the GWP of the cathode material can be reduced by approximately the same percentage as the recyclate content. The NMC111 cathode material studied by Dai et al. [36] has a share of about 40% in the GWP of the entire TB, which makes it possible to estimate the impact of the admixture for the GWP of the entire battery. Consequently, the GWP of a traction battery with NMC111 cells can be reduced by 4–8% by blending the abovementioned proportions. While Accardo et al. [35] illustrated that there are no significant differences in the GWP of different NMC compositions, at the same time, their study also showed that NMC111 material has the highest GWP, which suggests that the savings shown in Figure 6 represent the highest possible savings among the cathode coatings NMC111, NMC622, and NMC811.

6. Conclusions

In this study, a new waterjet-based recycling process for traction battery cells is presented. This direct recycling process detaches the cathode material of a battery cell from the carrier foil with the aid of a water jet. An advantage of this procedure over indirect approaches is that the recovered recyclate can be mixed with new cathode material directly, and therefore energy-intensive manufacturing steps for the admixed fraction can be saved. In addition, the cells or modules are not shredded or melted down, as in conventional recycling processes, but are dismantled to the cellular level, and therefore the pure battery components can be separated by type.
Furthermore, the waterjet-based recycling approach was ecologically evaluated with the help of a life cycle assessment (LCA). The aim is to evaluate its potential ecological performance as compared with indirect recycling approaches and virgin cathode material with the focus on global warming potential (GWP). The results from this study provide an initial assessment of the ecological performance of this recycling approach. A comparison with indirect recycling processes shows that the GWP associated with indirect recycling of traction batteries (TBs) can be reduced by a factor up to 26 through substitution with this direct recycling approach. Compared to cathode coating from production with primary raw materials, the recyclate obtained through the waterjet-based recycling process shows 100 times less GWP. Consequently, the GWP of new battery cells can be significantly reduced through admixture of recyclate obtained through the waterjet-based recycling process. The data basis of the water-based recycling process for the LCA is consistent, as the data are provided first-hand from the recycling company. However, a critical review of the life cycle analysis in this study shows that with the focus on recycling the cathode material, the further battery components are not included. They should be added to the assessment scope in upcoming LCAs to gain a holistic picture of the ecological performance of this process.
From an ecological point of view, the waterjet-based recycling approach can be classified as more environmentally friendly than conventional hydro- or pyrometallurgical recycling processes. Due to the effective ecological performance of this recycling approach, the technical limits should be explored and tested. It also needs to be clarified whether the process can be used for future cell chemistry to fully exploit the given potential of this recycling approach in the long term.

Author Contributions

Conceptualization, F.R. and R.W.; methodology, F.R., I.K.; software, L.K.; validation, A.S., F.R.; formal analysis, I.K. and F.R.; investigation, M.S., M.F. and F.R.; resources, M.S. and R.W.; data curation, M.S. and L.K.; writing—original draft preparation, L.K. and M.F.; writing—review and editing, F.R. and I.K; visualization, F.R. and L.K.; supervision, R.W., F.R. and A.S.; project administration, R.W. and I.K.; funding acquisition, R.W. and L.K. All authors have read and agreed to the published version of the manuscript.

Funding

The authors wish to thank the Ministry of the Environment, Climate Protection and the Energy Sector Baden-Wuerttemberg for funding this work under the funding code L7520105 as part of the joint project “DeMoBat”. The article processing charge was funded by the Baden Wuerttemberg Ministry of Science, Research and the Arts and the Hochschule Esslingen—University of Applied Sciences in the funding program Open Access Publishing.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The data presented in this study are available on reasonable request from the corresponding author.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Battery recycling routes [20].
Figure 1. Battery recycling routes [20].
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Figure 2. System boundaries of the life cycle assessment (LCA) for the waterjet-based direct traction batteries (TBs) recycling process. Processes outside of the system boundary are not included in this study.
Figure 2. System boundaries of the life cycle assessment (LCA) for the waterjet-based direct traction batteries (TBs) recycling process. Processes outside of the system boundary are not included in this study.
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Figure 3. Process flow chart with material input flows and route of the recyclate, with 1 kg of traction batteries as the initial value.
Figure 3. Process flow chart with material input flows and route of the recyclate, with 1 kg of traction batteries as the initial value.
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Figure 4. Life cycle inventory (LCI) with selected emissions and cumulative energy consumption of the waterjet-based recycling with the functional unit of 1 kg traction batteries. Amounts smaller than 1% are not shown.
Figure 4. Life cycle inventory (LCI) with selected emissions and cumulative energy consumption of the waterjet-based recycling with the functional unit of 1 kg traction batteries. Amounts smaller than 1% are not shown.
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Figure 5. Life cycle impact assessment (LCIA) as the breakdown of the global warming potential according to the process steps of the waterjet-based recycling method for 1 kg of traction batteries.
Figure 5. Life cycle impact assessment (LCIA) as the breakdown of the global warming potential according to the process steps of the waterjet-based recycling method for 1 kg of traction batteries.
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Figure 6. Impact of recyclate admixture in different proportions on the GWP of NMC111 cathode material and the production stage of a traction battery.
Figure 6. Impact of recyclate admixture in different proportions on the GWP of NMC111 cathode material and the production stage of a traction battery.
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Table 1. Generic battery composition created by expert panels within the LithoRec II study. The battery composition is intended to represent an average traction battery at this time. The battery contains LiNixMnyCozO2 (NMC) cells and LiPF6 as the electrolyte [30].
Table 1. Generic battery composition created by expert panels within the LithoRec II study. The battery composition is intended to represent an average traction battery at this time. The battery contains LiNixMnyCozO2 (NMC) cells and LiPF6 as the electrolyte [30].
Complete Battery 100%
Cathode25.2%
Manganese7.4%
Lithium1.2%
Cobalt1.0%
Nickel2.0%
Aluminium6.2%
Oxygen5.5%
Others1.9%
Anode20.4%
Separator4.4%
Electrolyte9.6%
Cell housing5.1%
Pack and Module34.7%
Others0.6%
Table 2. A comparison of the global warming potential (GWP) and the cumulative energy consumption of different recycling approaches using the functional unit of 1 kg of traction batteries. The system boundaries are adjusted to each other.
Table 2. A comparison of the global warming potential (GWP) and the cumulative energy consumption of different recycling approaches using the functional unit of 1 kg of traction batteries. The system boundaries are adjusted to each other.
StudiesGWPCumulative Energy Consumption
LiBRi (indirect recycling) [33]4.248 kg CO2e61.3 MJ
EcoBatRec (indirect recycling) [34]1.282 kg CO2e14.5 MJ
LithoRec II (indirect recycling) [30]2.133 kg CO2e35.5 MJ
DeMoBat (direct recycling)0.158 kg CO2e3.3 MJ
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Kurz, L.; Faryadras, M.; Klugius, I.; Reichert, F.; Scheibe, A.; Schmidt, M.; Wörner, R. Global Warming Potential of a New Waterjet-Based Recycling Process for Cathode Materials of Lithium-Ion Batteries. Batteries 2021, 7, 29. https://doi.org/10.3390/batteries7020029

AMA Style

Kurz L, Faryadras M, Klugius I, Reichert F, Scheibe A, Schmidt M, Wörner R. Global Warming Potential of a New Waterjet-Based Recycling Process for Cathode Materials of Lithium-Ion Batteries. Batteries. 2021; 7(2):29. https://doi.org/10.3390/batteries7020029

Chicago/Turabian Style

Kurz, Leonard, Mojtaba Faryadras, Ines Klugius, Frederik Reichert, Andreas Scheibe, Matthias Schmidt, and Ralf Wörner. 2021. "Global Warming Potential of a New Waterjet-Based Recycling Process for Cathode Materials of Lithium-Ion Batteries" Batteries 7, no. 2: 29. https://doi.org/10.3390/batteries7020029

APA Style

Kurz, L., Faryadras, M., Klugius, I., Reichert, F., Scheibe, A., Schmidt, M., & Wörner, R. (2021). Global Warming Potential of a New Waterjet-Based Recycling Process for Cathode Materials of Lithium-Ion Batteries. Batteries, 7(2), 29. https://doi.org/10.3390/batteries7020029

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