Smart Urban Synergy: A Systems-Based Approach to Assessing Smart and Sustainable Cities
Abstract
1. Introduction
2. Software Description
2.1. Knowledge Acquisition
Positioning Relative to Indicator Standards and Analytics Platforms
2.2. Indicators
2.2.1. Limitations and Future Calibration
2.2.2. Comparison with Existing Smart City Platforms
2.3. System Modularity
2.3.1. User Interface (UI)
2.3.2. Evaluation Logic
Theoretical Rationale for Binary Representation and Weighting
Output Interpretation and Decision Scenarios
2.3.3. Database Management
2.3.4. Interactions Between Modules
2.4. Software Architecture
2.5. Software Functionalities
2.5.1. Home Page and Instructions
2.5.2. Evaluator
2.5.3. Tabulator of Ratings of the Different Types of Smart and Sustainable Cities
3. Illustrative Examples
4. Conclusions and Future Works
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Aspect | ISO 37120 and ISO 37122 (Standards) | Commercial Vendor Platforms | Proposed System |
|---|---|---|---|
| Primary purpose | Standardised reporting of urban performance indicators to support comparability and compliance across cities. | Operational monitoring and analytics to support day-to-day city management and service optimisation. | Exploratory, cross-domain assessment framework intended to support self-evaluation, reflection, and scenario analysis. |
| Typical use case | Periodic reporting and benchmarking based on predefined indicators and methodologies. | Real-time dashboards for infrastructure, mobility, energy, and public services. | Context-aware evaluation of smart and sustainable development dimensions at city or community level. |
| Data requirements | Official and validated datasets provided by public authorities (census data, budgets, utility records). | Continuous data streams from IoT devices, sensors, and integrated enterprise systems. | Configurable combination of official data, open datasets, and user-provided inputs, depending on local availability. |
| Flexibility and adaptability | Low—indicator sets and methodologies are fixed to ensure standardisation and comparability. | Medium—extensible through proprietary modules and integrations, often vendor-dependent. | High—indicators, weights, and workflows can be adapted to local priorities and policy contexts. |
| Transparency | High—methodologies and indicators are publicly documented. | Variable—internal algorithms and data processing are often opaque or proprietary. | High—evaluation logic and configuration are explicit and modifiable. |
| Cost structure | Low technological cost, although institutional and reporting effort may be significant. | High—licensing fees, infrastructure investment, and integration costs. | Low to moderate—based on open or low-cost tools, with effort focused on configuration and engagement rather than licensing. |
| Role in urban governance | Reference framework for reporting and comparison. | Operational decision support for city managers. | Support tool for exploratory assessment and informed discussion rather than validated benchmarking. |
| Dimension | Sub-Dimension/Domain | Indicator Groups (Representative) | Weight (%) |
|---|---|---|---|
| Smart Economy | Smart economics indicators | Economic innovation; investments in technology; development of digital skills in the workforce; infrastructure for start-ups and entrepreneurship; sustainable economic development policies; smart decision-making/participation; smart service/public services | 4.505 |
| Smart Governance | Smart open data (transparent government) | Structured and open government data; data usability; open government information available to citizens (access, understanding, transparency in communication) | 3.604 |
| Smart Infrastructure | Smart infrastructure | Energy grids; transport network; telecommunications; civil works and priority services | 5.405 |
| Resilience and Risk Management | Smart disasters | Prevention and mitigation investment planning; shelter location; evacuation planning; relief delivery; casualty transportation; stakeholders’ coordination; recovery operations; refugee camp location/coordination/management; refugee resettlement; big data for disaster management; disaster information systems; resilient land use and agriculture; epidemics control supply chain management | 4.505 |
| Smart Tourism | Smart tourism | Total natural attractions; total cultural events; accessibility by transportation; amenities characteristics; ancillary services; innovative hub for electrical vehicles with mobile app; infrastructure of professional sports | 2.703 |
| Smart Governance | E-Government | International trade; justice online; tax administration; e-procurement; electronic democracy; virtual parliament; electronic voting; collaborative governance and citizen participation | 4.505 |
| Energy Systems | Energy infrastructure | Advanced meter infrastructure (AMI); distribution grid management; high voltage transmission systems; demand response to intelligent/integrated transmission and distribution; solar farm to reduce carbon emission | 5.405 |
| Health and Well-being | Conditions and health services | Electronic-health (eHealth); mobile-health (mHealth); intelligent systems to connect medical devices; policies encouraging health/wellness/well-being; health monitoring and diagnostics as opposed to treatment | 5.405 |
| Mobility and Transport | Transportation services | Environment protection; traffic management; public transport; freight management; automotive telematics; road safety and security; parking management and road user charging; intelligent transportation system (ITS: ATMS, ATPS, APTS, ATIS) | 5.405 |
| Built Environment | Advanced automated infrastructure | Lighting and temperature management; security in buildings and homes; energy consumption management; street lighting; sustainable urban planning and management | 3.604 |
| Digital Connectivity | Innovative and integrated technologies | Low emission cars and multimodal transport systems; connectivity of home/office/mobile phone/car on a single wireless IT platform; adoption of the smart grid system; smart home solutions; high-speed broadband connection; roll out of 5G technology | 4.505 |
| Education and Human Capital | Smart education | Affinity for lifelong learning; social and ethnic diversity; flexibility and creativity; cosmopolitanism and participation in public life; citizen science; technology and innovation system; e-learning; training of highly skilled human capital; open science; major scientific infrastructure; connectivity and digital access; social inclusion and equity | 4.505 |
| Food Systems | Food production | Technology to save water/energy and reduce food waste; optimal seeding management; harvest optimisation; distribution of agricultural, livestock and fishery products | 3.604 |
| Economy and Labour | Enterprise services | Local self-employment rate; GDP per person employed; regional unemployment rate; share of labour market in part-time employment; companies headquartered in the city listed on the national stock market; number of passenger operations; number of air cargo operations; innovation and circular economy | 3.604 |
| Water Systems | Smart water | Water saving technology in toilets (dry toilets); showers with water saving technology; optimised irrigation for plants/vertical gardens in buildings; optimised irrigation in agricultural fields | 5.405 |
| Waste and Materials | Smart waste | Optimal solid waste management; special waste management; hazardous waste management; management of electronic and electrical waste | 3.604 |
| Natural Endowments | Attractive natural conditions | Sunshine hours; number of spaces with green areas | 2.703 |
| Environmental Health | The pollution | Level of suspended particulate matter in the air; damage to the ozone layer; people with respiratory diseases caused by pollution | 4.505 |
| Animal Welfare | Animal protection | Participation in individual animal protection actions; participation in animal protection associations or groups | 2.703 |
| Environmental Governance | Sustainable management | Water resources management; efficient use of electricity; reclamation of contaminated soils; air quality and noise management; biodiversity and green spaces; climate resilience and adaptation to climate change | 4.505 |
| Inclusive Urban Design | Smart age-friendly | Strong and durable benches in public areas; traffic lights with countdown clocks and increased crossing times; signage in the metro with larger lettering; agreements with gyms for discounts and free classes; established schedules for senior citizens in swimming pools; accessible courses for older people in universities; campaigns against age discrimination in the workplace; accessibility of train and public transport stops; ease of requesting bus stops in residential areas | 3.604 |
| Public Safety | Smart security (safe city) | Social prevention (educational/cultural/urban actions or policies); environmental or situational prevention; neighbourhood watch | 4.505 |
| Culture and Leisure | Cultural facilities | Number of cinemas; number of theatres | 2.703 |
| Social Development | Social cohesion | Ending poverty; zero hunger; health and well-being; quality education; gender equality; clean water and sanitation; affordable and clean energy; decent work and economic growth; industry, innovation and infrastructure; reducing inequalities; sustainable cities and communities; responsible consumption and production; climate action; underwater life; terrestrial ecosystem life; peace, justice and strong institutions | 4.505 |
| Dimension | Sub-Dimension/Thematic Area | Evaluated Items | Binary Indicators (Yes/No) |
|---|---|---|---|
| Smart Economy | Economic innovation | 1–2 | Presence of business incubators or technological innovation zones; Availability of grants or financial support for start-ups |
| Investment in technology | 3–4 | Recent technological modernisation projects; Public policies encouraging investment in emerging technologies | |
| Digital skills development | 5–6 | Digital skills training programmes for the workforce; Up-to-date technology and digitalisation courses in schools and universities | |
| Entrepreneurship infrastructure | 7–8 | Availability of co-working spaces and entrepreneurship centres; Access to mentoring networks and advisory services | |
| Smart Governance | Sustainable economic policies | 9–10 | Policies promoting sustainable economic development; Initiatives supporting the circular economy and sustainable resource use |
| Decision-making and participation | 11–12 | Use of digital platforms for citizen participation; Mechanisms for citizen feedback on urban policies | |
| Smart Public Services | Efficiency and automation | 13–14 | Digital technologies improving service efficiency; Automated systems for urban service management |
| Accessibility and connectivity | 15–16 | Online and mobile access to public services; Free public internet access points | |
| Citizen response and feedback | 17–18 | Efficient citizen reporting channels; Use of citizen feedback to improve services | |
| Environment | Environmental sustainability | 19–20 | Environmentally sustainable practices in public services; Renewable energy programmes in public spaces |
| Social Inclusion | Universal accessibility | 21–22 | Accessibility for persons with disabilities; Consideration of diverse demographic groups |
| Open Government | Open data | 23–26 | Regular provision of open data; Accessible data formats; Dedicated open data portals; Support tools for data use |
| Government information | 27–30 | Publication of budgets and plans; Transparent communication channels; Information accessibility for diverse populations | |
| Infrastructure | Energy grids | 31–32 | Modernised energy grids; Smart energy management systems |
| Transport networks | 33–35 | Quality public transport; Infrastructure for electric and non-motorised transport; Intelligent traffic systems | |
| Telecommunications | 36–37 | High-speed networks and mobile coverage; Preparedness for 5G deployment | |
| Urban Resilience | Disaster prevention and response | 40–50 | Prevention strategies, early warning systems, evacuation planning, inter-stakeholder coordination, and big data use |
| Smart Health | Health services | 73–77 | Use of ICT in health management; Mobile health applications; Preventive health monitoring |
| Smart Education | Education and knowledge | 97–108 | Lifelong learning; Inclusion and diversity; Digital access; Open scientific resources |
| Resource Management | Water | 121–124 | Water-saving technologies; Efficient irrigation systems |
| Waste | 125–128 | Solid, hazardous, and electronic waste management technologies | |
| Smart Security | Safe city and social sustainability | 151–171 | Crime prevention, social inclusion, equity, well-being, sustainability, and SDG-related indicators |
| City Type | Requirements | Functional Focus | Indicator IDs |
|---|---|---|---|
| Developing City | Infrastructure Fundamentals: Development of resilient and sustainable basic infrastructure, potentially encompassing improvements in sanitation, water provision, housing, and connectivity. Training and Education: Programmes aimed at strengthening basic and technical education, with the objective of fostering a skilled workforce capable of transitioning towards a more digital and sustainable economy. Inclusive Economic Development Policies: The design and implementation of policies that support economic development while promoting inclusion and reducing inequalities. Health and Social Welfare: Enhancements to health and social welfare services intended to support the development of a healthy population, which is considered important for urban progress and resilience. Initial Environmental Management: The implementation of environmental management and conservation policies and practices as an initial step towards sustainability. | Basic infrastructure, education, inclusive growth, health, early environmental management. | 1–2, 5–6, 9–10, 19–22, 31–37, 49–53 |
| Green City | Sustainability and Environment: Promotion of renewable energy sources and environmentally responsible practices. Sustainable Economic Development Policies: The formulation and implementation of policies aimed at supporting sustainable economic development. Sustainable Management: Efficient management of water and electricity resources, together with the remediation of contaminated land. Biodiversity and Green Spaces: The preservation and enhancement of green spaces and urban biodiversity. | Environmental sustainability, renewable energy, resource efficiency, biodiversity. | 19–20, 31–32, 66–73 |
| Knowledge City | Development of Digital Skills in the Workforce: Provision of digital skills training programmes for the workforce. Smart Education: Promotion of lifelong learning, together with social and ethnic diversity within educational systems. Major Scientific Infrastructure: Investment in scientific research infrastructure and facilities. Open Science: Support for open access to scientific resources and scholarly publications. | Education, research, digital skills, open science. | 5–6, 54–65, 23–26 |
| Safe City | Smart Security (Safe City): Social and environmental prevention measures, together with neighbourhood watch initiatives. Civil Works and Priority Services: Maintenance and development of essential public works and priority urban services. Social Prevention: Educational, cultural, and urban initiatives intended to enhance quality of life and contribute to crime prevention. | Public safety, social prevention, essential civil works, resilience. | 38–48, 74–171 |
| Sustainable City | Sustainable Economic Development Policies: Policies aimed at supporting sustainable economic development. Energy Grids: Modernisation of energy grids, together with the adoption of smart energy management systems. Transport Network: Provision of high-quality public transport, along with infrastructure supporting electric vehicles. Food Production: Technologies supporting efficient food production and optimised plantation management. | Sustainable development, energy, transport, food systems. | 9–10, 31–35, 66–73 |
| Smart City | Investments in Technology: Implementation of technological modernisation projects. Efficiency and Automation: Use of digital technologies to support improvements in the efficiency of public services. Smart Decision/Participation: Digital platforms that facilitate citizen participation in decision-making processes. Innovative and Integrated Technologies: Adoption of smart grid systems and smart home solutions to support integrated and advanced technological infrastructure. | Digitalisation, automation, citizen participation, smart infrastructure. | 3–8, 11–18, 23–30, 31–37 |
| Smart and Sustainable City | Energy Infrastructure—Advanced Metering Infrastructure (AMI): Use of smart metering systems to support efficient monitoring of energy consumption. Sustainable Urban Planning and Management: Integration of automated infrastructure systems within urban planning and management processes. | Integrated and cross-domain smart and sustainable development. | 1–171 (all indicators) |
| Type of City | Requirement | Key Questions |
|---|---|---|
| Developing City | Critical infrastructure development and basic sustainability, education and skills development, inclusive economic development policies, health and well-being initiatives, early environmental strategies. | All questions related to the fundamentals of urban development, with emphasis on infrastructure and basic services, and strategies for moving towards a sustainable and digital economy. |
| Green City | Sustainability and environment, sustainable economic development, sustainable resource management, biodiversity and green spaces. | All questions related to sustainability and environment. |
| City of Knowledge | Digital skills development, smart education, increased scientific infrastructure, open science. | All questions related to education and scientific knowledge. |
| Safe City | Smart security, civil works and priority services, social prevention. | All questions related to safety and prevention. |
| Sustainable City | Sustainable economic development, energy networks, transport network, food production. | All questions related to sustainable development. |
| Smart City | Investments in technology, efficiency and automation, smart decision-making/participation, innovative and integrated technologies. | All questions related to technology and citizen participation. |
| Smart and Sustainable City | All of the indicators mentioned above, advanced energy infrastructure, sustainable urban planning and management, smart water and waste management. | All questions related to the integration of technologies for sustainable development. |
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Share and Cite
Díaz-Parra, O.; Ruiz-Vanoye, J.A.; Xicoténcatl-Pérez, J.M.; Fuentes-Penna, A.; Barrera-Cámara, R.A.; Trejo-Macotela, F.R.; Aguilar-Ortiz, J.; Vera-Jiménez, M.A. Smart Urban Synergy: A Systems-Based Approach to Assessing Smart and Sustainable Cities. Systems 2026, 14, 74. https://doi.org/10.3390/systems14010074
Díaz-Parra O, Ruiz-Vanoye JA, Xicoténcatl-Pérez JM, Fuentes-Penna A, Barrera-Cámara RA, Trejo-Macotela FR, Aguilar-Ortiz J, Vera-Jiménez MA. Smart Urban Synergy: A Systems-Based Approach to Assessing Smart and Sustainable Cities. Systems. 2026; 14(1):74. https://doi.org/10.3390/systems14010074
Chicago/Turabian StyleDíaz-Parra, Ocotlán, Jorge A. Ruiz-Vanoye, Juan M. Xicoténcatl-Pérez, Alejandro Fuentes-Penna, Ricardo A. Barrera-Cámara, Francisco R. Trejo-Macotela, Jaime Aguilar-Ortiz, and Marco A. Vera-Jiménez. 2026. "Smart Urban Synergy: A Systems-Based Approach to Assessing Smart and Sustainable Cities" Systems 14, no. 1: 74. https://doi.org/10.3390/systems14010074
APA StyleDíaz-Parra, O., Ruiz-Vanoye, J. A., Xicoténcatl-Pérez, J. M., Fuentes-Penna, A., Barrera-Cámara, R. A., Trejo-Macotela, F. R., Aguilar-Ortiz, J., & Vera-Jiménez, M. A. (2026). Smart Urban Synergy: A Systems-Based Approach to Assessing Smart and Sustainable Cities. Systems, 14(1), 74. https://doi.org/10.3390/systems14010074

