A Systematic Review and Meta-Analysis of Model Predictive Control in Microgrids: Moving Beyond Traditional Methods
Abstract
1. Introduction
- Provides a comprehensive classification of MPC techniques applied in MGs based on objectives, algorithms, and application domains;
- Analyses the use of multi-objective optimization and highlights its role in enhancing operational trade-offs in MGs;
- Explores the integration of MPC with hybrid and hierarchical control strategies for complex, real-world implementations;
- Offers a bibliometric meta-analysis to uncover research trends and publication patterns over the past decade.
2. Background and Review Methodology
2.1. MPC Fundamentals and Microgrid Applications
2.2. Research Gap and Review Positioning
2.3. Review Methodology and Bibliometric Analysis Approach
- What are the dominant MPC strategies used in microgrid control?
- How do these strategies vary by application (energy management and frequency control)?
- What control objectives and optimization techniques are employed?
- What research gaps exist in terms of hybrid, hierarchical, and multi-objective implementations?
- Data Collection and Source Selection:
3. Overview of MPC Approaches in Microgrid
3.1. System Dynamics in MPC
- In continuous system dynamics, time is conceptualized as a continuous variable, facilitating seamless and uninterrupted changes in the system’s state [61,88]. Characterized by continuous-time differential equations, these equations elucidate the rate of change in the system’s state variables over time [89,90]:
3.2. Types of Objective Functions in MPC
3.3. MPC Algorithm Types (Formulation-Based)
- (1)
- Control-Oriented Classification of MPCs
- Linear Quadratic Regulator (LQR): LQR is a preferred choice in MPC applications due to its simplicity and computational efficiency [128,129]. However, its simplicity comes at a cost, as it is primarily suited for linear systems with quadratic cost functions. To address these limitations, researchers have proposed various approaches, including a novel LQR controller that tackles V-f control in isolated PV–battery MGs [130]. This controller eliminates state estimators, relies on local data, and handles diverse uncertainties, achieving robust performance verified by extensive HIL tests. Building on this success, Reference [131] introduces an even more robust combo of resonant and lead–lag controllers. This approach tackles voltage tracking and stability in isolated MGs, outperforming LQR, MPC, and NI controllers by handling diverse uncertainties and offering excellent tracking, enhanced stability, and flexibility across single- and three-phase systems.
- (2)
- Optimization Problem-Based MPC
- Mixed-Integer Linear Programming (MILP): MILP finds application in MPC scenarios with discrete decision variables, addressing tasks like switching between energy sources or adjusting power setpoints [140,141]. While computationally more demanding than QP, MILP excels in optimizing intricate discrete control strategies [142,143].
Algorithm | System Dynamics | Objective Function | Optimization Problem | Computational Complexity | Applications |
---|---|---|---|---|---|
RHMPC [81,82] | Continuous | Single | QP | Moderate | General control |
MOMPC [151] | Continuous | Multiple | Multi-objective QP | High | Multi-objective control |
AMPC [83] | Continuous | Adaptive | Adaptive QP | High | Adaptive control |
NNMPC [84] | Continuous | Learned | Neural network | High | Nonlinear control |
DMPC [52] | Distributed | Distributed | Distributed QP | High | Large-scale systems |
RMPC [85,86] | Continuous | Robust | Robust QP | High | Robust control |
EMPC [152] | Continuous | Economic | MILP | High | Economic optimization |
MILP [87] | Discrete/ Continuous | Mixed-integer | MILP | High | Discrete/continuous systems |
QP [153,154,155,156] | Continuous | Quadratic | QP | Moderate | General control |
LQR [157] | Continuous | Quadratic | Riccati equation | Moderate | Linear systems |
MPC Technique | Application Area | Performance Indicator | Identified Research Gaps |
---|---|---|---|
EMPC [95,158] | Cost optimization in MGs | Operational cost reduction | Limited real-time implementation |
DMPC [159,160,161] | Multi-agent distributed MGs | Scalability, flexibility | Communication overhead, convergence delays |
MOMPC [146,162] | Multi-objective energy management | Pareto efficiency | Computational complexity |
RHMPC [160,163,164] | Islanding transition and fault recovery | Fast frequency/voltage control | Requirement of high-frequency data, instability risks |
AMPC [83,165] | Dynamic and uncertain loads | Robust response to system changes | Adaptive model-tuning complexity |
NNMPC [166,167] | Nonlinear system control | Tracking accuracy, generalization | Training data dependency, real time interface challenges |
RMPC [85,86,168] | Uncertainty resilient control | Robustness against disturbances | Conservative performance, complex constraint handling |
MILP [169,170] | Scheduling and resource optimization | Global optimality | Scalability and combinatorial explosion |
QP [171,172] | Fast linear MPC formulations | Computation time, feasibility | Inflexibility in nonlinear/complex system |
LQR [173,174] | Linear quadric control in stable MGs | Control effort, response speed | Limited adaptability, assumption of linear dynamics |
3.4. MPC Strategies (Deployment/Architecture-Based)
4. Exploring Multi-Objective Optimization Using MPC
4.1. Concept and Benefits
- Reduced risk of suboptimal solutions: Single-objective optimization approaches can sometimes get stuck in local optima, which are solutions that are better than any of their neighbors but not as good as the global optimum [203,204,205]. MOO is less likely to get stuck in local optima because it considers multiple objectives [205,206].
4.2. Challenges in MOO with MPC
5. Hierarchical Control Strategies with MOO and MPC in MGs
5.1. Overview of Hierarchical Structures
5.2. Technical vs. Economic Objectives in MGs
6. Integration of MPC Within Hybrid Control Strategies
- MPC-PID hybrid control: This strategy combines MPC with PID controllers, utilizing MPC for overall optimization and PID controllers for faster response to disturbances [258]. In Reference [259], a novel path-tracking controller is proposed for autonomous vehicles, combining kinematic MPC, PID feedback control, and a vehicle sideslip angle compensator. The controller significantly improves tracking performance at both low and high speeds, effectively handling disturbances and uncertainties. Reference [40] analyzes interlinking converter control in hybrid AC/DC microgrids, summarizing the current state of research and development in control structures, strategies, and techniques. It highlights the strengths and limitations of existing approaches and outlines future directions. In Reference [260], a novel cooperative PSO-based method is proposed for tuning quadrotor trajectory-tracking MPC parameters, enhancing tracking performance and robustness compared to other tuning approaches. The hybrid control strategy combines MPC for position control and PID controllers for attitude control.
- Hierarchical control: This approach employs a hierarchical structure, with MPC at a higher level, handling long-term optimization, and other control techniques at lower levels, managing specific subsystems or fast-changing dynamics [258]. A hybrid control strategy is proposed for a hybrid AC/DC MG, combining low-level, intermediate-level, and high-level control to achieve bus voltage stabilization, ancillary service provision, and power-sharing and frequency-stability improvement. The adaptive virtual inertia outperforms traditional linear controllers in terms of frequency stability [261]. Hierarchical control is a crucial methodology for managing MG complexity, enabling reliable, efficient, and stable operation under various conditions. This layered control structure optimizes MG performance, coordination, and adaptability in both normal and islanding modes [262]. The proposed enhanced MG power flow (EMPF) algorithm accurately incorporates hierarchical control effects, improving power flow analysis and monitoring, especially for complex urban MGs [263].
- Switching control: This strategy dynamically switches between different control techniques based on system conditions. For instance, MPC may be used during normal operation, while PID controllers take over during transient disturbances [258]. An enhanced switching control strategy utilizing droop control and disturbance observer effectively mitigates transient disturbances and ensures seamless and stable operation of AC/DC hybrid MGs during grid-connected and island-mode transitions [264]. In Reference [265], a hybrid smart MG employing intelligent fuzzy control, PID/PI controls, and switching control effectively manages PHEV charging, optimizes renewable energy utilization, and ensures system stability for V2G and G2V operations.
7. Discussion
Practical Barriers and Scalability Challenges
8. Future Research Direction
9. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Ref. | Scope of Review | MPC in MGs | MOO in MPC | Hybrid Control | Hierarchical Strategy in MGs | Real world Insights | Gap Address in This Study |
---|---|---|---|---|---|---|---|
[53] | Thematic; general | ✓ | ✓ | ✕ | ✓ | ✕ | Lacks hybrid/control diversity |
[57] | Focuses on MG control | ✓ | ✓ | ✕ | ✓ | ✕ | Limited structure and hierarchy |
[58] | Structured but narrow | ✓ | ✓ | ✕ | ✓ | ✕ | Lacks hybrid control and real-world focus |
[59,60] | Algorithm centric | ✓ | ✕ | ✕ | ✕ | ✕ | Lacks application perspective |
[61,62,63] | Practical but partial focus | ✓ | ✕ | ✕ | ✕ | ✕ | No hybrid or hierarchical view |
[64] | Predictive power management in hybrid RES | ✓ | ✕ | ✓ | ✕ | ✕ | Lacks control taxonomy, real-world cases, and MOO |
[65] | Evaluation of MPC-based MPPT for PV systems | ✓ | ✕ | ✕ | ✕ | ✓ | Lacks MOO and hybrid/hierarchical control |
This study | Comprehensive (taxonomy + application) | ✓ | ✓ | ✓ | ✓ | ✓ | Unified taxonomy, hybrid control, MOO, and real-world integration |
Criteria | Inclusion | Exclusion |
---|---|---|
Time range | 2021–2025 | Publications before 2021 or after 2025 |
Language | English only | Non-English publications |
Document type | Research articles, review papers | Conference abstracts, editorials, etc. |
Subject area | Electrical engineering | Other fields of engineering or unrelated fields |
Search logic | Applied AND, OR for specific filtering | - |
Source database | WOS | Other databases (e.g., IEEE Xplore) |
Publishers | All publishers indexed in WOS | - |
Category | Description | Key Formula | Ref. |
---|---|---|---|
Single objective | A single goal (such as the reduction of errors or energy consumption) is optimized. This optimization involves only a single variable. | [96,97] | |
Multi-objective | Several objectives are considered together, and these objectives can be prioritized by using weights. | (With weights ) | [98,99] |
Adaptive objective | The function dynamically changes according to system conditions. It adjusts based on past data and current inputs. | [100,101,102] | |
Learned objective | This function uses neural networks (NNs) to automatically simulate the goal. It is useful for modeling complex, nonlinear relationships. | (NN trained to model the objective) | [103,104,105,106] |
Distributed objective | In multi-agent systems, each agent accomplishes its specific goal, ultimately resulting in a global goal. | (N is the number of agents) | [107,108] |
Robust objective | This function is designed to manage uncertainties or disturbances in the system. It optimizes under the largest possible disturbances. | (d is the disturbance parameter) | [109,110,111,112] |
Economic objective | This function maximizes economic aspects such as cost or profit, emphasizing the economic contribution of system decisions. | ( is the revenue and is cost) | [48,113] |
Mixed-integer objective | This function includes continuous and discrete (integer or binary) variables. It introduces additional complexity. | ( are continuous variables and are discrete variables) | [114,115] |
Quadratic objective | This function is expressed as a quadratic form of state and control variables, and convex optimization is used for optimization. | [116,117,118] |
Ref. | Desired Control Objectives | Advantages | Limitations | Algorithm | Results |
---|---|---|---|---|---|
[150] | Enhance the efficient use of flexible resources (such as PV panels and battery storage systems) in buildings to reduce operational energy costs. | (1) SMPC is more likely to realize daily cost savings compared to CMPC and SHMPC strategies. (2) SHMPC can achieve higher cost savings in actual operation by aligning the optimization horizon’s commencement with the onset of the off-peak period. | (1) SMPC still has higher daily costs than the real-time optimal control strategy for most of the winter season due to low forecast accuracy. (2) There is no one control strategy that is definitely superior to the other strategies under all operating conditions. | CMPC SHMPC SMPC RTC | Hybrid control strategies using RTC in winter and SMPC in other seasons effectively optimize building energy flexibility in subtropical regions. |
[177] | Optimizing the management of power flow among battery ESS involves considering factors such as line losses, voltage constraints, and converter current constraints. Achieving real-time implementation necessitates a significant reduction in computation time. | (1) Fast solution via convex optimization and robust solvers. (2) Handles line losses, voltage, and current constraints. (3) Applicability for real-time MPC in MGs. | (1) The simplified battery model may not fully capture all system dynamics. (2) Assumptions about battery charge and discharge efficiencies may not be universally applicable across all operational scenarios. (3) Approximations inherent to the variable efficiency battery SoC model. | Convex vs. non-convex problems and robust solvers | The convex MPC approach rivals non-convex methods in real-time microgrid simulations, notably cutting computation time while maintaining competitive power loss at 12.638 kW versus 11.596 kW. |
[178] | Address the instability problems caused by constant power load (CPL) in DC MGs. Develop a robust and fast-responding controller for DC/DC converters feeding CPLs. | (1) AMPC based on DRL provides robustness and fast response to system dynamics. (2) Deep Q-Network (DQN) strategy adaptively designs the controlling signal coefficient for each variable operation point. | (1) The complexity of the AMPC algorithm (2) The requirement for training data for the DQN model | AMPC with DQN | The AMPC controller successfully resolves instability issues in DC MGs caused by CPL, demonstrating robustness and rapid dynamic response. |
[179] | Optimize energy management in MG Balance power generation and demand through ESS Minimize operating costs. Improve MG efficiency. Reduce environmental impacts. | (1) AMPC addresses issues associated with MG. (2) AMPC optimizes power-sharing among DERs while considering physical and operational constraints. (3) AMPC minimizes operating costs and improves MG efficiency. | (1) AMPC requires accurate prediction of disturbances, which can be challenging (2) AMPC is more complex to implement than traditional control algorithms | AMPC based receding horizon control | AMPC proves to be an effective tool for optimizing energy management in MG, reducing operating costs, enhancing efficiency, and minimizing environmental impact. |
[180] | Minimize energy costs and maximize renewable energy utilization in MGs. Develop a control scheme that works effectively in both grid-connected and islanded mode. | (1) SHMPC scheme effectively reduces energy costs by 6% compared to non-switched HMPC. (2) SHMPC effectively utilizes renewable energy and storage capabilities under changing grid connection conditions. | (1) No energy demand or production forecasting. (2) Conceptual character, further research needed to implement advanced functionalities. | SHMPC | SHMPC effectively reduces energy costs and maximizes renewable energy utilization in MGs SHMPC is applicable to any standard MG. |
[121] | Minimize the operating cost of a MG. Handle the intermittency of RESs and the high stochasticity in market prices and loads. | (1) Imitation learning cuts training time by 17 times compared to a Q-learning (2) Proposed approach achieves an operating cost close to the theoretical minimum value under various uncertainties. | (1) Requires a MILP solver to generate an expert policy. (2) May not be applicable to MGs with complex constraints. | Data-driven online approach based on imitation learning | Proposed data-driven approach efficiently optimizes MG operation costs under uncertainties in both simulated and real-world scenarios. |
[181] | Optimize the overall cost of generation in a hybrid MG, taking into account constraints associated with supply–demand balance, capacity, and ramp-rate. | (1) The proposed decentralized algorithm is independent of the initialization stage. (2) Proposed algorithm can handle convex objective functions. (3) The convergence of the presented algorithm is proven via convex analysis and the utilization of the Lyapunov function technique | Algorithm may not be applicable to non-convex optimization problems. | Fully distributed algorithm | Proposed distributed algorithm minimizes MG generation cost while satisfying constraints, with proven convergence. |
[182] | The primary goals of control in this context encompass optimizing economic performance metrics through forecasts of PV generation and load demands, minimizing disparities between planned and actual energy transactions, and ensuring compliance with probabilistic constraints. | (1) Efficient energy management across diverse timeframes. (2) Adaptability to stochastic disruptions and correction of predictive inaccuracies. (3) Improved system-wide efficiency via updates to the overarching plan. | (1) Dependency on precise forecast data for optimal functionality. (2) Complexity in deployment and computational demands (3) Sensitivity to the precision of models and tuning of parameters. | Two-layer | The dual-layer algorithm enhances MG energy management by combining economic and stochastic MPC, with recurrent updates improving system performance. |
[183] | Attain concurrent control of frequency and voltage in an HVDC transmission system during converter blocking. | (1) Cooperative control effectively regulates frequency and voltage during HVDC blocking. (2) EMPC diminishes peak and steady-state deviations in frequency and voltage. (3) EMPC outperforms droop control, LQR, and the original system. | (1) Complexity of the EMPC (2) Requirement for accurate models of the HVDC transmission system and wind farm. | EMPC | Proposed EMPC-based cooperative control effectively regulates frequency and voltage during HVDC blocking, outperforming traditional methods. |
Ref. | Scenario | Type of MPC | Hardware/Platform Used | Key Outcomes |
---|---|---|---|---|
[184] | Frequency regulation using DRL in PV–diesel MG | DRL-MPC | STM32-based embedded system | Improved frequency stability under load changes |
[185] | Economic dispatch in grid-connected MG | EMPC | Lab-scale OPAL-RT + MATLAB | 52.1% cost reduction and smooth DER transitions |
[186] | Power sharing across MMGs | DRMPC | Simulink-HIL + TCP/IP network | Enhanced economy and improved data privacy |
[187] | CO2 reduction in islanded MG with PV and battery | Dual-layer EMPC | Raspberry Pi + SCADA interface | 10% CO2 reduction and optimized generator usage |
Ref. | [209] | [210] | [99] | [96] | [211] | [212] | [213] | [214] | [215] | [216] | [217] | [218] | [219] | [220] |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Improved system performance | ✕ | ✕ | ✕ | ✓ | ✓ | ✕ | ✓ | ✓ | ✓ | ✕ | ✓ | ✕ | ✓ | ✕ |
Reduced risk of suboptimal solutions | ✓ | ✕ | ✓ | ✕ | ✕ | ✓ | ✕ | ✕ | ✕ | ✓ | ✕ | ✕ | ✕ | ✕ |
Increased flexibility | ✕ | ✓ | ✕ | ✕ | ✕ | ✕ | ✕ | ✕ | ✕ | ✕ | ✕ | ✓ | ✕ | ✓ |
Ref. | Increased Computational Complexity | Difficulty in Defining Objectives | Trade-Offs Between Objectives |
---|---|---|---|
[12] | ✕ | ✓ | ✕ |
[192] | ✓ | ✕ | ✕ |
[213] | ✕ | ✕ | ✓ |
[226] | ✕ | ✕ | ✓ |
[227] | ✕ | ✓ | ✕ |
[228] | ✕ | ✕ | ✓ |
[229] | ✕ | ✕ | ✓ |
[230] | ✕ | ✕ | ✓ |
Ref. | Type of MG | Economical Index | Technical Index | Result | Hierarchical Control | Priority | Multi-MGs |
---|---|---|---|---|---|---|---|
[180] | Not mentioned | (1) The energy cost of the MG (2) The diesel generator fuel cost (3) The energy price from the main grid | (1) power balance equation (2) SoC (3) The voltage levels of the distribution network (4) The operation of the diesel generator | The results show that the proposed SMPC algorithm can achieve significant cost savings while ensuring the reliable operation of the MG. | ✓ | Economic operation and technical operation | ✕ |
[241] | AC hybrid | (1) The cost of energy production (2) The cost of battery degradation | (1) SoC (2) Power limits of the ESS (3) Limitation power of wind turbine (4) Limitation of grid connection power (5) Limitation on power transfer between the ESS and grid | The proposed MPC minimizes energy costs and improves power quality by stabilizing the output of wind turbines. It is suitable for the control of wind/ESS hybrid plants, especially in isolated grids. | ✕ | Economic operation | ✕ |
[242] | Not mentioned | (1) The cost of energy purchased from the main grid (2) The cost of energy consumed by the loads (3) The cost of energy stored and discharged by the ESSs | (1) Battery SoC (2) Battery capacity (3) Using RES (4) Grid power import (5) Grid power export (6) Power balance (7) Power quality (8) Voltage level (9) Switching frequency | This paper used a hybrid constrained CPSO-MPC algorithm. The findings show that the proposed MPC system can reduce the energy-generation cost and improve power quality by decreasing the power-output oscillations in wind farms. | ✕ | Economic operation and technical operation | ✓ |
[243] | AC/DC hybrid | (1) Cost of energy not served (2) Net present value (3) Levelized cost of energy (4) Payback period (5) Benefit-to-cost ratio | (1) Energy balance error (2) Hydrogen balance error (3) Voltage deviation (4) Frequency deviation (5) SoC | The results revealed that the proposed multistage energy and power management policy for a hybrid MG with photovoltaic and hydrogen storage was efficient in energy management, economic reduction, and environmental sustainability. The proposed policy includes three stages: day-ahead, real-time, and emergency. | ✕ | Economic operation | ✕ |
[244] | AC/DC hybrid | (1) The cost of energy purchased from the main grid (2) The price of energy sold to the main grid (3) The cost of operating the converters | (1) Power flow (2) Voltage magnitude | Simulation results indicated that the suggested algorithm enhanced the overall system performance with its faster response, improved power sharing, and stable bus voltages in comparison to traditional control techniques. | ✕ | Technical operation | ✓ |
[245] | Not mentioned | The cost of electricity | (1) Power flow (2) SoC | The paper presents an optimal MPC in two stages for hybrid ESSs that smooths wind fluctuations and load-demand variations, enhancing stability and reliability. | ✕ | Economic operation and technical operation | ✕ |
[246] | Not mentioned | (1) Fuel consumption (2) Power purchase from the main grid (3) Renewable energy curtailment | (1) Balance between active and reactive power (2) Voltage magnitude (3) Current magnitude (4) SOC of ESSs (5) Ramp rate limits for PV and diesel generators | This study proposes a HEMPC strategy for MG in islanded and grid-connected modes, considering economic factors and weather prediction. Simulations confirm minimized cost and enhanced utilization of RESs. | ✕ | Economic operation | ✕ |
[247] | Not mentioned | (1) Operation cost (2) Investment cost (3) Income from selling excess power | (1) Hydrogen storage level (2) Load demand (3) Security of hydrogen | This paper discussed an improved MPC-based scheduling approach for cost-effective and robust hydrogen-based MGs, considering hydrogen facility security constraints. Results confirm the effectiveness of the scheme in offering cost-effective and reliable MG operation. | ✕ | Economic operation | ✓ |
[248] | AC/DC hybrid | (1) Diesel fuel cost (2) Battery replacement cost (3) Diesel generator maintenance cost (4) RESs cost (5) Power purchased/sold cost (6) MG total cost | (1) Frequency (2) Voltage deviation (3) Load balancing (4) Load factor (5) THD (6) RESs Factor (7) SOC (8) Total system losses | This study proposes an optimal load management approach based on finite control set MPC for a wind–solar islanded hybrid AC/DC MG to achieve minimum operating cost with a guarantee of power supply to the critical loads. The results demonstrate that the method successfully decreases cost and provides a reliable power supply. | ✕ | Economic operation | ✕ |
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Yaghoubi, E.; Yaghoubi, E.; Maghami, M.R.; Rahebi, J.; Zareian Jahromi, M.; Ghadami, R.; Yusupov, Z. A Systematic Review and Meta-Analysis of Model Predictive Control in Microgrids: Moving Beyond Traditional Methods. Processes 2025, 13, 2197. https://doi.org/10.3390/pr13072197
Yaghoubi E, Yaghoubi E, Maghami MR, Rahebi J, Zareian Jahromi M, Ghadami R, Yusupov Z. A Systematic Review and Meta-Analysis of Model Predictive Control in Microgrids: Moving Beyond Traditional Methods. Processes. 2025; 13(7):2197. https://doi.org/10.3390/pr13072197
Chicago/Turabian StyleYaghoubi, Elnaz, Elaheh Yaghoubi, Mohammad Reza Maghami, Javad Rahebi, Mehdi Zareian Jahromi, Raheleh Ghadami (Melisa Rahebi), and Ziyodulla Yusupov. 2025. "A Systematic Review and Meta-Analysis of Model Predictive Control in Microgrids: Moving Beyond Traditional Methods" Processes 13, no. 7: 2197. https://doi.org/10.3390/pr13072197
APA StyleYaghoubi, E., Yaghoubi, E., Maghami, M. R., Rahebi, J., Zareian Jahromi, M., Ghadami, R., & Yusupov, Z. (2025). A Systematic Review and Meta-Analysis of Model Predictive Control in Microgrids: Moving Beyond Traditional Methods. Processes, 13(7), 2197. https://doi.org/10.3390/pr13072197