Diagnostic Utility of Upper Airway Ultrasonography in Adults with Suspected Obstructive Sleep Apnea: A Systematic Review
Abstract
1. Introduction
2. Materials and Methods
2.1. Search Strategy
2.2. Selection Criteria
- Enrolled adults (≥18 years);
- Evaluated adults with suspected or clinically evaluated OSA, typically recruited from sleep clinics or PSG referral settings;
- Used in-laboratory polysomnography (PSG) as the reference standard;
- Assessed upper-airway structures using ultrasonography;
- Reported one of the following:
- Diagnostic performance metrics (e.g., sensitivity, specificity, area under the curve [AUC], cut-off values), or
- Quantitative associations between ultrasonographic parameters and OSA severity (e.g., AHI correlation or group comparisons).
- Pediatric populations (<18 years);
- Studies without PSG as the reference standard;
- Interventional or treatment response studies;
- Prognostic or surgical planning studies not focused on OSA diagnosis;
- Non-upper airway imaging studies (e.g., MRI-only studies);
- Review articles, editorials, conference abstracts, and non-English publications.
2.3. Data Extraction
2.4. Risk of Bias Assessment
2.5. Data Synthesis
- Diagnostic performance studies, defined as studies reporting diagnostic accuracy metrics (sensitivity/specificity and/or AUC), with either predefined or ROC-derived thresholds;
- Morphologic association studies, defined as studies reporting quantitative relationships between ultrasonographic parameters and OSA severity (e.g., group comparisons or correlations with AHI) without validated diagnostic thresholds.
3. Results
3.1. Study Selection
3.2. Study Characteristics
3.3. Ultrasonographic Parameters Identified
- Tongue-related measurements (e.g., tongue base thickness, shear-wave stiffness, lingual artery distance);
- Lateral pharyngeal wall thickness;
- Dynamic airway dimensional changes during deep inspiration/expiration or Müller maneuvers.
3.4. Diagnostic Performance Studies
3.5. Morphologic Association Studies
3.6. Risk of Bias Assessment
4. Discussion
4.1. Principal Findings
4.2. Interpretation of Ultrasonographic Parameters
4.2.1. Dynamic Airway Behavior
4.2.2. Tongue-Related Parameters and Tissue Properties
4.2.3. Lateral Pharyngeal Wall and Neck Soft Tissue
4.3. Methodological Considerations
5. Clinical Implications
6. Limitations and Future Research Directions
7. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Appendix A
| Database | Search Term |
|---|---|
| PubMed | (“Sleep Apnea, Obstructive”[MeSH] OR “obstructive sleep apnea”[tiab] OR “obstructive sleep apnoea”[tiab] OR OSA[tiab] OR OSAS[tiab]) AND (“Ultrasonography”[MeSH] OR ultrasound[tiab] OR ultrasonograph*[tiab] OR sonograph*[tiab]) AND (“upper airway”[tiab] OR airway[tiab] OR pharyn*[tiab] OR oropharyn*[tiab] OR hypopharyn*[tiab] OR tongue[tiab] OR lingual[tiab] OR “tongue base”[tiab] OR hyoid[tiab] OR submental[tiab] OR neck[tiab] OR “lateral pharyngeal wall”[tiab] OR parapharyn*[tiab] OR retroglossal[tiab] OR retropalatal[tiab]) AND (“Adult”[MeSH] OR adult*[tiab]) NOT (“Child”[MeSH] OR pediatric*[tiab] OR paediatric*[tiab]) |
| Scopus | TITLE-ABS-KEY( (“obstructive sleep apnea” OR “obstructive sleep apnoea” OR OSA OR OSAS) AND (ultrasound OR ultrasonograph* OR sonograph* OR “ultrasonic”) AND (“upper airway” OR airway OR pharyn* OR oropharyn* OR hypopharyn* OR “soft palate” OR tongue OR lingual OR “tongue base” OR hyoid OR submental OR “sub-mental” OR “lateral pharyngeal wall” OR parapharyn* OR retroglossal OR retropalatal) ) AND TITLE-ABS-KEY(adult OR adults) AND NOT TITLE-ABS-KEY(pediatric* OR paediatric* OR child*) |
| ScienceDirect | (“obstructive sleep apnea” OR OSA) AND (ultrasound OR ultrasonography OR sonography) AND (airway OR “upper airway” OR pharynx OR tongue) AND adult |
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| Study | Country | Setting | Study Design | Sample Size | Mean Age (Years) | Mean BMI (kg/m2) | Ultrasound Parameters | AHI |
|---|---|---|---|---|---|---|---|---|
| Lahav et al., 2009 [7] | Israel | Sleep clinic | Prospective | 41 adults with suspected OSA | 49 ± 10 | 29.6 ± 4.3 | Distance between lingual arteries (DLA) | ≥5 |
| Govindagoudar et al., 2023 [8] | India | Tertiary sleep clinic | Prospective | 63 (33 OSA/30 overweight non-OSA) | 44.8 ± 11.2 | 29.1 ± 3.8 | Retropalatal % change, Retroglossal% change (inspiration and Müller maneuver) | ≥5 |
| Liu et al., 2025 [9] | China | Hospital-based | Case–control | 208 (104 OSA/104 control) | 47.2 ± 9.5 | 28.4 ± 3.6 | AP and lateral airway diameter during deep breath | ≥5 |
| Chen et al., 2014 [11] | Taiwan | Sleep clinic | Case–control | 40 (20 OSA/20 control) | 42.7 ± 8.9 | 27.8 ± 2.9 | Tongue base thickness (Müller maneuver) | ≥5 |
| Chang et al., 2020 [10] | Taiwan | Tertiary hospital | Prospective | 46 (26 OSA/20 control) | 46.3 ± 10.4 | 28.9 ± 3.2 | Tongue stiffness (kPa) | ≥5 |
| Lal et al., 2023 [12] | India | Tertiary care center | Prospective | 75 (50 OSA/25 control) | 43.9 ± 11.4 | 34.5 ± 7.5 | Tongue base thickness/Lateral pharyngeal wall thickness | ≥5 |
| Study | Ultrasound Parameter | Cut-Off | Sensitivity (%) | Specificity (%) | AUC | AHI Threshold |
|---|---|---|---|---|---|---|
| Lahav et al., 2009 [7] | Distance between lingual arteries (DLA) | >30 mm | 80 | 67 | - | ≥15 |
| Govindagoudar et al., 2023 [8] | Retropalatal % change (inspiration) | 14.2% | 97.0 | 93.3 | 0.989 | ≥5 |
| Retropalatal % change (Müller) | 23.7% | 97.0 | 100 | 0.988 | ≥5 | |
| Retroglossal % change (inspiration) | 13.4% | 66.7 | 76.7 | 0.757 | ≥5 | |
| Retroglossal % change (Müller) | 28.7% | 72.7 | 100 | 0.875 | ≥5 | |
| Chang et al., 2020 (SWE) [10] | SWmm (posterior third, Müller) | 35.2 kPa | 76.9 | 95.0 | 0.88 | ≥5 |
| SWmm (whole tongue, Müller) | 27.6 kPa | 69.2 | 85.0 | 0.82 | ≥5 |
| Study | Ultrasound Parameter | Main Finding | Statistical Association |
|---|---|---|---|
| Chen et al., 2014 [11] | Tongue base thickness (Müller maneuver) | Increased thickness in OSA vs. controls | Significant group difference (p < 0.05) |
| Liu et al., 2025 [9] | Dynamic airway diameters (AP and lateral) and AP/LAT ratio | Reduced lateral airway expansion and altered airway configuration during deep inspiration in OSA | Significant difference between groups (p < 0.05) |
| Lal et al., 2023 [12] | Tongue base thickness/Lateral pharyngeal wall thickness | Increased thickness associated with OSA severity | Correlated with AHI |
| Chang et al., 2020 (SWE—additional parameters) [10] | SWnb (middle) | Higher stiffness in OSA | Significant difference (p < 0.01) |
| Study | Patient Selection | Index Test | Reference Standard | Flow and Timing | Overall Risk |
|---|---|---|---|---|---|
| Lahav et al., 2009 [7] | 🟡 Unclear | 🟢 Low | 🟢 Low | 🟢 Low | 🟡 Moderate |
| Govindagoudar et al., 2023 [8] | 🟡 Unclear | 🟢 Low | 🟢 Low | 🟢 Low | 🟡 Moderate |
| Chang et al., 2020 [10] | 🟡 Unclear | 🟡 Unclear | 🟢 Low | 🟢 Low | 🟡 Moderate |
| Chen et al., 2014 [11] | 🟡 Unclear | 🟡 Unclear | 🟢 Low | 🟢 Low | 🟡 Moderate |
| Liu et al., 2025 [9] | 🔴 High | 🟡 Unclear | 🟢 Low | 🟢 Low | 🟡 Moderate to high |
| Lal et al., 2023 [12] | 🔴 High | 🟡 Unclear | 🟢 Low | 🟡 Unclear | 🔴 High |
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Terawatpothong, A.; Hotokezaka, H.; Yoshida, N.; Sirisoontorn, I. Diagnostic Utility of Upper Airway Ultrasonography in Adults with Suspected Obstructive Sleep Apnea: A Systematic Review. J. Clin. Med. 2026, 15, 3720. https://doi.org/10.3390/jcm15103720
Terawatpothong A, Hotokezaka H, Yoshida N, Sirisoontorn I. Diagnostic Utility of Upper Airway Ultrasonography in Adults with Suspected Obstructive Sleep Apnea: A Systematic Review. Journal of Clinical Medicine. 2026; 15(10):3720. https://doi.org/10.3390/jcm15103720
Chicago/Turabian StyleTerawatpothong, Anutta, Hitoshi Hotokezaka, Noriaki Yoshida, and Irin Sirisoontorn. 2026. "Diagnostic Utility of Upper Airway Ultrasonography in Adults with Suspected Obstructive Sleep Apnea: A Systematic Review" Journal of Clinical Medicine 15, no. 10: 3720. https://doi.org/10.3390/jcm15103720
APA StyleTerawatpothong, A., Hotokezaka, H., Yoshida, N., & Sirisoontorn, I. (2026). Diagnostic Utility of Upper Airway Ultrasonography in Adults with Suspected Obstructive Sleep Apnea: A Systematic Review. Journal of Clinical Medicine, 15(10), 3720. https://doi.org/10.3390/jcm15103720

