Improved Outcomes with Early Functional Rehabilitation After Reverse Shoulder Arthroplasty for Proximal Humerus Fractures in Older Patients
Abstract
1. Introduction
2. Methods
2.1. Patient Selection
2.2. Indication for Surgery, Implant Design, and Surgical Technique
2.3. Rehabilitation Protocols
2.4. Variables
2.5. Radiological Evaluation
2.6. Statistical Analysis
3. Results
3.1. Study Cohort
3.2. Clinical Outcomes
3.3. Radiological Outcomes
3.4. Adverse Events
4. Discussion
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| ACS | Age- and gender-adjusted Constant score |
| AO | Arbeitsgemeinschaft für Osteosynthesefragen |
| AP | Anteroposterior |
| ASA | American Society of Anesthesiologists (physical status classification) |
| BMI | Body mass index |
| CS | Constant score |
| DASH | Disabilities of the Arm, Shoulder, and Hand score |
| EFR | Early functional rehabilitation |
| GT | Greater tuberosity |
| IQR | Interquartile ranges |
| κ | Cohen’s kappa (inter-rater reliability coefficient) |
| LT | Lesser tuberosity |
| MCID | Minimal Clinically Important Difference |
| Non-EFR | Postoperative immobilization protocol without early functional rehabilitation |
| PASS | Patient Acceptable Symptom State |
| PHF | Proximal humeral fracture |
| PROMs | Patient-reported outcome measures |
| ROM | Range of motion |
| RSA | Reverse shoulder arthroplasty |
| SCB | Substantial Clinical Benefit |
| SD | Standard deviation |
| SPSS | Statistical Package for the Social Sciences |
| SSV | Subjective shoulder value |
| VAS | Visual analogue scale |
Appendix A. Early Functional Rehabilitation Program After Reverse Shoulder Arthroplasty
| Early functional rehabilitation |
Day 1:
|
Appendix B. Non-Early Functional Rehabilitation Program After Reverse Shoulder Arthroplasty
| Non early functional rehabilitation |
Day 1:
|
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| Patient Characteristics | |||
|---|---|---|---|
| EFR | Non-EFR | p-Value | |
| Age, mean years (SD) | 81.5 (6.7) | 79.9 (6.4) | B 0.446 |
| Gender, n (%) Female Male | 18 (90) 2 (10) | 18 (90) 2 (10) | A 1.000 |
| Affected dominant side, n (%) | 15 (75) | 11 (55) | A 0.185 |
| BMI, mean kg/m2 (SD) | 24.3 (4.3) | 25.8 (4.9) | B 0.297 |
| Smoking, n (%) | 4 (20) | 3 (15) | A 0.791 |
| Diabetes, n (%) | 1 (5) | 5 (25) | A 0.077 |
| Rheumatoid arthritis, n (%) | 3 (15) | 1 (5) | A 0.344 |
| ASA, n (%) ASA type II ASA type III ASA type IV | 10 (50) 10 (50) 0 (0) | 16 (80) 3 (15) 1 (5) | A 0.046 |
| Neer classification, n (%) 2-part 3-part 4-part | 1 (5) 13 (65) 6 (30) | 3 (15) 5 (25) 12 (60) | A 0.038 |
| AO classification, n (%) B1 B2 B3 C1 C2 C3 | 2 (10) 2 (10) 0 (0) 5 (25) 10 (50) 1 (5) | 2 (10) 3 (15) 1 (5) 1 (5) 10 (50) 3 (15) | A 0.432 |
| Osteoarthritis, n (%) Samilson–Prieto grade I Samilson–Prieto grade II | 11 (55) 3 (15 | 10 (50) 3 (15) | A 0.940 |
| Follow-up time, median months (IQR) | 14.0 (3.5) | 17.5 (7.0) | C 0.058 |
| Treatment Characteristics | |||
|---|---|---|---|
| EFR | Non-EFR | p-Value | |
| Glenosphere size, n (%) 36 + 4 mm 39 + 4 mm | 16 (80) 4 (20) | 16 (80) 4 (20) | A 1.000 |
| Baseplate, n (%) Modular glenoid system, 24 mm Universal glenoid, small | 17 (85) 3 (15) | 17 (85) 3 (15) | A 1.000 |
| Central baseplate fixation, n (%) Central screw Central post | 12 (60) 8 (40) | 9 (45) 11 (55) | A 0.342 |
| Patient-Reported and Clinical Outcomes | |||
|---|---|---|---|
| EFR | Non-EFR | p-Value | |
| Patient-reported outcomes | |||
| Subjective shoulder value (0–100), mean (SD) | 78.0 (13.6) | 70.8 (14.4) | B 0.111 |
| VAS pain (0–10), median (IQR) | 0 (1.8) | 0 (4.0) | C 0.236 |
| Constant score, mean (SD) Pain (0–15), median (IQR) Activities of daily living (0-20), mean (SD) Range of motion (0–40), mean (SD) Strength (0–25), median (IQR) | 65.5 (12.5) 15.0 (2.0) 17.5 (2.6) 26.3 (6.1) 6.0 (5.0) | 56.0 (15.3) 15.0 (5.3) 15.0 (4.1) 23.1 (8.0) 6.0 (3.3) | B 0.044 C 0.256 B 0.026 B 0.165 C 0.497 |
| Adjusted Constant score, mean (SD) | 72.3 (14.3) | 63.5 (15.9) | B 0.030 |
| DASH score, (mean SD) | 24.8 (18.4) | 34.1 (18.0) | B 0.113 |
| Active range of motion | |||
| Flexion, mean ° (SD) | 113.9 (27.1) | 103.8 (25.3) | B 0.228 |
| Abduction, mean ° (SD) | 105.0 (28.0) | 97.1 (23.8) | B 0.342 |
| External rotation, mean ° (SD) | 25.4 (13.4) | 20.7 (15.1) | B 0.002 |
| Internal rotation, n (%) Interscapular T12 vertebra L3 vertebra Lumbosacral junction Buttock Lateral thigh | 0 (0) 6 (30) 6 (30) 3 (15) 5 (25) 0 (0) | 1 (5) 1 (5) 5 (25) 1 (5) 12 (60) 0 (0) | A 0.074 |
| Radiographic Outcomes | ||||
|---|---|---|---|---|
| EFR | Non-EFR | p-Value | Cohen’s Kappa | |
| Greater tuberosity healing, n (%) | ||||
| Anatomical healing | 15 (75) | 15 (75) | A 1.000 | 0.750 |
| Migration/nonunion Malunion Resorption Partial resorption | 3 (15) 1 (5) 0 (0) 1 (5) | 3 (15) 2 (10) 0 (0) 0 (0) | A 0.721 | 0.593 |
| Lesser tuberosity healing, n (%) | ||||
| Anatomical healing | 11 (85) | 11 (85) | A 1.000 | 0.506 |
| Migration/nonunion Malunion Resorption Partial resorption | 0 (0) 0 (0) 1 (8) 1 (8) | 1 (8) 0 (0) 0 (0) 1 (8) | A 0.572 | 0.222 |
| Scapular notching, n (%) None Grade 1 Grade 2 | 2 (10) 1 (5) 1 (5) | 2 (10) 2 (10) 0 (0) | A 0.513 | 0.691 |
| Ossifications, n (%) | 9 (45) | 9 (45) | A 1.000 | 0.650 |
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Kimmeyer, M.; Keller, S.; Gerhardt, C.; Rentschler, V.; Kaiser, S.; Kirsch, J.; Hackl, M.; Lehmann, L.-J. Improved Outcomes with Early Functional Rehabilitation After Reverse Shoulder Arthroplasty for Proximal Humerus Fractures in Older Patients. J. Clin. Med. 2026, 15, 3284. https://doi.org/10.3390/jcm15093284
Kimmeyer M, Keller S, Gerhardt C, Rentschler V, Kaiser S, Kirsch J, Hackl M, Lehmann L-J. Improved Outcomes with Early Functional Rehabilitation After Reverse Shoulder Arthroplasty for Proximal Humerus Fractures in Older Patients. Journal of Clinical Medicine. 2026; 15(9):3284. https://doi.org/10.3390/jcm15093284
Chicago/Turabian StyleKimmeyer, Michael, Simon Keller, Christian Gerhardt, Verena Rentschler, Stefanie Kaiser, Johannes Kirsch, Michael Hackl, and Lars-Johannes Lehmann. 2026. "Improved Outcomes with Early Functional Rehabilitation After Reverse Shoulder Arthroplasty for Proximal Humerus Fractures in Older Patients" Journal of Clinical Medicine 15, no. 9: 3284. https://doi.org/10.3390/jcm15093284
APA StyleKimmeyer, M., Keller, S., Gerhardt, C., Rentschler, V., Kaiser, S., Kirsch, J., Hackl, M., & Lehmann, L.-J. (2026). Improved Outcomes with Early Functional Rehabilitation After Reverse Shoulder Arthroplasty for Proximal Humerus Fractures in Older Patients. Journal of Clinical Medicine, 15(9), 3284. https://doi.org/10.3390/jcm15093284

