Abstract
We review past and present results on the non-local form-factors of the effective action of semiclassical gravity in two and four dimensions computed by means of a covariant expansion of the heat kernel up to the second order in the curvatures. We discuss the importance of these form-factors in the construction of mass-dependent beta functions for the Newton’s constant and the other gravitational couplings.
1. Introduction
The Appelquist-Carazzone theorem implies that quantum effects induced by the integration of a massive particle are suppressed when studied at energies smaller than a threshold set by the particle’s mass []. The suppression mechanism has been well understood both quantitatively and qualitatively in flat space. From a renormalization group (RG) perspective it is convenient to adopt a mass-dependent renormalization scheme, which shows that the running of couplings that are induced by the integration of massive fields is suppressed below the mass threshold. Extensions of the above statements to curved space have been developed only more recently because of the additional difficulties in preserving covariance. In curved space it is convenient to compute the vacuum effective action, also known as the semiclassical action, which is the effective metric action induced by the integration of matter fields. If the effective action is computed correctly, the decoupling mechanism can be studied covariantly through the use of opportune form-factors among the curvatures. These form-factors are in fact covariant functions of the Laplacian, both in two- [] and four- [,,,] dimensional curved space.
The simplest way to compute the necessary form-factors and maintain covariance is through the use of the heat kernel expansion []. For our purposes it is convenient to adopt a curvature expansion, which resums the covariant derivatives acting on the curvatures as the non-local form-factors [,]. More precisely, it proves essential to use a heat kernel expansion which resums the total derivative terms constructed by an arbitrary power of the Laplacian acting on a single curvature scalar R []. This paper reviews the recent developments on the use of these boundary terms to investigate the decoupling of the Newton’s constant [,]. We believe that these develpments might be useful in the broader context of developing non-local effective actions which have useful phenomenological implications. Among these we include the anomaly induced inflation models [,,], even though they are not sufficient for deriving Starobinsky’s inflation purely from quantum corrections [,]. Our results might pave the way to the construction of a field theoretical model []. More generally, renormalization-group-running Newton’s and cosmological constants could have measurable implications in both cosmology [] and astrophysics []. For this purpose, runnings developed using spacetimes of non-zero constant curvature are a first step [,], which have to be reconciled with the same runnings that are obtained in the modified minimal subtraction () scheme [,,].
Focusing our attention on phenomenologically interesting effective actions it is important to mention that non-local actions are promising candidates to describe dark energy [,,,,], as well as satisfying templates to reconstruct the effective action induced by dynamical triangulations or asymptotic safety []. The applications might even extend to Galileon models, especially if promoted to their covariant counterparts [,] with form-factors that act also on extrinsic curvatures []. The most recent results on the renormalization of Newton’s constant in a massive scheme point to the necessity of connecting the renormalization of the operators R, and [,], and that the couplings could be generalized to □-dependent functions, a fact which is reminiscent of previous analyses by Avramidi [] and by Hamber and Toriumi [,]. In this respect, the relations among the non-local form-factor of the above terms in the semiclassical theory has already been emphasized in [].
This paper reviews the recent results on the mass-dependent renormalization of Newton’s constant induced by the integration of massive matter fields in two [] and four [] dimensions, complementing the latter with results that previously appeared in [,,]. The outline of this review is as follows: In Section 2 we briefly describe the decoupling of the electron’s loops in electrodynamics and connect it with the computation of the QED semiclassical action. In Section 3 we introduce the covariant representation of the effective action that underlies this work. In Section 4 and Section 5 we apply our formalism to two- and four-dimensional curved space respectively. We concentrate on scalar, Dirac and Proca fields in both cases. In Section 6 we briefly describe the general structure of the effective action and make some general statement on its ultraviolet structure. In Section 7 we speculate that our formalism could have untapped potential for expressing results of the asymptotic safety conjecture [,,] by making the case of scheme independence. The Appendix A and Appendix B contain mathematical details on the heat kernel and on the geometrical curvatures that would have otherwise burdened the main text.
2. Mass-Dependent Schemes
In this section we outline our strategy to find explicit predictions of the Appelquist-Carazzone theorem in the simpler setting of quantum electrodynamic (QED) in flat space. In particular, we take this opportunity to bridge the gap between the more traditional approach and a fully covariant method. We begin by considering the regulated one-loop vacuum polarization tensor of QED in dimensions
in which is the momentum of the external photon lines and is the square mass of the electron that is integrated in the loop. In the modified minimal subtraction scheme () one subtracts the contribution proportional to which includes the dimensional pole as well as some finite terms
( is the Euler’s constant), so that the resulting finite polarization is
Customarily, the regularization procedure introduces a scale and the dependence of the renormalized constant on this scale is encoded in the beta function
which comes essentially from the coefficient of the subtracted pole times []. Notice that we labelled the beta function with so that it is clear that we used the modified minimal subtraction scheme to compute it.
An alternative to the scheme would use some other scale to subtract the divergence, and this new choice generally results in a mass-dependent scheme if the new scale is not . If we choose as a new scale , a different beta function can be computed by acting on the right term between the brackets in (1) with [] resulting in
The new beta function explicitly depends on the mass of the electron, besides the scale q, thus allowing us to distinguish the following two limits
The physical interpretation of the above results goes as follows: in the ultraviolet, which corresponds to energies much bigger than the electron’s mass, the beta function coincides with its counterpart which is a universal result at high energies.1 Instead in the infrared, which corresponds to energies smaller than the electron’s mass, the electron in the loop hits the mass threshold and effectively stops propagating. This results in a contribution to the renormalization group (RG) that goes to zero quadratically with the energy q. This latter effect is predicted in general terms by the Appelquist-Carazzone theorem and can be observed in any quantum field theoretical computation that involves massive particles propagating in the loops.
As anticipated, in this contribution we generalize similar results to several types of massive fields in two- and four-dimensional curved spacetimes. In dealing with curved space it is convenient to have results that are always manifestly covariant []. In order to achieve manifest covariance we are going to present an effective-action-based computation which can be done using the heat kernel methods described in Appendix A, and illustrate how the above results are derived from a covariant effective action. Using non-local heat kernel methods one finds that the renormalized contributions to the vacuum effective action of QED become
in which is the Laplacian operator in flat space and is the Abelian curvature tensor []. It should be clear that the non-local form-factor appearing between the two copies of is a covariant way of writing (1) in which the momentum scale comes from Fourier transformation of the differential operator .
Using this latter observation, one could proceed to the computation of the mass-dependent beta function by “undoing” the covariantization and by extracting the form-factor to obtain (1). In practical computations we replace with the square of the new reference scale and apply the derivatives with respect to q as outlined before [], thus following closely the steps that lead to (5). This latter strategy of identifying the relevant scale with the covariant Laplacians of the effective action’s form-factors can be easily applied to curved space, in which there are more curvature tensors besides and therefore more couplings, and it will prove fundamental for the rest of this review.
3. Heat Kernel Representation of the Effective Action in Curved Space
We now concentrate our attention to a D-dimensional spacetime in which the dimensionality can be either or . We assume that the spacetime is equipped with a classical torsionless Euclidean metric , which for practical purposes can be assumed to come from the Wick rotation of a Lorentzian metric. Our task is to compute the vacuum effective actions for the classical metric induced by the integration of massive matter fields. If we limit our interest to fields of spin up to one, we must consider scalars, spinors and vectors, which is why we consider the following bare actions
in which we defined , with the spin- connection, and R is the scalar curvature. The action represents a non-minimally coupled free massive scalar field, while and represent minimally coupled massive Dirac spinors and massive Proca vectors respectively.
Given that the matter fields are quadratic, the one-loop effective action corresponds to the full integration of the path-integral and captures a physical situation in which the matter interactions are weak. If we have scalars, Dirac spinors and Proca vectors of equal masses per spin, the full effective action is additive in its sub-parts
in which the single contributions can be easily obtained from a standard path-integral analysis
and we defined the curved space Laplace operator .
One notices that is a functional trace of an operator of Laplace-type, and therefore can be dealt with using standard heat kernel methods. The same is not true for the other two traces, but it is a well-known fact that we can manipulate them to recover a Laplace-type operator. For the Dirac fields it is sufficient to recall that the square , which implies
if we assume a positive bounded spectrum for the Dirac operator. A more involved manipulation can be done to the Proca’s functional trace [,,] and it results in
The physical interpretation of the above difference is that a Proca field can be understood as a vector degree of freedom which is integrated in the first trace, minus one single scalar ghost which is integrated in the second trace, for a total of one degree of freedom in and three degrees of freedom in . Recall now that the functional trace of a Maxwell’s gauge field, which naively could be understood as massless Proca vector, includes the subtraction of two ghost degrees of freedom, which is one more than the Proca’s. This shows that the naive limit does not actually recover a Maxwell field, but rather it is discontinuous.
A simple glance at all the above traces shows that, modulo overall constants, we are generally interested in functional traces of Laplace-type operators in the form
in which we trace over the opportune degrees of freedom. The general endomorphism acts on the field’s bundle and it is assumed to be arbitrary, so that by taking the opportune form we obtain the result of either of the above traces. Let us collectively denote the general Laplace-type operator and its heat kernel , in which we keep the subscript D as a reminder of the spacetime dimension for later use. Following Appendix A we use the heat kernel to represent (13) as
in which the bi-tensor is the solution of the heat kernel evolution equation in D-dimensions. The effective action (14) is generally an ultraviolet divergent functional: divergences appear as poles in the integration of the s variables at because s is conjugate to the square of a momentum. The leading power of the heat kernel is and, after expanding in powers of s, one expects a finite number poles for the first few terms of this expansion. In particular, the first two terms will contain divergences for , or the first three for (see also below).
We regularize divergences by analytic continuation of the dimensionality to . Since in curved space the dimensionality can appear in a multitude of ways (such as ) we have to be careful in our choice for the analytic continuation. We choose to continue only the leading power of the heat kernel, thus promoting , while at the same time keeping all geometrical objects in D dimensions (implying, for example, that and not ). This choice is probably the simplest that one can make, but we should stress that any other choice differs from this one by finite terms which do not change the predictions of the renormalized effective action. After our continuation to d dimensions the trace becomes
in which we have also introduced a reference scale to preserve the mass dimension of all quantities when leaving D dimensions, and the label d of the heat kernel is a reminder of the continuation [].
Before concluding this section we find convenient to introduce some further definition. When studying the renormalization group it is sometimes useful to consider dimensionless variables. At our disposal we have the renormalization group scale q which is related to as discussed in Section 2, and a mass m which collectively denotes the species’ masses introduced before. For us it is natural to give every dimensionful quantity in units of the mass m, which leads to the following dimensionless operators
We will also denote by the dimensionless RG scale (the RG scale in units of the mass), which is related to according to the discussion of Section 2. We will not adopt further symbols for the operators a and Y after the identification, which means that from the point of view of the RG they will be functions of the ratio and therefore change as a function of the energy.
4. Renormalized Action in Two Dimensions
In the only independent curvature tensor is the Ricci scalar R if there are no further gauge connections. We therefore choose to parametrize the most general form that a regularized effective action can take as
The part is a local function of the curvatures and as such contains the divergent contributions which require the renormalization of both zero point energy and coefficient of the scalar curvature. These two divergences correspond to the leading and subleading (logarithmic) powers of the expansion of the heat kernel. Starting from the terms that are quadratic in the scalar curvature the parametric s integration becomes finite.
The dimensional divergences that appear in can be renormalized by opportunely choosing two counterterms up to the first order in the curvatures. Consequently, after the subtraction of the divergences, the local part of the renormalized action contains
in which the couplings and are related to the two-dimensional cosmological and Newton’s constants. A popular parametrization of the Einstein-Hilbert action in two dimensions is and , in which and G are the two-dimensional cosmological and Newton’s constants respectively. The procedure generates perturbative beta functions for the renormalized couplings which we denote with and and which depend on the specific matter content.
The non-local part of (17) is also very interesting for our discussion. If the critical theory is conformally invariant, then we know that it contains the pseudo-local Polyakov action
in which we introduced the central charge of the conformal theory c []. The Polyakov action accounts for the violations of the conformal symmetry from the measure of the path integral at the quantum level []. The central charge counts the number of degrees of freedom of the model and it is generally understood as a property of the fixed points of the renormalization group, which in general means that for some fixed point coupling(s).
Since the Polyakov action is not required for the subtraction of any divergence we could deduce that the scheme does not generate a flow for the central charge, or alternatively . This latter property is in apparent contradiction to Zamolodchikov’s theorem that states that along the flow, but the contradiction is qualitatively resolved by understanding that the scheme captures only the far ultraviolet of the RG flow. A comparison of (19) with (17) suggests the interpretation of the function as a RG-running central charge in our massive scheme, recalling that z is the square of our RG scale in units of the mass.
Our framework makes a quantitative connection with Zamolodchikov’s theorem: the non-local part of the effective action is parametrized by the functions and , which are both dimensionless functions of the dimensionless argument z. Simple intuition allows us to interpret as a non-local generalization of Newton’s constant, while we suggest to interpret as a generalization of the central charge under the correct conditions (see below). In all applications below we observe that for flows connecting known conformal theories, in agreement with the theorem [].
As discussed in Section 2, we introduce the momentum scale q and its dimensionless counterpart . Setting the momentum scale from and interpreting the coefficient of R as a scale dependent coupling we define the non-local beta function of
in which we used a prime to indicate a derivative with respect to the argument. Analogously we push the interpretation of the derivative of as a running central charge
Again we stress that this latter flow is expected to be negative for trajectories connecting two conformal field theories to comply with Zamolodchikov’s theorem.
In agreement with general arguments, we see that the UV limit of the non-local beta functions reproduce the standard results. Specifically we have that the running of reproduces the result at high energies
We also see that the non-local generalization of the central charge is related to the central charge itself in the same limit
This latter property seems to be always true if c is interpreted as the number of degrees of freedom of the theory. In particular it is true for the case of the Proca field which is not conformally invariant like the massless minimally coupled scalar or the massless Dirac field. We will see in the next sections that for scalars with , for spinors, and for Proca fields in two dimensions. All the explicit expressions for the functions , and their derivatives are given in the next three subsections.
4.1. Non-Minimally Coupled Scalar Field in Two Dimensions
We now give all the terms needed for the scalar field trace appearing in (10) in . As a template to assemble all terms we refer to (17). The local part of the effective action is
which has poles in both terms as expected. The non-local part of (17) is captured by the functions
in which we use the notation (16). From the non-local functions we can derive the mass-dependent beta function
The beta function in the mass-dependent scheme displays two limits
The low energy limit shows a realization of the Appelquist-Carazzone theorem for which the Newton’s constant stops running below the threshold determined by the mass with a quadratic damping factor. The high energy limit shows instead that reduces to minus the coefficient of R’s divergent term in (24) and thus to its counterpart. One can explicitly check that defined as in (21) is positive as a function of z if , meaning that from the UV to the IR. For practical purposes we are interested in
Notice in particular that for , which is the central charge of a single minimally coupled free scalar and is expected from the general result under the normalization . The interpretation of this result is that for the RG trajectory connects a theory with with the massive theory with that lives in the infrared.
4.2. Dirac Field in Two Dimensions
Here we report all the terms needed for the Dirac field trace appearing in (10) in . The template is again (17) and we denote by the dimensionality of the Clifford algebra, which factors in front of all formulas (see also the discussion at the end of Appendix B). The local part of the effective action is
which has poles in both terms as expected. The non-local part of (17) is captured by the functions
From the first non-local function we can derive the mass-dependent beta function
which displays two limits
Similarly to the scalar case the generalization of the central charge is always decreasing, starting from the UV value
This agrees with the fact that is the expected central charge of a single fermionic degree of freedom in .
4.3. Proca Field in Two Dimensions
Finally we report all the terms needed for the Proca field trace appearing in (10) in to be used in conjunction with (17). The local part of the effective action is
The non-local part of (17) is captured by the functions
The non-local beta function related to the running of Newton’s constant is
and it has the limits
The Proca field is not conformally coupled neither for non-zero mass, nor in the limit . In fact, the conformally coupled “equivalent” of the Proca field is a Maxwell field, but we have established in Section 3 that such limit is discontinuous. Nevertheless in the ultraviolet
which correctly counts the number of degrees of freedom for a Proca field in (two degrees of freedom of a vector minus one from the ghost scalar).
5. Renormalized Action in Four Dimensions
In four dimensions the regularized effective action is much more complicate than the one shown in Section 4. As general template for its parametrization we define
in which we used the four-dimensional Weyl tensor . In our settings the non-local functions and are four-dimensional generalizations of and therefore we could speculate on their relations with the a- and c-charges that appear in four-dimensional generalizations of Zamolodchikov’s analysis [] through local RG []. It would be intriguing to establish a connection with the functional formalism of [] but we do not dive further in this direction.
The heat kernel terms that require renormalization are those with zero, one and two curvatures, corresponding to poles coming from the integration of , and . All the poles are local, which means that they are contained in and can be renormalized by introducing the counterterms. The renormalized local action is
in which is the operator associated to the Euler’s characteristic, which is the Gauss-Bonnet topological term in . Our non-local heat kernel of Appendix A is valid for asymptotically flat spacetimes, which has the unfortunate consequence of setting , but we can study every other term flawlessly []. The couplings of (40) include the cosmological constant and Newton’s constant G through the relations and . In general, we denote beta functions in the minimal subtraction scheme as in which g is any of the couplings appearing in (40).
Comparing (40) with (39) we can straightforwardly define the non-local renormalization group beta function for two of the quadratic couplings
and these definitions coincide with the ones made in [,]. In contrast to the two-dimensional case, it is much less clear how to attribute the running of the function because both R and require counterterms. We discuss some implications of this point in Section 6. To handle the problem we define a master “beta function” for the couplings that are linear in the scalar curvature
The function includes the non-local running of both couplings and , which can be seen from the general property
that we observe for all the matter species that we considered. The function “mutates” from the ultraviolet to the infrared giving the universal contributions of the running of both and . Following the discussion of Section 6 we define the non-local beta functions by clearing the asymptotic behaviors
In order to preserve the elegance of the form-factors and of the beta functions expressed only in terms of the dimensionless variables a and Y, instead of subtracting the leading logarithm at infinity we subtract
which is shown to be valid for using the definitions (16).
Using the above definitions (41) and (44), each separate beta function coincides with its counterpart in the ultraviolet
in which g is any of the couplings of (39) (with the possible exception of which is not present in asymptotically flat spacetimes). Furthermore, in the infrared the running of each coupling is slowed down by a quadratic factor of the energy
which is a practical evidence of the Appelquist-Carazzone theorem in a four-dimensional space.
5.1. Non-Minimally Coupled Scalar Field in Four Dimensions
The effective action of the non-minimally coupled scalar field can be obtained specifying the endomorphism in the non-local heat kernel expansion and then performing the integration in s. We give all the results using the template (39). We find the local contributions of the regularized action to be
The minimal subtraction of the divergences of local contributions induces the following running
which agree with [,,] in the overlapping region of validity. The non-local part of the effective action includes the following form-factors
The effects of the Appelquist-Carazzone for and have been observed in [,], and for and in []. We report the latter two because they are related to the Newton’s constant through . The non-local beta function of the coupling in units of the mass has the two limits
while the one of is
These expressions show a standard quadratic decoupling in the IR, exactly as for QED [] and the fourth derivative gravitational terms [,].
5.2. Dirac Field in Four Dimensions
The effective action of the minimally coupled Dirac fields requires the specification of the endomorphism . The final result is proportional to the dimension of the Clifford algebra and hence to the number of spinor components. We do not set , but choose instead to leave it arbitrary so that the formulas can be generalized to other spinor species easily. We find the local regularized action to be
The minimal subtraction of the divergences induces the following beta functions
The non-local part of the effective action includes the following form-factors
The non-local beta functions are
Likewise in the scalar case the non-local beta functions of and have two limits
As in the previous section there is the standard quadratic decoupling in the IR.
5.3. Proca Field in Four Dimensions
The integration of the minimally coupled Proca field exhibits the local regularized action
The minimal subtraction of the poles induces the following beta functions
The non-local part of the effective action includes the following form-factors
The non-local beta functions are easily derived
The beta functions of and have the two limits
We can observe that also for the Proca field there is a quadratic decoupling.
6. Comments on the UV Structure of the Effective Action
The local and non-local contributions to the effective action (39) are not fully independent, but rather display some important relations which underline the properties described in Section 5. We concentrate here on the running of a generic operator on which a form-factor acts, while keeping in mind that the explicit example would be to take R as the operator and as the corresponding form-factor. For small mass we expect on general grounds that the regularized vacuum action is always of the form
which can be proven coupling to the path integral as a scalar composite operator. The dots hide subleading contributions in the mass and is a unique coefficient determined by the renormalization of the operator itself. The above relation underlines the explicit connection between the coefficient of the pole and the leading ultraviolet logarithmic behavior of the form-factor [,].
The subtraction of the pole requires the introduction of the renormalized coupling
which in the scheme will have the beta function
Following our discussion of Section 5 we find that if we subtract the divergence at the momentum scale coming from the Fourier transform of the form-factor we get a non-local beta function
Using (64) it is easy to see that in the ultraviolet limit
from which one can infer in general that the ultraviolet limit of the non-local beta function coincides with the result
It might not be clear at a first glance, but in the above discussion we are implicitly assuming that the operator is kept fixed upon actions of the renormalization group operator . Suppose instead that the operator is actually a total derivative of the form
in which we introduce another operator to be renormalized with a coupling and a local term . If we act with and keep fixed instead of we get
Obviously we find an additional scaling term proportional to the form-factor itself. The definitions (44) take care of this additional scaling by switching the units of before applying the derivative with respect to the scale. In the general example of this appendix we would follow this strategy by defining
for the running of the total derivative coupling.
The definitions (69) and (72) now ensure the correct scaling behavior of the running, but are still sensitive to some problems, as shown in practice by (43). These problems are related to the fact that some terms that should be attributed in the UV/IR limits of either coupling’s running appear in the other coupling’s running. For example, our mass-dependent running of dominates in the ultraviolet because grows unbounded, while the same happens in the infrared for R. In (44) of the main text we have adopted the convention of subtracting the asymptotic (clearly attributable) behavior of either coupling to the definition of the running of the other coupling as follows
in which is the asymptotic behavior of at (see the discussion of Section 5 for the practical application). These definitions ensure that the dimensional beta functions of both couplings are reproduced in the UV if both couplings require counterterms, and have the important property of agreeing with the predictions of the Appelquist-Carazzone theorem in the infrared.
7. Scheme Dependence and Quantum Gravity
In this section we speculate on possible uses of the framework described in Section 4 and Section 5 to the context of quantum gravity and, more specifically, of asymptotically safe gravity [,,]. We begin by recalling that the asymptotic safety conjecture suggests that the four-dimensional quantum theory of metric gravity might be asymptotically safe. An asymptotically safe theory is one in which the ultraviolet is controlled by a non-trivial fixed point of the renormalization group with a finite number of UV relevant directions. Therefore, the first and most important point to validate the asymptotic safety conjecture is thus to show that the gravitational couplings, in particular the Newton’s constant, have a non-trivial fixed point in their renormalization group flow.
On general grounds, the RG of quantum gravity is induced by the integration of gravitons and all other fields, with the latter including both all matter flavors and types and gauge fields. Certainly in this review we have not considered gauge nor graviton fields, but we can still capture some information of a presumed fixed point. If for example quantum gravity is coupled to a large number of minimally coupled scalar fields, , then we can assume with reasonable certainty that fluctuations of the scalar fields will dominate the running in the large- expansion and we could promote (49) using and to obtain the beta function [,] without having to deal with gauge-fixing and ghosts [,].
One point of criticism of the use of for making physical predictions is that the running of Newton’s constant is strongly dependent on the scheme in which it is computed. If we use dimensional regularization and assume that is large, we have the counterterm relation
if instead we use any scheme involving a cutoff
in which we introduced the constant that depends on the specific details of the scheme. We can see that the coefficient of the dimensional pole of the subtraction is universal: it survives the change of scheme and it multiplies the logarithm in the massive scheme. This is of course a well-known relation of quantum field theory.
The vast body of literature dedicated to the conjecture points to the fact that the existence of the fixed point hinges on the inclusion of the scheme dependent part, but this is often a reason for mistrust because the quantities that are computed using depend on the scheme in very complicate ways, especially if considered beyond the limitations of perturbation theory. In short there are two very polarized points of view on the credibility of results based on (75) which seem impossible to make agree conceptually. Ideally, in order to find common ground between the points of view, one would like to have a relation almost identical to (75), but in which is replaced by some scale which has physical significance, meaning that it is related to some momentum of a given magnitude. Our definition of renormalization group as given in (42) and (44) does something very close, in that is a momentum variable of a form-factor which could in principle be related to some gravitational observable.
The function could thus work as a scale dependent Newton’s constant and as its beta function in the usual sense required by asymptotic safety, yet they could maintain some physical meaning thanks to the momentum scale . From this point of view the scheme dependence of (75) could be replaced by the dependence of the renormalization condition, hence on the appropriate observable that incorporates and the scale . This idea is certainly very speculative, but it becomes worth considering after identifying an interesting conclusion: we have observed in (43) that always has two limits: in the infrared it reproduces the universal running of Newton’s constant, while in the ultraviolet it reproduces the universal running of the coupling of . This fact might be suggesting that in determining the ultraviolet nature of quantum gravity the operator plays the role commonly associated to R. We hope that our results might offer some inspiration for further developments in the direction of a more formal proof of the asymptotic safety conjecture.
8. Conclusions
We reviewed the covariant computation of the non-local form-factors of the metric-dependent effective action which integrates the effects of several massive matter fields over two- and four-dimensional metric Euclidean spacetime. We established a connection between these form-factors and the mass-dependent beta functions of several gravitational couplings which include Newton’s constant as the most recent result. All the beta functions that we have presented depend on a scale that is associated with the momentum dependence of the form-factors in Fourier space. The running displays two important limits: in the ultraviolet the beta functions coincide with their counterparts, while in the infrared the same beta functions go to zero with the leading power as expected from the Appelquist-Carazzone theorem. We expect that our derivation of the semiclassical effective action could have some relevant repercussion in the context of cosmology or astrophysics, as it predicts effective values for Newton’s constant in units of the particles’ masses which depend on a physical scale of the renormalization group.
Besides the effects of decoupling, several other interesting results have been presented in this review. In fact we have discussed the pragmatic connection that is made in two dimensions with the expectations of Zamolodchikov’s theorem. Furthermore, in four dimensions we have established some interesting link between the renormalization of the R and operators, which might have implications for some approaches to quantum gravity. In particular, we have made some speculation regarding the utility of our framework for the asymptotic safety conjecture of quantum gravity, in which a consistent non-perturbative renormalization of four-dimensional Einstein-Hilbert gravity is assumed.
Author Contributions
All authors contributed equally to this review.
Funding
The research of O.Z. was funded by Deutsche Forschungsgemeinschaft (DFG) under the Grant Za 958/2-1. T.P.N. acknowledges support from CAPES through the PNPD program. S.A.F. acknowledges support from the DAAD and the Ministerio de Educación Argentino under the ALE-ARG program.
Acknowledgments
O.Z. is grateful to Martin Reuter and all other partecipants of the workshop “Quantum Fields—From Fundamental Concepts to Phenomenological Questions” for the interest shown in the topics of this work. The authors are grateful to Tiago G. Ribeiro and Ilya L. Shapiro for collaborations on the projects discussed in this review, and to Carlo Pagani for useful comments on the draft.
Conflicts of Interest
The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, or in the decision to publish the results.
Appendix A. The Non-Local Expansion of the Heat Kernel
The heat kernel of the Laplace-type operator is a bi-tensor that is defined as the solution of the differential equation
in which is the covariant Dirac delta. The formal solution is the exponential
We keep the subscript D as a reminder of the spacetime dimension for reasons explained in Section 3. A customary tool of quantum field theory is to consider the expression
and use it to give a practical representation of the one loop functional trace
modulo a field-independent normalization, as shown in the main text in (14).
The heat kernel of a Laplace-type operator admits an expansion in powers of s that starts with the power known as Seeley-deWitt expansion. The Seeley-deWitt expansion is perfectly suited for the computation of the divergences of the effective action, and therefore for their renormalization, but much less effective in obtaining the finite contributions of the effective action that we need in this work. As an alternative we consider the non-local expansion of the heat kernel [,,]. This latter expansion is a special curvature expansion known to the third order that is valid for asymptotically free spacetimes and in which the effects of covariant derivatives are resummed. The trace of the coincidence limit to the second order in the curvatures is
in which represents all possible non-local terms with three or more curvatures as described in [,]. The functions of are known as form-factors of the heat kernel: they act on the rightmost curvature and should be regarded as non-local functions of the Laplacian. The form-factors appearing in the linear terms have been derived in [] as
while those appearing in the quadratic terms have been derived in [,] as
but we give them in the notation of []. Interestingly, all the above form-factors depend on a basic form-factor which is defined as
All the form-factors admit well-defined expansions both for large and for small values of the parameter s [,] and therefore allow us to go beyond the simple asymptotic expressions at small s.
Appendix B. Further Mathematical Details
We collect here some useful formulas for dealing with simplifications of the curvature tensors and the Dirac operator that are used in Section 4 and Section 5. In all Riemaniann curvature tensors can be written in terms of the metric and the curvature scalar R because only the conformal factor of the metric is an independent degree of freedom. The Riemann and the Ricci tensors are simplified as
Notice that in (17) we use explicitly the above formulas to argue that the only relevant quadratic form-factor in involves two copies of the scalar curvature. As discussed in Section 3 we have continued the dimensionality only through the dependence of the leading power of the heat kernel and all geometric tensors behave as if they live in precisely two dimensions, which allows us to use the above simplifications. In instead all curvature tensors are generally independent and for (39) we have chosen a basis that includes the Ricci scalar and the Weyl tensor, which is useful to disentangle the contributions coming from the conformal factor from those of purely spin-2 parts of that are missing in .
Our conventions for the Dirac operator are in form the same for both and . The spin connection is constructed from the Levi-Civita connection in a straightforward way by introducing the D-bein that trivialize the metric , and requiring the compatibility of the extended connection . We use the fact that the elements of the Clifford algebra are generators of local Lorentz transformations to construct the covariant connection acting on Dirac fields
which appears in (8). When applying the general formulas for the heat kernel we need the curvature two-form on Dirac fields
in which is the spin curvature of . Using some standard properties of the Clifford algebra, we explicitly find
in which is the dimensionality of the Clifford algebra. Interestingy factorizes from all formulas of Section 4.2 and Section 5.2 because our bare actions are invariant under chiral symmetry signalling the fact that it is the product that effectively counts the number of independent fermionic degrees of freedom.
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1. | This happens because the scale of dimensional regularization, which we use to subtract the poles, can be interpreted as a very high energy scale which is bigger than any other scale in the theory and in particular bigger than the electron’s mass. |
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