Abstract
In the present work, we extend, to the setting of reflexive smooth Banach spaces, the class of primal lower nice functions, which was proposed, for the first time, in finite dimensional spaces in [Nonlinear Anal. 1991, 17, 385–398] and enlarged to Hilbert spaces in [Trans. Am. Math. Soc. 1995, 347, 1269–1294]. Our principal target is to extend some existing characterisations of this class to our Banach space setting and to study the relationship between this concept and the generalised V-prox-regularity of the epigraphs in the sense proposed recently by the authors in [J. Math. Anal. Appl. 2019, 475, 699–29].
1. Introduction and Preliminaries
In all the paper, X will denote a reflexive smooth Banach space, unless otherwise specified. We quote from [1] the definition of the V-proximalsubdifferential (called in [1] the analytic proximal subdifferential).
Definition 1
([1]). Let be a lower semi-continuous function (l.s.c.), and with is finite. We recall that the V-proximal subdifferential of f at x is defined as if and only if there exists such that:
Here, J is the normalised duality mapping on X and V is the functional defined from to by:
The V-proximal normal cone of a non-empty closed subset S in X at is defined as the V-proximal subdifferential of the indicator function of S, that is . The limiting V-proximal normal cone is defined as:
Another proximal subdifferential is defined geometrically, in [1], via the V-proximal normal cone of the epigraph as follows:
where It was proven in [1] that we always have . In [1], was called the geometric proximal subdifferential.
Using the functional V, Alber in [2] introduced the generalised projection on closed convex sets S as follows: if and only if In [3], the first author extended the concept to nonconvex closed sets. It was proven in [1] that the V-proximal normal cone is characterised in terms of the generalised projection as follows:
Here, denotes the closed unit ball in X.
We also recall (see, for instance, [4]) the definition of the Fréchet subdifferential as follows: if and only if for all , there exists such that:
The Fréchet normal cone of a non-empty closed subset S in X at is defined as .
2. V-Proximal Trustworthy Spaces
In [5], we introduced and studied the class of V-proximal trustworthy spaces as follows:
Definition 2
([5]). We will say that a Banach space X is V-proximal trustworthy provided that for any , any two functions , and any such that is lower semicontinuous and is Lipschitz around u, the following fuzzy sum rule holds:
Here, , and denotes the closed unit ball in .
We proved in [5] that all the integral spaces (), as well as the sequence spaces , the Sobolev spaces , and the Schatten trace ideals , are V-proximal trustworthy. The following results were proven in [6] for a particular class of a V-proximal trustworthy space, but their proofs are still valid for any V-proximal trustworthy space. We state them here without proofs.
Proposition 1
([6]). Let X be a q-uniformly convex and p-uniformly smooth Banach space. Let S be a closed subset of X with , and let . Assume that X is a V-proximal trustworthy space. Then, for any , there exists such that .
Proposition 2
([6]). Let X be a V-proximal trustworthy space, and let be a proper l.s.c. function around . Then, for any with , there exist sequences with , , and such that .
3. On Generalised V-Prox-Regular Sets
We recall from [7] the following definition of the generalised V-prox-regularity for sets.
Definition 3
([7]). Let S be a non-empty closed set in a reflexive Banach space X, and let . We will say that S is generalised V-prox-regular at if and only if there exist and such that for all and for any , the point x is a generalised projection of on , that is .
We start with the following characterisation of generalised prox-regular sets.
Theorem 1.
Let S be a closed subset in a reflexive smooth Banach space X, and let . The two following assertions are equivalent:
- 1.
- S is generalised V-prox-regular at ;
- 2.
- There exist and such that for all and all , we have:
Proof.
. Assume that S is generalised V-prox-regular at . Then, there exist some and such that and any , we have , that is,
We can easily check that the function is Lipschitz with ratio on . Then, the Clarke penalisation ensures:
Observe that:
Thus, the inequality (2) becomes:
On the other hand, we can easily prove the following equality:
Thus, we obtain:
and hence, the proof of is complete.
We present the first consequence of the previous theorem, in which we prove the closedness of the V-proximal normal cone, as a set-valued mapping, for the class of generalised V-prox-regular sets. We point out that this kind of property is very important in applications such as nonconvex sweeping processes and variational problems (see [4] in the Hilbert space setting).
Theorem 2.
Let S be a closed subset in a reflexive smooth Banach space, and let . Assume that S is generalised V-prox-regular at . Then, .
Proof.
Since, obviously, the inclusion is always true, we have to prove the reverse inclusion . Assume that S is generalised V-prox-regular at . Then, by Theorem 1, there exist and such that for all and any , we have:
Fix now any . There exist with , and weakly converges to with . For n sufficiently large, we have , and so, for any , the above inequality ensures:
This ensures that:
Thus, for any , we have:
The weak convergence of to ensures its boundedness, that is, for some , we have . Therefore,
Now, by passing to the limit in the last inequality when , and by taking into account the fact that V and J are continuous, we obtain:
This ensures by (1) that , and hence, the proof is complete. □
Now, we recall the definition of uniformly generalised V-prox-regular sets, which is the uniform concept of the one given in Definition 3.
Definition 4
([7]). Let S be a non-empty closed set in a reflexive Banach space X. We will say that S is uniformly generalised V-prox-regular if and only if there exist such that for all and for any with , the point x is a generalised projection of on S, that is .
Obviously, if S is a uniformly generalised V-prox-regular set, then it is generalised V-prox-regular at any point , and hence, by Theorem 2, we have for any the equality . We prove an analogous characterisation to the one proven in Theorem 1 for uniformly generalised V-prox-regular sets.
Theorem 3.
Let S be a closed non-empty subset in a reflexive smooth Banach space X. Then, the following assertions are equivalent:
- 1.
- S is uniformly generalised V-prox-regular;
- 2.
- There exist and such that for all , for all , and any with , we have:
- 3.
- There exist and such that for all , for all , and any with , we have that (4) holds.
Proof.
We start with the implication . Assume that S is uniformly generalised V-prox-regular. Let be given as in Definition 4. Fix any and any with such that:
Then, by using (3), we obtain:
Let such that ( exists since ). Let so that . Let We can show easily that h is Lipschitz on with ratio . Therefore, using Clarke penalisation, the inequality (5) becomes:
Since we can easily show that , we obtain:
and hence, the proof of is complete. We prove the reverse implication . Assume that there exist , with such that with , we have:
Then:
and so, by (3), once again, we obtain:
Let and . Clearly, we have and (since and ). Therefore, by Lemma 2.12 in [7], we obtain:
Take and in (6); we get:
This means that . Since this relation holds with , we deduce that S is uniformly generalised V-prox-regular with ratio . The proof of follows from the fact that , proven in Theorem 2. □
The case of bounded sets is treated in the following corollary, and its proof is simpler than the proof of Theorem 3.
Corollary 1.
Let S be a closed bounded subset in a reflexive smooth Banach space X with . Then, the following assertions are equivalent:
- 1.
- S is uniformly generalised V-prox-regular;
- 2.
- There exists such that for any and any with , we have:
- 3.
- There exists such that for any and any with , we have that (7) holds.
Proof.
As in the proof of Theorem 3, the equivalence follows from Theorem 2. Therefore, we have only to prove that . Assume that S is uniformly generalised V-prox-regular. Let be given as in Definition 4. Fix any and any with such that:
Then, by (3), we obtain:
Let Clearly, h is Lipschitz on S with ratio . Therefore, using Clarke penalisation, the inequality (8) becomes:
and hence, the proof of is achieved. We prove the reverse implication . Assume that (7) holds. Then, there exists such that with , we have:
Then:
and so, by (3), we obtain:
This means , with . Thus, S is uniformly generalised V-prox-regular with ratio , and hence, the proof is complete. □
4. V-Primal Lower Nice Functions
In this section, we start by adapting the definition of primal lower nice functions given in [8]. We use the functional V instead of the norm square and the geometric V-prox-subdifferential instead of the usual proximal subdifferential.
Definition 5.
Let be an l.s.c. function. We will say that f is V-primal lower nice (V-p.l.n.) at , if there exist such that:
whenever , , and . Here:
We notice that this definition extends, to reflexive smooth Banach spaces, the definition of primal lower nice functions defined in Hilbert spaces in [8] and in finite dimension spaces in [9]. In the following proposition, we start by proving an important property of the class of V-primal lower nice functions, which is the J-hypomonotonicity of the geometric V-prox-subdifferential in the sense of [7]. We point out that a different extension to Banach spaces was given in [8] and in [10] (see also [11,12]).
Proposition 3.
Assume that X is a reflexive smooth Banach space, and let be an l.s.c. function. For any V-p.l.n. function f at , there exist such that the set-valued mapping is J-hypomonotone with any ratio over , that is for any , any , , with , we have:
Proof.
In the next theorem, we prove that the reverse implication of the previous proposition also holds in q-uniformly convex and p-uniformly smooth Banach spaces, which is V-proximal trustworthy. We state the following proposition from [7], which is needed in our next proof.
Proposition 4
([7]). If X is q-uniformly convex and p-uniformly smooth, then such that for all :
In the proof of the following theorem, we use techniques and ideas from [10].
Theorem 4.
Assume that X is q-uniformly convex and p-uniformly smooth, admitting which is V-proximal trustworthy. The function f is V-p.l.n. at if and only if (10) holds.
Proof.
We prove only the reverse implication. First, we prove the following claim. Assume that there are such that (10) holds. Set . Then, by Proposition 4, there exist such that for all :
The constants and depend only on the space X and the constant . □
Claim 1. Take . Take . Fix and in a such way that:
and:
We claim that for arbitrary and such that and and arbitrary such that:
it follows that .
Proof of Claim 1.
Assume the contrary, that is there are some with , for some and such that:
Therefore,
Since and , we have and , and hence, we can write by (14):
Therefore:
Furthermore, we have:
Thus:
From the choice of in (15), we have:
Hence, by (16), we obtain:
This is a contradiction. Therefore, the proof of the claim is achieved. □
Let us prove now the opposite direction of the theorem. Assume that (9) holds for some . Let and be fixed as in Claim 1. Assume that the function f is not V-p.l.n. at . Then, by definition, there are with such that and some such that:
Therefore,
Define now the function h on X as:
Clearly, the inequality (17) gives:
and so, by the definition of the infimum, we can find a sequence such that:
Obviously, (17) ensures that does not converge to zero, that is there exists some positive number such that , for n sufficiently large. Clearly, satisfies Claim 1, that is,
with .
Therefore, we have . Since satisfies the inequality (18), we can choose by the variational principle a sequence with , and is the minimum of the function . Therefore, . By the fuzzy sum rule for the in trustworthy spaces in Definition 2, we get two sequences with such that:
that is, there exist such that . Using now Proposition 3.16 in [1], we get some such that (i.e., ). Let . Clearly, We need to estimate . Observe that . We consider:
Observe that:
and so, both ; so, by (13), we obtain:
for n large enough. Thus:
Clearly, for n sufficiently large, we have . Furthermore, we have and . Therefore:
and hence:
for n large enough. Finally, we summarise: we obtained with and for n sufficiently large:
Furthermore, we have , , , and . Using (10), we obtain:
We estimate the left-hand side:
Combining this inequality with (19), we obtain:
and hence:
Set . The sequence is a bounded positive sequence, so there exists some subsequence still labelled such that . Since , we have by (12):
If , then , and so, , which is a contradiction with . Therefore, by taking the limit on both sides in (20), we get . This contradicts the fact that , thus completing the proof of the theorem.
In the next theorem, we use Theorem 4 to prove that both V-prox-subdifferentials and coincide with their limit-subdifferentials for any V-primal lower nice function.
Theorem 5.
Assume that X is q-uniformly convex and p-uniformly smooth, which is V-proximal trustworthy. For any V-p.l.n. function at , we have:
Here, (resp. ) denotes the limiting proximal (resp. Fréchet) subdifferential (for their definitions, we refer to [12]).
Proof.
The proof of the equalities for any l.s.c. functions was given in Theorem 5.1 in [6]. We assume that f is V-p.l.n. at , and we prove the inclusion . Let . Then, there exist and with . By the definition of V-p.l.n. functions, there are such that for any , any , and any , we have:
For n sufficiently large, we have and . Let . Obviously, and . Thus, for n sufficiently large and any , we have:
By taking , we obtain:
which means by definition that . Thus, Since the inclusions are always true, we deduce the desired equality Furthermore, we always have . Thus, , and the proof is complete. □
Our next theorem shows the generalised V-prox-regularity of the epigraph for V-primal lower nice functions defined on q-uniformly convex and p-uniformly smooth, which is V-proximal trustworthy. First, we need to prove the following lemma.
Lemma 1.
Let X be a reflexive Banach space and . For any and any (i.e., ), we have:
Proof.
Hence,
Thus, for any , we have:
On the other hand, we have by (3):
Therefore, for any , we obtain:
which ensures that:
This ensures by (1) that , and hence, the proof is complete. □
Theorem 6.
Let X be a q-uniformly convex and p-uniformly smooth, which is V-proximal trustworthy. If f is V-primal lower nice at , then is generalised V-prox-regular at .
Proof.
By the definition of V-p.l.n. at , we have positive numbers such that for any , any , and any , we have:
Choose such that for any , we have This ensures the inclusion . Take and and with . Fix now any with and . Clearly, . □
Case 01: .
In this case, we necessarily have . Then, , so by definition of the geometric V-proximal subdifferential, we get . Furthermore, we have for every . Hence, by (22), we obtain:
which entails:
Hence:
Therefore,
Dividing by yields:
On the other hand, we have:
Therefore,
Observe that:
Therefore,
for any that is,
Case 02: .
In this case, we have , and so, by Lemma 1, we obtain . Using Proposition 2, there exist sequences with , , and such that . Let Then, that is . For n large enough (i.e., ), we have and . Assume for a moment . Let , , and we see that:
and hence, by (22) with , , and , we obtain:
Multiplying this inequality by , we get:
Let . Clearly, , and . Therefore, for any , we have:
Now, taking the limit as yields by the continuity of V and J:
Therefore:
Thus,
Dividing by gives:
Therefore:
This ensures for :
for any that is,
Finally, we obtain from Case 01 and Case 02 two positive numbers and such that for any , and , we have:
.
This means by Definition 3 that the epigraph is generalised V-prox-regular at , and hence, the proof is complete.
Author Contributions
Investigation, M.B. (Messaoud Bounkhel) and M.B. (Mostafa Bachar). All authors contributed equally to this article. All authors read and agreed to the published version of the manuscript.
Funding
The authors extend their appreciation to the Deanship of Scientific Research at King Saud University for funding the work through the research group Project No. RGP-024.
Acknowledgments
The authors would like to thank the three referees for their valuable remarks and suggestions.
Conflicts of Interest
The authors declare no conflict of interest.
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