Virtual-Document-Augmented Retrieval-Augmented Generation for Power-Domain Knowledge-Base Question Answering with Noise-Enhanced Robustness
Abstract
1. Introduction
2. Related Works
3. Methodology
- (1)
- Virtual Document Substitution: Using a pre-trained LLM, we generate context-rich pseudo-documents to semantically expand the original query. This mechanism closes the representational mismatch between concise queries and lengthy corpus documents by simulating the semantic distribution of complete documents, which in turn improves retrieval accuracy.
- (2)
- Iterative Query-Answer Retrieval: We first integrate the retrieved documents into a prompt template to generate an initial answer. We then concatenate this intermediate answer with the original query and embed them as a refined retrieval vector; this allows for a second-stage retrieval that focuses on more relevant documents.
- (3)
- Noise-Enhanced Robustness: Before inputting documents into the LLM, we introduce irrelevant “noise” documents alongside the retrieved content. This training strategy forces the model to discern signal from noise, which enhances its ability to focus on informative content and improves output robustness.
3.1. Text Chunk Indexing
3.2. Virtual Document Retrieval
3.3. The Introduction of Irrelevant Documents
4. Experiments
4.1. Setup
4.1.1. Implementation
4.1.2. Datasets
4.1.3. Metrics
4.1.4. Failure Cases Analysis
4.2. Main Result
4.3. Ablation Study
4.4. Impact of Irrelevant Documents
4.5. Impact of Relevant Documents Positioning
4.6. Efficiency Analysis
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A. Failure Cases Analysis
- Case1
- Question: What are the future work plans of Hebei Electric Power for 2023?
- Gold answer: (1) Refine hierarchical responsibilities for power supply assurance; (2) Promote the construction of a new-type load management system; (3) Establish a market analysis and forecasting framework.
- Top-5 documents:
- Challenges faced by Hebei Electric Power regarding high-voltage transmission.
- Electricity consumption in the Beijing-Tianjin-Hebei region during Winter 2023 and subsequent planning: (1) Refine hierarchical responsibilities for power supply assurance; (2) Promote the construction of a new-type load management system.
- Power supply and demand conditions in Hebei during Summer 2023.
- Electricity consumption patterns of Hebei’s manufacturing sector in 2023.
- Analysis of total social installed capacity in Hebei for 2023.
- LLM output: Based on the provided documents, the future work plans of Hebei Electric Power for 2023 cannot be determined.
- Diagnosis: The complete answer is distributed across two separate text chunks; however, the retriever only recalled one of them. Furthermore, the relevant answer segment constitutes only a minor fraction of the retrieved chunk, which the generator consequently failed to exploit effectively. The root cause of this failure lies in semantic fragmentation during the document preprocessing stage: critical information required for a comprehensive response was inadvertently segmented into multiple disparate chunks. This incomplete retrieval prevented the LLM from accessing coherent and comprehensive context, resulting in semantic discontinuity and comprehension bias. Ultimately, the system generated an “unanswerable” response.
- Case2
- Question: What were the objectives of State Grid Corporation of China regarding market forecasting for the second half of 2022?
- Gold answer: Forecast peak load, anticipate power supply gaps, and complete electricity market analysis and forecasting reports.
- Top-5 documents:
- Promoting the establishment of a market-oriented system for market forecasting and analysis.
- Work schedule for market analysis and forecasting, emphasizing inter-departmental coordination.
- Standardizing and optimizing business processes, with specific work requirements and procedures aimed at compliant operations and excellent service.
- New requirements for the market work system, refining job standards and work standards.
- Focusing on establishing and improving business systems for market business analysis, and coordinating business platforms.
- LLM output: The market professional management system has been fully established, refining load management organization and implementation, as well as market analysis and forecasting business processes.
- Diagnosis: This represents a case of semantic retrieval failure. The embedding model was unable to effectively distinguish between “objectives of market forecasting by the grid corporation” and “market analysis and forecasting” as routine activities. Due to the high degree of semantic overlap between these keywords, the retriever recalled generic documents concerning routine market forecasting tasks, which subsequently led the generator to produce an incorrect response.
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| Method | ROUGE-1 | ROUGE-2 | ROUGE-L | BLEU-4 |
|---|---|---|---|---|
| Naive RAG | 53.67 | 37.30 | 44.94 | 25.08 |
| ITER-RETGEN [28] | 54.31 | 38.05 | 45.94 | 25.76 |
| Sure [29] | 48.45 | 30.09 | 39.89 | 19.39 |
| Flare [30] | 45.73 | 29.93 | 37.46 | 17.76 |
| Ircot [31] | 50.88 | 33.45 | 42.58 | 22.39 |
| Replug [32] | 40.49 | 20.61 | 31.58 | 10.52 |
| Selective-context [33] | 43.26 | 22.16 | 33.56 | 11.61 |
| Ours | 55.34 | 39.16 | 47.02 | 27.92 |
| Method | ROUGE-1 | ROUGE-2 | ROUGE-L | BLEU-4 |
|---|---|---|---|---|
| Naive RAG | 45.35 | 35.57 | 43.59 | 25.27 |
| ITER-RETGEN [28] | 43.88 | 34.13 | 41.97 | 23.94 |
| Sure [29] | 33.62 | 25.52 | 32.03 | 17.69 |
| Flare [30] | 29.01 | 20.08 | 26.88 | 13.45 |
| Ircot [31] | 42.62 | 32.83 | 40.53 | 22.62 |
| Replug [32] | 28.15 | 14.75 | 25.21 | 8.57 |
| Selective-context [33] | 27.20 | 13.09 | 24.41 | 7.42 |
| Ours | 47.13 | 36.96 | 45.32 | 26.56 |
| Method | Context Relevance | Answer Relevancy | Faithfulness | Response Groundedness |
|---|---|---|---|---|
| Naive RAG | 77.00 | 41.40 | 75.55 | 78.50 |
| ITER-RETGEN [28] | 81.50 | 47.42 | 77.00 | 86.00 |
| Sure [29] | 77.50 | 37.39 | 71.95 | 68.00 |
| Flare [30] | 41.00 | 28.75 | 53.00 | 47.00 |
| Ircot [31] | 77.50 | 52.33 | 73.40 | 85.50 |
| Replug [32] | 77.50 | 42.37 | 56.33 | 70.00 |
| Selective-context [33] | 77.50 | 37.98 | 42.95 | 39.00 |
| Ours | 78.50 | 42.49 | 76.05 | 83.00 |
| Module | ROUGE-1 | ROUGE-2 | ROUGE-L | BLEU-4 |
|---|---|---|---|---|
| electricity power dataset | ||||
| HyDE + irrelevant documents | 55.34 | 39.16 | 47.02 | 27.92 |
| w/o irrelevant documents | 54.50 | 38.11 | 45.99 | 26.62 |
| w/o HyDE | 54.59 | 38.01 | 46.12 | 26.24 |
| w/o HyDE+irrelevant documents | 53.67 | 37.30 | 44.94 | 25.08 |
| CMRC dataset | ||||
| HyDE + irrelevant documents | 45.35 | 36.96 | 45.32 | 26.56 |
| w/o irrelevant documents | 46.51 | 36.12 | 44.65 | 26.16 |
| w/o HyDE | 45.94 | 36.24 | 44.23 | 25.98 |
| w/o HyDE+irrelevant documents | 45.35 | 35.57 | 43.59 | 25.27 |
| N | Naive | HyDE | ||||||
|---|---|---|---|---|---|---|---|---|
| ROUGE-1 | ROUGE-2 | ROUGE-L | BLEU-4 | ROUGE-1 | ROUGE-2 | ROUGE-L | BLEU-4 | |
| 0 | 53.67 | 37.30 | 44.94 | 25.08 | 54.50 | 38.11 | 45.99 | 26.62 |
| 1 | 53.70 | 37.15 | 45.04 | 25.08 | 54.49 | 37.96 | 45.99 | 26.63 |
| 2 | 54.11 | 37.83 | 45.72 | 25.91 | 54.98 | 38.82 | 46.78 | 27.58 |
| 3 | 54.18 | 37.44 | 45.57 | 25.55 | 54.94 | 38.46 | 46.71 | 27.34 |
| 4 | 54.59 | 38.01 | 46.12 | 26.24 | 54.66 | 38.17 | 46.34 | 27.03 |
| 5 | 54.54 | 37.97 | 46.12 | 26.31 | 54.53 | 38.17 | 46.27 | 27.02 |
| 6 | 54.13 | 37.55 | 45.73 | 26.08 | 55.06 | 38.65 | 46.75 | 27.63 |
| 7 | 54.07 | 37.52 | 45.68 | 25.74 | 54.53 | 38.32 | 46.32 | 27.24 |
| 8 | 54.33 | 37.80 | 45.96 | 26.35 | 55.34 | 39.16 | 47.02 | 27.92 |
| 9 | 54.03 | 37.54 | 45.69 | 26.19 | 54.73 | 38.40 | 46.42 | 27.26 |
| 10 | 54.08 | 37.59 | 45.87 | 26.08 | 54.86 | 38.51 | 46.45 | 27.39 |
| Model Condition | ROUGE-1 | ROUGE-2 | ROUGE-L | BLEU-4 |
|---|---|---|---|---|
| Naive RAG | 53.67 | 37.30 | 44.94 | 25.08 |
| R are behind irrelevant ones | 54.59 | 38.01 | 46.12 | 26.24 |
| HyDE + R are behind irrelevant ones | 55.34 | 39.16 | 47.02 | 27.92 |
| R are among irrelevant ones | 54.11 | 37.68 | 45.54 | 25.92 |
| HyDE + R are among irrelevant ones | 54.78 | 38.64 | 46.58 | 27.09 |
| R are in front of irrelevant ones | 54.04 | 37.66 | 45.51 | 25.42 |
| HyDE + R are in front of irrelevant ones | 54.72 | 38.77 | 46.43 | 27.46 |
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Share and Cite
Chen, Y.; Luo, X.; Zhou, Y.; Peng, Q.; Yuan, Y.; Chen, K.; Liu, Y. Virtual-Document-Augmented Retrieval-Augmented Generation for Power-Domain Knowledge-Base Question Answering with Noise-Enhanced Robustness. Processes 2026, 14, 670. https://doi.org/10.3390/pr14040670
Chen Y, Luo X, Zhou Y, Peng Q, Yuan Y, Chen K, Liu Y. Virtual-Document-Augmented Retrieval-Augmented Generation for Power-Domain Knowledge-Base Question Answering with Noise-Enhanced Robustness. Processes. 2026; 14(4):670. https://doi.org/10.3390/pr14040670
Chicago/Turabian StyleChen, Yanwen, Xiong Luo, Ying Zhou, Qiaojuan Peng, Yuqi Yuan, Ke Chen, and Yinghui Liu. 2026. "Virtual-Document-Augmented Retrieval-Augmented Generation for Power-Domain Knowledge-Base Question Answering with Noise-Enhanced Robustness" Processes 14, no. 4: 670. https://doi.org/10.3390/pr14040670
APA StyleChen, Y., Luo, X., Zhou, Y., Peng, Q., Yuan, Y., Chen, K., & Liu, Y. (2026). Virtual-Document-Augmented Retrieval-Augmented Generation for Power-Domain Knowledge-Base Question Answering with Noise-Enhanced Robustness. Processes, 14(4), 670. https://doi.org/10.3390/pr14040670

