1. Introduction
The fatigue deformation process of rock materials is of vital importance to the stability of engineering construction. In geotechnical engineering projects such as water conservancy and hydropower, deep mining, transportation tunnels, and submarine construction, fatigue issues frequently impact the safety of structures and the stability of bedrock. For instance, the impact of periodic water level fluctuations on dams, the influence of cyclic dynamic loads from deep mining on surrounding rock, the effect of cyclic traffic loads on bedrock, and the cyclic load from wave effects on the underwater geological strata. Under long-term cyclic loading, rock strength degrades progressively, potentially leading to fatigue failure and engineering accidents. Soft rock, a highly plastic rock medium formed under specific geological conditions, represents a specialized material category. Recent decades have witnessed increasing utilization of soft rock in infrastructure projects, including roadbeds, tunnels, and submarine geological layers. Given its complex engineering mechanical behavior, the study of fatigue deformation characteristics in soft rock under cyclic loading holds significant theoretical importance for evaluating long-term rock mass stability and optimizing engineering designs.
The study of constitutive models for soft rock under cyclic loading has emerged as a research hotspot and challenge in recent years [
1,
2,
3,
4]. However, limited research has been conducted on fatigue constitutive models specifically tailored for soft rock. Existing constitutive frameworks in this domain can be categorized into four primary categories: Empirical constitutive models based on experimental data fitting [
5,
6,
7], Damage constitutive models grounded in continuum damage mechanics [
2,
8,
9], Energy-based constitutive models incorporating thermodynamic principles [
10,
11], and Component-based constitutive models integrating rheological elements [
12,
13,
14]. Given that the component combination model based on rheological theory has the advantages of clear physical meaning and relatively intuitive concepts; therefore, constructing and improving the component combination model is a common method for scholars to establish the fatigue constitutive model of soft rock under cyclic loading. The traditional rheological component model is limited to describing the first two stages of rheological behavior, namely the deceleration and constant velocity stages. However, many researchers believe that there is an acceleration stage before the rock rheological failure, which is difficult for the traditional model to fully represent [
15,
16].
Therefore, many scholars have proposed nonlinear rheological models [
17,
18,
19,
20], which can describe the third stage of rheology, namely the acceleration stage. Furthermore, Mo [
21] conducted cyclic loading tests on red sandstone and marble to derive the internal time-dependent constitutive equation for rocks. However, the equation contains numerous parameters, including 5 parameters, and lacks clear physical significance. Wang et al. [
22] established the constitutive equation for rocks under cyclic confining pressure loading based on the Burgers model, but the model is only applicable under the condition of low-frequency cyclic loading. Guo et al. [
23] proposed three basic elements of fatigue: elastic fatigue component, viscous fatigue component and plastic fatigue component, and established a viscoelastic-plastic rock fatigue constitutive model under uniaxial cyclic loading. Later, Wang et al. [
24] replaced the conventional viscous elements in the Maxwell model with nonlinear viscous elements, thereby establishing an improved Maxwell model that can describe the entire process of salt rock creep. Rezaiee-Pajand et al. [
25,
26] developed a MITC-based 4-node curved beam element for thermo-mechanical nonlinear analysis of FGM structures, achieving shear-locking-free performance with three Gauss integration points while accurately modeling large deformation and rotation through Total-Lagrangian formulation. In recent years, Li et al. [
27] developed an improved viscoplastic model based on fractional calculus, which can effectively capture the complete creep evolution process under the influence of thermal-thermal coupling interference. Cai et al. [
28] developed a fractional-order viscoelastic model with physical interpretability and high parameter efficiency, which can accurately capture the nonlinear accelerated creep behavior, thus providing a practical framework for predicting the creep behavior of viscoelastic materials.
Current research indicates a scarcity of constitutive models for soft rock under cyclic loading. Existing approaches often oversimplify dynamic loads as static forces by directly imposing cyclic loads onto models. Consequently, developed models essentially remain static constitutive or static empirical constitutive frameworks, characterized by excessive parameters and complex component configurations. However, soft rock exhibits substantially larger strains than hard rocks under cyclic loading, with its oscillatory response being non-negligible. Most importantly, no generalizable fatigue constitutive model currently exists for soft rock deformation under periodic loading. Therefore, in this paper, based on the principle of rheology, the classical Bingham model was modified, and an improved Bingham fatigue model for describing the fatigue deformation characteristics of soft rocks under cyclic loading was developed. Firstly, the traditional constant-viscosity component was replaced by an improved nonlinear viscoelastic component related to the number of cycles. The elastic component was replaced by an improved nonlinear elastic component that decays as the number of cycle loads increases. Meanwhile, by decomposing the cyclic dynamic loads into static loads and alternating loads, a one-dimensional nonlinear viscoelastic-plastic Bingham fatigue model was developed. Furthermore, a rock fatigue yield criterion was proposed, and by using an associated flow rule compatible with this criterion, the one-dimensional fatigue model was extended to a three-dimensional constitutive formulation under complex stress conditions. Finally, the applicability of the developed Bingham fatigue model was verified through fitting with experimental data, and the parameters of the model were identified. The combined form of the model developed in this paper is simple, the proposed theory is easy to understand, and the parameters have clear physical meanings. The research results not only enrich the theory of rock rheology, but can also be applied to slopes, tunnels and water conservancy projects.
2. Fundamental Theory of Soft Rock Deformation Under Cyclic Loading
2.1. Equivalent Treatment of Cyclic Loading
Common types of cyclic loading include sinusoidal, rectangular, and triangular waveforms. Since rectangular and triangular cyclic loads can be decomposed into sinusoidal components through Fourier series expansion; this paper primarily focuses on analyzing soft rock deformation characteristics under sinusoidal cyclic loading. The sinusoidal loading waveform diagram is shown in
Figure 1, with the governing equation expressed as:
where
and
are, respectively, the upper and lower stress limits of the cyclic load,
is the corner frequency,
is the frequency of the cyclic load,
is the loading period,
is the loading time, and
is the number of loading cycles in the cyclic loading. The amplitude of the dynamic stress caused by cyclic loading is expressed as
.
The cyclic load shown in Equation (1) can be equivalently decomposed into two parts: a constant load
and a periodic dynamic load
with an average value of 0. The cyclic load equivalent decomposition diagram is shown in
Figure 2.
Although the model is developed and validated under sinusoidal loading, the decomposition of cyclic loading into static and dynamic components is general and can be extended to irregular loading patterns through cycle counting methods (e.g., rainflow counting) or harmonic decomposition via Fourier analysis. This makes the model applicable to real-world loading scenarios such as traffic vibrations, wave loads, or seismic disturbances, provided the equivalent mean stress and amplitude are appropriately defined.
2.2. The Strain Characteristics of Soft Rock Under Cyclic Loading
Under cyclic loading, the elastic deformation component of soft rock will recover during the unloading process, while the irreversible deformation (i.e., plastic deformation or residual deformation) will remain. The magnitude, growth trend, and total accumulated amount of irreversible strain serve as a more intrinsic reflection of the rock’s fatigue mechanical properties, directly related to the damage process.
Regarding the study of deformation behavior in soft rock under cyclic loading, numerous scholars have conducted extensive cyclic loading tests on various rock types [
29,
30,
31,
32,
33]. Research indicates that the deformation characteristics of soft rock under cyclic loading follow distinct patterns. For both soft and hard rocks, when the upper limit of cyclic loading stress
exceeds the critical strength
of the rock, the irreversible deformation throughout the fatigue process can be divided into three stages (see curve II in
Figure 3): initial, constant-rate, and accelerated stages. In the initial stage, deformation develops at a relatively slow rate. After a certain number of cycles, the deformation stabilizes and progresses at a constant rate. As failure approaches, the deformation accelerates significantly. Conversely, when
, the strain process only comprises the initial and constant-rate stages (see curve I in
Figure 3).
2.3. The Composition of Strain in Soft Rock Under Cyclic Loading
During the loading-unloading process under cyclic loading
, the relationship between the applied load and the induced strain can be represented by the curve shown in
Figure 4. When cyclic loading
is applied for
cycles, the total strain
comprises two components: static strain component
under static load
, and dynamic strain component
under dynamic load
. Neglecting the influence of damage on the continuity of the strain function during loading-unloading (i.e., assuming the strain curve is a continuous function of cyclic loading time
or cycle count
), the following relationship can be derived:
where
is the total strain of the soft rock at time
,
is the dynamic strain of the soft rock at time
, and
is the static strain of the soft rock at time
under static stress
.
2.4. The Fatigue Yield Criterion of Soft Rock
Under uniaxial cyclic loading, when
, the soft rock does not undergo fatigue failure; when
, the soft rock can undergo fatigue failure. Under complex stress conditions, the influence of the hydrostatic stress tensor on creep is relatively minor. Neglecting the effect of the hydrostatic stress tensor on plastic fatigue deformation and assuming that plastic fatigue deformation depends exclusively on the second deviatoric stress invariant
, the fatigue yield function for soft rock under cyclic loading can be expressed as:
where
is the second deviatoric stress invariant,
is the maximum load value in the loading direction of the cyclic loading. When
,
. When
,
, the fatigue failure may occur in the rock. When
,
, the fatigue failure will not occur.
The fatigue yield criterion offers several advantages over conventional static yield criteria: (1) It explicitly incorporates the maximum cyclic stress , enabling direct modeling of fatigue-induced strength degradation; (2) It requires only one parameter (), which is readily obtainable from standard triaxial tests; (3) It naturally aligns with the three-stage deformation behavior of soft rocks under cyclic loading; (4) It avoids the need for complex damage evolution laws, making it both practical and physically interpretable. While traditional criteria such as Mohr–Coulomb or Drucker–Prager are well-suited for monotonic loading, they lack the cycle-dependent features necessary for fatigue life prediction.
The yield function in Equation (3) assumes that plastic fatigue deformation depends solely on the second deviatoric stress invariant , neglecting the influence of hydrostatic stress. This assumption is reasonable for the stress conditions considered in this study, where deformation is primarily shear-driven. However, under very high hydrostatic pressures (e.g., in deep geological environments), the mean stress may significantly affect rock behavior, leading to increased ductility and pressure-dependent yielding. In such cases, a pressure-dependent yield criterion (e.g., Drucker-Prager or modified Mohr-Coulomb) may be more appropriate. Future extensions of this model could incorporate such effects to enhance its applicability to deep rock engineering.
5. The Adaptability Validation and Parameter Identification for the Modified 3D Nonlinear Bingham Model
In this paper, the Powell Optimization (OP) algorithm is employed to perform curve fitting and parameter determination for the model. Based on the relevant experimental data, the constitutive Equations (39) and (40) under low dynamic stress conditions () and high dynamic stress conditions () are, respectively, fitted to verify the adaptability of the model, followed by identification of the model parameters.
5.1. Adaptive Verification of the Modified 3D Nonlinear Bingham Model Under the Condition
Ding et al. [
38] conducted a cyclic dynamic triaxial test on water-rich sandy mudstone under sinusoidal cyclic loading by using the MTS rock dynamic system, with a confining pressure of 200 kPa applied. The research found that under the conditions of confining pressure
= 200 kPa, static deviatoric stress
= 180 kPa, and loading frequency of 3 Hz, the critical dynamic stress amplitude
= 240 kPa. Therefore, the critical strength of the water-rich sandy mudstone is
= 300 kPa, the static stress in the direction of the dynamic load is
= 380 kPa, and the maximum stress in the direction of the dynamic load is
= 500 kPa. The relevant test parameters of the rich-water sandy mudstone is shown in
Table 1.
When the amplitude of the cyclic loading dynamic stress is
,
. At this point, the mudstone only undergoes the first two stages of deformation: deceleration and constant speed. The constitutive Equation (39) proposed for soft rocks under low dynamic stress conditions was employed to fit the experimental data of cumulative plastic strain versus cyclic loading number
N for water-rich sandy mudstone under low dynamic stress. The fitted curves are shown in
Figure 11, and the fitting results are presented in
Table 2.
The fitted curves and results demonstrate that under low dynamic stress conditions, the constitutive equation of the 3D nonlinear Bingham model developed in this study exhibits high agreement with experimental data, with all fitting correlation coefficients exceeding 0.978. Furthermore, the model effectively characterizes the deformation behavior of soft rocks during the first two stages (deceleration and constant speed phases) under low dynamic stress. This validates the correctness and rationality of the developed 3D nonlinear Bingham fatigue constitutive model under low dynamic stress conditions.
5.2. Adaptive Verification of the Modified 3D Nonlinear Bingham Model Under the Condition
In the cyclic dynamic triaxial test of water-rich sandy mudstone, when the amplitude of the cyclic loading dynamic stress is
,
. At this point, mudstone can undergo three complete stages of deformation: deceleration, constant speed, and acceleration. The constitutive Equation (40) proposed for soft rocks under high dynamic stress conditions was employed to fit the experimental data of cumulative plastic strain versus cyclic loading number
N for water-rich sandy mudstone under high dynamic stress. The fitted curves are shown in
Figure 12, and the fitting results are presented in
Table 3.
Zhang et al. [
39] conducted triaxial fatigue deformation characteristic tests on red sandstone, applying sinusoidal cyclic loading with a frequency of 0.2 Hz. The upper and lower stress limits of the cyclic loading were 51.8 MPa and 99.1 MPa, respectively, resulting in a load amplitude of
= 47.3 MPa. According to the cyclic loading equivalence principle, the applied cyclic loading can be decomposed into a constant load component of
= 75.45 MPa and a cyclic dynamic load component of
= 23.65 MPa with a mean value of zero. The critical strength of red sandstone under a confining pressure 15 MPa is
= 98.22 MPa. Therefore, the triaxial fatigue deformation test of red sandstone is a fatigue test conducted under high dynamic stress, at this time
. The constitutive Equation (40) proposed for soft rocks under high dynamic stress conditions was employed to fit the experimental data of cumulative plastic strain versus cyclic loading number
N for red sandstone under high dynamic stress. The fitted curves are shown in
Figure 13, and the fitting results are presented in
Table 3.
The fitting curves and results for water-rich sandy mudstone and red sandstone demonstrate that under high dynamic stress conditions, the proposed three-dimensional nonlinear Bingham model constitutive equation aligns well with experimental data, with correlation coefficients of the fits exceeding 0.989. Furthermore, this model effectively captures the complete deformation characteristics of soft rocks under high dynamic stress, including the deceleration, constant velocity, and acceleration stages. Consequently, it validates the accuracy and rationality of the established three-dimensional nonlinear Bingham fatigue constitutive model for high dynamic stress conditions.
5.3. Parameter Identification of the Three-Dimensional Nonlinear Bingham Model
5.3.1. Parameter Identification When
In order to better illustrate the variation trend of parameter λ with the dynamic stress amplitude, we have added several dynamic stress amplitudes of
= 105, 135 and 150 kPa, and the corresponding parameters λ are 0.301, 0.330 and 0.334, respectively. Under low dynamic stress conditions, the parameter
associated with the elastic shear fatigue parameter
increases with the dynamic load amplitude
and eventually stabilizes, as illustrated in
Figure 14. The variation in parameter
reflects the evolution pattern of the elastic shear fatigue parameter
and also characterizes the strain rate of soft rocks during the initial two deformation stages. By comparing the curve of
versus dynamic load amplitude
with the curve of soft rock strain versus cyclic loading number
N for the first two stages, a strong similarity is observed. This indicates that as external dynamic loads increase, the crystalline structure of soft rocks undergoes changes accompanied by internal energy dissipation, leading to a reduction in their capacity to resist external stresses. Subsequently, the crystalline structure stabilizes, resulting in constant internal energy changes and a steady resistance capacity. This transition macroscopically corresponds to the initial two deformation stages of soft rocks under low dynamic stress conditions.
5.3.2. Parameter Identification When
Under high dynamic stress conditions (i.e.,
), the primary focus is on identifying the strain rate parameter
n that characterizes the accelerated deformation stage of soft rocks. According to fractional calculus theory,
n is constrained within 0 <
n < 1. When
n = 1, the viscoplastic fatigue component reduces to the conventional viscoplastic component in the classical Bingham model, which fails to describe the accelerated strain stage of soft rocks. To investigate the effect of parameter n on soft rock strain, values of
n = 0.100, 0.200, 0.400, 0.600, 0.800, and 0.900 were selected while keeping other parameters constant. The relationship between cumulative plastic strain
and cyclic loading number
N under different n values was analyzed, with the influence curves illustrated in
Figure 15. As shown in the figure, during the third deformation stage (accelerated deformation) of soft rocks, the cumulative strain in the fatigue constitutive model increases with higher
n. This validates that parameter
n reasonably reflects the strain characteristics during the accelerated deformation phase of soft rocks.
It is noteworthy that the strain rate parameter n also influences the accumulated strain rate during the second stage (i.e., the constant velocity stage). A larger n leads to a higher accumulated strain rate. This indicates that, under the same stress level, a greater n results in a faster strain rate, directly causing an increase in the accumulated strain rate during the constant velocity stage. The increase in n may reflect changes in the deformation mechanism. When dislocation slip dominates (low n), the strain hardening effect is weaker; however, when grain boundary sliding or diffusion-controlled mechanisms prevail (high n), the material becomes more prone to strain accumulation, leading to a rise in the accumulated strain rate. This phenomenon highlights the critical role of n in regulating the deformation behavior of materials, providing a theoretical basis for optimizing their deformation resistance.
- 2.
Sensitivity analysis on parameter λ
The parameter λ, governing the exponential decay of the elastic shear modulus (Equation (22)), significantly influences the cumulative plastic strain development, particularly during the acceleration stages.
Figure 16 illustrates the relationship between the cumulative plastic strain
and the number of cycles
N for different values of
λ (
λ = 0.80, 0.81, 0.82, 0.83, 0.84 and 0.85), while keeping other parameters constant. A higher
λ value indicates a faster rate of elastic modulus degradation. Consequently, as
λ increases, the strain accumulated during the acceleration stage becomes more pronounced. This occurs because a rapidly degrading elastic modulus reduces the material’s capacity to store elastic energy reversibly, leading to greater energy dissipation and accelerated accumulation of irreversible plastic deformation from earlier cycles. This sensitivity analysis confirms that
λ effectively captures the damage evolution and stiffness reduction in soft rock of cyclic loading. The strain rate exhibits a three-phase behavior: initial rapid growth, stabilized development, and accelerated phase, which is consistent with the theoretical framework of the model.
- 3.
Sensitivity analysis on parameter
The initial viscous coefficient
, representing the initial intergranular friction and cementation bond strength (Equation (5)), primarily governs the strain rate during the constant velocity stage (Stage II).
Figure 17 presents the effect of varying
(
= 5 MPa, 10 MPa, 15 MPa, 20 MPa and 25 MPa) on the cumulative plastic strain
versus cycle number
N curve, with other parameters held constant. A larger
signifies higher initial viscous resistance, which directly results in a lower constant strain rate during the secondary stage. Conversely, a smaller
leads to a higher strain rate in Stage II, indicating less resistance to viscous flow. This parameter crucially influences the duration of the constant velocity stage; higher
values typically prolong this stage before the potential onset of accelerated creep (Stage III), provided the stress conditions allow for it. Thus,
is a key parameter for calibrating the rate of deformation before significant damage accumulation triggers the tertiary stage.
5.4. Discussion on Model Applicability to Other Soft Rocks
Although the model has been validated only against water-rich sandy mudstone and red sandstone, its theoretical framework is general and applicable to other types of soft rocks (e.g., salt rock, coal measure soft rock, shale) under cyclic loading. The model captures key deformation mechanisms such as nonlinear elasticity decay, viscosity evolution, and accelerated creep, which are common in many soft rocks. However, the specific values of parameters such as G0, η0, n, and α may vary across different rock types and should be determined through experimental calibration. Future work should include validation against a broader range of soft rocks to further verify the model’s generalizability.