A Multi-Step RUL Prediction Method for Lithium-Ion Batteries Based on Multi-Scale Temporal Features and Frequency-Domain Spectral Interaction
Abstract
1. Introduction
- A lightweight time–frequency RUL prediction framework. We develop TF-RULNet, a unified pipeline of multi-scale time-domain convolution (MSTC), spectral interaction (MHSI), and cross-gated fusion (CGF) to characterize multi-scale and non-stationary battery degradation.
- Efficient multi-head spectral interaction with band-wise refinement. Without incurring the cost of self-attention, MHSI leverages temporal 1D FFT to capture global spectral structures and employs learnable band masks to refine low-/mid-/high-frequency components in a hierarchical manner, achieving a favorable trade-off between efficiency and representation power.
- Cross-domain, stage-adaptive time–frequency fusion. CGF enables dynamic reweighting and modulation between time- and frequency-domain representations across degradation stages, improving robustness and cross-condition generalization beyond static concatenation or fixed-weight fusion.
2. Materials and Methods
2.1. RUL Definition and Dataset Description
2.1.1. Definition of Remaining Useful Life (RUL)
2.1.2. Dataset Description
2.1.3. Construction and Selection of Health Indicators
2.2. Methodology
2.2.1. Task Definition and Notation
Alignment Principle
Single-Step vs. Multi-Horizon Prediction
2.2.2. Multi-Scale Time-Domain Degradation Modeling (MSTC)
2.2.3. Multi-Head Spectral Interaction and Band-Wise Refinement (MHSI)
2.2.4. Cross-Gated Time–Frequency Fusion and RUL Regression (CGF)
2.3. TF-RULNet (Time-Frequency RUL Network) Architecture
- Temporal encoding (MSTC): Given the input tensor , a multi-scale temporal convolutional encoder is employed to extract degradation cues at different time scales, producing the temporal representation .
- Spectral enhancement (MHSI): The temporal features are mapped into the frequency domain, where multi-head spectral interaction and adaptive band-wise refinement are performed to obtain the frequency-enhanced representation .
- Dynamic fusion (CGF): A cross-gated fusion module adaptively re-weights the contributions of temporal and spectral branches, yielding the fused feature representation .
- Multi-step regression (Forecast Head): The fused representation is aggregated and fed into a forecasting head to output the multi-step RUL prediction , where B denotes the batch size and P is the prediction horizon.
3. Experimental Settings and Model Training Procedure
3.1. Hardware Configuration
3.2. Model Hyperparameter Settings
3.3. Model Training
3.4. Evaluation Metrics
4. Experimental Analysis
4.1. Experiment I: Comparison Under the Small-Sample Setting
4.1.1. Experiment Comparison on B005 and B007
4.1.2. Ablation Experiment Under the Small-Sample Setting
4.2. Experiment II: Cross-Dataset Generalization Experiment (NASA → Maryland)
4.3. Experiment III: Comparison with Representative Existing Models
5. Conclusions and Future Work
5.1. Conclusions
5.2. Future Work
- Uncertainty quantification for risk-aware decision making. In practical BMS applications, reliable predictions are often more valuable than a single-point optimum. Future work will extend TF-RULNet to probabilistic forecasting, providing confidence intervals and risk indicators for multi-step RUL, which can facilitate safety margin assessment and maintenance planning.
- More systematic cross-domain adaptation and online updating. While cross-dataset experiments validate the transferability of TF-RULNet, real-world operating conditions (e.g., protocols, temperatures, loads) may drift continuously. Future research will investigate parameter-efficient adaptation and online fine-tuning strategies to enable rapid updates with limited new data while mitigating catastrophic forgetting.
- From macro cycle-level features to fine-grained segment-level mechanistic feature fusion. The current study mainly uses macro cycle-level statistical features. Future extensions will incorporate finer-grained information, such as charging/discharging curve segments and IC/DV peak characteristics, into a unified representation framework, aiming to better capture stage-wise behaviors (e.g., capacity regeneration) and non-linear degradation acceleration near the end of life.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Dataset | Selected Batteries | Cell Type | Rated Capacity | Chemistry |
|---|---|---|---|---|
| NASA | B0005, B0006, B0007, B0018 | Cylindrical | 2 Ah | NCA/Graphite |
| CALCE | CS2-35, CS2-36, CS2-37, CS2-38 | Prismatic | 1.1 Ah | LCO/Graphite |
| Hyperparameter | Search Range (Grid) | Selected |
|---|---|---|
| Model dimension () | {32, 64, 128} | 64 |
| Number of heads () | {1, 8} | 4 |
| Feed-forward dimension () | {1, 128} | 32 |
| Dropout rate | {0.0, 0.5} | 0.1 |
| Initial learning rate () | {1 × 10−4, 1 × 10−3, 1 × 10−2} | 1 × 10−3 |
| Model | B005 | B007 | ||||
|---|---|---|---|---|---|---|
| RMSE | MAE | RMSE | MAE | |||
| CNN | 0.0273 | 0.0226 | 0.9129 | 0.0124 | 0.0092 | 0.9746 |
| CNN-LSTM | 0.0145 | 0.0115 | 0.9753 | 0.0115 | 0.0088 | 0.9781 |
| Transformer | 0.0131 | 0.0096 | 0.9798 | 0.0120 | 0.0101 | 0.9759 |
| XGBoost | 0.0249 | 0.0212 | 0.9273 | 0.0131 | 0.0107 | 0.9713 |
| RF | 0.0284 | 0.0245 | 0.9052 | 0.0173 | 0.0128 | 0.9504 |
| PatchTST | 0.0128 | 0.0102 | 0.9808 | 0.0111 | 0.0079 | 0.9794 |
| TF-RULNet | 0.0096 | 0.0074 | 0.9892 | 0.0084 | 0.0069 | 0.9883 |
| Model | B005 | B007 | ||||
|---|---|---|---|---|---|---|
| RMSE | MAE | RMSE | MAE | |||
| w/o MHSI | 0.0112 | 0.0086 | 0.9853 | 0.0098 | 0.0075 | 0.9842 |
| w/o MSTC | 0.0126 | 0.0104 | 0.9813 | 0.0093 | 0.0074 | 0.9857 |
| w/o CGF (Concat+Linear) | 0.0107 | 0.0083 | 0.9867 | 0.0088 | 0.0065 | 0.9870 |
| TF-RULNet | 0.0096 | 0.0074 | 0.9892 | 0.0084 | 0.0069 | 0.9883 |
| Model | CS-35 | CS-37 | ||||
|---|---|---|---|---|---|---|
| RMSE | MAE | RMSE | MAE | |||
| CNN | 0.0541 | 0.0511 | 0.9179 | 0.0360 | 0.0238 | 0.9635 |
| CNN-LSTM | 0.0485 | 0.0283 | 0.9339 | 0.0399 | 0.0253 | 0.9552 |
| Transformer | 0.0492 | 0.0275 | 0.9321 | 0.0339 | 0.0199 | 0.9676 |
| XGBoost | 0.0814 | 0.0543 | 0.8139 | 0.0535 | 0.0310 | 0.9194 |
| RF | 0.0667 | 0.0416 | 0.8751 | 0.0775 | 0.0543 | 0.8309 |
| PatchTST | 0.0293 | 0.0248 | 0.9758 | 0.0301 | 0.0196 | 0.9744 |
| TF-RULNet | 0.0181 | 0.0121 | 0.9908 | 0.0165 | 0.0097 | 0.9923 |
| Model | B005 | B007 | ||||
|---|---|---|---|---|---|---|
| RMSE | MAE | RMSE | MAE | |||
| LDNet [43] | 0.0121 | 0.0103 | 0.9828 | 0.0111 | 0.0085 | 0.9797 |
| MDM [23] | 0.0126 | 0.0104 | 0.9813 | 0.0111 | 0.0079 | 0.9794 |
| DFL-RUL [17] | 0.0128 | 0.0102 | 0.9808 | 0.0120 | 0.0101 | 0.9759 |
| PatchFormer [24] | 0.0117 | 0.0100 | 0.9839 | 0.0088 | 0.0065 | 0.9870 |
| TFformer [26] | 0.0104 | 0.0080 | 0.9874 | 0.0095 | 0.0072 | 0.9849 |
| TF-RULNet | 0.0096 | 0.0074 | 0.9892 | 0.0084 | 0.0069 | 0.9883 |
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Share and Cite
Tu, Y.; Xu, S.; Wang, J.; Jin, M. A Multi-Step RUL Prediction Method for Lithium-Ion Batteries Based on Multi-Scale Temporal Features and Frequency-Domain Spectral Interaction. Batteries 2026, 12, 137. https://doi.org/10.3390/batteries12040137
Tu Y, Xu S, Wang J, Jin M. A Multi-Step RUL Prediction Method for Lithium-Ion Batteries Based on Multi-Scale Temporal Features and Frequency-Domain Spectral Interaction. Batteries. 2026; 12(4):137. https://doi.org/10.3390/batteries12040137
Chicago/Turabian StyleTu, Ye, Shixiong Xu, Jie Wang, and Mengting Jin. 2026. "A Multi-Step RUL Prediction Method for Lithium-Ion Batteries Based on Multi-Scale Temporal Features and Frequency-Domain Spectral Interaction" Batteries 12, no. 4: 137. https://doi.org/10.3390/batteries12040137
APA StyleTu, Y., Xu, S., Wang, J., & Jin, M. (2026). A Multi-Step RUL Prediction Method for Lithium-Ion Batteries Based on Multi-Scale Temporal Features and Frequency-Domain Spectral Interaction. Batteries, 12(4), 137. https://doi.org/10.3390/batteries12040137

