2.1. Research Questions and Their Formulation
2.1.1. Research Background and Problem Statement
Coastal nature-based solutions (NbSs) are widely regarded as a key pathway for synergistically achieving climate adaptation, biodiversity conservation, and enhanced human well-being. However, current NbS benefit assessments face three interrelated methodological bottlenecks that severely constrain the scientific basis for scaling up from local pilot projects to catchment-to-coast system scales:
Bottleneck 1: incomplete accounting boundaries—neglecting upstream–downward material and energy coupling.
Traditional NbS assessments often use a single restoration site as the boundary, failing to incorporate the hydrological, sediment, nutrient, and biological connectivity between rivers and coasts into the accounting framework. Upstream dam construction, river channel hardening, or agricultural non-point-source emissions can significantly alter downstream wetland carbon burial efficiency and ecosystem service supply, yet existing assessments struggle to quantify such telecoupling effects.
Bottleneck 2: single-dimensional accounting—lack of a unified metric for carbon benefits versus other services/costs.
Blue carbon assessments primarily focus on carbon burial rates, but NbSs simultaneously consume resources, emit greenhouse gases, and generate multiple ecosystem services. Carbon footprinting can quantify net carbon balance but cannot integrate non-carbon benefits and resource consumption into a common value metric. While emergy analysis can uniformly measure natural and human inputs, it traditionally has limited capacity to characterize greenhouse gas emissions.
Bottleneck 3: insufficient dynamic prediction capability—difficulty in capturing nonlinear responses and tipping points.
The impact of connectivity on NbS benefits exhibits significant nonlinearity, threshold effects, and time lags. Traditional linear statistical models or process-based models struggle to automatically identify these complex relationships from multivariate, high-dimensional monitoring data, and lack efficient projection capabilities for future climate adaptation scenarios.
Can an integrated assessment framework be developed that combines emergy–carbon footprint accounting with neural network modeling to achieve a full-life-cycle, multidimensional, dynamic prediction and assessment of NbS impacts on ecosystem services and blue carbon functions from a river-to-coast connectivity perspective? This paper seeks to address this question.
The authors used Seedream (version 4.0) in November 2025 to assist with the visual layout preparation of Figures 4, 9, 11, 15, 19, and 21. The tool was employed exclusively for figure layout and formatting purposes and was not used to generate scientific content, data, analyses, or conclusions.
2.1.2. Core Research Questions
To address the above bottlenecks, this project proposes the following three interrelated research questions:
RQ1 (accounting framework question): How can an integrated emergy–carbon footprint accounting model be developed to enable the synergistic quantification of resource inputs, greenhouse gas emissions, and multiple ecosystem services over the full life cycle of NbSs across the river–coast continuum?
RQ2 (connectivity effect question): How does river–coast connectivity regulate the emergy yield efficiency and net carbon balance of coastal blue carbon functions and key ecosystem services under different NbS configurations? Does enhanced connectivity always yield positive gains, or are there nonlinear thresholds?
RQ3 (prediction and optimization question): Can neural network models trained on monitoring data accurately predict the dynamic evolution trajectories of ecosystem services and blue carbon functions for different connectivity–NbS combinations under future climate adaptation scenarios? What are the key control factors and tipping points identified by the neural networks? Based on these, how can spatial priorities for connectivity restoration be proposed?
2.2. Research Framework
The overall framework of this study adopts a three-stage progressive design—accounting foundation building, connectivity effect analysis, and dynamic prediction and optimization—forming a complete technical chain from data collection to management decision-making (
Figure 1).
In the first stage, the study integrates life-cycle emergy analysis with carbon footprint accounting methods, extending the accounting boundary from the traditional single NbS restoration site to a complete river-to-coast continuum spatial unit, covering the upstream catchment, estuarine transition zone, and coastal marine area. Emergy analysis uses solar emjoules as a unified measurement unit to quantify natural resource inputs, human economic feedback, and ecosystem service outputs during the planning, construction, operation and maintenance, and degradation and regeneration phases of NbSs. Carbon footprint accounting adopts life-cycle assessment methods to systematically account for greenhouse gas emissions and net carbon offsets, and establishes a conversion relationship with emergy indicators. Through this integrated framework, the study achieves synergistic quantification of resource consumption, carbon emissions, and multiple ecosystem services within a common value scale, addressing the bottlenecks of boundary fragmentation and single-dimensionality in traditional assessments.
In the second stage, hydrological connectivity, sediment connectivity, and biological migration connectivity are used as core regulatory variables to design NbS combination scenarios with different spatial configurations, including upstream riparian vegetation buffers, estuarine wetland restoration, and seagrass bed connectivity restoration. Through multi-scenario comparative analysis and sensitivity testing, the study reveals the nonlinear regulatory mechanisms of connectivity gradients on emergy yield efficiency and net carbon balance, and identifies potential ecological thresholds and synergy–trade-off switching points.
In the third stage, multi-source observational and accounting data obtained from the first two stages are integrated into a training sample library to construct a dynamic prediction model based on long short-term memory networks. Model inputs include connectivity indicators, environmental factors, vegetation parameters, and future climate adaptation scenarios, while outputs are time series of blue carbon accumulation rates and key ecosystem service supply levels. Through network training and interpretability analysis, the study identifies dominant control factors and their interactions, predicts long-term evolution trajectories under different connectivity restoration strategies, and ultimately produces a spatial priority map of connectivity restoration along with a management decision support scheme.
LSTM is the abbreviation of long short-term memory network.
2.3. Research Hypotheses
Based on the three research questions and the overall framework, the following specific research hypotheses are proposed(
Figure 2).
(1) Emergy–Carbon Footprint Synergy Hypothesis
Under high-connectivity conditions, the emergy yield ratio and net carbon sink are significantly positively correlated; under low-connectivity conditions, they exhibit a trade-off relationship.
Hypothesis 1.1. When the connectivity index is below 0.3, the emergy yield ratio and net carbon sink are negatively correlated; between 0.3 and 0.7, they show a weakly positive correlation with significant fluctuations; and above 0.7, they exhibit a strongly positive correlation, and the emergy conversion efficiency reaches its optimum.
Hypothesis 1.2. Under the same connectivity level, the synergy efficiency of mangroves is higher than that of salt marshes, and that of salt marshes is higher than that of seagrass beds. However, high connectivity brings the greatest increase in synergy efficiency for salt marshes, indicating their highest dependence on sediment supply.
Hypothesis 1.3. Even under high connectivity, a weak trade-off is observed during the first three years of construction; synergy emerges after five years, and a stable positive correlation is achieved after ten years. Low connectivity extends the lag period to more than fifteen years.
(2) Connectivity Threshold Hypothesis
There exists a critical connectivity index below which the carbon burial rate and coastal protection function decline sharply, and this threshold increases with the rate of sea level rise.
Hypothesis 2.1. When sediment connectivity is below 0.4, the carbon burial rate increases linearly; between 0.4 and 0.6, the growth rate triples; and above 0.6, it enters a saturation plateau. The saturation threshold for muddy coasts is approximately 0.5 lower than that for sandy coasts.
Hypothesis 2.2. When hydrological connectivity decreases from 0.7 to 0.5, wave attenuation efficiency declines by 25%; when it decreases from 0.5 to 0.3, the decline exceeds 60%, with a critical threshold range of approximately 0.45 to 0.55.
Hypothesis 2.3. When the sea level rise rate increases from 5 mm to 10 mm, the critical connectivity index rises from 0.40 to 0.55; when increased to 15 mm, it rises to 0.70. The critical value for the coastal protection function rises from 0.50 to 0.62 and 0.75, respectively.
(3) Neural Network Predictability Hypothesis
An LSTM model based on connectivity, environmental factors, and time variables can predict blue carbon rates and service supply levels for five to ten years with high accuracy, and its feature importance ranking can provide an interpretable basis for decision-making.
Hypothesis 3.1. The prediction accuracy (R2) of LSTM for blue carbon rates over the next three years reaches above 0.82, significantly outperforming linear regression (0.45), random forest (0.61), and feedforward neural networks (0.68). For an eight-year prediction horizon, LSTM accuracy decreases only to 0.76, while all other models fall below 0.55.
Hypothesis 3.2. SHAP values show that the contribution of the interaction term between hydrological connectivity and sediment connectivity exceeds 1.5 times the sum of their individual contributions, indicating a statistical. The thresholds identified by the model deviate from observed thresholds by less than 15%.
Hypothesis 3.3. The model simulates and outputs the net carbon benefit rankings of different restoration scenarios, distilling decision rules as follows: when sediment connectivity is below 0.3, prioritize upstream sediment supply restoration; when it is between 0.3 and 0.6 and hydrological connectivity is below 0.4, prioritize dam and sluice gate removal; and when both are above 0.6, expand the scale of vegetation restoration.
2.4. Research Methods and Computational Models
2.4.1. Methodological Description
This study adopts a dual-baseline quantification method that integrates life-cycle emergy analysis and carbon footprint accounting [
30,
31,
32,
33]. Emergy analysis uses the solar emjoule as a unified measurement unit to account for natural resource inputs, human economic feedback, and ecosystem service outputs during all stages of NbSs, from planning and construction to operation, maintenance, and regeneration. Carbon footprint accounting employs life-cycle assessment methods to systematically quantify greenhouse gas emissions and net carbon offsets [
34,
35]. By establishing a conversion relationship between the two approaches, the method achieves synergistic assessment of resource consumption, carbon emissions, and multiple ecosystem services within a common value scale. The accounting boundary is extended from the traditional single restoration site to a complete river-to-coast continuum, covering the upstream catchment, estuarine transition zone, and nearshore coastal zone.
Using hydrological connectivity, sediment connectivity, and biological migration connectivity as core regulatory variables, different NbS configuration scenarios are designed, including upstream riparian vegetation buffers, estuarine wetland restoration, and seagrass bed connectivity restoration. Through multi-scenario comparative analysis and sensitivity testing, the study reveals the nonlinear regulatory mechanisms of connectivity gradients on emergy yield efficiency and net carbon balance. The control variable method is employed to identify ecological threshold ranges, validate the emergy–carbon footprint synergy hypothesis and connectivity threshold hypothesis, and quantitatively assess the amplifying effect of sea level rise rates on critical connectivity indices.
Multi-source observational and accounting data are integrated into a training sample library to construct a dynamic prediction model based on long short-term memory networks. The input layer of the model includes connectivity indicators, vegetation type, environmental factors, and future climate adaptation scenarios, while the output layer provides time series of blue carbon accumulation rates and key ecosystem service supply levels. Hyperparameter optimization and cross-validation are applied to enhance model generalizability. SHAP values are used for interpretability analysis to identify dominant control factors and their interactions, predicting the evolution trajectories over the next five to ten years under different connectivity restoration strategies, ultimately producing a spatial priority map of connectivity restoration and a management decision support scheme.
2.4.2. Accounting Model Formulas
(1) Emergy Analysis
Formula (1): Total Emergy
where
is total emergy (solar emjoules, sej),
is the mass or energy of the
i-th input, and
is the corresponding unit emergy value.
Formula (2): Emergy Yield Ratio (EYR)
This formula measures the efficiency of local resource utilization, with higher values indicating greater system productivity.
Formula (3): Environmental Loading Ratio (ELR)
This formula reflects the pressure exerted by the system on the environment.
Formula (4): Emergy Sustainability Index (ESI)
Values greater than 1 indicate long-term sustainability.
Formula (5): Emergy–Carbon Coupling Coefficient (ECC)
This formula establishes a conversion relationship between emergy and carbon footprint.
(2) Carbon Footprint Accounting
Formula (6): Net Carbon Footprint
where
is direct emissions,
is indirect emissions, and
is sediment carbon burial.
Formula (7): Carbon Burial Rate
where
is sediment dry bulk density (g/cm
3),
is sedimentation rate (cm/yr), and
is total organic carbon content (%).
Formula (8): Sedimentation Rate from Lead-210 Dating
where
is the decay constant of lead-210 (0.03114 yr
−1),
is sediment depth (cm), and
and
are lead-210 activities at the surface and depth
.
Formula (9): Carbon Dioxide Equivalent Conversion
This formula converts carbon burial mass to carbon dioxide equivalent.
(3) Connectivity Indices
Formula (10): Comprehensive Connectivity Index
where
,
, and
are hydrological, sediment, and biological connectivity indices, with weights
.
Formula (11): Hydrological Connectivity Index
where
and
are actual and natural river discharge, and
is the duration of free water exchange.
Formula (12): Sediment Connectivity Index
where
and
are actual and natural sediment flux, and
is the river length affected by barriers.
Formula (13): Biological Connectivity Index
where
and
are the actual and natural passage rates of the
-th migratory species, with species-specific weights
.
(4) Neural Network Prediction Model
Formula (14): LSTM Forward Pass with Connectivity-Enhanced Input
where
is the input vector at time step
, containing comprehensive connectivity index
, vegetation type indicator
, salinity
, temperature
, and mean sea level
;
is the hidden state;
is the cell state; and
is the predicted value of blue carbon accumulation rate or ecosystem service supply.
Formula (15): Combined Loss Function with Physical Consistency Constraint
The first term is mean squared error between observed and predicted . The second term is L2 regularization on weights with coefficient to prevent overfitting. The third term imposes a physical constraint: when connectivity exceeds threshold , the partial derivative should remain positive, enforced by ReLU activation with penalty coefficient .
Formula (16): SHAP Value for Feature Importance Interpretation
where
is the SHAP value for feature
, representing its contribution to the model prediction.
is the set of all features,
is a subset of features excluding feature
, and
is the model prediction conditioned on feature subset
. Larger absolute
indicates greater importance of feature
in the prediction.
Formula (17): Bayesian Optimization for Hyperparameter Tuning
A Gaussian Process GP with mean function and kernel function models the objective function mapping hyperparameters (learning rate, number of LSTM layers, hidden units, dropout rate) to validation loss. The Expected Improvement EI acquisition function selects the next hyperparameter candidate by evaluating the expected gain over the current best .
Formula (18): Integrated Gradient for Critical Threshold Detection
where
is the integrated gradient of feature
at input
relative to a baseline
(e.g., minimum connectivity condition). By analyzing the derivative
along the path from baseline to target, the model identifies connectivity values where the derivative changes sharply, indicating critical ecological thresholds. These thresholds correspond to the connectivity index values where carbon burial rate or coastal protection function exhibits abrupt transitions as hypothesized in research hypothesis two.
2.4.3. Neural Network Modeling
First, the complete specification of the model architecture is as follows: The input layer receives feature vectors with a time step of twelve, and each time step has a feature dimension of twelve, corresponding to twelve input features. The number of hidden units in the three long short-term memory layers is 64, 128, and 64, respectively. A dropout layer is connected after each long short-term memory layer, with dropout rates of 0.2, 0.3, and 0.2, respectively. Regarding the activation functions, the recurrent gates use the sigmoid activation function, while the cell states and hidden states use the tanh activation function. The output layer is a fully connected layer without an activation function, directly outputting an eight-dimensional prediction vector. The total number of parameters in the model is 84,216, among which 84,120 are trainable parameters and 96 are non-trainable parameters.
Second, the complete specifications of the training configuration are as follows: The loss function adopts mean squared error. The optimizer uses the Adam algorithm, with the initial learning rate set to 0.001, the exponential decay rate beta1 for the first moment estimate at 0.9, the exponential decay rate beta2 for the second moment estimate at 0.999, and the numerical stability constant epsilon at 1 × 10−7. The batch size is set to 32. The maximum number of training epochs is 300. The early stopping strategy is configured as follows: training is terminated when the validation set loss does not decrease for 20 consecutive rounds, and the model weights of the best round are restored. The gradient clipping threshold is set to 1.0. The weight initialization uses the Xavier uniform initialization method.
Thirdly, the hyperparameter optimization adopts the Bayesian optimization method, with the objective of minimizing the root mean square error on the validation set. The search space is as follows: the number of hidden units in the first layer ranges from 16 to 128, in the second layer from 32 to 256, and in the third layer from 16 to 128; the dropout rate ranges from 0.1 to 0.5; the learning rate ranges from 0.0001 to 0.01; and the batch size can be 16, 32, or 64. The Bayesian optimization runs for 100 iterations, and the performance of each candidate hyperparameter combination is evaluated using five-fold cross-validation. The final selected hyperparameters are: 64 hidden units in the first layer, 128 in the second layer, and 64 in the third layer; dropout rates of 0.2, 0.3, and 0.2, respectively; a learning rate of 0.0008; and a batch size of 32.
The data were split using a random partitioning strategy rather than a chronological split. All samples were randomly divided into training, validation, and test sets at ratios of seventy percent, fifteen percent, and fifteen percent, respectively. It should be noted that, because this study used a sliding window to construct samples, adjacent windows exhibit temporal overlap and autocorrelation, and random partitioning may indirectly leak future information into the training set. Therefore, the model prediction performance metrics reported in this study should be interpreted as optimistic upper-bound estimates under idealized partitioning conditions, rather than as true generalization capability in real-time-series forecasting scenarios. Feature standardization was performed using the mean and standard deviation of the training set to uniformly transform all data subsets, avoiding the use of statistical information from the validation or test sets. The complete technical specifications will be reported in detail in a sub-section of the methods section in the revised manuscript, and a link to the code for model training will be provided for reproducibility.
2.4.4. Research Indicators
The connection between the above indicators and the specific analysis process is as follows:
First, the calculation of the hydrological connectivity index is based on measured runoff and water level data. The actual runoff is directly taken from the monthly average flow records of three hydrological stations within the study area. The natural runoff is not a historical reconstruction value, but rather, the concurrent flow record of a reference cross-section in the basin that is least affected by human regulation is selected as a substitute benchmark. This reference cross-section is located about 30 km upstream of the study area, and there are no large-scale water conservancy projects in its upstream basin. The tidal connectivity time is determined through water level fluctuation analysis. The specific method is as follows: perform spectral analysis on the continuous water level records of each monitoring point, extract the energy proportion of the main frequency components of the semi-diurnal and diurnal tides, and when the energy proportion of the tidal signal exceeds one standard deviation of the annual average background value, it is determined to be in a connected state. The proportion of connected time is the time determined to be in a connected state divided by the total observation time.
Second, the calculation of the sediment connectivity index is based on the measured sediment flux and the proportion of the length of the barrier. The actual sediment flux into the sea is obtained from the suspended sediment transport rate data of the hydrological station at the outlet of the study area, with a sampling frequency of six times per month. The natural sediment flux baseline is established by using the sediment concentration observation values at the reference cross-section under similar flow conditions to build a flow–sediment transport rate curve, and then the actual runoff is substituted for calculation. The proportion of the length of the barrier is quantified as follows: For each sample strip, a longitudinal profile of the river is drawn from the upstream reference section to the coastline, and all hydraulic structures with a height exceeding two meters and blocking the continuity of water flow are marked. The proportion of the length of the river section affected by the barrier to the total length of the sample strip is calculated. The river section affected by the barrier is defined as the sum of the upstream backwater area and the downstream energy recovery area of the barrier, with the upstream and downstream expansion lengths being three times and five times the height of the barrier, respectively.
Thirdly, the biological connectivity index focuses on migratory fish, selecting seven major migratory fish species in the study area as indicator species, including four anadromous fish and three catadromous fish. The passage rate of each fish species is jointly estimated through the following three methods: Fish traps are set up upstream and downstream of key barriers, and continuous fishing is conducted for five days each month. The proportion of individuals appearing upstream to the total number of individuals upstream and downstream is calculated. Water samples are collected at the same section for environmental DNA analysis; the DNA copy number of target fish is determined through species-specific primer amplification and quantitative PCR, and the ratio of copy numbers upstream and downstream is calculated. For weirs and dams equipped with fish monitoring systems, the passage count data from fishway cameras or radio frequency tags are directly read. The geometric mean of the passage rates estimated by the three methods is taken as the final passage rate of the species. The species weights are determined using the analytic hierarchy process. Ten experts in coastal ecology score the conservation status, ecological function, and economic value of each species in pairs, and the weights of each species are calculated and normalized. The natural passage rate benchmark is set to one, representing the theoretical maximum passage rate under the condition of no barriers. The degree to which the actual passage rate is lower than one reflects the degree of damage to biological connectivity.
2.4.5. Data Collection and Processing
Data collection in this study covers six categories of indicators: meteorology and hydrology, water quality, sediment, vegetation, biology, and human activities. Meteorological and hydrological data are continuously acquired through six automatic weather stations and eight water level gauges deployed along three transects, including air temperature, precipitation, wind speed, tidal level, and water depth, with monthly mean and monthly cumulative collection frequencies. Water and sediment samples are collected seasonally. Water samples are analyzed for salinity, suspended sediment concentration, nutrient concentrations, and chlorophyll content. Sediment cores are used to determine bulk density, grain size, total organic carbon, and stable carbon isotopes. Vegetation surveys employ the quadrat method, with three one-meter-by-one-meter quadrats established at each sampling site to record vegetation type, coverage, height, and aboveground and belowground biomass, at annual and seasonal frequencies. Biological connectivity is assessed through a fish migration monitoring network, with fish trapping nets and environmental DNA sampling points deployed at key transects, covering seven major migratory fish species. Human activity data are obtained through water infrastructure censuses and remote sensing interpretation, including the number and location of barriers and land use types. Local resource data required for emergy analysis, including solar radiation, wind energy, chemical energy of rain, tidal energy, wave energy, and river potential energy, are derived from long-term records of meteorological stations, tide gauge stations, and hydrological stations. Purchased emergy inputs, including seedlings, labor, machinery fuel, and fertilizers, are obtained through project archives and field surveys. Carbon footprint accounting covers the full life cycle of nature-based solutions, from site preparation and seedling planting to maintenance and degradation or regeneration stages, with emission factors adopted from the IPCC National Greenhouse Gas Inventory Guidelines and the Chinese Product Life Cycle Database.
Data processing consists of four steps: data preprocessing, emergy–carbon footprint accounting, connectivity index calculation, and neural network modeling. In data preprocessing, raw observations undergo outlier removal using the three-standard-deviation method, missing value imputation combining linear interpolation and random forest interpolation with imputation accuracy evaluated through cross-validation, and standardization. Emergy accounting converts various materials and energy flows into solar emjoules using unit emergy values. Carbon footprint accounting quantifies greenhouse gas emissions and net carbon offsets using life-cycle assessment methods. The emergy–carbon coupling coefficient establishes the conversion relationship between the two accounting systems. Connectivity index calculation includes three component indices: hydrological connectivity, sediment connectivity, and biological connectivity. The entropy weight method determines the weight coefficients of each component in the comprehensive connectivity index to avoid subjective weighting bias.
Before neural network modeling, multi-source data undergo spatial and temporal matching, with data at different frequencies uniformly interpolated into monthly time series. For each of the twelve site–habitat combinations, monthly observations spanning 36 consecutive months are organized as independent time series. Detailed descriptions of the raw collection frequencies, interpolation methods, and sample transformation processes for each variable are provided in
Appendix A Table A1 and
Tables S1–S3 in the Supplementary document.