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Considered herein is the Cauchy problem of the two-component Novikov system. In the periodic case, we first constructed an approximate solution sequence that possesses the nonuniform dependence property; then, by applying the energy methods, we managed to prove that the difference between the approximate and actual solution is negligible, thus succeeding in proving the nonuniform dependence result in both supercritical Besov spaces with and critical Besov space . In the non-periodic case, we constructed two sequences of initial data with high and low-frequency terms by analyzing the inner structure of the system under investigation in detail, and we proved that the distance between the two corresponding solution sequences is lower-bounded by time t, but converges to zero at initial time. This implies that the solution map is not uniformly continuous both in supercritical Besov spaces with and critical Besov spaces with . The proof of nonuniform dependence is based on approximate solutions and Littlewood–Paley decomposition theory. These approaches are widely applicable in the study of continuous properties for shallow water equations.
In this paper, we considered the Cauchy problem for the following system, which can be viewed as a two-component generalization of the famous Novikov equation:
System (1) was proposed recently by Li et al. in [1,2]. This system was derived from the zero-curvature equation:
for the vector prolongation of the Lax pair representation of the Geng–Xue system [3] as follows:
and the bi-Hamiltonian structure of (1) is also given in [1,2,4].
System (1) degenerates into the following well-known Novikov equation by taking in (1) up to a scale invariance:
The Novikov Equation (2) was firstly proposed in [5] in a symmetry classification of integrable non-evolutionary partial differential equation
by applying the perturbative symmetry approach. The first non-trivial higher symmetries were presented, and the integrability and multi-peakon solutions of Equation (2) were also researched, in [6,7]. The well-posedness of (2) has already been well-established by much literature in Sobolev spaces with —see [8,9,10]—and Equation (2) is not locally well-posed in Sobolev spaces with in the sense that the solution does not continuously depend on the initial data [10], which implies that is the critical Sobolev index for well-posedness. Later, the well-posedness investigation for the Novikov Equation (2) was generalized to Besov spaces. Ni and Zhou [11] established local well-posedness in critical Besov space , and the local well-posedness in super-critical Besov spaces with was also studied, but this result fails for the Novikov equation in [12,13]. The precise blow-up scenario for the Novikov equation was given in [9,14,15]. The existence of global strong solutions and global weak solutions was also established [9,16,17]. The stability of Novikov peakons was presented in [18,19,20]. For the continuity properties of solutions to Equation (2), it was shown that the solution map for the Novikov equation is Hölder continuous in -topology for all with exponent depending on and r [21].
The studies of multi-component Camassa–Holm-type equations have also attracted much attention. Concerning the multi-component generalizations of the Novikov equation, three typical systems are popular. The first one is the following system proposed by Popowicz [22]:
System (3) is locally well-posed both in supercritical Besov spaces and critical Besov space [23]. The solution map of system (3) is not uniformly continuous in Sobolev spaces with [24], in supercritical Besov spaces with and in critical Besov spaces [25]. The persistence properties of the strong solution to Equation (3) was also investigated by Zhou et al. [26].
The second system is the following Geng–Xue system [3]
The local well-posedness results of Equation (4) in supercritical Besov spaces and critical Besov space were established by Mi et al. [27] and Tang et al. [28], respectively. The bi-Hamiltonian structure was given in [29]. The persistence and wave-breaking criterion [30], integrability [3,29] and dynamics and structure of peaked soliotions [31,32] were also studied recently.
The third system is system (1) under discussion. Fu and Qu [4] established the local well-posedness of (1) in supercritical Besov spaces with . The wave-breaking mechanism and existence of single-peakons and muli-peakons were also demonstrated in [4].
The continuity of the data-to-solution map plays a crucial role in the well-posedness theory, and there is an increasing interest in investigating the non-uniformly continuous dependence of the solution on the initial data, which indicates that the continuity of the data-to-solution map is sharp. The key issue that lies in these problems is determining the regularity of the initial data, which guarantees the non-uniform dependence. Himonas et al. [8,33,34] obtained the non-uniform dependence of the solution map for equations such as the Camassa–Holm(CH) equation, the Degasperis–Procesi equation and the Novikov equation from into , where the regularity index s is always assumed as . The discussions and methodologies have recently been extended to systems, and similar results were obtained for the two-component Novikov system (3) in the product Sobolev spaces with [24]. Yang et al. [35] studied a high-order two-component b-family system. Based on the local well-posedness results and prior estimates, two sequences of solutions whose distance initially goes to zero but is later bounded below by a positive constant were constructed by the method of approximate solutions; in other words, the authors proved that the data-to-solution map is not uniformly continuous in Sobolev spaces with an index of more than .
Recently, the discussions of the non-uniform dependence of CH-type equations have been extended to Besov spaces. The techniques devised in this literature are Littlewood–Paley decomposition and transport theories, which are different from the discussions in the Sobolev spaces. Li et al. [36,37] proved the non-uniform dependence of the CH equation in supercritical Besov spaces with and critical Beosv space , respectively. Later, this result was generalized to low-regularity Besov spaces with [38]. It is worth mentioning that the investigation on nonuniform dependence properties has been generalized to equations other than the CH-type equations. In [39], Li et al. proved the nonuniform dependence result for the Benjamin–Ono (BO) equation, where they showed that the BO equation cannot be uniformly continuous on bounded sets on for and . Zhou et al. [40] established the local well-posedness and nonuniform dependence result for the hyperbolic Keller–Segel equation in the Besov framework with and . Holmes et al. [41] considered a generalized rotation b-family system (R-b-family system) that models the evolution of equatorial water waves. They established sharpness of continuity on the data-to-solution map by showing that it is not uniformly continuous from to . It is also worth noting that Wang et al. [42] extended the result of non-uniform dependence to the Geng–Xue system (4) in the product Besov spaces.
It can be observed from the above discussions that the non-uniform dependence results have been well-established for systems (3) and (4) in Sobolev spaces, but, up until now, due to the complex structure caused by the strongly coupled terms, the non-uniform dependence of system (1) is still open to debate even in the Sobolev spaces. By utilizing the techniques devised in [36,37,42], based on the already established local well-posedness results, we employed the delicate energy methods, successfully overcame the difficulties in the estimates brought about by the complex structure of this system and then formulated an overall investigation of the non-uniform dependence of system (1). To be specific, we studied the non-uniform dependence in the periodic case and non-periodic case, respectively. In the periodic case, the results were established in both supercritical Besov spaces with and critical Besov spaces , respectively. In the non-periodic case, we also proved that the continuity of the data-to-solution map of system (1) is sharp in the sense that the solution map is non-uniformly dependent on the initial data both in the supercritical space with and the critical case with , respectively.
For and , we define
In order to apply the transport theories, before proceeding any further, we need to reformulate (1). By applying the inverse of Helmholtz operator to both sides of the equations in (1), we have
The novelty of this paper lies in skilfully devising the error estimates in the proof of the nonuniform dependence result in the critical Besov space , where the lack of estimates for errors in has caused great difficulties for us. In order to overcome these difficulties, we first estimated the errors in and , respectively. Then, we applied the real interpolation formula to obtain the error estimates in , thus obtaining the nonuniform dependence result. The novelty of this paper also lies in the subtle choice of approximate solutions in the non-periodic case, since, compared with CH-type equations, the two component Novikov system (1) possesses higher-order terms (see Equation (5)) and strongly coupled terms (see Equation (5)). If we choose the low and high-frequency terms of the approximate solutions similar to that of the CH equations, we will not be able to estimate the errors in suitable Besov spaces successively. Therefore, in the non-periodic case, we considered the inner structure of system (1) and found a new sequence of approximate solutions, where we selected more complicated low and high-frequency parts of the approximate solutions (see Section 4).
The pros of the approximate solution technique is that the construction of approximate solutions to prove nonuniform dependence is very natural and easy to understand. The cons of this technique is that the computation is heavy when obtaining the desired error estimates.
We introduce our main results on non-uniform dependence of (5) in Besov spaces as follows.
The first result of non-uniform dependence indicates that the continuity of the data-to-solution map of Equation (5) is sharp in supercritical periodic Besov spaces.
Theorem1.
Suppose that with ; then, there exists a time such that the solution map of the Cauchy problem (5) is not uniformly continuous from any bounded subset of into . More precisely, there exist two sequences of solutions and such that the corresponding initial data satisfy
and
while
with small positive time such that .
In the critical case when , there are no estimates for solutions in ; therefore, we carried out the error estimates in instead to establish the following non-uniform dependence result:
Theorem2.
Suppose that ; then, there exists a time such that the solution map of the Cauchy problem (5) is not uniformly continuous from any bounded subset of into . More precisely, there exist two sequences of solutions and such that the corresponding initial data satisfy
and
while
where , c is a positive constant and is a small positive time such that .
In the non-periodic case, by choosing an appropriate approximate solution sequence, we managed to show the non-uniform dependence result in the sense that, if the initial data are subtly perturbed, then the approximate solution will no longer converge to the exact solution. The main results are stated as follows:
Theorem3.
Suppose that , with ; then, there exists a time such that the solution map of the Cauchy problem (5) is not uniformly continuous from any bounded subset of into . More precisely, there exist two sequences of solutions and such that the corresponding initial data satisfy
and
while
with small positive time such that .
The last theorem concerns non-uniform dependence in non-periodic critical Besov spaces:
Theorem4.
Suppose that with ; then, there exists a time such that the solution map of the Cauchy problem (5) is not uniformly continuous from any bounded subset of into . More precisely, there exist two sequences of solutions and such that the corresponding initial data satisfy
and
while
with small positive time such that .
The rest of this paper is organized as follows. In Section 2, we list several Lemmas that will be helpful to prove the main Theorems. In Section 3, we demonstrate the non-uniform dependence in periodic Besov spaces. The discussions are split into two subsections concerning the supercritical case and critical case, respectively. In Section 4, we also consider the non-uniform dependence in non-periodic Besov spaces, and the supercritical case and critical case are also studied separately in two subsections.
Notations. For a given Banach space X, we denote its norm by .
2. Preliminaries
In this section, we shall recall some properties of the Besov spaces and the transport equation theories.
(Osgood Lemma) Assume that is a measurable function, is a locally integrable function and μ is an increasing function. Suppose that, for some non-negative real number c, the function ρ satisfies
If , then with . If and μ satisfies , then the function .
Assume that . If the initial data , then there exists a time such that the Cauchy problem (5) has a unique solution , and the solution map is continuous from a neighborhood of into for all if , and otherwise. Moreover, satisfies the estimate
Let with ; then, there exists a time such that the Cauchy problem (5) has a unique solution , and the solution map is continuous from a neighborhood of into . Moreover, satisfies the estimate
where is a constant.
3. Non-Uniform Dependence in the Periodic Case
In this section, we will establish the non-uniform dependence results in the periodic case; in other words, we prove Theorems 1 and 2. Since all function spaces are over , we drop in our notations of function spaces for simplicity if there is no ambiguity in this section. Before proceeding further, we first need to construct the following approximate solutions:
where or , .
3.1. Non-Uniform Dependence in the Supercritical Besov Spaces
Substituting into the equations of (5) yields
Direct calculation shows that
Next, we estimate .
The joint application of Lemmas 1(4) and 5 indicates that
Therefore, we obtain
In a similar way, one has
As a consequence, we have the following lemma:
Lemma8.
If , , , , then we have
Let be the solution to the Cauchy problem with initial data ; that is, solves the following problem:
where are as defined in 5) once is replaced by . It can be easily verified that . By applying Lemma 6, there exists a unique solution to problem (9) with the maximal existence time
Next, we will estimate the difference between the approximate and the actual solutions.
Let . It is easy to verify that satisfies the following problem:
where
Lemma9.
Suppose that , , , ; then, we have the following estimates:
Proof.
Note that . Applying Lemma 2 to the first and second solution component of (10) yields, respectively,
and
where .
Due to Lemma 1(4)(i), for , we have
Similarly,
By substituting the above estimates into (13) and (14), respectively, in view of the fact that
we obtain
It thus follows from the Gronwall inequality that (11) holds.
Next, we prove (12).
Applying Lemma 2 to the first equation in (9) yields
By applying Lemma 1(4)(i) and the embedding theorem, in view of the fact that , we find that
In a similar way, one obtains
and
Substituting the above estimates into (15) yields
Similarly,
Adding (16) and (17) together yields
An application of the Gronwall inequality implies that
Moreover, by the definition of the approximate solutions , we have
Therefore,
which completes the proof of Lemma 9.
Now, we are ready to prove Theorem 1. Let . It follows from Lemma 6 that , are the unique solutions to problem (3) with initial data , , respectively. It can be deduced from Lemmas 8 and 9 and the complex interpolation formula in Lemma 1(6) that
In view of Lemma 6 and the fact that , we find that
Since
We obtain from (18)–(20) that, for ,
The proof of Theorem 1 is complete. □
3.2. Non-Uniform Dependence in the Critical Besov Space
In this part, we will prove the non-uniform dependence of the solution to the initial data in the critical periodic Besov space . Since now , the approximate solutions can be rewritten as
where .
However, for critical case , we now consider that there are no estimates for solutions in ; therefore, we carry out the estimates in .
First, as discussed in Section 3.1, we substitute the approximate solution into (5) and compute the error estimates.
Therefore, we obtain . Similarly we can find . The following lemma is a direct consequence of the above discussions:
Lemma10.
Let . We have
Similar to the above discussions of the non-critical case, let be solutions to the Cauchy problem (3) with initial data . Thus, solves the following problem:
where are as stated in (5).
From Lemma 5, we obtain
Due to Lemma 7 and the discussions in reference [47], we obtain the existence and uniqueness of solution, and the maximal existence time can be estimated as
Next, we estimate the difference between approximate and actual solutions.
Let ; then, also satisfies (10), and the difference between approximate and actual solutions are estimated as follows:
Lemma11.
Let ; then, we have
Proof.
Applying Lemma 2 to the first equation in (10) yields
By applying Lemmas 1(4)(ii) and 3, one obtains
The joint application of Lemmas 7 and 10 yields
Notice that . By Lemma 4,
Similarly, we can derive
Adding (25) and (26) together, in view of the fact that the function is nondecreasing, we have
Using the fact that , the above estimate reduces to
Thanks to Lemma 4, we deduce that
which completes the proof of (22). The proof of (23) is similar to (22), so we omit it here.
Finally, applying Lemmas 11 and 1(7), it follows that
Choosing to ensure that
we can derive
The rest of the proof is very similar to Theorem 1. This completes the proof of Theorem 2. □
4. Non-Uniform Dependence in the Non-Periodic Case
In this section, we will investigate the non-uniform dependence of the solution for Equation (5) on the real line. Since all function spaces are over , we drop in our notations of function spaces for simplicity if there is no ambiguity here. The techniques employed here are different with the periodic case. This section is divided into two subsections, which investigate the non-uniform dependence in supercritical Besov spaces , where , and critical Besov spaces with , respectively.
4.1. Non-Uniform Dependence in Supercritical Besov Spaces
We will study the non-uniform dependence of Equation (5) in supercritical Besov spaces; or, in other words, we prove Theorem 3 in this subsection.
For this purpose, we introduce a pair of even, real-valued and non-negative cut-off functions [48] satisfying
It can be deduced from the inversion of the Fourier formula that
Let be the solution of Equation (5) with the initial data ; then, we have the following estimates:
Proposition1.
Let and , and suppose that meets the requirements in Theorem 3; then, for , we have
Proof.
It can be deduced from (28) that
From Lemma 6, there exists a such that (5) (with initial data ) has a unique solution and . Moreover,
Similar to the discussions in [47], we obtain, for ,
By applying the Gronwall lemma and (34), we have, for all ,
Let ; then, we can derive from (5) that solves the following problem:
Applying Lemma 2 to the first equation of (36) yields
In view of the fact that is a Banach algebra when , by applying Lemma 1(4)(ii), one obtains
It follows that, by utilizing the fact that is a Banach algebra,
Similarly,
It can also be deduced that
Similarly,
Substituting all of the above estimates back into (37), we find that
In a similar manner, we obtain
The application of the interpolation inequality yields
The proof of Proposition 1 is complete. □
For the purpose of deducing the non-uniform dependence of the solution on the initial data, we will show that, for the constructed initial data with a small perturbation, the corresponding solution can no longer approximate the exact solution.
Proposition2.
Under the assumptions of Theorem 3, we have
where .
Proof.
It follows from (31) that
Since , we can deduce that
where .
In a similar manner, we have
Let ; then, we know from (5) that solves the following problem:
By applying Lemma 2 to the first and second solution component in (42), one obtains
where , and
In order to facilitate the computation, we decompose as follows:
For the purpose of convenience, we list the estimates of the simple terms that will be used later.
Next, we estimate every integrant on the right-hand side of (43):
Similarly,
and
For terms to , we estimate them as follows:
and
Collecting all of the estimates from (45)–(56) and plugging all of them back into (43), we obtain
Similarly, we find that
Adding (57) and (58) together, we find that
We will now measure the norm of . For this purpose, we list the following estimates:
Similarly, we can derive
and
Further, we have
and
Collecting all of the estimates from (60)–(70), we obtain
Therefore,
which implies that
Thus, (72) together with (57) imply that
The proof of Proposition 2 is complete. □
ProofofTheorem3.
Thanks to (30), we have
Moreover, in view of the definition , it follows from Propositions 1 and 2 that
By definition,
where .
For every term in , we have the following estimates:
Note that
and we have . Furthermore, direct calculations and the application of Riemann theorem show that, as ,
In view of the estimates from (74)–(79), letting in (73) yields, for sufficiently small t,
Similarly, we can prove that
The proof of Theorem 3 is complete. □
4.2. Non-Uniform Dependence in Critical Besov Spaces
We will investigate the non-uniform dependence property in the non-periodic critical Besov spaces with ; or, in other words, we prove Theorem 4 in this subsection.
For the purpose of proving the main result, we list the following lemma.
Lemma15.
Let ; then, we have the following estimates:
The proof of Lemma 15 is straightforward, so we omit it here.
From Lemma 7 and the product property, the following result is obvious:
Denote . The following proposition is crucial for proving the main theorem in this part.
Proposition3.
Assume that is as stated in Theorem 4. , and is the solution to Equation (5) with initial data ; then, we have
where
Proof.
In view of Lemmas 6 and 7, for any initial data , there exists a unique solution , and it satisfies the following estimate:
By the embedding theorem , we have
Let ; then, we shall prove that solves the following problem:
In view of Equations (5), (80) and (85), we obtain
In a similar manner, one can derive
Adding (87) and (88) together yields
Therefore, we have
It can be deduced from (81) and (84) that
In addition, it can be derived from (82) and (84) that
Since
and, similarly,
Adding (93) and (94) yields
Equations (83), (89), (91) and (92) together with (95) imply that
which completes the proof of Proposition 3. □
ProofofTheorem4.
It follows from Lemmas 12–14 and the fact that that, for ,
Therefore, we can conclude that . Thus, from Proposition 3,
Since
Since
It follows from Lemma 13 and (96) that
In a similar manner, one can derive
Therefore,
which, together with (79), indicates that, for sufficiently small t,
Similarly,
This completes the proof of Theorem 4. □
Author Contributions
Formal analysis, S.Y.; Writing—original draft, J.L. All authors have read and agreed to the published version of the manuscript.
Funding
This work is partially supported by Natural Science Foundation of China (No. 12171258).
Data Availability Statement
Not applicable.
Acknowledgments
The authors are grateful to the editor and referees for their valuable comments and suggestions.
Conflicts of Interest
The authors declare no conflict of interest.
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Yu, S.; Liu, J.
Nonuniform Dependence of a Two-Component NOVIKOV System in Besov Spaces. Mathematics2023, 11, 2041.
https://doi.org/10.3390/math11092041
AMA Style
Yu S, Liu J.
Nonuniform Dependence of a Two-Component NOVIKOV System in Besov Spaces. Mathematics. 2023; 11(9):2041.
https://doi.org/10.3390/math11092041
Chicago/Turabian Style
Yu, Shengqi, and Jie Liu.
2023. "Nonuniform Dependence of a Two-Component NOVIKOV System in Besov Spaces" Mathematics 11, no. 9: 2041.
https://doi.org/10.3390/math11092041
APA Style
Yu, S., & Liu, J.
(2023). Nonuniform Dependence of a Two-Component NOVIKOV System in Besov Spaces. Mathematics, 11(9), 2041.
https://doi.org/10.3390/math11092041
Note that from the first issue of 2016, this journal uses article numbers instead of page numbers. See further details here.
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Yu, S.; Liu, J.
Nonuniform Dependence of a Two-Component NOVIKOV System in Besov Spaces. Mathematics2023, 11, 2041.
https://doi.org/10.3390/math11092041
AMA Style
Yu S, Liu J.
Nonuniform Dependence of a Two-Component NOVIKOV System in Besov Spaces. Mathematics. 2023; 11(9):2041.
https://doi.org/10.3390/math11092041
Chicago/Turabian Style
Yu, Shengqi, and Jie Liu.
2023. "Nonuniform Dependence of a Two-Component NOVIKOV System in Besov Spaces" Mathematics 11, no. 9: 2041.
https://doi.org/10.3390/math11092041
APA Style
Yu, S., & Liu, J.
(2023). Nonuniform Dependence of a Two-Component NOVIKOV System in Besov Spaces. Mathematics, 11(9), 2041.
https://doi.org/10.3390/math11092041
Note that from the first issue of 2016, this journal uses article numbers instead of page numbers. See further details here.