1. Introduction
In recent years, interferometric signal processing (ISP) has attracted increased scientific attention within the field of underwater acoustics. ISP exploits the stable features of interference patterns generated by broadband acoustic fields in shallow-water waveguides [
1,
2]. Comprehensive discussions of the theoretical foundations and methodological aspects of ISP can be found in seminal works [
3,
4,
5]. Numerous studies have demonstrated the practical applications of ISP. For instance, in [
6,
7], ISP algorithms are used to determine waveguide-invariant parameters. The approach in [
8] illustrates the use of ISP in processing weak signals, achieving performance improvements via array beamforming techniques. In [
9], ISP is applied to classify seabed types using acoustic emissions from passing ships. The authors of [
10] introduce a method for estimating the range to a source in shallow-water conditions based on ISP analysis. A range-independent invariant estimation framework utilizing ISP principles is described in [
11]. Additionally, the work in [
12] interprets interference fringe structures in terms of eigenray or eigenbeam arrival times. Finally, adaptations of ISP for deep-water passive sonar applications are reported in [
13,
14], highlighting the method’s flexibility for diverse underwater acoustic scenarios.
Among the various techniques in interferometric signal processing (ISP), holographic signal processing (HSP) is a particularly promising direction, as discussed in [
15,
16,
17]. The essential physical concepts and mathematical framework for creating holograms were first formulated in [
15]. In the HSP methodology, a quasi-coherent summation of the sound intensity in the joint frequency-time domain yields an interferogram
, cf. [
16,
17]. To investigate the spatial distribution of the accumulated intensity, a two-dimensional Fourier transform (2D-FT) is then performed on
. The outcome of this transformation, known as the Fourier hologram (or simply the hologram), is expressed as
. Here,
represents the redistribution of the acoustic energy from
into distinct, localized focal regions that emerge as a consequence of modal interference patterns. In essence, a hologram is a variant of sound field focusing [
18] that is implemented in the Fourier space using a single receiver.
In the early stages of developing the HSP method [
15,
16,
17] and its verification [
19], it was generally assumed that the properties of the acoustic waveguide remained unchanged in space and time. However, in reality, acoustic signals often propagate through waveguides with significant inhomogeneities. In shallow-water environments, this variability often results from hydrodynamic disturbances generated by internal waves. The first experimental study of HSP applied to a stationary source under realistic environmental conditions was reported in [
20,
21]. The study showed that hydrodynamic perturbations distorted the interferogram
and expanded the focal regions observed in the reconstructed hologram
. When inhomogeneities are present, the hologram can be presented as the sum of two components: one is produced by the unperturbed waveguide, and the other is associated with the perturbations.
This decomposition was used in [
20,
21] to interpret the measurements obtained during the SWARM’95 experiment [
22,
23]. During SWARM’95, the dominant source of waveguide variability was intense internal waves (IIWs) [
23,
24,
25,
26], a common hydrodynamic phenomenon in the ocean [
24,
25,
26]. The experiment utilized two distinct acoustic propagation paths, both of which were generated by the same source and received by two vertically oriented arrays located in different positions. The first path was aligned at a small angle to the IIW wavefront; in this geometry, IIWs produce strong horizontal refraction of acoustic rays. The second path was perpendicular to the IIW wavefront so that the internal waves traveled along the propagation path from the source to the receiver. Under these conditions, horizontal refraction was absent, but the substantial redistribution of acoustic energy occurred between modes, i.e., mode coupling. The effects of IIWs have been discussed in our prior works [
27,
28,
29].
In addition to internal waves, an important factor contributing to the spatial inhomogeneity of a shallow-water waveguide is the bottom relief, or irregularities in the bathymetry. The properties of these irregularities vary depending on the region being studied. Nevertheless, general patterns characteristic of many shallow-water areas across the world’s oceans exist. Experimental observations [
30,
31,
32,
33,
34,
35,
36,
37] indicate that the seabed on the continental shelf is generally smooth, with deviations from the average depth not exceeding tens of meters vertically. At the same time, the range of bottom relief variations is extensive [
32,
33,
34,
35], with horizontal scales spanning from a few centimeters to hundreds of kilometers. This structure of bathymetric irregularities, similar to that of internal waves, leads to significant acoustic effects associated with horizontal refraction and mode coupling. Therefore, the effects of irregular bathymetry on hologram formation from a moving source in shallow water are an important factor in the robustness of the HSP method and should be researched.
The aim of this paper is to study the effects of irregular bathymetry on holographic sound field reconstruction generated by a moving source in a shallow-water environment. Spatial inhomogeneities introduced by the complex bottom topography along the acoustic propagation path between the source and receiver cause the pronounced horizontal refraction of acoustic modes. This refraction alters the spatial–temporal structure of the received field, which can degrade the performance of holographic processing techniques. We conduct our analysis through high-fidelity numerical simulations that explicitly model the refraction of acoustic modes induced by the non-uniform bathymetric features of the waveguide. Within this framework, we examine the interferogram, which is defined as the distribution of received sound intensity in the joint frequency-time domain, and its corresponding hologram. The hologram is obtained via the two-dimensional Fourier transform of the interferogram. The study focuses on how spatial variability from the irregular seabed modifies the fine- and large-scale features of these representations. A key finding is that, despite the significant distortions introduced by horizontal refraction, the hologram retains a coherent and interpretable structure, containing sufficient information for the reliable extraction and reconstruction of key source parameters, including the range and velocity. This finding demonstrates that the holographic method is resilient to the effects of complex bathymetry and remains a viable approach to characterizing sources in realistic shallow-water conditions. The paper also provides a quantitative evaluation of the reconstruction error, offering practical insights into accuracy limits under varying degrees of bottom irregularity.
The paper consists of five sections.
Section 1, the introduction, describes the current state of the problem under consideration.
Section 2 presents a three-dimensional model of a shallow-water waveguide in the presence of bottom irregularities. Three cases of spatial dependence of
are considered. These cases are as follows: a waveguide with regular bathymetry (
Section 2.1); a littoral wedge waveguide (
Section 2.2); and a canyon waveguide (
Section 2.3).
Section 3 describes the mathematical models of the interferogram
and the hologram
of a moving source in a shallow-water waveguide with an irregular bottom.
Section 3 is organized into six distinct subsections, each addressing a specific aspect of the sound field in a shallow-water waveguide with irregular bathymetry.
Section 3.1 introduces the theoretical framework for modeling the sound field in such a waveguide, employing the combined approach of vertical modes and horizontal ray approximations. This subsection outlines how these two methods interact to describe three-dimensional sound propagation in a complex underwater environment.
Section 3.2 develops the Sturm–Liouville eigenvalue and eigenfunction problem, incorporating boundary conditions that model a free surface at the top and a solid or lossy bottom at the base of the waveguide. The solution to this problem yields a set of vertical modes that form the basis for subsequent acoustic field calculations.
Section 3.3 shifts the focus to the mode ray description in the horizontal plane. Here, we derive the eikonal equation (which governs phase evolution) and the transport equation (which describes amplitude variation) for mode rays traveling through a waveguide whose bottom topography varies spatially. These equations form the foundation for predicting how sound energy is refracted, focused, or dispersed by bathymetric irregularities.
Section 3.4 addresses an alternative, yet complementary, representation: the parabolic mode equations in the horizontal plane. This formulation efficiently simulates horizontal sound propagation over large distances, especially in environments where the slope and curvature of the bathymetry are significant.
Section 3.5 presents the methodology for constructing a sound field interferogram in a waveguide with irregular bathymetry. The interferogram is a visualization tool that reveals patterns of constructive and destructive interference between modes, offering insights into the spatial structure of the acoustic field. Finally,
Section 3.6 presents the formation and analysis of the sound field hologram for the same complex waveguide environment. This technique enables the reconstruction of the three-dimensional structure of the acoustic field, offering a deeper understanding of how bathymetric features impact wave propagation.
Section 4 considers the numerical modeling results for different cases of waveguide bathymetry. This section is divided into three subsections, each of which focuses on a particular scenario of acoustic wave propagation involving stationary or moving sound sources in various waveguide environments.
Section 4.1 considers the regular waveguide.
Section 4.1.1 examines the sound field generated by a stationary source in a waveguide with regular bathymetry, where the seabed topography is uniform and does not vary significantly with the horizontal position. This subsection outlines the theoretical formulation and provides representative results illustrating how sound propagates in this idealized environment.
Section 4.1.2 extends the analysis to the sound field of a moving source in the same regular-bathymetry waveguide. Here, the influence of source motion on the spatial and temporal characteristics of the acoustic field is examined, including effects such as frequency shifts, beam pattern distortion, and the evolution of the interference structure.
Section 4.2 considers the littoral wedge waveguide.
Section 4.2.1 turns to a littoral wedge waveguide configuration and investigates the sound field produced by a stationary source. In this environment, the seabed rises toward the shoreline, creating a wedge-shaped bathymetry that introduces complex modal coupling, refraction, and energy redistribution effects.
Section 4.2.2 considers the case of a moving source in a littoral wedge waveguide, emphasizing how the combination of source motion and sloping bathymetry modifies acoustic propagation. It places special focus on changes in mode excitation, shifting interference fringes, and potential shadow zones that may form due to the wedge geometry.
Section 4.3 considers the canyon-type waveguide.
Section 4.3.1 explores the sound field of a stationary source in a canyon-shaped waveguide where the seabed features a deep, narrow depression. The analysis examines how such a topographic feature traps, channels, or scatters sound energy, resulting in different spatial field patterns compared to those of regular bathymetry. Finally,
Section 4.3.2 investigates the sound field generated by a moving source in a canyon waveguide. This scenario combines the effects of the source’s motion with the canyon’s strong topographic influence, revealing unique propagation behaviors, such as enhanced mode conversion, directional energy focusing, and localized acoustic hotspots. The main findings of the paper are summarized in
Section 5.
2. Waveguide Model with Irregular Bathymetry
In this section, we present the three-dimensional model of the shallow-water waveguide with irregular bathymetry that was used in our study (see
Figure 1).
The shallow-water waveguide is defined in a Cartesian coordinate system , where the x and y axes lie in the horizontal plane and the z axis points downward from the free surface at . The waveguide is modeled as a water layer with a spatially and temporally varying sound speed and density . Here, denotes the horizontal position vector. The water column is bounded above by the free surface at and below by the sea bottom at .
The seabed’s density and refractive index are given by
and
, respectively [
38,
39], where
is the attenuation factor, defined as
. In this expression,
represents the bottom loss coefficient.
is the acoustic velocity in the bottom layer, and
f is the sound frequency.
The spatial variation of the bathymetry can be expressed as follows:
where
describes general relief, and
accounts for the meso- and microrelief of irregular bathymetry. The characteristics of bottom irregularities depend on the specific study area. However, some general features are typical of many shallow-water regions of the world’s oceans. According to the results of experimental studies [
30,
31,
32,
33,
34,
35,
36,
37], the seabed surface on the continental shelf is relatively smooth, with deviations from the mean seabed level not exceeding several tens of meters.
At the same time, the spectrum of bottom irregularities is very broad [
33,
34,
35,
36,
37]—the linear dimensions range from centimeters to hundreds of kilometers. The entire spectrum can be divided into three parts: general relief, mesorelief, and microrelief. The general relief, which characterizes the main geomorphological features (ridges, plains, depressions, etc.), has dimensions of approximately
to
m. The mesorelief includes relief features stretching from approximately
to
m. The microrelief (formed by ripples, stones, hummocks, etc.) has spatial scales of approximately
to
m. According to this classification, the first large-scale component of the seabed relief corresponds to regular changes in waveguide parameters depending on the frequency. The other two components, mesorelief and microrelief, correspond to random changes.
In our paper, we will analyze the influence of the source hologram structure on the spatial variation of the bathymetry associated with the general relief
. We will assume that the mesorelief and the microrelief are absent:
. Thus, we will suppose that
Let us perform a comparative analysis of the spatial dependence of
in three cases (see
Figure 2). The cases are a waveguide with regular bathymetry (
Figure 2a), a littoral wedge waveguide (
Figure 2b), and a canyon waveguide (
Figure 2c).
2.1. The Regular Waveguide
Consider the regular waveguide model (
Figure 2a). In this model, the waveguide is shallow and uniform in depth across its entire horizontal extent, with no variation in the seabed elevation. This highly idealized representation is a standard benchmark in underwater acoustics because it provides a controlled environment in which the influence of environmental parameters, such as spatial variations in the sound speed profile of the water column, can be examined independently of changes in seabed topography. By eliminating bottom relief as a factor, one can focus on fundamental propagation mechanisms, validate analytical models, and compare numerical methods under consistent conditions.
According to the general model (
Figure 2a) of a shallow-water waveguide, we use the Cartesian coordinate system
, where the
x and
y axes lie in the horizontal plane, and the
z axis points downward from the free surface at
. The seabed is described by the depth function
. In the case of a regular waveguide model, the depth is assumed to be constant in both the
x and
y directions:
Regular waveguide parameters:
This configuration creates a waveguide through which acoustic modes can propagate without experiencing horizontal refraction or mode coupling due to bottom relief. The uniform bathymetry ensures translational isotropy in all horizontal directions.
2.2. The Littoral Wedge Waveguide
Consider the littoral wedge waveguide (see
Figure 2b). The littoral wedge model describes a waveguide in shallow water in which the water depth changes linearly in one horizontal direction. This simplified yet representative configuration is a useful approximation of real-world nearshore environments, including continental shelves, gently sloping seabeds, tidal flats, and coastal approaches. In these settings, the seafloor gradually inclines, either descending toward deeper offshore waters or rising toward the shoreline. The model provides a convenient framework for investigating sound propagation in coastal zones, where depth variations strongly influence acoustic properties, alter underwater wave paths and speeds, and affect their interactions with the seabed and free surface. The littoral wedge model captures the essential geometric features of sloping-bottom environments, enabling researchers to analyze complex shallow-water acoustics in a more tractable and controlled manner.
We use the same Cartesian coordinate system
(
Figure 2b), where the
x and
y axes lie in the horizontal plane and the
z axis points downward from the free surface at
. The seabed is described by the depth function
. In this case, the littoral wedge is assumed to vary only in the
y direction:
Littoral wedge waveguide parameters:
is the reference depth of the waveguide at (in meters).
is the slope coefficient (meters in the vertical direction, per meter in the horizontal direction). For , the depth decreases as y increases; for , the depth increases as y increases; for , the depth remains constant as y changes.
is the slope angle of the seabed plane () relative to the horizontal plane (radians).
In the case of a littoral wedge waveguide, the geometry supports the development of a guided acoustic environment. In this environment, modal propagation is subject to either pronounced horizontal refraction or mode coupling arising from bottom relief. The gradual seabed slope characteristic of the wedge profile induces the horizontal refraction of acoustic modes when they propagate at small angles relative to the x axis. Conversely, when propagation occurs at small angles relative to the y axis, mode coupling within the acoustic field becomes the dominant effect. These bathymetric irregularities give rise to substantial anisotropy in the acoustic propagation environment with distinct directional dependencies in sound energy transport.
2.3. The Canyon Waveguide
Consider the canyon waveguide model (see
Figure 2c). This model describes a shallow-water acoustic environment featuring a pronounced, localized seabed depression, such as a trench or submarine canyon. This distinctive yet representative configuration is a useful approximation of the bathymetric conditions commonly found in the real world along continental margins, at fjord entrances, and near underwater escarpments. In these settings, the seafloor includes steeply sloping sidewalls and a narrow, elongated axis, which together create a confined acoustic channel.
These features can significantly impact the propagation of underwater sound by modifying the modal structure, trapping acoustic energy within the canyon boundaries, guiding sound waves along the canyon axis, and focusing beams through refractive effects. The model provides a practical framework for studying acoustic processes in complex coastal and shelf-edge environments where abrupt depth changes greatly impact wave speeds, transmission losses, and mode coupling. By capturing the essential geometric characteristics of submarine canyons, the canyon waveguide model allows researchers to study the interaction between topography and sound in a more manageable and controlled environment.
As before, we consider a Cartesian coordinate system
(
Figure 2c), where the
x and
y axes define the horizontal plane and the
z axis points downward from the free surface at
. The seabed profile is represented by the depth function
. For the canyon waveguide model, the bathymetry includes a localized depression in the
y direction. The canyon axis is oriented along the
x direction. The mathematical model of the canyon waveguide bathymetry has the following form:
Canyon waveguide parameters:
is the reference depth of the waveguide (in meters);
is the canyon depth (in meters);
is the canyon’s half-width (in meters).
In the case of a canyon waveguide, the seabed features a pronounced depression with steep sidewalls that form a natural acoustic channel. This configuration creates a complex shallow-water acoustic environment in which modal propagation is influenced by horizontal refraction and intermodal coupling driven by abrupt bathymetric variations. When acoustic waves propagate along the canyon’s axis—typically oriented in the x direction—the steep lateral gradients in depth can refract energy toward the canyon’s centerline, effectively trapping and guiding it over long distances. Conversely, when propagation is oriented across the canyon (i.e., in the y direction), the strong transverse bathymetric variation promotes significant mode coupling and energy redistribution between modes. This highly non-uniform bathymetry induces pronounced anisotropy in the acoustic propagation characteristics, resulting in direction-dependent transmission loss, altered modal dispersion properties, and the spatial focusing or defocusing of acoustic beams. Capturing these effects, the canyon waveguide model provides a powerful framework for investigating the interplay between the complex topography and underwater sound in continental shelf environments.
A summary of the three cases of the shallow-water waveguide models—regular waveguide, littoral wedge, and canyon—is presented in
Table 1.
3. Interferogram and Hologram in Presence of Irregular Bathymetry
This section presents a model of the source interferogram and hologram within a shallow-water waveguide featuring irregular bathymetry. It is divided into six parts.
Section 3.1 describes the sound field model in a waveguide with irregular bathymetry using the framework of vertical modes and the approximation of horizontal rays.
Section 3.2 formulates the Sturm–Liouville eigenvalue and eigenfunction problem with boundary conditions representing a free surface and a bottom in a shallow-water waveguide. This problem is used to determine the vertical modes.
Section 3.3 derives the eikonal and transport equations for mode rays in the horizontal plane for a waveguide with irregular bathymetry.
Section 3.4 considers the mode parabolic equations in the horizontal plane for the same waveguide environment.
Section 3.5 presents the sound field interferogram in a waveguide with irregular bathymetry. Finally,
Section 3.6 analyzes the sound field hologram in a waveguide with irregular bathymetry.
Our work is based on the computational modeling of acoustic wave propagation in three-dimensional (3D) shallow-water waveguides with spatially varying properties. Variations in the medium, particularly those caused by irregularities in the seabed topography, can substantially modify the sound field through mechanisms such as refraction and scattering. Accurate broadband simulations at low frequencies in such complex 3D settings require considerable computational resources, often making it necessary to apply advanced numerical algorithms together with high-performance computing systems to achieve physically realistic predictions. There are five main categories of numerical techniques for modeling sound propagation in inhomogeneous shallow-water environments [
40]: (1) three-dimensional Helmholtz equation (3DHE) methods [
41,
42,
43]; (2) three-dimensional parabolic equation (3DPE) methods [
44,
45,
46,
47,
48,
49,
50]; (3) three-dimensional ray-based (3DR) methods [
51,
52]; (4) vertical mode combined with two-dimensional modal parabolic equation (VMMPE) methods [
53,
54,
55]; (5) vertical mode combined with horizontal ray (VMHR) methods [
56,
57].
In the present study, we examine low-frequency acoustic fields within two narrow frequency bands (100–140 Hz) in a shallow-water environment. Spatial inhomogeneities in this environment are attributed to bathymetric irregularities aligned along the propagation path from the source to the receiver. These variations in the seabed cause pronounced horizontal refraction effects. Of the five categories of numerical approaches described, the VMHR and VMMPE frameworks are the most appropriate for our problem. These methods are well suited for simulating the propagation of low-frequency waves in shallow-water settings affected by the seabed topography because they rigorously account for boundary conditions and effectively capture the physical processes associated with horizontal refraction.
In contrast, 3DR models are optimized for high-frequency applications and cannot adequately resolve modal behavior in shallow-water, low-frequency conditions. While 3DHE and 3DPE models can yield highly accurate solutions, they are too computationally expensive for the fully three-dimensional problem considered here. The VMHR and VMMPE approaches, on the other hand, strike an efficient balance between physical realism and numerical feasibility, enabling the accurate modeling of horizontal refraction phenomena. Consequently, these methods are adopted as the primary computational tools for simulating sound propagation under the influence of along-acoustic-path bathymetric irregularities in this work.
It should be noted that the influence of ocean waveguide bathymetric irregularities on acoustic field propagation has been investigated for several decades by numerous authors (see, e.g., [
58,
59,
60,
61,
62,
63,
64,
65,
66,
67,
68,
69]). However, none of these studies has considered the influence of irregular bathymetry on the holographic processing of hydroacoustic signals. Our work addresses this gap. The objective of the present study is to analyze how bathymetric irregularities affect the structure of the source hologram and the estimation of its parameters.
3.1. Sound Field
Within the frameworks of the VMHR and VMMPE approaches, the complex acoustic field in a shallow waveguide, influenced by bathymetric irregularities and described by Equations (
1)–(
5), can be expressed as follows, cf. [
38,
39]:
Here,
denotes the horizontal position vector of the source,
represents the amplitude of the
m-th mode, and
denotes the vertical structure (mode shape) of the corresponding acoustic mode in a waveguide unaffected by bathymetric irregularities.
3.2. Vertical Modes
For each mode, the complex horizontal wavenumber is expressed as
where
and
denote its real and imaginary components, respectively. The summation is carried out over
M, the total number of propagating modes included in the model. Consequently, the acoustic pressure field
p is a function of the angular frequency
. The modal eigenfunctions
and their corresponding complex wavenumbers
are determined by solving a Sturm–Liouville boundary value problem with a free surface condition at the top and a bottom boundary condition at
, as described in [
38,
39]:
3.3. Mode Rays in Horizontal Plane
The dependence
determines the distribution of the modal amplitude in the horizontal plane [
56,
57]:
Within the ray approximation,
can be represented as follows:
Here,
and
are determined by the eikonal and transport equations
where
. Here,
is the horizontal wavenumber of the mode for the reference depth
. As seen from Equation (
11), a significant drawback of the ray approach is the problem of accounting for multiple rays arriving at the observation point.
3.4. Mode Parabolic Equations in Horizontal Plane
The distribution of the modal amplitude
is better suited for numerical calculations of the sound field and is represented within the framework of the parabolic approximation as [
44,
45]
where
, under the assumption
, satisfies the equation
where
denotes the horizontal refractive index of the
m-th acoustic mode in the waveguide in presence of the bathymetric irregularities
Here,
is the horizontal wavenumber of the mode for the reference depth
. The numerical solution of Equation (
14) is performed using the “Split Step Fourier” (SSF) algorithm [
44,
45]:
Here,
is the fast Fourier transformation,
denotes the inverse fast Fourier transformation,
is the operator in the Fourier space of wavenumbers
, and
is the operator in the space of coordinates
in the horizontal plane. To specify the initial conditions in the calculations using the scheme in Equation (
15), it was assumed that the source, located at the point with coordinates
, emits a field in the Fourier space described by the expression
. The parameter
defines the modal amplitude and depends on the mode value at the source depth. The parameter
characterizes the range of initial beam angles
taken into account in the calculation. The angle
is measured from the
x axis.
3.5. Interferogram
Within the VMHR and VMMPE frameworks—see Equation (
6)—the interferogram
for a moving source in the frequency-time domain
can be expressed as [
16,
17]
where
. The term
represents the partial interferogram resulting from the interaction between the
m-th and
n-th modes. The quantity
denotes the amplitude of the
m-th mode,
with
as the initial position of the source at
,
t as the current time, and
v as the source velocity. The superscript “∗” indicates complex conjugation. The restriction
ensures that the mean (auto-term) component is excluded from
.
3.6. Hologram
In this part of the study, we analyze the holographic representation of an acoustic source in motion and take into account the effects of horizontal refraction due to bathymetric irregularities. A 2D-FT is applied to the interferogram
given by Equation (
16) in joint frequency-time space
to extract the holographic information. The result is the hologram
in the form [
16,
17]
where
denotes the time delay, and
is the angular frequency variable in the hologram domain. The function
represents the contribution from the interference between modes
m and
n. Frequency integration is performed over the interval
to
. Here,
is the signal bandwidth,
is the reference (central) frequency, and
corresponds to the total observation time. If the modal amplitudes
and the source spectrum vary slowly with the frequency compared to the rapid oscillations of
, the partial hologram in Equation (
13) can be recast in the compact form [
16,
17]
where
denotes the phase of the partial hologram
:
As Equation (
19) shows, the hologram is concentrated in two regions of the
plane that are symmetric with respect to the origin (see
Figure 3). This symmetry stems from the relation
. When the radial velocity is negative (
), corresponding to a trajectory angle
, the hologram appears in quadrants I and III of the
plane (
Figure 3a). When the radial velocity is zero (
), meaning that the source-receiver distance remains unchanged, the hologram lies along the
axis (
Figure 3b). A positive radial velocity (
), associated with a trajectory angle
, places the hologram in quadrants II and IV (
Figure 3c).
These spatial patterns allow us to determine from the hologram whether the source is approaching or receding from the receiver. For the focal spot, the expressions for the radial velocity and initial source range are given by the following equations [
16,
17]:
where
Consider the angular distribution of the spectral density of the hologram
:
The function
has a maximum value at
if the source is present. The criterion for source detection is
.
4. Numerical Simulation Results
This section presents the results of the numerical modeling of the interferogram and the hologram for a broadband acoustic source in a shallow-water waveguide with irregular bathymetry. In the simulated scenarios, the irregularities on the bottom are aligned along the acoustic propagation path from the source to the receiver. This results in pronounced horizontal refraction. The analysis considers how such bathymetric features influence the interferogram and hologram of the acoustic field for two different source configurations. The first configuration corresponds to a fixed source-receiver geometry (i.e., a stationary source), while the second involves a moving source that propagates over irregular bathymetry. For the latter, three types of waveguide geometry are examined: regular bathymetry, a littoral wedge, and a submarine canyon. To enable a direct comparison of the effects of the bathymetry across all scenarios, the initial simulation parameters are identical in each case.
Section 4 is divided into three subsections, each addressing a specific combination of waveguide geometry and source motion.
Section 4.1 considers the regular waveguide.
Section 4.1.1 presents the results for a stationary source, and
Section 4.1.2 analyzes the corresponding case with a moving source.
Section 4.2 considers the littoral wedge waveguide.
Section 4.2.1 reports the results for a stationary source, and
Section 4.2.2 examines the effects of source motion in the same bathymetric environment.
Section 4.3 considers the canyon-type waveguide.
Section 4.3.1 provides the results for a stationary source, and
Section 4.3.2 discusses modifications to the acoustic field and hologram structure for a moving source. This organization enables a systematic comparison of stationary and moving source scenarios across three distinct bathymetric settings and supports a consistent assessment of how the bottom topography influences the interferogram and the hologram.
4.1. Regular Waveguide
Consider the regular waveguide model (
Figure 4). In this configuration, the waveguide is characterized by a shallow, horizontally uniform water column with a constant depth and invariant seabed elevation. This idealized setting has long been used as a benchmark in underwater acoustics because it provides a simplified yet rigorous framework for isolating the effects of specific environmental parameters.
The regular waveguide removes bathymetric variability as a factor, allowing researchers to investigate fundamental propagation mechanisms, assess the influence of water column properties (e.g., sound-speed profiles), and conduct systematic sensitivity studies. Its controlled geometry also facilitates the validation of theoretical formulations and serves as a reference case for the intercomparison of numerical models, enabling consistency checks across different computational approaches. Thus, the regular waveguide plays a critical role in establishing a baseline understanding and ensuring the reliability of more complex simulations in realistic ocean environments. Furthermore, it is often used to study broadband propagation and dispersion effects, offering a baseline scenario to evaluate the temporal and frequency-dependent behavior of acoustic signals in shallow water.
For this geometry, we have
where
is the reference depth of the regular waveguide. The parameters of the regular waveguide used in the numerical simulation are presented in
Table 2.
4.1.1. Non-Moving Source ( m/s)
Source coordinates:
km,
m,
m. Receiver coordinates:
,
m. The source is stationary (velocity
m/s). The horizontal distance between the source and the receiver is
km. Bearing
. Frequency range
Hz. Observation time
s, realization duration
s, time interval
s. Number of modes
. The values of the propagation constants
and group velocities
,
, for a regular waveguide with depth
m are given in
Table 3. As can be seen,
m
−1 and
(m/s)
−1.
Figure 5 illustrates the horizontal structure of the acoustic field modes in a regular shallow-water waveguide for a stationary source (
m/s).
Figure 5a–c show the horizontal ray trajectories for the first, second, and third modes, respectively.
Figure 5d–f present the corresponding normalized horizontal amplitude distributions, where the color scale (0 to 1) indicates the relative amplitude. Red dots mark the positions of the source (left) and receiver (right), which are separated by 10 km along the
x axis. A regular waveguide for sound propagation represents an isotropic propagation medium in the horizontal plane. Therefore, as illustrated in
Figure 5, the ray structure and amplitude distribution correspond to the rectilinear propagation of sound waves from the source to the receiver.
Figure 6 presents the results of the HSP method for a stationary acoustic source in a regular waveguide.
Figure 6a shows the interferogram
, where the spectral content in the
band remains stable throughout the observation interval, reflecting the absence of variations due to source motion.
Figure 6b displays the hologram
. As can be seen, the focal spots in the hologram domain for a stationary source are located along the
axis.
Figure 6c illustrates the function
, which exhibits a sharp, well-defined peak at
, indicating the stationary nature of the source.
Table 4 summarizes the numerical results of holographic signal processing for the frequency band
. An analysis of the HSP results (see
Figure 5) indicates that the rate of frequency variation of the interferogram is approximately
. The focal point coordinates in hologram are
and
. The extremum point of
is found to be
, which is consistent with the case of a stationary source. The reconstructed source characteristics obtained from the holographic processing parameters are as follows: velocity
and range
. The error in the reconstructed source values amounts to
for the velocity and
for the range.
4.1.2. Moving Source ( m/s)
In this section, we present the results of holographic processing obtained through numerical modeling when the source moves within a regular waveguide. The parameters of the regular waveguide used in the numerical simulation are presented in
Table 2. The numerical experiment was conducted under the following conditions. The source was located at the coordinates
km,
m,
m, and the receiver was positioned at
,
m. The source propagated toward the receiver along the line
, moving from 10 km to
km with a constant velocity of
m/s. The initial horizontal separation between the source and receiver was
km, with a bearing of
. The acoustic signal was analyzed within the frequency band
Hz. The observation interval was
s, with a realization length of
s and a temporal shift between realizations of
s. The field was represented using
modes. For a regular waveguide with a depth
m, the corresponding propagation constants
and group velocities
are summarized in
Table 3.
Figure 7 illustrates the horizontal structure of the acoustic field modes in a regular shallow-water waveguide for a moving source (
m/s).
Figure 7a–c show the horizontal ray trajectories for the first, second, and third modes, respectively, as the source moves toward the receiver.
Figure 7d–f present the corresponding normalized horizontal amplitude distributions, where the color scale (0 to 1) indicates the relative amplitude. The red dots indicate the source’s instantaneous positions—the initial (
) and the final (
)—as well as the receiver’s position (
). In the case of a moving source, the regular waveguide represents an isotropic propagation medium in the horizontal plane. The overall structure of the rays and amplitudes continues to reflect rectilinear propagation from the source to the receiver.
Figure 8 presents the HSP results for a moving acoustic source in a regular waveguide (
m/s).
Figure 8a shows the interferogram
, where the spectral content in the band
Hz exhibits slanted interference fringes. These tilted structures reflect the temporal frequency variations caused by the motion of the source.
Figure 8b displays the hologram
. Unlike the stationary case, the focal spots are shifted from the
axis and aligned along a non-zero frequency
, corresponding to the source’s motion toward the receiver.
Figure 8c illustrates the function
, which has a pronounced maximum at
, thereby confirming the non-stationary nature of the source.
Table 5 presents the interferogram and hologram structure parameters used to estimate the source characteristics in the frequency band
= 100–140 Hz. An analysis of the HSP results (see
Figure 8) shows that the rate of frequency variation in the interferogram is approximately
, reflecting the effects of source motion. The focal point coordinates in the hologram are determined as
s and
Hz. The extremum of the function
is obtained at
s
−2, which corresponds to a non-stationary source. The reconstructed source parameters derived from these values are as follows: velocity
m/s and range
km. The error of the reconstructed source values amounts to
for the velocity and
for the range.
4.2. Littoral Wedge Waveguide
Consider the littoral wedge waveguide (see
Figure 9). The littoral wedge model represents a shallow-water acoustic environment in which the depth changes linearly along one horizontal axis. Despite its simplified formulation, this configuration is a useful and widely adopted model of realistic nearshore conditions, including continental shelves, gently sloping seabeds, tidal flats, and coastal approaches. In these environments, the bathymetry gradually inclines, either deepening toward the open ocean or shoaling toward the coastline.
This representation offers a mathematically tractable and physically meaningful framework for analyzing sound propagation in coastal waters, where variations in the seafloor exert a dominant influence on acoustic field characteristics. Specifically, gradual depth changes modify propagation paths, affect group and phase velocities, and alter reflection and refraction processes at the seabed and free surface. The littoral wedge model retains the essential geometric features of sloping-bottom topographies while avoiding the complexity of fully irregular bathymetries. This enables systematic investigations of shallow-water acoustic phenomena under controlled and reproducible conditions. Thus, it offers valuable insights into real-world applications of underwater acoustics.
In this case, we have
where
is the reference depth, and
is the slope coefficient. The parameters of the littoral wedge used in the numerical simulation are presented in
Table 6.
4.2.1. Non-Moving Source ( m/s)
Source coordinates:
km,
m,
m. Receiver coordinates:
,
m. The source is stationary (velocity
m/s). The horizontal distance between the source and the receiver is
km. Bearing
. Frequency range
Hz. Observation time
s, realization duration
s, time interval
s. Number of modes
. The values of the propagation constants
and group velocities
,
, for a littoral wedge waveguide are given in
Table 7,
Table 8 and
Table 9.
Table 7 corresponds to depth
m,
m
−1 and
(m/s)
−1.
Table 8 corresponds to depth
m,
m
−1, and
(m/s)
−1.
Table 9 corresponds to depth
m,
m
−1, and
(m/s)
−1.
Figure 10 illustrates the horizontal structures of the acoustic field modes in a littoral wedge waveguide for a stationary source (
m/s) located at
km.
Figure 10a–c show the horizontal ray trajectories corresponding to the first, second, and third modes, respectively.
Figure 10d–f present the associated normalized horizontal amplitude distributions, where the color scale (0 to 1) indicates the relative amplitude. The red dots mark the positions of the source (right) and the receiver (left) along the
x axis. Unlike in a regular waveguide, the presence of sloping bathymetry in a wedge environment leads to the horizontal refraction of acoustic modes. This is evident in the curvature of the ray paths and the asymmetry of the amplitude distributions.
Figure 11 presents the results of the HSP method for a stationary acoustic source in a littoral wedge waveguide.
Figure 11a shows the interferogram
, where the spectral content in the
band remains stable throughout the observation interval, consistent with the absence of source motion.
Figure 11b displays the hologram
. The focal spots in the hologram domain are aligned along the
axis, indicating the stationary nature of the source.
Figure 11c illustrates the function
, which has a sharp, well-defined maximum at
. This confirms the absence of motion and validates the stability of the reconstructed parameters in the wedge environment.
Table 10 summarizes the interferogram and hologram structure parameters obtained from HSP in the frequency band
= 100–140 Hz. An analysis of the results (see
Figure 11) shows that the rate of frequency variation in the interferogram is approximately
s
−2, indicating the absence of frequency modulation. The focal point coordinates in the hologram are determined as
s and
Hz. The extremum of the function
is found at
s
−2, which is consistent with the case of a stationary source. The reconstructed source parameters derived from these values are as follows: velocity
m/s and range
km. The error of the reconstructed estimates is
for the velocity and approximately
for the range, confirming the accuracy and robustness of holographic processing in the littoral wedge waveguide for a stationary source.
4.2.2. Moving Source ( m/s)
In this section, we present the results of holographic processing obtained through numerical modeling for the case of a source moving in a littoral wedge waveguide. The parameters of the wedge-shaped environment used in the simulations are summarized in
Table 2. The numerical experiment was carried out under the following conditions. The source was initially located at coordinates
km,
m,
m, while the receiver was positioned at
,
m. The source propagated toward the receiver along the line
, moving from
km to
km with a constant velocity of
m/s. The initial horizontal separation between the source and the receiver was
km, with a bearing of
. The acoustic signal was analyzed within the frequency band
f = 100–140 Hz. The observation interval was
s, with a realization length of
s and a temporal shift between realizations of
s. The field was represented using
modes. The corresponding propagation constants
and group velocities
are provided in
Table 7,
Table 8 and
Table 9.
Figure 12 illustrates the horizontal structures of the acoustic field modes in a littoral wedge waveguide for a moving source (
m/s).
Figure 12a–c display the horizontal ray trajectories for the first, second, and third modes, respectively, as the source moves toward the receiver.
Figure 12d–f show the corresponding normalized horizontal amplitude distributions, with the color scale (0 to 1) indicating the relative amplitude. The red dots indicate the source’s instantaneous positions—the initial (
) and the final (
)—as well as the receiver’s position (
). In the case of a moving source in a wedge-shaped environment, horizontal propagation becomes range-dependent due to varying depths. The structure of the rays and amplitudes reflects the influence of the sloping bathymetry on the distribution of modal energy and the source’s approach to the receiver.
Figure 13 presents the results of holographic signal processing for a moving source in a littoral wedge waveguide (
m/s).
Figure 13a shows the interferogram
within the frequency band 100–140 Hz, where inclined interference fringes are observed. These oblique patterns indicate frequency-time modulation induced by the source motion.
Figure 13b depicts the hologram
, where the focal regions are displaced from the
axis and distributed along a non-zero frequency
, consistent with a source approaching the receiver. Finally,
Figure 13c illustrates the function
, which exhibits a distinct peak at
, thereby confirming the non-stationary dynamics of the source.
Table 11 summarizes the interferogram and hologram structure parameters derived from holographic signal processing in the frequency band
= 100–140 Hz. As shown in
Figure 13, the frequency variation rate in the interferogram is estimated to be approximately
s
−2, indicating noticeable frequency modulation caused by the moving source. The focal spot coordinates in the hologram are determined to be
s and
Hz. The function
exhibits a pronounced maximum at
s
−2, further confirming the non-stationary nature of the source. Based on these results, the reconstructed source parameters are velocity
m/s and range
km. The error in the reconstructed estimates is
for the velocity and approximately
for the range, confirming the accuracy and robustness of holographic processing in the littoral wedge waveguide for a moving source.
4.3. Canyon Waveguide
Consider the canyon waveguide (see
Figure 14). This model represents an oceanic environment characterized by a sharp depression with steeply sloping sides and a relatively narrow cross-section. Although idealized, this configuration captures the essential features of submarine canyons, which are prominent topographic features that connect shallow continental shelves to deeper ocean basins. These environments are of particular interest in underwater acoustics because of their strong influence on sound propagation, scattering, and trapping mechanisms.
The canyon’s geometry significantly modifies the acoustic field characteristics. Steep bathymetric gradients, in particular, induce mode coupling, generate shadowing effects, and enhance multipath propagation. The canyon walls can also act as acoustic waveguides, channeling energy along the axis of the depression while altering the reflection and refraction conditions compared to flat-bottomed or wedge-like topographies. These effects make the canyon waveguide a useful model for analyzing the complex interactions between the bathymetric structure and acoustic propagation.
The mathematical model of the canyon waveguide bathymetry has the following form:
where
is the reference depth,
is the canyon depth, and
is the canyon half-width. The parameters of the littoral wedge used in the numerical simulation are presented in
Table 12.
4.3.1. Non-Moving Source ( m/s)
Source coordinates:
km,
m,
m. Receiver coordinates:
,
m. The source is stationary (velocity
m/s). The horizontal distance between the source and the receiver is
km. Bearing
. Frequency range
f = 100–140 Hz. Observation time
s, realization duration
s, time interval
s. Number of modes
. The values of the propagation constants
and group velocities
,
, for a littoral wedge waveguide are given in
Table 13 and
Table 14.
Table 13 corresponds to depth
m,
m
−1, and
(m/s)
−1.
Table 14 corresponds to depth
m,
m
−1, and
(m/s)
−1.
Figure 15 shows the horizontal structures of the acoustic field modes in a canyon waveguide for a stationary source (
m/s) positioned at
km.
Figure 15a–c display the horizontal ray trajectories for the first, second, and third modes, respectively.
Figure 15d–f present the corresponding normalized horizontal amplitude distributions, with the color scale ranging from 0 to 1 indicating the relative amplitude. The source and receiver positions are marked by red dots on the
x axis. Unlike the wedge geometry, the canyon topography produces strong horizontal refraction and mode confinement. This is evident in the bending of the ray paths and the localized concentration of acoustic energy within the canyon region.
Figure 16 presents the results of holographic signal processing for a stationary acoustic source in a canyon waveguide.
Figure 16a shows the interferogram
, in which the spectral content within the 100–140 Hz frequency band remains constant over time. This indicates the absence of frequency modulation due to source motion.
Figure 16b depicts the hologram
, in which the focal spots are concentrated along the
axis, consistent with a stationary source.
Figure 16c shows the function
, which has a clear peak at
. This confirms that the source is not moving and validates the stability of the reconstructed parameters in the canyon environment.
Table 15 summarizes the interferogram and hologram structure parameters obtained from holographic signal processing in the frequency band
. The analysis of the results (see
Figure 16) shows that the frequency variation rate in the interferogram is
, confirming the absence of modulation effects associated with source motion. The focal spot coordinates in the hologram are found to be
and
. The function
reaches its maximum at
, which is consistent with the stationary nature of the source. The reconstructed parameters derived from these values are as follows: velocity
and range
. The error of the reconstructed estimates is
for the velocity and approximately
for the range, confirming the accuracy and robustness of holographic processing in the canyon waveguide for a stationary source.
4.3.2. Moving Source ( m/s)
In this section, we present the results of holographic processing obtained through numerical modeling for the case of a source located in a canyon waveguide. The parameters of the canyon environment used in the simulations are summarized in
Table 2. The numerical experiment was conducted under the following conditions. The source was positioned at coordinates
km,
m,
m, while the receiver was positioned at
,
m. The source was moving (
m/s) at a horizontal initial distance of
km from the receiver, with a bearing angle of
. The acoustic signal was analyzed in the frequency band
f = 100–140 Hz. The observation interval was
s, with a realization length of
s and a temporal shift between realizations of
s. The acoustic field was represented using
modes. The corresponding propagation constants
and group velocities
are provided in
Table 13 and
Table 14.
Figure 17 illustrates the horizontal structure of the acoustic field modes in a canyon waveguide for a moving source (
, m/s).
Figure 17a–c show the horizontal ray trajectories of the first, second, and third modes, respectively, as the source moves toward the receiver.
Figure 17d–f display the corresponding normalized horizontal amplitude distributions, with the color scale (0 to 1) representing the relative amplitude. The red dots indicate the source’s instantaneous positions—the initial (
) and the final (
)—as well as the receiver’s position (
). In the canyon environment, horizontal propagation exhibits pronounced range dependence due to steep bathymetric gradients. Both the ray structures and amplitude patterns reveal strong refraction and confinement effects that influence the modal energy distribution as the source approaches the receiver.
Figure 18 presents the results of holographic signal processing for a moving source in a canyon waveguide (
m/s).
Figure 18a shows the interferogram
in the frequency band
Hz, where the slanted interference fringes clearly reflect the frequency-time modulation produced by the source motion.
Figure 18b displays the hologram
, in which the focal spots are shifted away from the
axis and aligned along a non-zero frequency
, consistent with the source approaching the receiver.
Figure 18c illustrates the function
, which has a pronounced maximum at
, thereby confirming the non-stationary character of the source in the canyon environment.
Table 16 summarizes the interferogram and hologram structure parameters obtained from holographic signal processing in the frequency band
Hz.
Figure 18 shows that the frequency variation rate in the interferogram is
, reflecting the modulation induced by the source motion. The focal spot coordinates in the hologram are identified as
and
. The function
reaches its maximum at
, thereby confirming the non-stationary character of the source. Based on these results, the reconstructed source parameters are as follows: velocity
and range
. The error of the reconstructed estimates is
for the velocity and approximately
for the range, confirming the accuracy and robustness of holographic processing in the canyon waveguide for a stationary source.
5. Conclusions
This study examined the impact of irregular bathymetry on the HSP of a moving acoustic source in a shallow-water waveguide. Using the VMHR and VMMPE approaches, we developed a source hologram model that accounts for horizontal refraction caused by irregular bathymetry. A comparative analysis of the holographic processing results was carried out based on this approach for three types of waveguides: regular, littoral wedge, and canyon. This analysis enables a systematic comparison of their influences on interferograms, holograms, and reconstructed source parameters.
The results lead to the following key conclusions.
Despite the significant distortion of the acoustic field’s structure in the horizontal plane caused by horizontal refraction due to bathymetric variability, the interferogram and hologram retain the structural features observed in a regular waveguide. This stability ensures the preservation of the key information necessary for reconstructing source parameters, including the range and velocity.
Quantitative estimates show that the range of the acoustic source can be reconstructed with an error of about 10%. For a regular waveguide, the error in the velocity and range is 0% and 4% for a stationary source and 7% and 2% for a moving source, respectively. For a littoral wedge waveguide, the reconstruction errors are 0% in the velocity and 7% in the range for a stationary source and 13% and 2%, respectively, for a moving source. In a canyon waveguide, the estimation errors amount to 0% and 5% for the velocity and range in the stationary case and 8% and 17% in the moving case. These levels of accuracy are sufficient for practical underwater monitoring applications.
Comparing different waveguide types (regular, littoral wedge, and canyon) shows that bathymetric irregularities lead to only a minor increase in reconstruction errors relative to a regular waveguide. These results confirm the robustness of the holographic signal processing method and its ability to provide reliable results in realistic, shallow-water conditions with an irregular bottom topography.
These findings substantially extend the applicability of holographic methods in underwater acoustics, demonstrating their potential for practical use in real-world scenarios with irregular and complex bathymetries. Furthermore, the approach’s ability to provide stable parameter estimates that are closely aligned with actual physical values underscores its relevance for theoretical studies and operational tasks in ocean monitoring and surveillance.