1. Introduction
According to the World Health Organisation (WHO), breast cancer is the second leading cause of cancer-related deaths worldwide, with nearly 17.5 million deaths projected by 2050 [
1]. Patients with recurrent disease display considerable longevity, with a median survival period of 1 to 2 years, posing a considerable challenge to clinical management of metastatic breast cancer, which highlights the urgent need for improved treatment strategies. Additionally, the treatment modality for triple-negative breast cancer, which accounts for almost 20% of all breast cancer cases, poses further challenges. Docetaxel (DTX) is an FDA-approved drug used to treat various cancers, including breast, non-small-cell lung, hormone-refractory prostate, gastric adenocarcinoma, and head and neck squamous cell [
2].
DTX is particularly effective in treating breast cancer, with response rates ranging from 50% to 72% when used as a first-line therapy. It disrupts cell division by inhibiting microtubule dynamics and arresting the cell cycle in the G2/M phase [
3]. Currently, DTX is administered intravenously, either alone or as part of combination therapy, at a dosage ranging from 60 to 100 mg/m
−2. DTX belongs to the Biopharmaceutics Classification System (BCS) class IV, as it is known to exhibit poor solubility (6–7 µg/mL) and low permeability. Moreover, the drug exhibits poor permeability as it is a substrate of P-glycoprotein, which leads to efflux [
4]. The other major drawback of DTX is its poor water solubility, which is currently addressed by using polysorbate 80 in its formulation. The injection concentrate was a clear yellow to brownish yellow viscous solution containing 40 mg/mL DTX and 1040 mg polysorbate 80, with a 13% ethanol diluent that has to be diluted before use. Despite its effectiveness, DTX can have several adverse effects, including systemic and injection site reactions and hypersensitivity reactions, owing to the high concentration of polysorbate 80 [
5,
6].
In this study, we aim to develop DTX-loaded polymeric nanoparticles (DNPs) for oral chemotherapy. Oral chemotherapy has the potential to become the mainstay of breast cancer management, considering the need for chronic treatment protocols that often require chemotherapy at home.
Oral delivery systems can address key challenges in breast cancer therapy by improving patient compliance and reducing hospital dependency, thereby making treatment more accessible and non-invasive [
7]. However, DTX has poor oral bioavailability (8%) owing to its high molecular weight (807.88 g/mol), poor solubility (6 μg/mL), and susceptibility to P-glycoprotein (P-gp) efflux. Therefore, the development of a nanoparticulate system is a practical approach to improving oral bioavailability. Nanoparticulate drug delivery systems have the potential to enhance the bioavailability of orally administered drugs compared with drug solutions. Nanoparticles can bypass pre-systemic metabolism, improve drug solubility, and reduce P-gp efflux, thereby enhancing gastrointestinal cellular absorption [
8]. Furthermore, these formulations increase the residence time of the drug in the bloodstream and protect it from enzymatic degradation. Additionally, nanoparticles have demonstrated better bioavailability owing to their ability to deliver encapsulated drugs directly to tumour sites [
9]. Moreover, nanoparticles have been reported to be well retained in tumours owing to their enhanced permeation and retention (EPR) effect [
10].
Several nanoparticle-based systems for DTX delivery have been developed, including polymeric nanoparticles based on poly lactic glycolic acid (PLGA). PLGA nanoparticles loaded with DTX formulation, which offered sustained drug release, improved tumour inhibition, and reduced systemic toxicity [
11]. However, these particles, composed of biodegradable polymers, are intended for intravenous administration, which is an invasive procedure that requires hospitalisation. The use of polymeric micelles for DTX has displayed improved pharmacokinetic properties and reduced toxicity in vivo [
12]. Dendrimers and nanosuspensions of DTX have also been reported to offer improved cellular uptake and controlled drug release profiles, helping to overcome the pharmacokinetic drawbacks of conventional DTX formulations [
13]. However, compared to other nanocarriers, dendrimers may have a limited capacity to encapsulate hydrophobic drugs such as DTX [
14]. Eudragit RL100 and Eudragit RS100 are cationic, water-insoluble polymers classified as copolymers of ethyl acrylate and methyl methacrylate [
15,
16]. They differ in their quaternary ammonium group content, with Eudragit RL100 containing approximately 10% and Eudragit RS100 approximately 5%. Eudragit RS 100 is known to be less hydrophilic and therefore displays a more sustained release. In contrast, RL 100, which is more hydrophilic, is known to be swellable and displays a faster release rate. Therefore, a mixture of the two is expected to enable precise modulation of drug release profiles. Both polymers are recognised as USFDA-approved excipients that are described in the USP/NF and Ph. Eur. monographs, emphasising their suitability for the development of sustained-release dosage forms [
17].
D-α-Tocopheryl polyethene glycol 1000 succinate (TPGS) is an amphiphilic compound formed by esterification of Vitamin E with polyethene glycol 1000 (PEG1000). TPGS was used in this study because of its ability to inhibit the P-gp efflux pump associated with multidrug resistance (MDR) in tumour cells. TPGS most likely enhances membrane permeation through pathways related to the endocytosis of the vitamin E moiety. Additionally, TPGS acts as an emulsifier and enhances the bioavailability of hydrophobic drugs by acting as a solubiliser [
18,
19].
Given these compelling benefits, the development of an oral nanoparticle delivery system for DTX is a promising option for oral chemotherapy. Such a system could enhance efficacy, minimise dosage, and reduce the severe side effects associated with intravenous chemotherapy. Therefore, this study aimed to develop and optimise DTX-loaded polymeric nanoparticles using a Quality-by-Design (QbD) approach to enhance oral bioavailability and achieve targeted and sustained drug delivery for potential oral chemotherapy. We plan to develop DTX nanoparticles of Eudragit RL100 and Eudragit RS100 with the most desirable critical quality attributes (CQAs) using Response Surface Methodology (RSM). Furthermore, this study aimed to elucidate the relationship between formulation variables and CQAs, such as particle size (PS), zeta potential (ZP), entrapment efficiency (EE), and drug release (DR), to assess drug delivery efficiency. Finally, the evaluation of the optimised formulation for in vitro haemolysis, MTT [3-(4,5-Dimethylthiazol-2-yl)-2,5-Diphenyltetrazolium Bromide] cytotoxicity, and cellular uptake studies in MDA-MB-231 breast cancer cells is an integral part of this investigation.
2. Materials and Methods
A generous sample of anhydrous DTX was obtained from Laurus Labs (Hyderabad, India). Eudragit RS 100 and Eudragit RL 100 were donated by Evonik (Mumbai, India). D-α-Tocopheryl polyethene glycol 1000 succinate was provided by Matrix Life Sciences (Aurangabad, India). Dichloromethane (DCM) was obtained from Thermo Fisher Scientific (Mumbai, India). Deionised water was obtained using a Milli-Q water purification system (Millipore, Bedford, MA, USA). MDA-MB-231 cells were obtained from the American Type Culture Collection (ATCC), (Manassas, VA, USA). T25 flasks were procured from Falcon, and Dulbecco’s modified Eagle’s medium (DMEM), 0.05% trypsin-EDTA, and foetal bovine serum (FBS) were obtained from Gibco Scientific (Waltham, MA, USA). The MTT reagent and DMSO were purchased from Sigma Aldrich, Bangalore, India. All other chemicals used were of analytical grade and were procured from S.D. Fine Chemicals Pvt. Ltd. (Mumbai, India).
2.1. Formulation of Docetaxel-Loaded Nanoparticles Using Design of Experiment (DoE)
Preliminary studies revealed that homogenisation and sonication times were the two processing variables that significantly influenced the quality attributes of nanoparticles. To explore this further, a 9-run Central Composite Design (CCD) with two factors at three levels was set up using Design Expert®13 software to develop DNPs. This design was employed to elucidate the effect of independent processing variables, namely homogenisation time (A) and sonication time (B), on the responses EE (Y1), DR at 24 h (Y2), PS (Y3), and ZP (Y4). The impact of these critical independent variables on the responses that determined the CQAs of DNPs was explored in detail in the present study.
A comprehensive failure mode and effect analysis (FMEA) was conducted to systematically identify and evaluate potential sources of variability influencing the critical quality attributes (CQAs) of DNPs. The potential risk associated with the process was assessed using the Risk Priority Number (RPN), determined as the product of severity, occurrence, and detection scores (RPN = S × O × D). Among the evaluated parameters, homogenisation time and probe sonication time were identified as high-risk operational variables (typically corresponding to RPN values ≥ 100 in FMEA), as they were found to exert a significant influence on the CQAs, including EE, PS, ZP, and DR behaviour. Optimisation of these variables effectively minimised process variability and ensured reproducibility. Moderate-risk factors such as solvent evaporation, lyophilisation, and material variability were adequately controlled through validated drying protocols and analytical verification. Collectively, the FMEA confirmed that the QbD-driven optimisation strategy established a robust and reliable formulation design space, ensuring consistent product performance with minimal residual risk (
Figure 1 and
Table 1).
The ideal amounts of individual polymers required to yield DNPs with high EE, prolonged DR, PS below 500 nm, and high ZP to obtain a stable formulation were established during preliminary trials. Therefore, the amount of DTX and the drug-to-polymer ratio (1:2,
w/
w) were kept constant for all trials. The homogenisation time was varied in the range of 5 to 15 min, while the probe sonication time was varied between 75 s and 315 s. The remaining processing parameters, such as the volume and composition of the continuous and dispersed phases, were kept the same during all the trials. The constraints set to optimise the processing conditions to obtain the DNPs with the most desirable quality attributes are indicated in
Table 2.
DNPs, composed of a mixture of Eudragit RL 100 and Eudragit RS 100, were developed using the solvent evaporation technique using TPGS as an emulsifier. The preparation involved dissolving DTX, TPGS, and the polymers (in the ratio of 28:5:67) in dichloromethane to form an organic phase. Simultaneously, 0.03%
w/
v TPGS was dissolved in purified water (aqueous phase). The organic phase was added to the aqueous phase (1 organic phase/15 aqueous phase) at a rate of 1 mL/min using an insulin syringe. The mixture was homogenised at 10,000 rpm using a homogeniser (IKA
® T18 Digital Ultra Turrax
®, IKA-Werke GmbH & Co. KG, Baden-Wurttemberg, Germany) at room temperature (25 °C). The resulting emulsion was ultrasonicated at 50 W in pulse mode (3 s on and 6 s off) using a Labman Pro-650 (Labman Scientific Instruments Pvt. Ltd., Chennai, India). The probe was immersed in the emulsion, and ultrasonication was performed for a specified duration to produce DNPs. The homogenisation and probe sonication times were varied as per the design to disperse the organic phase into the aqueous phase, forming an oil-in-water (O/W) emulsion (
Figure 2). After evaporating the organic phase at 30 °C overnight under magnetic stirring, the sample was centrifuged (Remi PR 24, Mumbai, India) at 10,000 rpm. The DNPs collected from centrifugation were resuspended in 10 mL of purified water and kept in a deep freezer at −80 °C for two days and deep frozen before being subjected to lyophilisation (Alpha 2–4 LD plus, Christ, Germany) for two days. The dried product of DNPs was stored in airtight containers. A total of nine batches of DNPs were prepared by varying independent factors based on the experimental conditions (
Table 3).
2.2. Characterisation of Docetaxel-Loaded Nanoparticles
2.2.1. Scanning Electron Microscopy (SEM)
Scanning electron microscopy (Tescan-Vega3 LMU, Tescan, Brno, Czech Republic) at 10 kV was used to examine the surface morphology and topography of DNPs. DNPs were diluted up to five times with distilled water and sonicated to enable their dispersion. One drop of the dispersed sample was placed on a cover slip and dried for 24 h in a hot-air oven at 40 °C. The cover slip was subsequently gold-coated using an ion sputtering device under reduced pressure (0.001 Torr) for 5 min, and the sample was scanned under suitable magnification to acquire photomicrographs of the DNPs [
20,
21].
2.2.2. Entrapment Efficiency and Drug Loading
Lyophilised DNPs equivalent to 5 mg of DTX from each batch were dispersed in distilled water (10 mL), stirred for 15 min on a magnetic stirrer (Remi, 2MLH, Mumbai, India) at 100 rpm, and then sonicated in a bath sonicator (GT Sonic ultrasonic, Shenzhen, China) for 5 min. The resulting dispersion was centrifuged (Remi PR 24, Mumbai, India) at 11,000 rpm for 10 min to obtain a clear supernatant. The supernatant was assayed to determine the amount of unincorporated drug using UV spectrophotometry (Shimadzu UV-1900I, Shimadzu Corporation, Kyoto, Japan). DTX concentration was estimated spectrophotometrically at 232 nm using a standard calibration curve created using the same solvent system. Entrapment efficiency and drug loading were computed by the differential method using Equations (1) and (2), respectively [
22].
2.2.3. Particle Size, Zeta Potential, and Polydispersity Index
PS was measured by dynamic light scattering (DLS), which is effective for estimating the size of particles from a few nanometres to micrometres. The ZP of the DNPs was determined using the electrophoretic light scattering method. About 2 mg of DNPs were added to 10 mL of purified water and subjected to sonication in a bath sonicator until a homogeneous dispersion was obtained to enable accurate measurement [
23]. The PS, polydispersity index (PDI), and ZP were analysed using a Zeta sizer Nano-ZS (Malvern Instruments Limited, Southboro, MA, USA).
2.2.4. Fourier Transform Infrared Spectroscopy (FTIR)
FTIR (Jasco 460 Plus Spectrophotometer, Japan Spectroscopic Company, Tokyo, Japan) was used to assess drug excipient compatibility. The test samples were physically mixed with potassium bromide using an agate mortar and pestle at a 1:100 ratio. The mixture was transferred to a diffuse reflectance sample holder, and the samples were exposed to IR radiation. The samples were subsequently scanned in the range of 400–4000 cm
−1 at a scanning speed of 2 mm/s
−1 to acquire the data [
24].
2.2.5. Differential Scanning Calorimetry (DSC)
The thermal properties of the samples were recorded using DSC (Shimadzu DSC-60, Shimadzu Corporation, Kyoto, Japan). Temperature and energy calibrations were performed using the well-known melting temperatures and melting enthalpies of high-purity indium. The samples to be analysed were placed in an aluminium sealed crucible with pierced lids, and an identical empty crucible was used as a reference for each measurement. The samples were heated from room temperature to 230 °C at a rate of 10 °C/min with nitrogen purging (100 mL/min) during data acquisition. The degree of crystallinity (Xc) of the samples was computed using the thermal data of DTX as a reference, according to Equation (3) [
25,
26].
where ΔH
m is the measured heat of fusion, ΔH
0m is the heat of fusion of 100% crystalline DTX, and w is the weight fraction of DTX in the polymer matrix.
2.2.6. X-Ray Powder Diffraction (XRD)
X-ray Diffraction studies were employed to study the solid state of the drug present in the samples, along with DSC. X-ray diffractograms of DTX, excipients, the physical mixture, and lyophilised DNPs were recorded using a Cu K-alpha X-ray diffractometer (Rigaku Miniflex, The Woodlands, TX, USA). The instrument was operated at a voltage of 40 kV/15 mA with a 2θ wide angle. The diffractograms of the samples were recorded at 2θ values ranging from 3° to 45°. To determine drug crystallinity, diffractograms of the samples were compared with that of DTX, used as a reference. The relative crystallinity of the samples was determined by comparing the intensities of the characteristic DTX peaks. The relative degree of crystallinity (RDC) of DNPs compared to that of DTX was computed using Equation (4) [
27,
28].
where ‘I
S’ represents the intensity of the characteristic peak of the drug in the sample, and ‘I
R’ represents the intensity of the characteristic peak in the reference.
2.2.7. In Vitro Release Study
The release of DTX from the formulations was assessed by placing 2 mL of the nanoparticle formulation (equivalent to 10 mg DTX in purified water) in a dialysis bag with a molecular weight cut-off (MWCO) of 12,000–14,000 Da (HiMedia, Thane, India). The dialysis bag was then suspended in a beaker containing 40 mL of pH 1.2 HCl for 0–2 h, followed by phosphate buffer (40 mL) at pH 7.4 for the next 22 h, and gently stirred using a magnetic bead at 37 ± 0.5 °C. The use of HCl pH 1.2 for the initial 2 h mimics gastric conditions and residence time, while PBS pH 7.4 for 22 h reflects intestinal conditions, making this a standardised and predictive in vitro GI model [
29,
30]. Samples (5 mL) were withdrawn at regular intervals for up to 24 h and replaced with an equal volume of the respective buffer to maintain the sink conditions. The collected samples were quantified using UV–Visible spectrophotometry at 232 nm to determine the amount of drug released at different time points [
31,
32].
An attempt was made to fit the dissolution profiles of the DNPs into different mathematical models to understand the kinetics and mechanisms of drug release. The in vitro release data obtained in this study were fitted to four different kinetic models: zero order, first order, Higuchi, and Korsmeyer–Peppas equations. This data fitment helps to understand the mechanism and kinetics of the release behaviour of DTX from nanoparticles [
9].
2.2.8. In Vitro Haemolysis
A haemolysis test was performed to compare the toxicity of DNPs and DTX. An in vitro haemolysis test was performed using freshly collected Wistar rat blood according to the standard procedure described in the literature. Immediately after collection, the blood samples were washed three times with PBS, and erythrocytes were collected by centrifugation (Eltek RC4815F, Elektrocraft India Private Limited, Mumbai, India) at 2800 rpm for 5 min. A washing step was performed to remove the serum proteins and debris. To the erythrocyte suspension (100 µL), 900 µL of the sample (containing 50 µg/mL DTX) was added. The samples were incubated (Remi Incubator shaker SLM-INC OS-250, Mumbai, India) for 1 h at 37 °C with intermittent shaking and centrifuged at 3000 rpm for 1 h. The supernatant was collected, and the amount of haemoglobin present in the samples was quantified spectrophotometrically at 540 nm, using untreated plasma as a blank. Erythrocytes incubated with distilled water and saline served as positive (100% haemolysis) and negative (0% haemolysis) controls, respectively [
32]. Data acquired in triplicate are represented as percentages. The percentage of haemolysis was calculated using Equation (5):
where Abs
t, Abs
pc, and Abs
nc represent absorbances of the test samples and positive and negative controls, respectively.
2.2.9. Cell Uptake Study
DNP uptake was measured in the MDA-MB-231 (triple-negative human breast adenocarcinoma) cell line. The cell line was enriched with 10% foetal bovine serum (FBS), penicillin (100 IU/mL), and streptomycin (100 µg/mL) in a humidified atmosphere of 5% CO
2 at 37 °C until confluence. The cells were dissociated with a cell-dissociating solution and 0.05% trypsin; then, the viability of the cells was checked, and they were centrifuged. The cells were seeded at 5 × 105 cells/well in P35 dishes and incubated to reach 80% confluence at 37 °C in a CO
2 atmosphere (5%) for 24 h. Upon reaching 80% confluence, the cells were incubated with the test sample containing coumarin-6-loaded NPs (10 µg/mL) for 2, 6, and 12 h at 37 °C [
33]. The cells were then washed three times with phosphate-buffered saline (PBS). The cells were observed under a fluorescence microscope to assess the cellular uptake of DNPs (Lawrence and Mayo’s fluorescence microscope, Kolkata, India) [
32,
34].
2.2.10. MTT Assay
Cell viability upon treatment with DTX and DNPs was assessed using the MDA-MB-231 cell line. The cells were cultured using MDA-MB-231 cells, following the procedure described in the previous section. The cells from the cell line were seeded in a 96-well plate at a density of 50,000 cells/well and incubated for 24 h. Following incubation, the supernatant was separated, and the monolayer was rinsed with the respective media. Each designated well was subsequently filled with 100 µL of fresh medium containing various concentrations (3.125, 6.25, 12.5, 25, 50, and 100µM) of DTX or DNPs and incubated for 24 h at 37 °C in a 5% CO
2 atmosphere. After incubation, the culture medium was replaced with 5 mg/10 mL 3-[4, 5-dimethylthiazol-2-yl]-2, 5-diphenyl tetrazolium bromide (MTT) in PBS for all predesignated wells and incubated for 4 h at 37 °C in an atmosphere of CO
2 (5%). The cells were then treated with 100 µL DMSO, and the plates were gently shaken to solubilise the formazan crystals. Finally, absorbance was measured at 590 nm using a multimode microplate reader (Spectramax i3X, Molecular Devices, San Jose, CA, USA). The IC
50 values for DNPs and DTX were derived from nonlinear regression analysis (curve fit) based on a sigmoid dose–response curve (variable) and computed [
32,
35].
2.3. Statistical Analysis
The data were analysed using Analysis of Variance (ANOVA) facilitated by the DesignExpert®13 tool, Stat-Ease, Inc., Minneapolis, MN, USA. Statistical significance was determined at a probability threshold of p < 0.05. The experimental data generated were computed using GraphPad Prism 5 (GraphPad, San Diego, CA, USA).
3. Results and Discussion
In the current investigation, Eudragit RL and RS 100 were used to produce DTX polymeric nanoparticles. DNPs were developed to improve drug solubility and overcome P-gp-mediated efflux to improve gastrointestinal cellular absorption and deliver DTX to the target tumour site. Drug absorption and uptake of DNPs likely occur through paracellular, transcellular, or M-cell pathways. TPGS is known to interact with cell membranes and modulate tight junction proteins, such as claudins and occludins, which loosen tight junctions between epithelial cells. This temporarily increases paracellular transport, allowing small drug molecules released from DNPs to pass through. In addition, TPGS plays a key role in producing nanoparticles of about 400 nm that could be better transported across the intestinal epithelium. Thus, TPGS is a key excipient in oral nanoparticle formulations designed to enhance the paracellular uptake of drugs, even if the nanoparticles themselves do not pass through the intestinal barrier [
36,
37,
38]. Several factors, such as PS and surface charge, govern the uptake of nanoparticles. By virtue of being cationic polymers, such as polyacrylates, they are likely to enhance paracellular uptake by interacting with negatively charged endothelial cell membranes [
39]. Polymeric nanoparticles can enhance the absorption of the released drug and particulate uptake as they are nanosized [
40]. Moreover, TPGS inhibits ubiquitous efflux-mediated transporters, thereby increasing drug absorption and particulate uptake. Particulate uptake most likely delivers encapsulated DTX directly to the target tumour sites. Therefore, entrapment efficiency and drug release are considered two critical quality attributes of DNPs that influence cell viability and cytotoxicity. The DNPs are intended to be delivered to the target tumour sites while minimising systemic exposure.
3.1. Effect of Independent Variables on Dependent Variables
The Central Composite Design (CCD), comprising eight non-centre points and one centre point, is a highly suitable Response Surface Methodology (RSM) for fitting a quadratic surface. It is one of the most commonly used RSM designs for process optimisation, allowing the establishment of the design space and optimisation of process parameters with fewer runs than other RSM designs. The preliminary studies indicated that critical processing factors, namely homogenisation and sonication time, influenced key responses, including entrapment efficiency and drug release. The CCD selected offers a relatively high prognostic capability across the entire design space with low prediction errors.
The homogenisation and sonication times were varied during the trials, whereas the DNP composition and the rest of the processing variables were kept constant. The mathematical models generated were refined by eliminating insignificant terms using the backward elimination strategy to improve predictability, with the aim of obtaining a better correlation between the experimental and predicted values.
3.1.1. Influence of Independent Variable on Particle Size
The PS of the model formulation of DNPs ranged from 302 ± 1.0 nm to 502 ± 2.0 nm across various combinations of factor levels in the formulation. The Analysis of Variance (ANOVA) results demonstrated that both homogenisation time and probe sonication time had a statistically significant effect on the average PS, as presented in
Table 4 and
Figure 3A. The relationship between these two processing variables is represented by Equation (6):
where A and B are independent variables or factors that represent homogenisation time and probe sonication time, respectively. The intercept 377.11 represents the predicted particle size when both factors are kept constant at their midpoint settings. The regression coefficient (−16.20) represents the effect of homogenisation time on particle size while controlling all other variables. The negative sign indicates an inverse relationship, such that for every one-unit increase in homogenisation time, the predicted particle size decreases by 16.20 units. Likewise, the negative sign associated with sonication time indicates that with a one-unit increase in sonication time, the predicted particle size is likely to drop by 70.39 units.
The model yielded an F-value of 31.42, indicating that the design was statistically significant (p = 0.0007). A strong correlation was observed between the experimental and predicted values, as evidenced by the coefficient of determination (R2) of 0.9128. Moreover, the adjusted R2 of 0.8838 and the predicted R2 of 0.8324 further confirmed the model’s robustness and predictive capability. Adequate precision, measured by the signal-to-noise (S/N) ratio, was found to be 13.38, substantially exceeding the acceptable threshold of 4, demonstrating an adequate signal. Additionally, the coefficient of variation (CV) was 6.83%, indicating good precision and reliability of the model.
The PS of the nanoparticles determines the drug release and, therefore, the absorption. Particles with sizes of 500 nm or less were generally better absorbed than those with sizes of 1–5 μm. Nanoparticles with a PS of less than 5 μm are likely to be absorbed into the lymphatic system by endocytosis through the M cells of Peyer’s patches in intestinal enterocytes [
41]. In contrast, paracellular uptake typically allows the passage of molecules with a size of up to approximately 0.3–1.0 nm. Therefore, particles smaller than 0.4 nm could potentially pass through these junctions, while transcellular uptake increases in the order of 50 nm > 200 nm > 500 nm > 1000 nm [
42]. Reducing the PS of polymeric nanoparticles to below 400 nm has been shown to enhance the dissolution rate, facilitate drug diffusion across the unstirred diffusion layer (UDL), and ultimately improve oral bioavailability, which is a significant challenge for hydrophobic anticancer drugs [
43].
The contour plots in
Figure 3 illustrate the effect of homogenisation time and probe sonication time on PS. The plots visually corroborate that smaller PS occurs at higher homogenisation times and probe sonication periods, highlighting the need to increase the processing parameters to enable PS reduction (
Figure 3B).
3.1.2. Influence of Independent Variable on Zeta Potential
ZP measurement is a critical parameter for assessing the surface charge of nanoparticle systems and predicting their colloidal stability. Based on established criteria, ZP values within specific ranges correspond to varying degrees of nanoparticle stability. Values between ±0 to 10 mV are considered highly unstable, those between ±10 to 20 mV are relatively stable, and values from ±20 to 30 mV are moderately stable. ZP values exceeding ±30 mV are indicative of high colloidal stability [
44,
45]. These classifications offer important insights into the physicochemical behaviour and dispersion potential of nanoparticle formulations.
For the model DNP formulations, ZP values ranged from 25.8 ± 2.5 mV to 42.9 ± 1.7 mV (
Table 4), which indicated moderate to high stability. The quantitative relationship between these two processing factors is represented by the following quadratic Equation (7).
where A and B represent homogenisation time and probe sonication time, respectively. The intercept (40.50) indicates the predicted zeta potential when both
A and
B are at their central (coded zero) levels. The positive linear coefficients of A (1.52) and B (6.64) indicate that increasing either parameter enhances the zeta potential. The negative interaction term (AB, −1.25) suggests that the combined increase in both factors has a negative effect on ZP. The negative quadratic coefficients (−2.67 for A
2 and −1.73 for B
2) demonstrate a curvilinear relationship, indicating that excessive levels of either factor reduce the zeta potential.
This model demonstrated strong statistical significance, with an F-value of 84.82 and a
p-value of 0.0020. The coefficient of determination (R
2) was 0.9930, indicating an excellent model fit (
Table 5). Additionally, the signal-to-noise (S/N) ratio was calculated to evaluate model adequacy; a value greater than 4 is generally desirable. The obtained ratio of 24.964 confirmed the model’s reliability. The coefficient of variation (CV) was 2.65%, further indicating high precision and reproducibility.
The high positive values of ZP observed in the DNP formulations suggest strong electrostatic repulsion among particles, contributing to physical stability by preventing aggregation. The positive charge carried by DNPs can be attributed to the cationic nature of the polymers used. Furthermore, the cationic nature of the nanoparticles is expected to improve mucoadhesion and retention at the negatively charged target site, thereby enhancing absorption [
44]. Supporting this, previous studies have shown that positively charged polymers such as chitosan and Eudragit
® RS/RL can interact effectively with negatively charged mucosal surfaces [
46]. These interactions may transiently open tight junctions between epithelial cells, promoting paracellular transport and increasing drug bioavailability [
47]. The 3D surface plot (
Figure 3C) and contour plot (
Figure 3D) demonstrate the variation in ZP with different homogenisation and sonication times. ZP increases with higher homogenisation time up to a certain point, then plateaus or slightly declines, suggesting an optimal process window for maximising stability. The 2D contour plot further depicts the zones where ZP assumes the highest value, indicating enhanced colloidal stability under those processing conditions. ZP is important for preventing particle aggregation and ensuring formulation robustness.
3.1.3. Influence of Independent Variable on Entrapment Efficiency
The EE of the model formulation of DNPs varied between 69 ± 3.77% and 93 ± 0.16% across different factor level combinations in the formulation. The relationship between the two processing variables is expressed by Equation (8).
where A and B denote homogenisation time and probe sonication time, respectively. The constant term (intercept) of 79.50 represents the predicted entrapment efficiency when both factors (A) and (B) are at their central (coded zero) levels. The negative linear coefficients of A (−1.30) and B (−7.40) indicate that increasing either factor individually reduces the entrapment efficiency. The positive interaction term (AB, +0.72) suggests a positive synergistic effect when both parameters are increased simultaneously. The positive quadratic terms (2.47 for A
2 and 0.43 for B
2) imply curvature in the response surface, indicating that moderate levels of homogenisation and sonication times favour higher entrapment efficiency, with potential declines at extreme levels.
The generated quadratic model was significant (F-value = 79.89;
p-value = 0.0022), with a regression coefficient of 0.9801, indicating a good fit (
Table 5). The two independent variables significantly influenced %EE, as indicated by the polynomial equation (Equation (8)). The likely reason for the reduction in %EE with an increase in homogenisation time (A) during the production of the O/W emulsion is likely to reduce the globule size and, therefore, the PS of DNPs produced. A similar observation of a decrease in PS with an increase in homogenisation time has been reported in the development of long-acting biodegradable polymeric nanoparticles of DTX [
48]. A smaller globule size is likely to increase the proportion of surface drug, resulting in higher drug loss and poor entrapment. Likewise, increasing the duration of sonication during emulsion preparation eventually reduced the size of DNPs. The reduction in PS with an increase in sonication time is the probable reason for the decrease in %EE. A reduction in the PS with increasing sonication time has been observed during the development of biodegradable polymeric nanoparticles [
49]. The nonlinear relationship between the variables and responses is evident from the 3D surface graph (
Figure 4A). The %EE was found to approach a high value of approximately 90% at low settings for the two variables, as indicated by the contour plots. In contrast, the %EE approached 75% at higher levels of the two variables (
Table 4) [
48,
50]. Therefore, to attain better entrapment, lower settings for the two processing variables should be chosen.
The contour plot clearly described zones of varying EE, with values ranging from approximately 70% to 95%. These plots signify that optimal EE is achieved with extended homogenisation combined with prolonged probe sonication (above 255 s), indicating the critical role of mechanical processing in maximising drug loading within the nanoparticle system (
Figure 4B).
3.1.4. Influence of Independent Variable on Drug Release
Over 24 h, drug release from the DTX solution was 86.87 ± 1.01%, and drug release from various model formulations of DNPs ranged from 19.24 ± 3.03% to 49.17 ± 1.98%. An initial burst release was observed, which was likely due to the release of the unentrapped drugs adsorbed on the nanoparticle surface. A similar phenomenon has been previously reported in polymeric nanoparticle systems [
51].
The release of DTX from the nanoparticle formulation exhibited a markedly slower profile than that of DTX solution. This behaviour is primarily attributed to the drug’s entrapment within the polymeric matrix, which restricts its mobility and introduces a diffusion-controlled release mechanism. Unlike the immediate availability of free drug molecules in solution, the encapsulated DTX must gradually diffuse through the matrix to reach the surrounding medium. As a result, the nanoparticle system provides a prolonged release pattern, in contrast to the rapid liberation observed with the unencapsulated formulation [
52,
53].
The drug release data were fitted to a quadratic model, which was simplified to a linear equation by the backward elimination of insignificant terms (Equation (9)).
where
A and
B represent homogenisation time and probe sonication time, respectively. The intercept (32.06) denotes the predicted drug release at the central (coded zero) levels of both factors. The positive linear coefficients of
A (1.45) and
B (7.78) indicate that increasing homogenisation and probe sonication times enhances the drug release, with sonication time exhibiting a more pronounced effect.
The linear model exhibited strong statistical relevance, with an F-value of 15.68 and a
p-value of 0.0041, indicating that the model was significant. The regression coefficient (R
2 = 0.8394) confirmed a good fit (
Table 5). As homogenisation and sonication times increased, the PS decreased, which in turn enhanced drug release due to increased surface area. The increase in drug release was ascribed to reduced diffusional path length and an increase in the surface area [
22], as indicated in the 3D surface graph (
Figure 4C). This further supports the regression findings, illustrating that higher homogenisation and sonication times yield formulations with better drug release profiles. The contour plot further clarifies this trend, displaying maximum drug release at higher sonication and homogenisation times, with the lowest release observed at a lower homogenisation time. These observations indicate that the process parameters can be strategically manipulated to achieve desired controlled release profiles, balancing rapid therapeutic onset against sustained drug delivery requirements (
Figure 4D).
3.2. Optimisation of Docetaxel-Loaded Polymeric Nanoparticles
The influence of independent variables, such as homogenisation time (A) and probe sonication time (B), on response factors, such as EE, DR, PS, and ZP, was systematically investigated. A numerical point prediction method was employed to develop an optimal nanoparticle formulation, with the aim of achieving the highest EE (at least 70%), DR (minimum 30% release in the first 24 h of the in vitro release study), minimum PS (less than 500 nm) and optimal ZP (more than +30 mV). By setting constraints to maximise the drug release, an optimal point for the two variables was suggested (
Figure 5).
The optimised batch of DNPs was produced using a homogenisation time of 15 min and a probe sonication time of 278 s. The experimental values of %EE, %DR, PS nm, and ZP mV for the optimised batch were 78.18 ± 0.56%, 46.21 ± 1.41%, 357.9 ± 2.4 nm, and 42.9 ± 3.7 mV, respectively (
Figure 6). The experimental values were closely aligned with the predicted values for EE (78.31%), drug release (35.35%), PS (344.76 nm), and ZP (41.31 mV), suggesting a higher prognostic ability of the predictor models (
Table 6).
3.3. Characterisation of Docetaxel-Loaded Polymeric Nanoparticles
3.3.1. Scanning Electron Microscopy
The scanning electron microscopy (SEM) image indicates that the DNPs were discrete and cuboidal in shape with a smooth surface (
Figure 6A). The SEM images revealed an average PS of approximately 300 ± 36 nm. These findings indicate that the bottom-up solvent evaporation technique can produce particles of uniform size. The PS of nanoparticles determines the particulate uptake, drug absorption, and delivery of the drug to the target tumour site [
54].
3.3.2. Particle Size, Polydispersity, and Zeta Potential
DTX-loaded polymeric nanoparticles were successfully developed and optimised, exhibiting an average PS of 357.9 ± 2.4 nm and a PDI of 0.387, indicative of a relatively narrow size distribution (
Figure 6B). The low PDI value further confirms a uniform PS distribution within the formulation. Additionally, the nanoparticles displayed a ZP of +42.9 ± 3.7 mV (
Figure 3C), signifying a strong positive surface charge. Such a high ZP (greater than +30 mV) suggests enhanced colloidal stability, as it helps to prevent particle aggregation in suspension [
55].
3.3.3. Fourier Transform Infrared Spectroscopic Analysis
DTX exhibited characteristic peaks at 709.68 and 1491.67 cm
−1 for the aromatic vibrations of the monosubstituted benzene ring in the drug (
Figure 7), 1723.09 cm
−1 for the carbonyl group, and 3462.56 cm
−1 for the primary amine group (N-H). These spectral observations authenticated the DTX sample used in this study [
21,
49]. The FTIR spectra of the physical mixture displayed all the characteristic peaks of DTX, which were found at 711.60, 1491.67, 1724.05, and 3431.71 cm
−1, respectively. In the FTIR spectra of DNPs, characteristic peaks were observed at 712.57, 1724.05, 1491.67, and 3431.71 cm
−1. The appearance of the characteristic peak of the drug in the FTIR spectra of DNPs ruled out the possibility of chemical interactions with the other excipients. Spectral analysis confirmed the chemical integrity of DTX in the DNPs [
24,
56].
3.3.4. Differential Scanning Calorimetry
The melting and crystallisation behaviour of neat DTX, the DTX physical mixture, and the DNP formulation were studied using DSC. The DSC thermogram of DTX displayed a sharp endothermic peak at 167.29 °C with a peak onset at 160.87 °C, which corresponds to the melting point of the drug [
57]. The enthalpy of fusion (ΔH) for neat DTX and in the physical mixture of the DSCs was found to be −15.51 J/g and −2.35 J/g, respectively (X in
Figure 8). The crystallinity of the drug in the physical mixture was reduced by 26.44% compared to that of DTX, indicating the partial solubility of the drug in the molten polymer. Further, the endothermic peak completely disappeared in the thermogram of DNPs, indicating the amorphous nature of the drug in the nanoparticles.
3.3.5. X-Ray Diffraction Analysis
X-ray diffractograms were used to examine the crystallinity of DTX, its physical mixture, and its nanoparticles. This technique revealed the distinctive crystalline structure of the compound. DTX showed characteristic peaks between 7° and 25° at 2θ (Y in
Figure 8), with prominent peaks at 7.8°, 12.2°, 13.5°, 15.2°, 16.6°, 20.0°, and 23.0°, which were consistent with observations of the previous studies [
58,
59]. The diffractogram of the physical mixture displayed characteristic crystalline peaks of DTX at 7.8°, 12.2°, 13.7°, 15.2°, 16.6°, 20.0°, and 23.0° ± 0.2°, indicating a semicrystalline state. In the physical mixture, both the number and intensity of peaks related to the drug decreased considerably. For instance, the peak at 7.8° 2θ, which displayed an intensity of 1203 counts for DTX, decreased to 788 counts in the physical mixture, indicating a reduction in crystallinity of approximately 65%. Further, this peak was absent in the DNP formulation, suggesting that the drug existed in an amorphous state within the polymer matrix.
Solid-state characterisation using DSC and XRD supports the presence of DTX in an amorphous or molecular state [
58,
59]. As DTX is embedded in an amorphous form in a polymeric matrix, it is likely to exhibit sustained drug release.
3.3.6. In Vitro Drug Release
Drug release from polymeric nanoparticles is influenced by several factors, including the biocompatibility and biodegradability of the polymer, stability of the nanoparticles, molecular weight (MW) of the polymers, and pH of the surrounding medium [
31]. For example, DNPs exhibited an initial burst release, followed by a prolonged release over time, reaching a maximum of 46.21 ± 1.41% at pH 1.2 and 7.4 for the optimised batch (
Figure 9). For the model formulation batches, the drug release also showed an initial burst release followed by a prolonged release.
The optimised nanoparticle formulation utilised a combination of Eudragit RL 100 and RS 100 polymers, which together form a swellable matrix.
The drug release from this formulation was best described by the Higuchi kinetic model (R
2 = 0.974), confirming a diffusion-controlled mechanism where the drug diffuses from the hydrated polymer matrix to the surface (
Table 7). According to the Higuchi model, the drug located on the surface is released initially. Subsequently, the dissolution medium is known to pass into the matrix, dissolving the drug, and the dissolved form of the drug diffuses out of the matrix through the tortuous pathway. Eudragit RL 100, with its higher content of quaternary ammonium groups, promotes greater matrix swelling and water uptake than RS 100, thereby enhancing drug diffusion through the polymer network. In this system, drug molecules must traverse the swellable matrix before release, and any decrease in diffusion rate due to matrix composition or crosslinking directly slows the overall release [
22]. The Korsmeyer–Peppas model, an empirical approach for characterising complex release behaviour, uses the release exponent (
n) to indicate the mechanism of release. Values of
n ≤ 0.43 indicate Fickian diffusion, 0.43 <
n < 0.85 represent anomalous (non-Fickian) transport that is a characteristic feature of sellable matrices, and
n = 0.85 denotes Case II (zero-order) release [
60]. In this study, the calculated
n value of 0.61 signifies anomalous transport, where both diffusion and polymer relaxation govern the drug release process. The non-Fickian diffusion in the present case can be attributed to the swellable nature of RL 100.
3.3.7. In Vitro Haemolysis
Haemolysis is a critical screening test that aligns with the parameters outlined in ISO 10993-4. Taxanes can induce anaemia due to their myelosuppressive effects or drug-induced haemolytic anaemia. This is an essential in vitro evaluation method used to assess the biocompatibility and safety of pharmaceutical formulations, particularly those intended for oral chemotherapeutic delivery systems. Although oral drugs are not directly administered into the bloodstream, some nano- or micro-formulations, such as liposomes, nanoparticles, or surfactants, may enter the systemic circulation following absorption from the gastrointestinal (GI) tract. In such cases, there is a risk that these components could come into contact with red blood cells (RBCs) and potentially cause haemolysis, rupture, or destruction of RBCs, which can lead to anaemia and other adverse effects [
61]. The test measures the susceptibility of red blood cell membranes when they come into contact with foreign substances. The haemolysis rates of DTX and the optimised formulation were 83.6 ± 7.47 and 7.25 ± 1.00%, respectively. The nanoparticles demonstrated significantly lower (
p < 0.0001) haemolysis (~11.5 times lower) than DTX. Our study findings revealed that DNPs had a protective effect on red blood cells (RBCs). The observed decrease in haemolysis was attributed to the gradual and sustained release of DTX from the polymer matrix [
22,
49]. Overall, these results demonstrate the safety of DNPs for oral administration [
62]. Because of their significantly lower haemolytic potential, these particles are likely to be taken up and safely translocated through the M cell pathway via the lymphatic system before reaching the target site [
63].
3.3.8. Cell Uptake Study
MDA-MB-231 cells are known to be the least efficient in base excision repair (BER), exhibiting significant defects in pathways involving AAG (3-alkyladenine) glycosylase, MUTYH glycosylase, oxidative glycosylases, and UNG glycosylase (uracil-DNA glycosylase). Our visual observations indicated a substantial increase in nanoparticle uptake, as evidenced by the intense fluorescence observed within the cells (
Figure 10A). Several factors may contribute to the enhanced cellular internalisation of coumarin-6-loaded nanoparticles. The cationic surface of the nanoparticles promotes mucoadhesion through electrostatic interactions with the negatively charged cell membrane, thereby improving cellular absorption [
64]. TPGS acts as an effective efflux inhibitor through its interaction with P-glycoprotein (P-gp), a major transporter responsible for restricting intracellular drug accumulation. It has been shown to inhibit the ATPase activity of P-gp, thereby attenuating drug efflux and enhancing cellular uptake of therapeutic agents [
65]. Additionally, the presence of TPGS likely facilitates endocytic uptake by acting as an efflux inhibitor [
66], while the PS also plays a critical role in influencing cellular uptake [
57]. Incorporating TPGS into the internal phase of polymeric nanoparticles enhances their internalisation by cancer cells and aids in overcoming multidrug resistance, underscoring its value as a functional excipient in nanoparticle-based cancer therapy [
44].
3.3.9. In Vitro Anticancer Study by MTT Assay
The cell viability of DNPs was significantly lower (
p < 0.05) than that of DTX at all concentrations in the 24 h study, indicating the better efficacy of DNPs compared to DTX in eradicating cancer cells (
Figure 10B). The inhibitory concentration (IC
50) is the concentration of a drug required to kill 50% of cancer cells. The IC
50 values computed for DTX and DNPs were found to be 60.81 μM and 39.52 μM, respectively (
Figure 10C and 10D, respectively). The IC
50 value for DNPs was considerably lower than that of DTX, indicating the superior potency of the nanoparticles compared to the drug per se. The lower IC
50 values can be attributed to the smaller size and cationic surface charge of the nanoparticles, which promote mucoadhesion and retention at the target tumour site through electrostatic interactions with the negatively charged cell membrane, thus enhancing nanoparticle absorption [
67,
68]. Moreover, the lower IC
50 value could be attributed to the presence of TPGS, which acts as an efflux inhibitor of DNPs, possibly leading to enhanced cellular uptake by endocytosis. Lower IC
50 values observed with polymeric nanoparticles in earlier studies were ascribed to enhanced uptake, which could possibly lead to greater drug accumulation in tumour cells [
35]. The results obtained with the assay correlated well with those obtained from the uptake studies. The results obtained indicate higher cytotoxic potential of DNPs at lower doses than that of DTX.