Deep Learning-Based Beam Selection in RIS-Aided Maritime Next-Generation Networks with Application in Autonomous Vessel Mooring
Abstract
:1. Introduction
Contributions and This Paper’s Structure
- The motivation behind using RIS and DL in maritime environments and differences with applying these in other B5G/6G killer application domains are discussed.
- The application of RIS techniques in maritime communication and relevant applications is discussed together with the current state of the art in conventional ML- and DL-aided solutions.
- An illustrative use case aimed at the optimization of beam selection using DL principles using a maritime-driven dataset generated via extensive simulation rounds is presented, highlighting the performance of the model based on both ML metrics (e.g., high accuracy levels) and network ones (e.g., throughput level maximization).
- Open issues are discussed in order to stimulate further research in DL-assisted B5G/6G maritime environments.
2. Reconfigurable Intelligent Surfaces and Deep Learning
2.1. Description of the Technologies
- is the received signal vector;
- is the transmitted signal vector from the base station;
- is the direct channel vector from the base station to the user;
- is the channel matrix from the base station to the RIS;
- is the channel vector from the RIS to the user;
- is the diagonal phase-shifting matrix of the RIS, where represents the phase shift applied by the -th element;
- is the additive white Gaussian noise (AWGN) vector with zero mean and variance .
2.2. The Need for RIS-Aided Communication in B5G Maritime Orientations
3. Maritime RIS Use Cases
3.1. Port-to-Ship Communications
3.2. Security and Privacy
3.3. Underwater Communications
3.4. Challenges in RIS Deployment for Maritime Scenarios
- Unauthorized access and signal hijacking: if RIS elements are compromised, an attacker could manipulate the surface’s reflection coefficients to reroute or block signals, leading to communication failures.
- Eavesdropping risks: RISs reflect signals in highly directional beams, but adversaries could exploit reflections to intercept confidential communications.
- Jamming and spoofing attacks: malicious actors could use intentional interference to disrupt the RIS-assisted links, posing a risk for autonomous navigation and critical maritime operations.
- Acoustic RIS: instead of reflecting RF signals, underwater RIS units could manipulate acoustic wave propagation to optimize data transfer between submerged sensors, submarines, or underwater robots.
- Hybrid RIS systems: a combination of RF and optical/acoustic technologies could be used, allowing RIS to bridge communication between aerial and underwater nodes.
4. DL-Based Beam Selection in RIS B5G Maritime Environments
4.1. Maritime Use Case and System Model
- , where denotes the total number of macro-BSs in the topology.
- , where also denotes the total number of RIS units in the topology.
- , where denotes the total number of autonomous maritime UEs (ships) that sequentially reach the topology.
- , where and , which denote a BS-RIS unit link.
- , where and , which denote an RIS unit–UE link.
4.2. Deep Learning Architecture
- Input layer: the input to the model is a feature vector consisting of vessel-specific parameters: , where and are the vessel’s 2D coordinates; and are its velocity components; and , , and are the channel coefficients of the direct, RIS-to-vessel, and BS-to-RIS links, respectively.
- Hidden Layers: The model comprises multiple fully connected layers, each with a rectified linear unit (ReLU) activation function. These layers extract high-level features from the input, enabling the model to learn complex relationships between the vessel’s parameters and optimal RIS configurations. The last fully connected layer of the topology has a size of , signifying the size of the outputs.
- Batch Normalization layers: these layers are interspersed between fully connected layers to stabilize training and accelerate convergence by re-centering and re-scaling activations.
- Dropout Layers: dropout regularization is applied to prevent overfitting by randomly deactivating a fraction of neurons during training.
- Output Layer: the output layer predicts two sets of parameters:
- ○
- , which is the set of for the BS-RIS link.
- ○
- , which is the set of for the RIS–vessel link.
Algorithm 1. DL-based beam selection algorithm in the maritime environment | ||||
1 | Offline dataset generation phase Input: number of BSs/RISs and number of vessels ; input parameters are depicted in Table 3. | |||
2 | Deterministic algorithm steps ) | |||
3 | Step 1—Vessel topology: vessels (maritime UEs) are spread into each of the BSs coverage area. | |||
4 | Step 2—Monte Carlo simulations: optimal for each BS-RIS link and for the RIS–vessel link are computed. | |||
5 | Step 3—Dataset Formulation: the dataset is formulated as having the following: | |||
6 | feature vector for each user ; output vectors: and . | |||
Training phase | ||||
1 Input: Dataset from Step 3 of the previous phase. | ||||
2 | Offline training steps | |||
3 | Step 1—Train test split: The dataset is split into 80% training and 20% test. | |||
4 | Step 2—Deep Learning training: Training is performed based on the parameters in Table 4. | |||
5 | Step 3—Test evaluation: The SGD engine updates the DNN weights, with a learning rate if EE and overall test set accuracy are decreased compared to the previous training round. Otherwise, training stops. | |||
Real-time prediction phase | ||||
1 Input: feature vector for new-coming maritime users (vessels). | ||||
2 Output: output vectors and for the new-coming maritime users. | ||||
3 Evaluation: Top- accuracy and overall EE and SE calculation. |
5. Simulations and Performance Evaluation
5.1. Impact on ML Metrics
5.2. Impact on Network KPIs
- The baseline scenario of random beam selection deployment: When the proposed scheme can achieve up to 60 Mbps/W EE levels, while the random beam selection scenario is limited to 50 Mbps/W. As for SE, the proposed scheme can achieve up to 8.5 bps/Hz, while the random beam selection scenario is limited to 7 bps/Hz. Thus, Figure 8 and Figure 9 indicate a nearly 1.5 times improvement in total EE and a ~2 times improvement in total SE through the proposed DL-aided beam selection algorithm. The same or greater performance is indicated for smaller values of . Thus, the proposed scheme generally achieves better B5G/6G network KPI performance compared to the baseline scenario.
- The state-of-the-art kNN beam selector: When the proposed scheme can achieve up to 60 Mbps/W EE levels, while the kNN beam selection scenario is limited to 45 Mbps/W. As for SE, the proposed scheme can achieve up to 8.5 bps/Hz, while the kNN beam selection algorithm is limited to 6 bps/Hz. Thus, Figure 8 and Figure 9 indicate a nearly 2 times improvement in total EE and a ~3 times improvement in total SE through the proposed DL-aided beam selection algorithm. The same or greater performance is indicated for smaller values of . Thus, in general, the proposed scheme achieves better performance compared to this scenario.
5.3. Impact on Computation
- Using a standard MATLAB environment, with the simulation parameters depicted in Table 3 and Table 4, the proposed DL model requires approximately 5 min for the training phase of the algorithm. Once trained, the model can instantly determine the optimal beam based on the procedure depicted in Algorithm 1 (as outlined in Section 4.1).
- The baseline kNN model needs slightly less time to train the model, around 3 min. However, it is visible from Figure 8 and Figure 9 that the performance is not as good as the proposed scheme’s concerning either ML or network metrics. Thus, the examined trade-off of ML KPI maximization and computational resources needed is significantly better for the proposed scheme.
- For dataset generation, the overall execution takes around 2 h for a single round of 1000 Monte Carlo (MC) simulations. However, the training is performed offline, which means that there are no added latencies in the model’s execution. Moreover, this phase is common for all methods, both the proposed one and the baseline scenario.
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Acronyms
5G | Fifth Generation |
6G | Sixth Generation |
AI | Artificial Intelligence |
AoI | Age of Information |
B5G | Beyond Fifth Generation |
DL | Deep Learning |
DRL | Deep Reinforcement Learning |
EE | Energy Efficiency |
FL | Federated Learning |
INTENT | Integrated Terrestrial/Non-Terrestrial |
IoT | Internet of Things |
JIT | Just-In-Time |
KPI | Key Performance Indicator |
LOS | Line-Of-Sight |
MANETs | Mobile Ad hoc Networks |
mMIMO | massive Multiple Input Multiple Output |
mmWave | Millimeter-Wave |
MUs | Maritime Users |
NLoS | Non Line-of-Sight |
NOMA | Non-Orthogonal Multiple Access |
NTNs | Non-Terrestrial Networks |
PLS | Physical Layer Security |
QoE | Quality of Experience |
QoS | Quality of Service |
RISs | Reconfigurable Intelligent Surfaces |
RRM | Radio Resource Management |
SE | Spectral Efficiency |
SGD | Stochastic Gradient Descent |
SNR | Signal-To-Noise Ratio |
UAV | Unmanned Aerial Vehicle |
UxV | Unmanned Vehicle (aerial, sea, etc.) |
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Work | Maritime Application | Method | Open Issues |
---|---|---|---|
[25] | Port-to-Ship communications | UxV (Drone and/or underwater) RISs in INTENT networks to reduce energy consumption and increase SE | Maritime channel complexity, implementation cost, hardware impairments, and real-scenario testing |
[26] | Port-to-Ship communications | Optimal RIS reflection element selection for blocked offshore users via achievable rate maximization | Implementation cost, need for a large number of reflecting elements to achieve rate maximization |
[27] | Security and Privacy | UAVs secure sensor data collection and data upload scheduling schemes to minimize AoI | UAV trajectory prediction, maritime channel estimation and characterization, and secrecy rate maximization |
[28] | Security and Privacy | The DRL framework to maximize EE and QoS in extensive jamming UAVs and RIS-aided maritime environments | Practical difficulties in mounting RISs into UAVs, increased power consumption in large-scale systems, and wind-induced movement |
[29] | Underwater communications | Outage probability performance evaluation in air-to-underwater RIS scenarios | Salty water, air bubble presence, and temperature seriously affect the overall system’s performance |
Challenge | Potential Solution | References |
---|---|---|
Environmental Factors | Use corrosion-resistant materials and protective coatings; implement robust hardware designs for maritime conditions. | [30,31] |
Dynamic Topology and Mobility | Deploy real-time adaptive beamforming and tracking algorithms; use AI-based predictive models to compensate for vessel mobility. | [32,33,34] |
Integration with Existing Systems | Develop RIS-compatible protocols that ensure interoperability with existing satellite and RF systems. | [35,36] |
Security and Privacy Risks | Implement strong encryption, authentication mechanisms, and AI-based anomaly detection for maritime RIS. | [37,38] |
Underwater Deployment Challenges | Explore alternative signal propagation methods such as acoustic and hybrid optical–acoustic systems. | [39,40] |
Parameter | Value(s) |
---|---|
Tier/number of cells/number of BSs | 2/19/19 |
Number of RISs | 4 |
Number of vessels | Up to 50 |
Frequency | 28 GHz |
Number of antennas per BS/UE | 4/2/1 |
Cell radius | m |
Antenna height (BS/UE) | 25/1.5 m |
UE indoor-to-outdoor ratio | 0.8/0.2 |
NLOS probability (BS-RIS/RIS-UE link) | 89/90% |
Path loss threshold | 120 dB |
Antenna gains BS/UE | 18/4 |
Subcarriers per vessel (maritime UE) | 8 |
Subcarriers per BS | 132 |
Subcarrier spacing | 60 kHz |
Parameter | Value(s) |
---|---|
Number of hidden layers | 6 |
Training/Test set split | 80%/20% |
Maximum Epochs for training | 50 |
Minimum Batch size | 500 |
Learning rate | 0.001 |
Optimizer | Adam |
Metric | Result | Comparison with Baseline Methods |
---|---|---|
Achieved accuracy | Top- accuracy over 90% for | ~2–3 times better performance for the same compared to both kNN and random selection. |
The system’s overall EE | it achieves up to 60 Mbps/W. | ~1.5–2 times better performance compared to both kNN and random selection. |
The system’s overall SE | it achieves up to 8.5 bps/Hz. | ~2–3times better performance compared to both kNN and random selection. |
Training time and model execution time | Needs around 5 min for model training and 2 h for offline dataset generation. | Comparable training times with the kNN baseline but achieves better ML and network metric performance. |
Computational complexity | Slightly underperforms kNN. | However, this comes with a cost of performance degradation in the other metrics. |
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Bartsiokas, I.A.; Avdikos, G.K.; Lyridis, D.V. Deep Learning-Based Beam Selection in RIS-Aided Maritime Next-Generation Networks with Application in Autonomous Vessel Mooring. J. Mar. Sci. Eng. 2025, 13, 754. https://doi.org/10.3390/jmse13040754
Bartsiokas IA, Avdikos GK, Lyridis DV. Deep Learning-Based Beam Selection in RIS-Aided Maritime Next-Generation Networks with Application in Autonomous Vessel Mooring. Journal of Marine Science and Engineering. 2025; 13(4):754. https://doi.org/10.3390/jmse13040754
Chicago/Turabian StyleBartsiokas, Ioannis A., George K. Avdikos, and Dimitrios V. Lyridis. 2025. "Deep Learning-Based Beam Selection in RIS-Aided Maritime Next-Generation Networks with Application in Autonomous Vessel Mooring" Journal of Marine Science and Engineering 13, no. 4: 754. https://doi.org/10.3390/jmse13040754
APA StyleBartsiokas, I. A., Avdikos, G. K., & Lyridis, D. V. (2025). Deep Learning-Based Beam Selection in RIS-Aided Maritime Next-Generation Networks with Application in Autonomous Vessel Mooring. Journal of Marine Science and Engineering, 13(4), 754. https://doi.org/10.3390/jmse13040754