Determinants of Carbapenem-Resistant Klebsiella pneumoniae: Clinical Outcomes and Epidemiological Risk Factors in a Single-Center Cohort Dataset †
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Design and Population
2.2. Data Sources and Clinical Variables
2.3. Microbiological Identification and Resistance Profiling
2.3.1. Sample Types
2.3.2. Antimicrobial Susceptibility Testing
2.3.3. MIC Distribution and Enzymatic Profiling
2.4. Definitions
- CRE colonization/carrier status was assigned to patients with positive rectal surveillance swabs or clinical specimens positive for carbapenem-resistant Enterobacterales. Rectal-swab positivity was interpreted as gastrointestinal colonization and not as invasive infection.
- Recent colonization was defined as documented carriage of Klebsiella pneumoniae within the previous three months (<3 months), based on clinical or active surveillance cultures.
- Sepsis was defined according to Sepsis-3 criteria as an acute Sequential Organ Failure Assessment (SOFA) score increase of at least 2 points in the context of documented or clinically suspected infection; quick Sequential Organ Failure Assessment (qSOFA) was used only as a bedside screening tool and was not considered a diagnostic criterion.
- CRE-associated sepsis required a Sepsis-3 episode, plus chart-based clinical adjudication of a CRE isolate as causative, with: (i) isolation within ±48 h of organ dysfunction from an anatomically compatible site; (ii) absence of a more plausible alternative pathogen; and (iii) clinical course consistent with anti-CRE therapy. Rectal-swab-only isolates were not classified as CRE-associated sepsis.
2.5. Statistical Analysis
2.5.1. Descriptive Statistics
2.5.2. Group Comparisons
2.5.3. Correlation Analysis
2.5.4. Multivariable Logistic Regression
2.5.5. Handling of Missing Data
3. Results
3.1. Main Sample Description
| Factor | Category | Total n (%) | CSKP (n = 93) | ESBL (n = 18) | CRKP (n = 9) | CP-KP (n = 37) | p-Value |
|---|---|---|---|---|---|---|---|
| Sex | Male | 84 (53.5) | 49 (52.7) | 13 (72.2) | 2 (22.2) | 20 (54.1) | 0.107 |
| Female | 73 (46.5) | 44 (47.3) | 5 (27.8) | 7 (77.8) | 17 (45.9) | 0.107 | |
| Age, years | Median (IQR) | 71 (61–76) | 68 (57–74) | 72 (65–77) | 72 (68–73) | 75 (69–80) | 0.007 |
| Source of admission | Community | 94 (60.6) | 65 (70.7) | 8 (44.4) | 6 (66.7) | 15 (41.7) | 0.026 |
| Internal hospital | 52 (33.5) | 24 (26.1) | 9 (50.0) | 3 (33.3) | 16 (44.4) | ||
| External hospital | 9 (5.8) | 3 (3.3) | 1 (5.6) | 0 (0.0) | 5 (13.9) | ||
| Recent hospitalization ≤ 30 days | Yes | 51 (32.7) | 20 (21.5) | 7 (41.2) | 5 (55.6) | 19 (51.4) | 0.003 |
| No | 105 (67.3) | 73 (78.5) | 10 (58.8) | 4 (44.4) | 18 (48.6) | 0.003 | |
| Prior antibiotic exposure < 3 months | Yes | 60 (38.2) | 27 (29.0) | 10 (55.6) | 2 (22.2) | 21 (56.8) | 0.007 |
| No | 97 (61.8) | 66 (71.0) | 8 (44.4) | 7 (77.8) | 16 (43.2) | 0.007 | |
| Current colonization | Yes | 79 (51.3) | 34 (37.0) | 13 (76.5) | 4 (44.4) | 28 (77.8) | <0.001 |
| No | 75 (48.7) | 58 (63.0) | 4 (23.5) | 5 (55.6) | 8 (22.2) | <0.001 | |
| Historical colonization < 3 months | Yes | 38 (24.5) | 14 (15.1) | 6 (35.3) | 2 (22.2) | 16 (44.4) | 0.004 |
| No | 117 (75.5) | 79 (84.9) | 11 (64.7) | 7 (77.8) | 20 (55.6) | 0.004 | |
| ICU admission | Yes | 72 (47.4) | 34 (37.8) | 9 (52.9) | 4 (44.4) | 25 (69.4) | 0.014 |
| No | 80 (52.6) | 56 (62.2) | 8 (47.1) | 5 (55.6) | 11 (30.6) | 0.014 | |
| Invasive devices | Yes | 79 (50.3) | 38 (40.9) | 11 (61.1) | 5 (55.6) | 25 (67.6) | 0.034 |
| No | 78 (49.7) | 55 (59.1) | 7 (38.9) | 4 (44.4) | 12 (32.4) | 0.034 | |
| CRE-associated sepsis | Yes | 28 (18.4) | 6 (6.6) | 2 (12.5) | 2 (22.2) | 18 (50.0) | <0.001 |
| No | 124 (81.6) | 85 (93.4) | 14 (87.5) | 7 (77.8) | 18 (50.0) | <0.001 | |
| In-hospital mortality | Yes | 16 (10.7) | 3 (3.3) | 2 (11.8) | 0 (0.0) | 11 (33.3) | <0.001 |
| No | 134 (89.3) | 88 (96.7) | 15 (88.2) | 9 (100.0) | 22 (66.7) | <0.001 |
Clinical Syndrome Distribution
3.2. Antibiotic Susceptibility Profiles of Klebsiella pneumoniae Isolates
3.3. Clinical, Epidemiological, and Microbiological Characteristics of the Study Population
3.4. Distribution of MIC Values and Enzymatic Profiles
3.5. Association Between Clinical Factors, Colonization, Infection Severity, and Antimicrobial Exposure
Carbapenemase Gene Distribution
3.6. Multivariable Analysis of Factors Associated with Carbapenem Resistance
3.7. Mortality Stratified by Clinical Syndrome and Phenotypic Group
4. Discussion
4.1. CRKP Epidemiology and Carriage Dynamics
4.2. Carbapenemase Profiles and Implications for Antimicrobial Resistance
4.3. Clinical Factors Associated with CRE-Associated Sepsis and Invasive Infection
4.4. Treatment Adequacy, Delays, and Mortality
4.5. Comparison with National and Regional Trends
4.6. Limitations
4.7. Implications for Clinical Practice
4.8. Policy and Public Health Implications
4.9. Directions for Future Research
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| aOR | Adjusted odds ratio |
| AST | Antimicrobial susceptibility testing |
| AUC | Area under the curve |
| BSI | Bloodstream infection |
| CI | Confidence interval |
| CP-KP | Carbapenemase-producing K. pneumoniae |
| CRE | Carbapenem-resistant Enterobacterales |
| CRKP | Carbapenem-resistant K. pneumoniae |
| CSKP | Carbapenem-susceptible K. pneumoniae |
| ESBL | Extended-spectrum beta-lactamase |
| EPV | Events per variable |
| EUCAST | European Committee on Antimicrobial Susceptibility Testing |
| ICU | Intensive care unit |
| IMP | Imipenemase metallo-beta-lactamase |
| IQR | Interquartile range |
| KPC | K. pneumoniae carbapenemase |
| MBL | Metallo-beta-lactamase |
| MDR | Multidrug-resistant |
| MIC | Minimum inhibitory concentration |
| NDM | New Delhi metallo-beta-lactamase |
| OR | Odds ratio |
| OXA-48-like | Oxacillinase-48-like carbapenemase |
| PCR | Polymerase chain reaction |
| PK/PD | Pharmacokinetic/pharmacodynamic |
| qSOFA | Quick Sequential Organ Failure Assessment |
| ROC | Receiver operating characteristic |
| RR | Risk ratio |
| SIR | Susceptible/increased exposure/resistant interpretation |
| SOFA | Sequential Organ Failure Assessment |
| TMP-SMX | Trimethoprim-sulfamethoxazole |
| UTI | Urinary tract infection |
| VAP | Ventilator-associated pneumonia |
| VIM | Verona integron-encoded metallo-beta-lactamase |
| XDR | Extensively drug-resistant |
Appendix A
| Organism/Phenotype | Class/Marker | Reported ACTIVE (S) Options | Frequently Reported R/I (From Dataset) | Notes Relevant for Discussion |
|---|---|---|---|---|
| Klebsiella pneumoniae (susceptible/non-ESBL) | ESBL-negative | Amoxicillin/clavulanate, piperacillin/tazobactam, cefuroxime, ceftriaxone, cefotaxime, ceftazidime, carbapenems (ertapenem, meropenem), aminoglycosides (amikacin, gentamicin), fluoroquinolones (ciprofloxacin, levofloxacin), TMP/SMX | Intrinsic ampicillin resistance | Typical susceptibility profile for non-ESBL K. pneumoniae isolates |
| K. pneumoniae—ESBL | ESBL-positive | Carbapenems (ertapenem, meropenem), generally susceptible; aminoglycosides, frequently susceptible; occasionally TMP/SMX susceptible; in some isolates: ceftazidime/avibactam, imipenem/relebactam, meropenem/vaborbactam, susceptible; occasional colistin susceptibility | Frequent resistance to third-generation cephalosporins (ceftazidime, cefepime, cefotaxime), fluoroquinolones, and sometimes piperacillin/tazobactam or amoxicillin/clavulanate | Dataset includes both classical ESBL and ESBL with additional resistance mechanisms |
| K. pneumoniae—MDR (ESBL-associated) | MDR + ESBL | Some isolates remained susceptible to meropenem; β-lactam/β-lactamase inhibitor combinations (ceftazidime/avibactam, imipenem/relebactam, meropenem/vaborbactam) active in selected isolates; amikacin frequently susceptible; colistin susceptible in several isolates | Resistance frequently observed to piperacillin/tazobactam, cefuroxime, cefotaxime, ceftazidime, ciprofloxacin, and TMP/SMX; ertapenem resistance observed in some isolates; tigecycline occasionally intermediate or resistant | Illustrates progression from ESBL phenotype toward multidrug resistance |
| K. pneumoniae—XDR | XDR | Limited active options reported: colistin, tigecycline (susceptible or intermediate), cefiderocol, aztreonam/avibactam | Resistance to nearly all remaining β-lactams, carbapenems, fluoroquinolones and other antibiotic classes; ceftazidime/avibactam resistance observed in some isolates | Highly relevant for salvage therapy discussion; synergy between ceftazidime/avibactam and aztreonam reported in selected isolates |
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| Antibiotic | N Tested | S, n (%) | I, n (%) | R, n (%) |
|---|---|---|---|---|
| Meropenem | 114 | 89 (78.1%) | 2 (1.8%) | 23 (20.2%) |
| Cefiderocol | 10 | 6 (60.0%) | 0 (0.0%) | 4 (40.0%) |
| Ceftazidime/avibactam | 40 | 31 (77.5%) | 0 (0.0%) | 9 (22.5%) |
| Aztreonam | 12 | 1 (8.3%) | 0 (0.0%) | 11 (91.7%) |
| Imipenem/relebactam | 45 | 25 (55.6%) | 0 (0.0%) | 20 (44.4%) |
| Amikacin | 102 | 91 (89.2%) | 0 (0.0%) | 11 (10.8%) |
| Colistin | 51 | 31 (60.8%) | 1 (2.0%) | 19 (37.3%) |
| TMP-SMX | 109 | 59 (54.1%) | 0 (0.0%) | 50 (45.9%) |
| Fosfomycin | 7 | 1 (14.3%) | 1 (14.3%) | 5 (71.4%) |
| Tigecycline † | 47 | 39 (83.0%) | 0 (0.0%) | 8 (17.0%) |
| Eravacycline | 1 | 1 (100.0%) | 0 (0.0%) | 0 (0.0%) |
| Factor | CR/CP-KP (n = 46) | CSKP/ESBL (n = 111) | OR (95% CI) | RR (95% CI) | p-Value |
|---|---|---|---|---|---|
| Male sex | 22 (47.8) | 62 (55.9) | 0.72 (0.36–1.44) | 0.86 (0.61–1.21) | 0.384 |
| Age 65 years or older | 40 (87.0) | 69 (63.9) | 3.77 (1.47–9.68) | 1.36 (1.14–1.63) | 0.004 |
| Hospital-origin admission (internal/external) | 24 (53.3) | 37 (33.6) | 2.25 (1.11–4.57) | 1.59 (1.09–2.32) | 0.030 |
| Recent hospitalization within 30 days | 24 (52.2) | 27 (24.5) | 3.35 (1.63–6.91) | 2.13 (1.38–3.26) | 0.001 |
| Prior antibiotic exposure < 3 months | 23 (50.0) | 37 (33.3) | 2.00 (0.99–4.03) | 1.50 (1.01–2.22) | 0.071 |
| Current colonization | 32 (71.1) | 47 (43.1) | 3.25 (1.54–6.86) | 1.65 (1.24–2.19) | 0.002 |
| Historical colonization < 3 months | 18 (40.0) | 20 (18.2) | 3.00 (1.39–6.47) | 2.20 (1.29–3.75) | 0.007 |
| ICU admission | 29 (64.4) | 43 (40.2) | 2.70 (1.31–5.56) | 1.60 (1.17–2.20) | 0.008 |
| Invasive devices | 30 (65.2) | 49 (44.1) | 2.37 (1.16–4.84) | 1.48 (1.10–1.99) | 0.022 |
| CRE-associated sepsis | 20 (44.4) | 8 (7.5) | 9.90 (3.91–25.09) | 5.94 (2.83–12.49) | <0.001 |
| In-hospital mortality | 11 (26.2) | 5 (4.6) | 7.31 (2.36–22.65) | 5.66 (2.09–15.30) | <0.001 |
| Antibiotic | N (MIC) | Range (mg/L) | Modal MIC (mg/L) | S, n (%) | I, n (%) | R, n (%) | N (SIR) |
|---|---|---|---|---|---|---|---|
| Cefiderocol | 54 | 0.125–16 | 1 | 43 (79.6%) | 0 (0.0%) | 11 (20.4%) | 54 |
| Aztreonam/avibactam | 39 | 0.094–0.75 | 0.25 | 41 (100.0%) | 0 (0.0%) | 0 (0.0%) | 41 |
| Tigecycline | 10 | 0.5–1 | 0.5 | 12 (100.0%) | 0 (0.0%) | 0 (0.0%) | 12 |
| Eravacycline | 1 | 0.38–0.38 | 0.38 | 1 (100.0%) | 0 (0.0%) | 0 (0.0%) | 1 |
| Variable Pair | Coefficient | r/φ/ρ | 95% CI (Bootstrap) | p-Value |
|---|---|---|---|---|
| ICU stay—Recent hospitalization | φ | 0.135 | [−0.031, 0.291] | 0.096 |
| Invasive devices—Sepsis | φ | 0.204 | [0.053, 0.348] | 0.012 |
| ICU—Sepsis | φ | 0.236 | [0.087, 0.386] | 0.004 |
| Invasive devices—CRE colonization | φ | 0.351 | [0.207, 0.493] | <0.001 |
| Recent antibiotic—CRE colonization | φ | 0.314 | [0.166, 0.460] | <0.001 |
| Recent antibiotic—Recent Hospitalization | φ | 0.443 | [0.295, 0.591] | <0.001 |
| Invasive devices—Recent hospitalization | φ | 0.141 | [−0.011, 0.287] | 0.077 |
| ICU—Antibiotic exposure | φ | 0.136 | [−0.023, 0.294] | 0.093 |
| Antibiotic exposure—Sepsis | φ | 0.221 | [0.065, 0.376] | 0.007 |
| ICU—CRE colonization | φ | 0.465 | [0.314, 0.600] | <0.001 |
| Covariate | aOR (95% CI) | p-Value |
|---|---|---|
| Age 65 years or older | 3.78 (1.32–10.86) | 0.013 |
| Male sex (ref = female) | 0.50 (0.22–1.12) | 0.093 |
| Invasive devices | 1.45 (0.64–3.27) | 0.373 |
| Recent hospitalization within 30 days | 2.56 (1.16–5.63) | 0.020 |
| Current colonization | 2.96 (1.24–7.05) | 0.015 |
| Model fit | AUC = 0.77; Nagelkerke R2 = 0.25; Hosmer–Lemeshow p = 0.95 | Complete-case N = 150 |
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Penea, C.A.-M.O.; Melinte, V.; Cambrea, C.S.; Holban, T.; Radu, A.M.; Vacaroiu, C.M.; Gheorghiță, V. Determinants of Carbapenem-Resistant Klebsiella pneumoniae: Clinical Outcomes and Epidemiological Risk Factors in a Single-Center Cohort Dataset. Antibiotics 2026, 15, 621. https://doi.org/10.3390/antibiotics15060621
Penea CA-MO, Melinte V, Cambrea CS, Holban T, Radu AM, Vacaroiu CM, Gheorghiță V. Determinants of Carbapenem-Resistant Klebsiella pneumoniae: Clinical Outcomes and Epidemiological Risk Factors in a Single-Center Cohort Dataset. Antibiotics. 2026; 15(6):621. https://doi.org/10.3390/antibiotics15060621
Chicago/Turabian StylePenea, Cristiana Ana-Maria Olguța, Violeta Melinte, Claudia Simona Cambrea, Tiberiu Holban, Adelina Maria Radu, Cristina Maria Vacaroiu, and Valeriu Gheorghiță. 2026. "Determinants of Carbapenem-Resistant Klebsiella pneumoniae: Clinical Outcomes and Epidemiological Risk Factors in a Single-Center Cohort Dataset" Antibiotics 15, no. 6: 621. https://doi.org/10.3390/antibiotics15060621
APA StylePenea, C. A.-M. O., Melinte, V., Cambrea, C. S., Holban, T., Radu, A. M., Vacaroiu, C. M., & Gheorghiță, V. (2026). Determinants of Carbapenem-Resistant Klebsiella pneumoniae: Clinical Outcomes and Epidemiological Risk Factors in a Single-Center Cohort Dataset. Antibiotics, 15(6), 621. https://doi.org/10.3390/antibiotics15060621

