1. Introduction
Approximately 20 active ingredients, including hydroquinone-β-
d-glucoside (arbutin, ARB), 4-n-butylresorcinol (4BR), 3-
O-ethyl ascorbic acid, tranexamic acid, and 4-methoxysalicylic acid potassium salt (4MSK), have been approved and used in quasi-drug cosmetics in Japan [
1,
2,
3,
4,
5]. In 2001, product descriptions changed from “preventing dark spots and freckles due to sun damage” to “preventing dark spots and freckles by suppressing melanin production” or “preventing dark spots and freckles by suppressing melanin accumulation” in 2001. Epidermal depigmentation products are typed according to their modes of action. Some inhibit melanin production in melanocytes by inhibiting tyrosinase, the key enzyme in melanin synthesis, or by enhancing the decomposition of tyrosinase to suppress melanin production. Other types are based on suppressing melanosome maturation, transport, and transfer molecules; promoting epidermal metabolism by encouraging stratum corneum desquamation and turnover, thus preventing melanin accumulation; and redox breakdown of melanin [
5].
For products that inhibit tyrosinase, ingredients such as ARB, (±) rhododendron [(±) 4-(3-hydroxybutyl) phenol, 4HP], magnolignan (2,2′-dihydroxy-5,5′-dipropyl-biphenyl; ML), 4BR, and 4MSK have been used as active ingredients of quasi-drug cosmetics in Japan. However, as of 4 July 2013, quasi-drug cosmetics containing 4HP were voluntarily recalled after leukoderma was confirmed in people who had used them. There were 19,605 confirmed cases of leukoderma as of 30 November 2016; of these, 11,928 patients have mostly recovered, but many still suffer from the condition even 3 years later [
6]. 4HP is an active ingredient approved by the Ministry of Health, Labour and Welfare under the Pharmaceutical Affairs Law in Japan. This molecule is a reduced form of raspberry ketone (RK), a 4-substituted phenol (
para-phenol) that has been previously reported to cause leukoderma [
7] and depigmentation in C57 black mice [
8]. This information should have provided a warning signal; nevertheless, 4HP was approved as a quasi-drug cosmetics ingredient. The problem appeared to stem from the in vitro method used. Therefore, specific toxicity to melanocytes could not be evaluated.
The mechanism underlying the pathogenesis of leukoderma appears to be the toxicity of 4-substituted phenols to melanocytes. These phenols are detrimental to tyrosinase and its function in melanosomes or melanin-containing organelles. If the damaging effects are minimized, leukoderma could be reversed. However, in case of roughness, 4-substituted phenol levels may become elevated in the skin or become more toxic. Thus, over the long term, destruction of melanocytes could occur and the leukoderma may become permanent [
9,
10,
11,
12,
13,
14].
The purpose of this study was to develop an in vitro evaluation method for predicting the occurrence of leukoderma caused by the active ingredient in skin depigmentation quasi-drug cosmetics. Specifically, the method was designed to predict the risk of leukoderma development and was based on mechanisms underlying melanocyte-specific toxicity, common to phenolic compounds that reportedly cause leukoderma. The risks of chemical leukoderma were predicted based on toxicity mechanisms, toxic concentrations, and percutaneous absorption rates. Since many skin care quasi-drug cosmetics are formulated with active ingredients for epidermal depigmentation and are intended to be used daily without limitations on usage or frequency, it is crucial that they do not cause leukoderma. The evaluation scheme developed in this study is proposed to be used as another appraisal tool to confirm that a skin depigmentation product poses little or no risk of causing leukoderma.
2. Materials and Methods
2.1. Materials
We purchased 4HP from Wako Pure Chemical Industries, Ltd. (Osaka, Japan); ARB and 4BR from Tokyo Chemical Industry Co., Ltd. (Tokyo, Japan); RK and 4-methoxysalicylic acid (4MS) from Sigma-Aldrich Corp. (St. Louis, MO, USA); and ML from Funakoshi Co., Ltd. (Tokyo, Japan). 4MSK was used as the potassium salt of 4MS. Other reagents used were analytical grade and obtained from Wako Pure Chemical Industries, Ltd.
Melanocyte-specific toxicity of 4HP and RK, common to phenolic compounds that are known to cause leukoderma, were used as positive controls.
2.2. Measurements of Skin Concentrations of Test Ingredients
The octanol-water partition coefficients (
Ko/
w) of the test ingredients were measured [
15] and skin permeability coefficients determined using Potts & Guy’s skin permeation coefficient prediction equation (Equation (1)) [
16]. The in vitro skin permeation rate was determined in frozen samples of excised skin of hairless mouse (Laboskin
®, Hos:HR-1, male, 7 weeks of age, Hoshino Laboratory Animals, Inc., Ibaraki, Japan) in a diffusion cell using Fick’s first law of diffusion (Equation (2)) [
17] applied to a skin area of 1.5 cm
2 and then the rate was divided by wet skin weight to obtain the concentration in the skin. National guidelines were followed for the care and use of our laboratory animals.
Potts & Guy’s skin permeation coefficient prediction equation:
where abbreviations are as follows: MW, molecular weight;
Q, amount permeated in skin (mg/cm
2);
t, time of exposure;
Cv, exposure concentration (mg/cm
3).
The octanol-water partition coefficient indicating the degree of lipid solubility (or water solubility) is generally proportional to the permeability coefficient [
18,
19]. Thus, the percutaneous absorption rate of 4MSK differs depending on the pH because the octanol-water partition coefficient (
Ko/
w) changes according to pH [
20]. For 4MSK, pKa = 3.31 (25 °C), and according to the Henderson–Hasselbalch equation (Equation (3)), the pH of 4MSK can vary with the ratio of non-ionized molecules that are able to be absorbed percutaneously and ionized molecules that cannot. The aqueous phase was adjusted to pH 6.2 when the octanol-water partition coefficient was determined.
where abbreviations are as follows: C
union, concentration (unionized); C
ion, concentration (ionized).
2.3. Measurements of Skin Permeation Rate
A lotion containing the test substance was formulated (contained in 100 g of lotion: glycerin, 4 g; 1,3-butanediol, 6 g; PEG-60 hydrogenated castor oil, 0.2 g; phenoxyethanol, 0.35 g; test ingredient, potassium hydroxide to adjust the pH to 6.2, with the remainder deionized water). In 100 g of lotion, the test ingredient was 4HP (2 g), ML (0.5 g), ARB (7 g), 4BR (0.3 g), or 4MSK (3 g).
The dorsal skin from hairless mice was mounted in a Franz diffusion cell (with 37 °C constant temperature circulating water), and 15 µL of lotion containing the test ingredient was applied to the skin (1.5 cm2). The receptor chamber was stirred with a magnetic stirrer, and 100 μL of sample was taken every 20 min for up to 2 h. Samples were stored at −30 °C in the receptor chamber for later measurements of test ingredient concentration by HPLC. The conditions were as follows: CAPCELL PAK C18 (4.6 mmφ × 250 mm), column at 40 °C, flow rate (1.0 mL/min), and injection volume (10 µL). The detection wavelengths and mobile phase were 281 nm and acetonitrile:0.1% acetic acid (20:80) for 4HP, 290 nm and methanol:0.1% acetic acid (85:15) for ML, 285 nm and methanol:0.1% acetic acid (10:90) for ARB, 280 nm and methanol:0.1% acetic acid for 4BR (60:40), and 294 nm and methanol:0.1% acetic acid (85:15) for 4MS.
A 1-g skin sample was immersed overnight in chloroform: methanol (2:1) to remove the lipid fraction and then placed in a freeze dryer to remove the water, after which the skin dry weight was determined. The skin dry weight subtracted from the wet weight was defined as the solid fraction, and the rest was defined as the fraction in which the test ingredient was dissolved.
2.4. Measuring Cytotoxic Concentrations of Test Ingredients
The cloning of B16 melanoma cells (Cell Resource Center for Biomedical Research, Institute of Development, Aging and Cancer, Tohoku University, Sendai, Japan) was performed and cells with high tyrosinase activity and low tyrosinase activities were acquired. In 24-well plates (Thermo Fisher Scientific Inc., Waltham, MA, USA), 7 × 104 B16 melanoma cells with either high or low tyrosinase activity were incubated for 1 d with 500 µL of 10% bovine serum in Dulbecco’s modified Eagle medium (DMEM, Thermo Fisher Scientific Inc.). The test ingredients with 10% bovine serum in DMEM were then added to the wells and incubated for 3 days. After replacing the culture medium, 50-µL samples were placed in a Cell Counting Kit-8 (Dojindo laboratories, Kumamoto, Japan), and 2 h later, the number of viable cells was determined by measuring 450 nm absorbance using a microplate reader (Multi-Detection Microplate POWERSAN HT, BioTek Instruments Inc., Winooski, VT, USA). The concentrations of 4HP, ML, ARB, 4BR, and 4MSK were based on previously determined percutaneous absorption amounts. The concentration of RK was the same as that of 4HP. In the 3-day exposure to the cells, final concentrations of the test ingredients in the wells were 600, 300, 150, 75, and 37.5 μmol/L (4HP and RK); 40, 20, 10, 5, and 2.5 μmol/L (ML); 370, 185, 92.5, 46.25, and 23.125 μmol/L (ARB); 1940, 970L, 485, 242, and 121 μmol/L (4MSK); 40, 20, 10, 5, and 2.5 μmol/L (4BR). In the 3-hour-exposure to the cells, final concentrations of the test ingredients in the wells were 1200 μmol/L, 600 μmol/L, 300 μmol/L, 150 μmol/L, and 75 μmol/L (4HP and RK), 40 μmol/L, 20 μmol/L, 10 μmol/L, 5 μmol/L, and 2.5 μmol/L (ML), 800 μmol/L, 400 μmol/L, 200 μmol/L, 100 μmol/L, and 50 μmol/L (ARB), 200 μmol/L, 100 μmol/L, 50 μmol/L, 25 μmol/L, and 12.5 μmol/L (4MSK), and 40 μmol/L, 20 μmol/L, 10 μmol/L, 5 μmol/L, and 2.5 μmol/L (4BR).
2.5. Measurements of Cytotoxicity of Test Ingredients in the Presence of Tyrosinase
In 24-well plates, 1 × 105 B16 melanoma cells were incubated for 1 d with 500 µL of 10% bovine serum in DMEM. 500 µL of 2% of bovine serum in DMEM with either test ingredient alone, or test ingredient with tyrosinase (mushroom 10 U/mL; Sigma-Aldrich) was then added and the cells incubated for 3 h. After replacing the culture medium, 50-µL samples were placed in a Cell Counting Kit-8, and 2 h later the number of viable cells was determined at 450 nm absorbance with the microplate reader.
2.6. Observations of Cell Morphology by Transmission Electron Microscopy (TEM)
The cultured cells were placed in 1.5% paraformaldehyde and 0.5% glutaraldehyde in phosphate buffer solution (PBS) at 4 °C for 1 h. After fixation, the cells were stirred and washed in PBS, centrifuged, post-fixed in 1% osmium tetroxide, centrifuged again, and the harvested cells were solidified in agar, which was finely sectioned. The samples were then dehydrated though an alcohol series and embedded in Epon epoxy resin to prepare blocks for electron microscopy. Toluidine-blue-stained specimens were prepared. After examination, one block per sample was selected for thin sectioning. The sections were examined using TEM (JEM-140, JEOL Ltd., Tokyo, Japan), and images were taken.
2.7. Measurements of Hydroxyl Radical (∙OH)
In 96-well plates (Thermo Fisher Scientific Inc.), PBS (78 µL), test ingredient (2 µL), tyrosinase (mushroom 10 U/mL) (10 µL), and hydroxyphenyl fluorescein (HPF; 5 µmol/L, Goryo Chemical, Inc., Sapporo, Japan) were added to each plate and allowed to react at 37 °C. The fluorescence intensity of the compound generated by ∙OH (excitation, 485 nm; fluorescence, 528 nm) was measured every 30 min from 0 to 240 min using the fluorescent plate reader (POWERSAN HT). The test ingredient solution was initially 20 mmol/L (10 mmol/L for ML) and was serially diluted with an aqueous solution of 50% DMSO or DMSO 10 times.
2.8. Measurements of Hydrogen Peroxide (H2O2)
In 96-well plates, PBS (78 µL), test ingredient (2 µL), tyrosinase (mushroom 10 U/mL; 10 µL), and H2DCFDA (5 mmol/L; 10 µL, Thermo Fisher Scientific Inc.) were added to each plate and allowed to react at 37 °C. The fluorescence intensity of the compound generated by H2O2 (excitation, 485 nm; fluorescence, 528 nm) was measured every 30 min from 0 to 240 min using the fluorescent plate reader (POWERSAN HT). The test ingredient solution was initially 20 mmol/L (10 mmol/L for ML) and was serially diluted in an aqueous solution of 50% DMSO or DMSO 10 times.
2.9. Determination of ∙OH Generation Sites
In four-chambered slides (AGC Techno Glass Co., Ltd., Shizuoka, Japan), 3 × 10
4 B16 melanoma cells were incubated for 1 d with 400 µL of 10% bovine serum in DMEM. 4HP (125 µmol/L) with 10% bovine serum in DMEM was then added, and the cells were incubated for 3 d. HPF (2µL of 5 µmol/L solution) was added and allowed to react at 37 °C for 1 h. After fixation in 4% paraformaldehyde in PBS, the cells were washed with PBS and blocked with 10% goat serum. The samples were stained with tyrosinase-related protine-1 (TRP-1) using TMH-2 antibodies [
21] and the Alexa Fluor 488-labeled anti-rat IgG goat polyclonal antibody. The samples were then observed using a fluorescence microscope, and images were taken.
2.10. Statistical Analytical Method
Tests for statistical significance between control and test ingredient were performed with unpaired two-tailed t-test in Excel, and p < 0.05 was considered significant.
4. Discussion
In chemical leukoderma, premelanosomes are destroyed and melanocytes subsequently disappear, causing the symptom of skin depigmentation. A study of the mechanism of leukoderma reported that for RK in B16F10 melanoma cells expressing tyrosinase, the half maximal inhibitory concentration (IC
50), the concentration at which the cell viability is reduced to 50%, was 0.13 mmol/L. The IC
50 of RK in HT1080 non-pigmented cells (a transformed human fibrosarcoma cell line) without tyrosinase was 1.56 mmol/L [
22]. According to a previous study, the presence of tyrosinase increases the cytotoxicity of RK and the leukoderma caused by RK is not due to the inhibition of melanin biosynthesis, but rather the destruction of melanocytes by a toxic substance produced by RK with tyrosinase [
22]. Similarly, skin depigmentation caused by topical application of 30% 4HP solution for 21 days may occur via selective melanocyte toxicity and re-pigmentation occurred approximately 50 days after the application was discontinued in black guinea pigs [
23]. However, complete depigmentation was not accomplished because the max L* value was observed to be 46 and many melanocytes may have reproduced with hair growth and reproduction in that study [
23], so re-pigmentation may have occurred in the guinea pigs. In this study, leukoderma caused by 4HP is not due to inhibition of melanin biosynthesis but rather due to the destruction of melanocytes by a toxic substance produced by 4HP with tyrosinase.
The structure of the chemical substance that causes leukoderma has been characterized as a 4-substituted phenol having an alkyl group with a nonpolar side chain attached to the 4-position and hydroxylated at the 1-position of the benzene ring. 4HP and its oxidized form, RK, which causes leukoderma, has strong ·OH-generating activity in the presence of tyrosinase. Furthermore, it was found that ML also has strong ·OH-generating activity. These compounds are both 4-substituted phenols, indicating that there is structural similarity. On the other hand, ARB, which is a glycoside of hydroquinone, demonstrated weak ·OH-generating activity, while 4BR, which has resorcinol structure, did not.
The melanocyte-specific toxicity of 4-substituted phenols is caused by the
ortho-quinone or
ortho-quinone methide generated by the catalytic action of tyrosinase [
24,
25,
26,
27,
28,
29]. If 4HP is used as a substrate for tyrosinase, the reaction produces ·OH, which is a known melanocyte-specific toxin. Our study results indicate that at least for 4HP and its oxidized form RK, previously reported to cause leukoderma, the generation of ∙OH increases in the presence of tyrosinase.
The mechanism of ∙OH production appears to be a Fenton reaction occurring between the liberated H
2O
2 and Cu(I)−Cu(I) of tyrosinase, generating ∙OH by the following reaction (Equation (4)):
Muñoz-Muñoz et al. discussed the production of H
2O
2 from 4-substituted phenols in the presence of tyrosinase [
30]. When C-1 of the hydroxyl group is bonded to Cu(II) of the tyrosinase catalytic site and an electron-withdrawing group of C-4 as in RK is present, the charge density of Cu(II) increases and affects the hydroxyl group of C-2, causing deprotonation of C-2 [
30]. The protons are transferred to a tyrosinase catalytic site peroxide (OOH), generating H
2O
2. In contrast, if an electron donating group (e.g., COOH, NH
2) is present at C-4, as in tyrosine, which is the starting amino acid of melanin synthesis, the charge density of Cu(II) in the tyrosinase catalytic site decreases. In this case, the hydroxyl group protons of C-2 are transferred to a histidine residue of the enzyme, and H
2O
2 is not generated. The C-4 of RK is an electron-withdrawing group (3-oxobutyl), and the phenolic hydroxyl group of RK binds to the divalent copper Cu(II) of the catalytic site of tyrosinase, converting it to catechols. When oxidized to
ortho-quinones and released, divalent copper Cu(II) is reduced to monovalent copper Cu(I), and H
2O
2 is generated.
Cytotoxicity is observed with 4HP or its oxidized form RK, and both ∙OH and H
2O
2 are generated in the presence of tyrosinase. Moreover, although cytotoxicity is observed with ML treatment in the presence of tyrosinase, ∙OH but not H
2O
2 is generated. Our results indicate that at least for 4HP, RK, and ML, the increased ∙OH generation in the presence of tyrosinase, but not H
2O
2 production, is involved in the cytotoxicity. The mechanism is thought to involve the Fenton reaction, in which the Cu of tyrosinase acts as a catalyst in ∙OH generation. Because H
2O
2 is not produced, it cannot be used to evaluate the potential of substances that cause chemical leukoderma in melanocytes; instead, ∙OH generation should be used for such evaluations. The amounts of
1O
2 generated via rhododendrol and rhododendrol-catechol oxidations with mushroom tyrosinase were reported [
31], and they were probably lower than that of
1O
2 exhibiting cell toxicity [
31]. The calculation of cell volume was erroneous in this previous report [
31]; however,
1O
2 was produced by L-tyrosine and L-DOPA in the presence of tyrosinase. These findings suggest that
1O
2 generated via rhododendrol and rhododendrol-catechol oxidations with tyrosinase does not cause cell toxicity.
Using the skin permeability coefficient prediction equation of Potts & Guy, the estimated skin concentration calculated at steady state and risk for developing leukoderma was determined. In vitro B16 melanoma cytotoxicity concentration/estimated skin concentration values for the ingredients 4HP and ML were less than 0.2, indicating a low degree of safety assurance. Cytotoxicity was observed at concentrations much lower than the minimum concentration to be used on the skin. At the skin concentrations tested, ∙OH generation increased, and it is likely that the skin becomes lightened due to cytotoxicity to melanocytes. In contrast, the in vitro B16 melanoma cytotoxicity concentration/estimated skin concentration values for the ingredients ARB and 4MSK were greater than 10, indicating a high degree of safety assurance. Cytotoxicity was not observed in pigment cells at the skin concentrations tested, and minimal ∙OH generation was noted, indicating that the risk of causing leukoderma was low. 4MSK is ionized at pH 6.2; thus, its skin permeability is low, and the degree of safety assurance is high. The cytotoxic effects to pigment cells at the skin concentrations tested were minimal. Further, no ∙OH generation was observed, suggesting that there was no risk of causing leukoderma.
Active ingredients in quasi-drug cosmetics in Japan must have a high degree of safety, and any detrimental effects must be minimized. Thus, an evaluation method that indicates the cytotoxicity of an ingredient at a given skin concentration may be useful. The results of this study suggest that, in vitro, the suppression of melanin production depends on the inhibition of tyrosinase activity and that concentrations that do not induce cytotoxic effects nor melanin production are required for product safety. ARB and 4MSK satisfied these conditions, but 4HP and ML did not. It is clear that 4HP and ML do not fulfill Japanese quasi-drug cosmetics standards for safety. The cytotoxicity of 4HP and ML was greater in the presence of 2% serum than in 10% serum. These molecules may bind to serum proteins, such that as the serum percentage increases, the availability of 4HP or ML decreases, thereby diminishing the toxic effect.
In the presence of tyrosinase, 4HP can be converted into catechols, which are reported as the main cause of cytotoxicity [
32]. However, catechols seem to be responsible for approximately 1/10 of the effects observed in 4HP-treated samples. The cytotoxic effects of 4HP thus cannot be explained by catechol involvement alone. Furthermore, it can be seen from
Figure 4B in the reference [
32] that the cytotoxicity to melanocytes is 0.617 mmol/L, corresponding to 100 μg/mL, indicating that 4HP is cytotoxic to melanocytes at the skin concentration when it is applied at 2%.
This study confirmed that 4HP, RK, and ML react with tyrosinase substrate to generate high amounts of ∙OH, thereby exerting toxic effects on melanocytes. Past reports have indicated that the first position in the benzene ring becomes hydroxylated, and 4-substituted alkyl phenols where an alkyl group of nonpolar side chains is attached at the 4-position, are implicated in causing leukoderma. Leukoderma often appears after the occurrence of contact dermatitis. With skin irritation, percutaneous absorption increases and damage from leukoderma becomes more severe. 4HP is also a 4-substituted phenol; thus, it is expected to cause leukoderma. Melanocyte toxicity of 4-substituted phenols have been reported to be caused by
ortho-quinones or
ortho-quinone methides catalyzed by tyrosinase, but at low concentrations, tyrosinase enhances ∙OH generation and this appears to be the main factor responsible for toxicity is the melanosome. However,
Figure 6 shows that ·OH is not necessarily generated in all melanosomes of Stage IV cells, so the mechanism of generation/elimination of ·OH in melanosomes should be considered.
The skin depigmentation agents investigated in this study that produced high amounts of ∙OH at the estimated skin concentrations are 4HP and ML. 4HP appears to cause leukoderma, and ML has a similar effect. Thus, caution is required in using these ingredients, taking into consideration the previous report concerning allergic contact dermatitis by ML [
33,
34,
35]. Electron micrographs of B16 melanoma cells with leukoderma-causing 4HP, RK, and ML treatment show large numbers of vacuoles within cell melanosomes. Skin care cosmetics frequently contain whitening or lightening agents. They are routinely applied by adult women without limitations on usage or frequency. Thus, measures should be taken to prevent their adverse effects in the form of chemical leukoderma. Mild leukoderma may be cured. However, the concentrations of these agents in the skin are increased by roughness, resulting in marked toxicity. Prolonged exposure to these agents is cytotoxic to melanocytes, causing permanent leukoderma. Further, pigment cells cultured under conditions of high but not low tyrosinase activity demonstrated decreased viability when exposed to ingredients previously known to cause leukoderma. Thus, the in vitro evaluation method reported in this study may be used as an indicator of whether a given substance will cause leukoderma. B16 melanoma cells are generally used to support test validity and analyze the mechanism of quasi-drugs; they are also adopted as the approval test of the Ministry of Health, Labour and Welfare in Japan. However, together with the test result in a normal human melanocyte in culture medium without phorbol myristate acetate or cholera toxin, it is necessary to consider the mechanism of leukoderma from now on.