Quality–Diversity and Illumination Algorithms in Discrete Combinatorial Domains: Diversity Metrics and Implications for Resilient Mining Operations
Abstract
1. Introduction
1.1. Motivation and Problem Statement
1.2. Research Objectives and Contribution
- To synthesize the state-of-the-art of Quality–Diversity algorithms (2020–2026), focusing on the transition from purely stochastic methods to hybrid variants integrating deep learning and gradient information.
- To critically analyze the lack of standardized diversity metrics for discrete combinatorial domains and identify methodologies for defining behavioral niches in non-continuous spaces.
- To propose a novel conceptual framework for applying QD to the mining value chain—specifically in predictive maintenance, mineral processing, and blasting—transferring resilience principles from robotics to industrial operations.
2. Background: The Quality–Diversity Optimization Paradigm
2.1. AlgorithmicEvolution: From MAP-Elites to Gradient-Based Variants
2.2. Behavioral Descriptors and Performance Metrics
3. Materials and Methods
3.1. Eligibility Criteria
- Population: Optimization problems in continuous, discrete, or combinatorial domains.
- Intervention: Quality–Diversity (QD) algorithms, including but not limited to MAP-Elites, CMA-ME, CMA-MAE, NSLC, and other illumination algorithm variants.
- Comparators: Traditional optimization algorithms (e.g., genetic algorithms, CMA-ES), multi-objective optimization (e.g., NSGA-II), or other QD variants.
- Outcomes: Performance metrics such as QD-score, behavioral space coverage, and maximum fitness, as well as the analysis of diversity metrics and the definition of behavioral descriptors.
- Study Design: Empirical studies, theoretical papers, systematic reviews, and application articles published in peer-reviewed journals (Q1/Q2) and high-impact conference proceedings.
3.2. Information Sources and Search Strategy
- (TS=("Quality-Diversity" OR "MAP-Elites" OR "illumination algorithm*" OR
- "behavioral descriptor*") AND TS=("optimization" OR "evolutionary"))
3.3. Selection Process
- Phase 1 (Title and Abstract Screening): The titles and abstracts of all identified records were examined based on the eligibility criteria. Articles that clearly did not meet the criteria were excluded.
- Phase 2 (Full-Text Evaluation): Articles that passed the first phase were retrieved in full and rigorously evaluated against the inclusion criteria. Journal quartiles (Scimago/JCR) and conference rankings (CORE/h5-index) were verified to ensure the inclusion of only Q1/Q2 and high-impact sources.
3.4. Data Extraction and Quality Assessment
3.5. Data Coding and Classification Protocol
- The genotype space was explicitly defined as non-continuous (e.g., graphs, permutations, integer sequences).
- The behavioral descriptor involved discrete metrics (e.g., edit distance) or required mapping from a discrete to a continuous latent space.
3.6. Synthesis of Results
- Qualitative Synthesis: A narrative synthesis was performed to summarize and compare the findings of the studies. Results were grouped by themes, such as algorithmic variants, application domains, and types of diversity metrics. This synthesis focused on identifying patterns, trends, and contradictions in the literature. Furthermore, to directly address the identified research gap in non-continuous search spaces, a structured tabular synthesis was specifically developed for the 12 studies operating in discrete combinatorial domains, systematically mapping their genotype representations, behavioral descriptors, and current algorithmic limitations.
- Quantitative Synthesis (Bibliometric Analysis): A comprehensive bibliometric analysis was carried out on the corpus of 96 articles. This analysis included the distribution of publications by year, country, and institution; the identification of influential authors and journals; and the construction of co-authorship and co-citation networks to visualize the intellectual structure of the field.
4. Results, Analysis, and Discussion
4.1. Characteristics of Included Studies
Temporal and Geographic Distribution
4.2. Sources and Study Quality
4.3. Bibliometric Analysis
4.3.1. Productivity and Collaboration Analysis
4.3.2. Co-Citation and Keyword Analysis
4.4. Qualitative Synthesis of Findings
Evolution of Quality–Diversity Algorithms
- Handling Continuous and Unstructured Behavior Spaces: CVT-MAP-Elites [46] uses Voronoi tessellations to handle high-dimensional behavior spaces, removing the need for a predefined grid. More recent works have transitioned toward unstructured archives based on graphs or k-NN to automatically discover the underlying topology of the behavior space. Specifically, Cully pioneered the use of unsupervised descriptors and k-NN-based density estimation for autonomous skill discovery without manual feature engineering [68], a concept further refined by Grillotti and Cully through the AURORA framework, which dynamically learns behavioral manifold representations during the search process [69]. Most recently, Janmohamed and Cully extended these principles to multi-objective scenarios within unstructured and unbounded manifolds, facilitating the illumination of diverse Pareto fronts in complex, high-dimensional behavioral spaces [51].
4.5. Diversity Metrics and Behavioral Descriptors
- Robotics: BDs are typically direct measures of robot behavior. In seminal research, Cully and Mouret defined descriptors based on the duty cycle of each leg to evolve vast repertoires of diverse walking gaits for hexapods [90]. This concept was subsequently advanced by Allard et al., who introduced hierarchical behavioral descriptors that bridge the gap between low-level locomotion skills and high-level task goals, enabling more robust online damage recovery [17]. Most recently, Liu et al. have integrated positioning accuracy metrics as behavioral constraints within graph-based neural architectures, utilizing adaptive optimizers to enhance precision in complex robotic control tasks [91].
- Neuroevolution: BDs based on neuron activation or final policy behavior are used to explore different control strategies [60].
Application Domains
4.6. Summary of Included Studies
4.7. Discussion of Main Findings
4.7.1. Mathematical Formalization of the QD Paradigm
4.7.2. Performance Evaluation Metrics
4.7.3. Technical Characterization of MAP-Elites Variants
4.7.4. Synergistic Convergence Between QD and Deep Learning
4.7.5. Multi-Objective Extensions and Uncertainty Handling
4.8. The Challenge of Diversity in Discrete Combinatorial Domains
4.8.1. Mathematical Foundations of Diversity in Discrete Spaces
4.8.2. Metrics Based on Aggregated Features
4.8.3. Metrics Based on Edit Distance
4.8.4. Metrics Based on Compressibility
4.8.5. Learned Descriptors via Latent Representations
4.8.6. Practical Implications: Domain-Specific vs. Learned Descriptors
4.9. Future Projection: Quality–Diversity in the Mining Industry
4.9.1. Predictive Maintenance and Asset Management
4.9.2. Mineral Processing Optimization
4.9.3. Drilling and Blasting Planning
4.10. Threats to Validity and Limitations
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| BD | Behavior Descriptor (Descriptor de Comportamiento) |
| CASP | Critical Appraisal Skills Programme |
| CMA-ES | Covariance Matrix Adaptation Evolution Strategy |
| CMA-MAE | Covariance Matrix Adaptation MAP-Annealing |
| CMA-ME | Covariance Matrix Adaptation MAP-Elites |
| CVT | Centroidal Voronoi Tessellation |
| k-NN | k-Nearest Neighbors |
| LLM | Large Language Model |
| MAP-Elites | Multi-dimensional Archive of Phenotypic Elites |
| MOME | Multi-Objective MAP-Elites |
| NID | Normalized Information Distance |
| NSGA-II | Non-dominated Sorting Genetic Algorithm II |
| P80 | 80% Passing Size (Tamaño de paso del 80%) |
| PCG | Procedural Content Generation |
| PGA | Policy Gradient Assisted |
| PPV | Peak Particle Velocity (Velocidad Pico de Partícula) |
| PRISMA | Preferred Reporting Items for Systematic Reviews and Meta-Analyses |
| QD | Quality–Diversity |
| RL | Reinforcement Learning (Aprendizaje por Refuerzo) |
| RSL | Revisión Sistemática de la Literatura |
| SAG | Semi-Autogenous Grinding |
| XAI | Explainable Artificial Intelligence |
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| Contribution Dimension | Main Contribution | Relevance to the Field |
|---|---|---|
| Conceptual | This review clarifies the distinction between dominant continuous-control Quality–Diversity applications and the still underdeveloped discrete combinatorial domain. | This helps position the discrete-domain gap more precisely within the current QD literature. |
| Methodological | This study systematizes the literature using PRISMA 2020, explicit eligibility criteria, quality assessment, and a classification protocol for discrete-domain studies. | This provides a transparent and reproducible synthesis framework for evaluating recent QD research. |
| Analytical | This review identifies the lack of standardized diversity metrics and behavioral descriptors for discrete combinatorial search spaces as a central unresolved challenge. | This defines a focused research agenda for future algorithmic and representational developments. |
| Applied | This manuscript proposes a conceptual transfer framework linking Quality–Diversity principles to resilient mining operations, including maintenance, mineral processing, and blasting. | This extends the discussion from benchmark-oriented optimization toward industrial robustness under uncertainty. |
| Dimension | Criteria Description |
|---|---|
| 1. Aims | Is the specific QD problem and research objective clearly defined? |
| 2. Algorithm | Is the implementation reproducible (detailed hyperparameters and architecture)? |
| 3. Benchmarks | Are standard benchmarks (e.g., MuJoCo, QDAnt) or real-world datasets used? |
| 4. Metrics | Does the study report standard QD metrics (QD-Score, Coverage, Max Fitness)? |
| 5. Baselines | Is performance compared against appropriate baselines (e.g., MAP-Elites, NSGA-II)? |
| 6. Statistics | Are statistical significance tests (e.g., Wilcoxon, Mann-Whitney) reported? |
| 7. Design | Is the experimental design (number of runs, generations) robust and justified? |
| 8. Reproducibility | Is source code, trained models, or data made publicly available? |
| 9. Analysis | Is the trade-off between Quality and Diversity explicitly analyzed? |
| 10. Contribution | Does the study provide significant theoretical or applied value to the field? |
| Author | Articles | h-Index | Primary Affiliation |
|---|---|---|---|
| Antoine Cully | 24 | 32 | Imperial College London |
| Jean-Baptiste Mouret | 18 | 45 | INRIA/CNRS |
| Stefanos Nikolaidis | 12 | 28 | University of Southern California |
| Matthew C. Fontaine | 10 | 18 | University of Southern California |
| Bryon Tjanaka | 8 | 12 | University of Southern California |
| Luca Grillotti | 7 | 11 | Imperial College London |
| Bryan Lim | 6 | 10 | Imperial College London |
| Maxence Flageat | 6 | 9 | Imperial College London |
| Julian Togelius | 5 | 52 | New York University |
| Kenneth O. Stanley | 4 | 58 | OpenAI |
| Reference | Discrete Domain | Genotype () | Behavioral Descriptor (b) | Core Limitation/Performance Outcome |
|---|---|---|---|---|
| Urquhart et al. [27] | Workforce Scheduling | Permutations/Routing sequences | Aggregated statistical features (resource utilization) | Dimension reduction masks true topological differences between discrete schedules. |
| Xiang et al. [28] | Software Test Suite Generation | Binary/Discrete parameter arrays | Structural distance metrics (exact edit distances) | Imposes severe computational bottlenecks; edit distance scales exponentially. |
| Khalifa et al. [82] | PCG (Bullet Hell) | Categorical parameter arrays | Hand-crafted properties and edit distance | Highly domain-specific; NP-complete distance metrics bound scalability. |
| Alvarez et al. [21] | PCG (Dungeon Design) | Grid-based discrete room arrays | Aggregated spatial features (symmetry, density) | Relies heavily on domain-expert handcrafting; lacks broad generalization. |
| Alvarez and Font [23] | PCG (Dungeon Maps) | Discrete spatial tiles | Expressive structural metrics | Constraints must be manually formulated for each new spatial topology. |
| Sarkar and Cooper [83] | PCG (Platformer) | Discrete tile grids | Learned continuous latent space (VAE) | Sacrifices semantic interpretability; dimensions do not map to physical rules. |
| Fontaine et al. [24] | PCG (Mario Scenes) | Discrete categorical mappings | Latent continuous space via GANs | Mapping discrete structures to continuous spaces introduces invalid artifacts. |
| Schrum et al. [22] | PCG (Level Design) | Interactive discrete grids | Latent GAN vectors | Requires human-in-the-loop interaction, preventing fully automated scaling. |
| Steckel and Schrum [26] | PCG (Lode Runner) | Grid-based levels | Graph-based reachability metrics | Pathfinding evaluations over discrete grids become computationally prohibitive. |
| Earle et al. [25] | Neural Cellular Automata (NCA) | Discrete cellular states | Aggregated tile metrics | Diversity relies on post-hoc clustering rather than direct structural distinction. |
| Sfikas et al. [84] | Structural Architecture | Discrete topological elements | Geometric and structural aggregated metrics | Struggles to capture non-linear behavioral shifts caused by minor topological mutations. |
| Li et al. [76] | Game Scenarios | Discrete structural graphs | Compressibility (Normalized Info. Distance) | Theoretical rigor is high, but real-time complexity of compression bounds its use. |
| Research Category | Included Studies (Citations) | Count |
|---|---|---|
| Fundamentals and Core QD Algorithms | [1,2,4,5,8,9,10,11,12,13,14,44,45,46,48,54,57,58,66,67,68,69,74,93,94] | 25 |
| MAP-Elites Variants and Extensions | [6,29,30,31,43,47,49,50,51,52,55,56,59,70,75,78,88,89,95,96] | 20 |
| Robotics Applications | [15,16,17,18,19,20,53,71,72,77,85,86,87,90,91,97,98,99] | 18 |
| Video Games and PCG Applications | [21,22,23,24,25,26,32,65,73,76,82,83,84,92,100] | 15 |
| Deep Learning and Neuroevolution | [60,61,62,63,64,101,102,103,104,105] | 10 |
| Industrial Optimization and Engineering | [27,28,38,39,40,41,42,106] | 8 |
| Total Included Studies | 96 |
| Mining Operation | Genotype () | Fitness (f) | Behavioral Descriptor (b) | QD Strategy |
|---|---|---|---|---|
| Predictive Maintenance | Maintenance Policy | Availability–Cost | : Risk (Variance of TBF) | PGA-MAP-Elites |
| (Thresholds/Neural Net) | (Simulated) | : Resource Intensity | (Policy Search) | |
| Mineral Processing | Control Parameters | Metallurgical Recovery | : Energy (kWh/t) | CMA-ME |
| (Grinding/Flotation) | (Setpoints) | (Process Model) | : Water Usage (m3/t) | (Continuous Opt) |
| Drilling and Blasting | Pattern Design | Minimize Unit Cost | : Fragmentation () | MAP-Elites |
| (Burden, Spacing) | (Empirical Model) | : Vibration () | (Discrete/Mixed) |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
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Rojas, L.; Vega, E.; Jorquera, L.; Garcia, J. Quality–Diversity and Illumination Algorithms in Discrete Combinatorial Domains: Diversity Metrics and Implications for Resilient Mining Operations. Mathematics 2026, 14, 1091. https://doi.org/10.3390/math14071091
Rojas L, Vega E, Jorquera L, Garcia J. Quality–Diversity and Illumination Algorithms in Discrete Combinatorial Domains: Diversity Metrics and Implications for Resilient Mining Operations. Mathematics. 2026; 14(7):1091. https://doi.org/10.3390/math14071091
Chicago/Turabian StyleRojas, Luis, Emanuel Vega, Lorena Jorquera, and José Garcia. 2026. "Quality–Diversity and Illumination Algorithms in Discrete Combinatorial Domains: Diversity Metrics and Implications for Resilient Mining Operations" Mathematics 14, no. 7: 1091. https://doi.org/10.3390/math14071091
APA StyleRojas, L., Vega, E., Jorquera, L., & Garcia, J. (2026). Quality–Diversity and Illumination Algorithms in Discrete Combinatorial Domains: Diversity Metrics and Implications for Resilient Mining Operations. Mathematics, 14(7), 1091. https://doi.org/10.3390/math14071091

