Abstract
We consider the nonlinear n-th order boundary value problem given arbitrary bounded linear functional conditions , and develop a method that allows us to study all such resonance problems of order one, as well as implementing a more general constructive method for deriving existence criteria in the framework of the coincidence degree method of Mawhin. We demonstrate applicability of the formalism by giving an example for .
MSC:
34B10; 34B15
1. Introduction
We consider the differential equation
together with the functional conditions
The topic of existence results for resonance problems in the view of topological degree due to Mawhin has a long history [1,2,3,4,5,6,7,8,9,10,11]. Many results span not just ordinary differential equations, but even fractional differential equations [12,13]. Among the degree based methods, the coincidence degree theory continues to play an important role [2,4,5,6,7,14] just to name a few. There are two particular matters of import, that being the structure of the projectors and that of the order of resonance. A common theme emerges from recent research when it comes to finding suitable projectors: fix the boundary conditions away from a more general form in order to construct suitable projectors. We highlight a few examples.
In [9], the author study the problem
where is nondecreasing and such that . The resonance condition . The existence results were obtained using the coincidence degree theorem of Mawhin stated below, which is the method of our paper, as well.
In [11], which is a generalization of [9], the authors analyzed an n-th order boundary value problem.
where , . In this work, the resonance occurs if .
The above shows a similar trend: they offer a particular type of bounded linear boundary conditions. Using said conditions they obtain projectors P and Q and conclude that indeed solutions exist because of coincidence degree theory due to Mawhin. The problem here is that this obscures the methodology of obtaining projectors necessary for the theory in general, since the choice of boundary conditions are too specific. We provide a method for these of the form of (1) of resonance one in which we assume very little about the boundary conditions (2), in order to illuminate this process of constructing projectors. This is a further extension of [7] in which they apply a similar methodology to solve all similar problems to that of (1) but . Here n is arbitrary. This is beneficial as there exist problems of higher order which are of interest, such as fourth order problems dealing with thermo-elasticity, mechanics, and flow as seen in papers such as [15]. We will use [7] in several cases to confirm that our results do indeed generalize their methods.
We assume the following:
() The linear functionals are such that the matrix
has rank ;
() The functionals are continuous with the respective norms , where with the norm , where is the max norm.
Set
where and with the usual norm . Define the mapping by
We define the mapping by
where f is Carathéodory. Then (1) and (2) is equivalent to the coincidence equation . The following results come from [8].
Definition 1.
Let X and Z be real normed spaces. A linear mapping is called a Fredholm mapping if has finite dimension and is closed and has a finite co-dimension. If L is a Fredholm mapping, its (Fredholm) index is the integer .
In this instance we are concerned with a Fredholm mapping of index zero. Thus we construct continuous projectors , so that
The map
has the inverse denoted by . The generalized inverse of L denoted by is defined by . If L is a Fredholm mapping of index zero, then, for every isomorphism , the mapping is an isomorphism and
Definition 2.
Let be a Fredholm mapping, E be a metric space, and be a mapping. We say that N is L-compact on E if and are continuous and compact on E. In addition, we say that N is L-completely continuous if it is L-compact on every bounded .
For our methods to apply, we need that our given N is L-compact. Since f is Carathéodory, however, this follows from the dominated convergence theorem and the Kolmogorov-Riesz criterion:
Theorem 1.
For , is compact if
- E is bounded;
- the limitis uniform in E.
To show the existence of a solution to (1) and (2), expressed as , we apply the following theorem from [8]:
Theorem 2.
Let be open and bounded, L be a Fredholm mapping of index zero and N be L-compact on . Assume that the following are satisfied:
- 1.
- for every ;
- 2.
- for every ;
- 3.
- , with a continuous projector such that , and is an isomorphism.
Then the equation has at least one solution in .
2. Technical Lemmas
The set
is the solution space of the homogeneous Equation (1). Let (3) represent a linear map . By (2) and (), if and only if
Then , , where
if and only if () is fulfilled. We define a map by
Note that implies for some . Hence
which, together with (2), yields
We state our next lemma in terms of (3) and (7).
Lemma 1.
Let denote the adjoint of . Then
Let and be such that
and, in addition,
() Let be a basis of unit vectors in such that for all ,
() Let be a basis of unit vectors in such that for all .
Remark 1.
Notice that the original problem outlined in [7] offers
From this we can tell that ; compare it to in [7].
3. Projectors in and
We present a strategy for “isolating” an arbitrary subspace for by a continuous linear projector in X. This task is essentially algebraic and the continuity follows from properties of the Wronskian. The construction to follow is independent of the functional problem in question.
We consider and define
so that .
Theorem 3.
Assume that () holds. Then there exist linear projectors such that , with , where and .
Proof.
Let and define by
Since , , then and so , with and □
Now, let
where . With , this can be written as
This reveals that
where U is the identity matrix with the first column replaced with the zero column and so
We can see that for because of the properties of and the factor and so . But then because of the properties of .
Remark 2.
Note that one could rewrite as
where and so
where . Define
Then its clear that . This means that
The same technique seen in the previous theorem can be used to show that , , , and .
Remark 3.
In the problem outline in [7], we would have with meaning one has the projector
which is the exactly the projector P identified in the paper.
This leaves our projector Q.
Lemma 2.
Let , , satisfy (). Then there exists a linear projector such that , where for some and .
Proof.
Although an abuse of notation, consider the operator
We show that there exists an such that . Note that
because is the vector that spans and is just the ith row of which is the associated matrix for . But at the same time, each is linearly independent, meaning there exists a such that . By the continuity of B there exists a polynomial p such that and and so set . Then
Since is linear, we can choose h such that . Define by
Since , we have that , . Obviously, Q is a continuous map and , , . □
Remark 4.
In [7], one had that
Note that in the case of from their paper and so constitutes a quick example of the above.
4. Main Results
The formulas for P and Q in the previous section are not presumed to depend on the geometry of a particular problem. Now this connection is made and we obtain suitable decompositions of the spaces X and Z by an exact pair of projectors. This is done in the next lemma.
Lemma 3.
Let () and () hold and be given by (7). Then the mapping is a Fredholm mapping of index zero.
Proof.
We utilize the projectors P and Q from Lemma 3, Lemma 2 respectively.
By Lemma 2 and that ,
for the projector (12). In particular, and .
By (3) and that since with one would obtain the vector by construction,
for the projector (10). In particular, and . Thus L is a Fredholm map of index zero. □
Now, consider K and recall that K is of rank . Let
so that is a basis minor. Let and choose satisfy the equation with given by (7). In particular, with the matrix , can be determined by
Note that
this suggests defining
Subsequently, we define by
The map is well-defined. Indeed, if , satisfy the equation , then , meaning , . This means that
We have
by definition of G and since . Also
and
Hence
Note that and . Hence since . Thus .
Now, let and . By Lemmas 1 and 3, and
Thus
Therefore
since .
We can summarize the above as a lemma.
Remark 5.
Again, considering [7], we see that we may remove the first row and column of K; this results in and so . We find that is a vector orthogonal to and so and
and so
which is exactly the generalized inverse found in said paper.
Assume the following conditions on the function are satisfied:
() there exists a constant such that, for each with , , we have .
() there exist functions , such that, for all and a.e. ,
() there exists a constant such that if then where .
This leads us into the position to prove the following existence theorem.
Theorem 4.
Proof.
Let . If , it follows from () that there exists a such that , . Of course, one has
and, in conjunction with above, the inequality
Suppose that one has
Then
This results in
and so
meaning is bounded. □
Define . Then for some . Since , . By (), ; that is, is bounded.
Define by
Then , meaning we have an isomorphism.
Let . Let u be denoted by . Then implies . If then ; that is, , which is bounded. If , then . If then, by (),
which is a contradiction. Thus is bounded.
Let be open and bounded such that . Then the first two assumptions of Theorem 2 are fulfilled. Lemma 3 states that L is Fredholm of index zero. We are left with only determining the third assumption of Theorem 2.
We apply the degree property of invariance under a homotopy to
If , then
Thus a solution exists on .
Remark 6.
Considering and , the proof holds similarly for the case where one swaps out () with () there exists a constant such that if then where .
The method seen in Theorem 4 cannot be used if () goes unfulfilled, since a reduction of order technique cannot be utilized. In order to attempt a different approach, we will need the following norm estimates.
Lemma 5.
The map satisfies
where
In particular,
for where
By (15) we obtain
Recall that , and note that , where stands both for the Euclidean norm on or, without loss of clarity, the compatible matrix norm. Hence, recalling , we obtain
Hence,
The combination nets us C. For , simply note that we would do the above but for a specific derivative under the max norm, and not move to .
Now, we change one of the leading assumptions to the main result, (), where here :
() There exists a constant such that with implies in .
Theorem 5.
Proof.
Consider as outlined in Theorem 4, with , , . We have, by Lemma 5,
Now, , so that . We have
In particular,
meaning
and so
and therefore is bounded. The rest of the proof replicates that of Theorem 4. □
5. Example
Consider
under the conditions
One obtains
with the fundamental solution set being of course and so
We see that suffices for and so we have
are suitable projectors.
Because of , we have that , which we will use shortly. For the generalized inverse, we have
so that
We know that the proposed is a solution to the problem by a simple calculation and noting that . Now, clearly , and so we wish to show the reverse. Utilizing
one has
Note then that the above becomes, after expanding amongst the basic polynomials, and thus with ,
and so indeed is the generalized inverse. The result above establishes an example of the proof of Lemma 4, notably in how is well defined by utilizing the functionals and .
We attempt to secure a possible solution in view of Theorem 5. If then and if then ; we see that is appropriate for () with as the polynomials noted within the integrals for Q are all strictly positive. We also see that
Note the the last term is bounded in c and for large K in terms of magnitude, the above will be strictly positive for all values of c for which ; namely, could suffice. In addition, with Theorem 5 in mind, we know that on , and so we could determine a small enough A so that the theorem is fulfilled. A solution exists.
Remark 7.
It should be noted that for the given example, we utilized . If we had used (which is initially allowable since on ) we would run into a problem as a bound on would not constitute a bound on since its placed inside a term. Now, if we considered some alternative problem such as with
then we could have used instead. This would change some of the argumentation for but not much; we would still obtain a quadratic form and so as long as is large enough there is no problem. This would not be true for however as we would obtain .
6. Conclusions
We considered the nonlinear n-th order boundary value problem at resonance subject to abstract linear functional conditions and developed a method that allows us to study all resonance scenarios of order one. In particular, we implemented a general constructive method for deriving existence criteria in the framework of the coincidence degree approach. The method is linear-algebraic and thus has applications to similar problems of fractional order.
Author Contributions
Formal analysis, E.B. and N.K.; writing—review and editing, E.B. and N.K. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
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