1. Introduction
Fissures are a typical and common erosion pattern of earthen sites in Northwest China, and fissure grouting is a common and effective method to repair fissures [
1]. It has been suggested that soil can be used as repair materials for earthen buildings to improve their compatibility [
2,
3]. Typically used slurries in the field include slurry with calcined ginger [
4], modified lime [
5], and gypsum [
6]. However, dry shrinkage of the soil gradually becomes an issue in conservation practice. Some researchers suggest that adding quicklime to the slurry may reduce shrinkage [
7]. Fissure grouting on site shows that no new cracks develop, and that the soil on both sides of the fissure is strengthened due to the slurry expansion when adding quicklime [
8]. Now, it is essential that full-scale properties be tested and analyzed for further potential applications. Thus, it means the compatibility assessment of the slurry with quicklime is crucial.
Compatibility is certainly one of the most frequently used words in conservation practice, and the concept of “more compatibility” is widely accepted by experts [
9]. An essential component of conservation actions is the assessment of compatibility between conservation materials and relics. However, the compatibility requirements are not same for various conservation practice (for example, different relics [
10,
11,
12] (lithoid, earthen, wooden, etc.), different climates [
13,
14] (humid, arid, etc.), and different purposes (restoration, consolidation, etc.). It is understood that a universal definition of compatibility to meet all requirements is not possible and that absolute compatibility is impractical. As mentioned in the literature [
15]:
“… in spite of the fact that each one might have an idea of what are “proper and compatible” materials, it is felt that there is a need for a better definition of these concepts when historical structures are concerned, although bearing in mind that ‘‘absolute compatibility’’ is more a wishful thinking than an objective and feasible reality.”Although compatibility is not easy to define, some compatibility assessments are still often carried out. Unlike compatibility, incompatibility seems to be more easily approved by conservation workers. Some typical examples of incompatibility are that too much difference in strength leads to incompatible deformation, too much difference in color leads to a loss of historical information, and too much difference in gas/water permeability leads to interface separation [
8], etc. This means that we can judge that the conservation material is incompatible with the exact relic when considering a certain character. This provides the possibility of operation for compatibility assessments [
9].
The main goal of a compatibility assessment is to choose the most compatible materials or to optimize the conservation material for its specific application by varying several different parameters. So, the implication here may be that it is necessary to determine how to quantify the results of compatibility assessment and how to determine its relative position between “absolute compatibility” and “absolute incompatibility”. These are the final outcomes that the compatibility assessment needs to present.
At present, qualitative results of compatibility assessment are common. Cui et al. [
16] studied the mechanical compatibility of fissure grouting slurry with quicklime and thought that the slurry with the mass mix proportion of 3:2:5 and the liquid-solid ratio of 0.5 is the most compatible due to the most similar mechanical parameters. Loureiro et al. [
17] studied the assessment of compatibility between historic mortars and lime-METAKAOLIN restoration mortars made from amazon industrial waste, and the conclusion is the restoration mortars are compatible with historic mortars as the mineralogical composition and physical and mechanical properties are similar. Saez-Perez et al. [
18] studied the characterization and chromatic assessment of gypsum-based pastes for construction and heritage restoration, and thought the colorimetric analysis by means of quantitative spectrophotometry is of vital importance when determining the loss of color intensity of the pastes used. Lubelli et al. [
19] studied the characterization and compatibility assessment of commercial stone repair mortars, and the conclusion is some requirements are hard to be fulfilled and not all requirements can be fulfilled at the same time. Sala et al. [
20] studied the lightweight natural lime composites for rehabilitation of historical heritage, and thought several natural lime composites satisfies different strength/density requirements. Mazzuca et al. [
21] studied polyvinyl alcohol-based hydrogels as new tunable materials for application in the cultural heritage field, and thought the reported gels are optimum candidates for paper cleaning applications due to appropriate mechanical and retentive properties. Bal et al. [
22] studied the oxidation-resistant copper nanoparticles and their possible application in nanofluid and nanohydrogels, and the nanoparticles were prepared with biocompatible and naturally available polymers.
Meanwhile, according to the related researches, the compatibility includes multiple branches, such as physical-chemical branch, mechanical branch, artistic branch, and so on, even though a particular conservation is concerned. Obviously, compatibility assessment becomes a multi-criteria decision-making (MCDM) problem when considering every branch of compatibility. Lots of studies have been reported for MCDM in different fields and some typical methods are widely adopted [
23,
24,
25,
26].
In this paper, the focus is the properties and assessment of compatibility between the slurry for fissure grouting and site soils in Northwest China. The four branches of properties (basic physical, mechanical, thermal, water-physical) are tested whether the slurry and site soils. Based the results of properties, the compatibility assessment is carried out. Total 12 indicators are selected, the combined weight is produced by the subjective and objective weights, and all site soils are ranked with TOPSIS. The research may have an obvious impact on some practical applications.
4. Analysis of Compatibility Assessment
There are three steps to accomplish the compatibility assessment of the slurries and site soils in NW China. The first step is to select indicators; the second step is to weigh indicators; the third step is to sort all of the samples. Careful consideration should be given to every step.
4.1. Select Indicators
Compatibility assessment needs to select assessment indicators before transferring to a multi-criteria decision-making model (MCDM). There are fifteen indicators of all properties in the previous results, but some indicators are closely related and some are not important. So, twelve indicators are selected after careful consideration of importance and independence: density, specific gravity, porosity, compression strength, modulus of elasticity, inner cohesion, internal friction angle, thermal conductivity, specific heat capacity, coefficient of heat expansion, permeability coefficient and disintegration rate. The following is the detail.
In the basic physical branch, density, specific gravity, and porosity are selected. Compared with other construction materials, the distinct character of soil is the three-phase composition. Basic physical indicators indicate the global property and the proportion of each phase; specially, the density indicates the global property, and the specific gravity and the porosity indicate the feature of solid phase and gas phase. Besides, other basic physical indicators can be expressed by the three indicators. Note that the water content is not selected since the water content of the site soil is closely related to the climate of the area, and when the slurry is applied in same area, it is possible that the slurry will reach the same value of water content as the soil.
In the mechanical branch, four indicators are selected, namely compressive strength, modulus of elasticity, inner cohesion, and internal friction angle. The compressive strength and modulus of elasticity are common and necessary parameters for mechanical calculations. According to the Mohr-Coulomb criterion, inner cohesion and internal friction angle are essential parameters to judge the state of stressed soil. Note that the tensile strength is strongly related with the compression strength in much of the literature, which shows the compression and tensile strength can substitute for each other in some degree.
In the thermal branch, thermal conductivity, specific heat capacity, and thermal expansion coefficient are selected. The thermal conductivity and specific heat capacity are important parameters in the calculation of heat. Considering the temperature change, the deformation is expressed by the coefficient of liner expansion. Note that the coefficient of thermal diffusion is not selected since it can be converted by thermal conductivity, specific heat capacity, and density in mathematical expression.
In the water-physical branch, permeability coefficient and disintegration rate are selected. The permeability coefficient shows the permeability in water saturation, and the disintegration rate shows the stability in water. In Northwest China, sudden rainfall in summer and snowfall in winter may lead to the rise of water levels, and further lead to a decline in strength and water movement. Two selected parameters are used to described a range of possibilities.
4.2. Weight Indicators
At present, the methods of weighting indicators can be divided into two main categories in general: subjective weights and objective weights. Analytic hierarchy process (AHP) is a common and basic method to calculate subjective weights; and criteria importance through intercriteria correlation (CRITIC) is a common method to calculate objective weights. Both methods are useful and efficient in some particular situations. So, two methods are adopted and then a combined weight is generated by subjective and objective weights.
4.2.1. AHP
The key of the AHP method is to construct the hierarchy model and ensure the importance of each index. The former is easy in the paper since every layer of the hierarchy model is clear after selecting indicators. The latter is decided by exports. The following is the detail.
Step 1: construct the hierarchy model.
In the model, compatibility assessment is the goal layer; there are four branches in the criterion layer, and there are 12 selected indicators in the index layer.
Figure 11 shows the hierarchy model.
Step 2: ensure the weight decision matrix of each layer.
The weight decision matrix
A can be given as follows:
where
aij is governed by the rules:
aij > 0;
aij = 1/
aji (
I ≠
j);
aij =1 (
i =
j = 1, 2, …, n).
aij indicates a quantified judgment on a pair of elements
Ai and
Aj, which indicate sets of elements. The value of
aij was determined from a nine-point scale, indicating preferences between options as equally, moderately, strongly, very strongly, and extremely preferred. These preferences can be expressed as pairwise weights of 1, 3, 5, 7, and 9, while 2, 4, 6, and 8 are intermediate values [
31].
Step 3: calculate the weight of each layer
The weight of each layer is gained from the eigenvector corresponding the maximum eigenvalue of the matrix
A [
32].
where
w = (
w1,
w2, …,
wn) is the eigenvector,
A is the weight decision matrix, and
λmax is the largest eigenvalue of matrix
A. Here, the authors use the eigenvector function in MATLAB to calculate
w and
λmax.
Step 4: check the consistency
The aim of checking the consistency is to ensure that each pairwise comparison is consistent with others and gain an accurate result.
The consistency index (
CI) was calculated by Equation (3):
The random index (
RI) and its values for different scales of matrices are cited in the literature [
33].
The judgmental consistency of matrix
A can be obtained by calculating the consistency ratio (
CR):
When
CR ≤ 0.1, the matrix can be regarded as consistent. The final comparison matrix is shown in
Appendix A.
Step 5 calculate the weight of each indicator.
The weight of each indicator is the multiplication of the weight of criteria layer and the weight of index layer, shown in
Table 5.
4.2.2. CRITIC
The key of the CRITIC method is the calculation of the amount of information [
31]. The detailed steps of CRITIC are the followings.
Step 1: standardize the raw data.
Let
i = 1~35 represent site soils, and
j = 1~12 represent the evaluation indicators, and then standard the raw data, as Equation (5).
Step 2: calculate the standard deviation and correlation coefficient.
Let δj represent the standard deviation of an indicator, and let ccjh represent the correlation coefficient of two indicators.
Step 3: calculate the amount of information
Ij.
Step 4: compute the weight of each indicator.
Finally, the combined weight is the average of the subjective and objective weights, and the result is shown in
Table 6.
To facilitate subsequent matrix operations, the weight vector is converted to the diagonal matrix
W, as follows:
4.3. Sort All Samples
To sort all samples, there are many methods (i.e., technique for order preference by similarity to ideal solution (TOPSIS), vlse kriterijumska optimizacijal kompromisno resenje (VIOKR), preference ranking organization method for enrichment evaluations (PROMETHEE), west-worst method (BWM), decision making trail and evaluation laboratory (DEMATEL), elimination et choix traduisant la realite (ELECTRE), etc.) [
34,
35]. The most simple and basic method is TOPSIS, which is adopted in the paper.
The key in the application of TOPSIS is to determine what the ideal solution is in practice. According to the previous section, “absolute compatibility” is just wishful thinking, which means the absolute compatible material cannot be found and cannot represent the ideal solution. But the similarity is certainly an equivalent concept of the compatibility in some particular cases (i.e., the conservation material that is the most similar to the relic is sometimes considered to be the most compatible materials). This can be attempted in the assessment of compatibility between the slurry and earthen sites. The purposes of fissure grouting are: (1) to fill and seal fissures; and (2) to improve the continuity and stability of the earthen site. The achievement of purposes may be affected by the reason that properties of the slurry are obvious contrast with the soil, which leads to stress concentration and water-salt accumulation at the interface between slurry and soil. To avoid these, the slurry that is the most similar to the soil is considered as the most compatible material and the ideal solution. Certainly, it has to be realized that the aim is not to copy the site soil completely, but to use the possibility of obtaining appropriate properties by varying several parameters, and therefore optimize the slurry for its specific application [
36]. Also, it is realized that the ideal solution should be different and determined again in other practices.
The following is the detailed steps of TOPSIS.
Step 1: build a standardized data matrix.
The raw data matrix
R is composed of all values of 12 indicators of the slurry and 35 site soils. Note that the column represents the same indicator and the row represents the same site soil. In particular, the first row represents the slurry.
Then, calculate the absolute value of the difference in each indicator between site soils and the slurry:
All data in matrix
B need to be normalized to form the normalized matrix
C:
Step 2: calculate the weighted normalized matrix
D:
Step 3: calculate the distances between the ideal solution and each sample.
As mentioned earlier, the slurry is considered the ideal solution. Specifically, the positive ideal solution is placed in the first row of the matrix
D, and the negative ideal solution is the set of the value 0 in every column. So, the distances between the ideal solution and every sample can be expressed as shown:
Step 4: calculate the result of assessment.
The result of compatibility assessment is expressed as the relative distance, as shown (12):
Finally, the global flow chart of compatibility assessment is shown in
Figure 12.
4.4. Assessment Results
For the convenience of calculation, the computation is designed with MTABLAB, and the code is shown in
Appendix B.
Figure 13 shows the results of compatibility assessment. As can be seen from
Figure 13a,b, (1) for one earthen site, the difference of the compatibility assessment among the three slurries is small since the properties of slurries are close; (2) for all earthen sites, the difference of the compatibility assessment of one slurry is very obvious; (3) most results of assessment range 0.4~0.8 (middle and high), few results range 0.2~0.4 (low) and 0.8~1 (very high), and no results range 0~0.2 (very low).
5. Discussion
The importance of compatible slurries in the conservation practice for earthen sites is obvious. So, the essential and necessary work which must be carried out is to get the properties of the slurries and to assess their compatibility. Firstly, the properties should be comprehensive. It is understood that the basic physical and mechanical properties must be considered and tested for any kind of engineering. The additional properties should be considered and tested considering the actual application environment involved and the aim of long-term service. In NW China, strong sunshine and sudden rainfall are obvious climatic characteristic, and hence the slurries and earthen sites are easily exposed to strong sunlight and local excess water. Considering the above, thermal and water-physical properties should be test when the slurries may be applied in NW China. Certainly, the same tests should be taken for the site soils. The results show the properties of site soils are obviously different, and furthermore that one slurry could not be adjusted to all earthen sites. Then, the compatibility assessment needs to be considered. MCDM seems to be a universal model to assess the compatibility. To process MCDM, some basic principles and simple steps are clear, but the details should be careful considered in a particular conservation practice. A basic physical branch, mechanical branch, thermal branch, and water-physical branch are considered, and twelve indicators are selected in the paper. Two methods are adopted to gain a combined weight of each indicator, and then the TOPSIS method is used to sort all samples. The reasonable selections and weighting are the basic premise of get correct results. When it is necessary to evaluate the compatibility of another conservation material in different regions, the steps in the paper are worthy of reference. Finally, it should be realized that the aim to get the full-scale properties and to assess the compatibility is to ensure that the compatible materials could perform well in the appropriate environment.
6. Conclusions
Slurries for fissure restoration in earthen sites must be compatible with site soils. The content of the compatibility includes more than one branch. In northwest China, the slurry has to meet more requirements for the particularly arid environment. Besides the basic physical and mechanical properties of the slurry, thermal and water-physical properties should be considered, and the corresponding properties of the site soils have to be tested to compare them more easily. Meanwhile, the compatibility assessment between the slurry and the site soil is carried out. Also, we have realized that comparisons with other similar types of slurry are necessary and need to be researched in the future. The main conclusions are as follows:
(1) The slurries with quicklime for fissure restoration in NW China are tested in multi-properties, and the properties of the slurries with different mix proportions are close; the slurry with the mix proportion 3:2:5 generally is considered as the better slurry.
(2) Thirty-five typical earthen sites in NW China are selected and the same tests are taken; the range of each properties for all site soils is clear and the difference are obvious.
(3) Compatibility assessment can be considered as MCDM; to proceed with the work, three necessary and basic steps are involved: to select indicators of compatibility assessment, to weigh each indicator, and to sort all of the samples; these steps can be easily adopted in the similar practice.
(4) The principle of indicators selection is the importance and the dependence; the combined weight is the average of subjective and objective weights that are decided by AHP and CRITIC; the TOPSIS method is used to sort all samples.
(5) Most results of compatibility assessment are middle (M) and high (H), few results are very high (VH) and low (VL), and no results are very low (VL). The three slurries can be considered being compatible with most earthen sites.