Frailty and Sarcopenia as Predictors of Functional Recovery After Total Hip and Knee Arthroplasty: A Narrative Review
Abstract
1. Introduction
- (1)
- Synthesize evidence on preoperative frailty and sarcopenia as predictors of postoperative functional recovery after THA and TKA;
- (2)
- Examine their relationship with physical therapy utilization and post-acute care needs;
- (3)
- Discuss implications for rehabilitation planning and future research.
2. Methods
2.1. Review Design
2.2. Literature Search Strategy
2.3. Eligibility Criteria
2.4. Data Extraction and Narrative Synthesis
2.5. Critical Appraisal Approach
3. Frailty and Sarcopenia in THA and TKA
3.1. Definitions and Operationalization
3.2. Measurement Tools Used in Arthroplasty Populations
3.3. Clinical Relevance to Rehabilitation Planning
4. Preoperative Frailty and Sarcopenia as Predictors of Postoperative Functional Recovery
4.1. Mobility Outcomes
4.2. ADLs and Performance-Based Measures
4.3. Recovery Trajectories and Delays
5. Implications for PT Utilization After THA and TKA
6. Clinical Implications for Rehabilitation Planning
6.1. Preoperative Screening Feasibility
6.2. Stratified Rehabilitation Pathways
6.3. Implications for Prehabilitation and Early Rehabilitation
7. Knowledge Gaps and Future Directions
7.1. Inconsistent Definitions and Measurement Approaches
7.2. Lack of Physical Therapy–Specific Utilization and Dose–Response Data
7.3. Research Priorities and Future Directions
8. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Data Availability Statement
Conflicts of Interest
References
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| Assessment Tool | Construct Assessed | Key Domains Captured | Typical Clinical Setting | Feasibility | Relevance to Rehabilitation Planning |
|---|---|---|---|---|---|
| Clinical Frailty Scale | Frailty | Global fitness, dependence, vulnerability | Preoperative clinic, inpatient | High (single-item, clinical judgment) | Predicts therapy tolerance, discharge destination, need for post-acute care |
| Modified Frailty Index | Frailty | Comorbidities, functional deficits | Preoperative assessment, databases | Moderate (chart-based) | Identifies patients at risk for prolonged LOS and delayed recovery |
| Fried Frailty Phenotype | Frailty | Weight loss, weakness, exhaustion, gait speed, activity | Research, select clinics | Moderate–low (multiple measures) | Highlights physical components affecting mobility and endurance |
| Electronic Frailty Index | Frailty | Accumulated health deficits | Administrative datasets | High (automated) | Useful for population-level risk stratification; limited bedside use |
| Grip Strength | Sarcopenia | Muscle strength | Preoperative clinic, rehab | High (handheld dynamometer) | Directly informs strength deficits targetable by PT |
| Gait Speed | Sarcopenia | Physical performance | Preoperative clinic, inpatient, rehab | High (minimal equipment) | Predicts mobility recovery and ambulation milestones |
| Chair Rise/Sit-to-Stand | Sarcopenia | Lower-extremity strength, power | Clinic, rehab | High | Relevant to transfers, stair negotiation, fall risk |
| SARC-F/SARC-F + Calf Circumference (SARC-CalF) | Sarcopenia (screening) | Strength, walking, rising, falls, muscle mass proxy | Preoperative clinic | Very high (questionnaire) | Rapid identification of patients at risk for poor rehab responsiveness |
| Imaging-based muscle mass | Sarcopenia | Muscle quantity, quality | Research, select centers | Low (cost, access) | Less directly actionable for PT planning; adjunctive risk marker |
| Author (Year) | Population | Vulnerability Measure | Outcomes Reported | Key Findings Relevant to Rehabilitation |
|---|---|---|---|---|
| Cooper et al. (2016) [16] | Orthopedic surgery (incl. THA/TKA) | Multiple frailty indices | LOS, discharge, mortality | Frailty predicted prolonged LOS and non-home discharge |
| Shin et al. (2016) [23] | THA/TKA | Simplified frailty index | Complications, LOS | Higher frailty associated with worse early outcomes |
| Schmucker et al. (2019) [3] | THA/TKA | Frailty (systematic review) | Short-term outcomes | Frailty consistently linked to poorer early recovery |
| Johnson et al. (2022) [28] | THA/TKA | Frailty transitions | ADL, frailty status | Frailty status improved postoperatively in many patients |
| Kappenschneider et al. (2024) [29] | THA/TKA | Frailty phenotype | Functional outcomes | Joint replacement improved frailty in OA patients |
| Ardeljan et al. (2022) [22] | TKA | Imaging-defined sarcopenia | LOS, complications | Sarcopenia associated with longer LOS and complications |
| Chang et al. (2023) [24] | THA | Sarcopenia | Complications, falls | Sarcopenia increased postoperative risk and impaired recovery |
| Tanaka et al. (2024) [31] | THA | Sarcopenia severity | Function, PROMs | Severe sarcopenia predicted worse 6-month function |
| Kim et al. (2025) [33] | THA rehab patients | Sarcopenia | Balance, gait | Sarcopenia associated with impaired gait independence |
| Wall et al. (2025) [35] | THA/TKA | CFS | Discharge destination | Higher frailty strongly predicted inpatient rehab use |
| Ron et al. (2025) [32] | THA/TKA | Frailty | Post-acute care, costs | Frailty linked to higher post-acute utilization and expenditures |
| Nanri et al. (2024) [37] | THA/TKA | Sarcopenia risk | Walking independence | Sarcopenia predicted delayed ambulation milestones |
| Vulnerability Profile | Expected Recovery Challenges | Rehabilitation Considerations | Discharge Planning Implications |
|---|---|---|---|
| Non-frail, non-sarcopenic | Rapid early recovery; predictable mobility gains | Standard postoperative PT pathways; early mobilization and progression | High likelihood of home discharge with outpatient or home-based PT |
| Frail without sarcopenia | Reduced physiologic reserve; limited tolerance to therapy; higher risk of complications | Slower progression, attention to fatigue and safety; close monitoring of response to therapy | Increased likelihood of non-home discharge; early coordination with post-acute care services |
| Sarcopenic without frailty | Muscle weakness, impaired gait speed, delayed functional milestones | Emphasis on strength, balance, and task-specific training; close monitoring of mobility progression | Potential need for extended or intensified PT despite otherwise low medical risk |
| Combined frailty and sarcopenia | Multisystem vulnerability with pronounced functional impairment; highest risk for delayed recovery | Individualized, paced rehabilitation with focus on safety, endurance, and neuromuscular deficits | Highest likelihood of inpatient rehabilitation or skilled nursing facility placement |
| Pre-frail or mild sarcopenia | Subclinical vulnerability; risk of delayed recovery if unrecognized | Early identification and proactive rehabilitation engagement; potential role for prehabilitation | May benefit from early discharge planning despite apparent low risk |
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Hung, M.; Jensen, A.; Strickler, I.; Vu, S.; Hon, E.S.; Arapovic, A.; El-Othmani, M.M. Frailty and Sarcopenia as Predictors of Functional Recovery After Total Hip and Knee Arthroplasty: A Narrative Review. J. Clin. Med. 2026, 15, 3578. https://doi.org/10.3390/jcm15103578
Hung M, Jensen A, Strickler I, Vu S, Hon ES, Arapovic A, El-Othmani MM. Frailty and Sarcopenia as Predictors of Functional Recovery After Total Hip and Knee Arthroplasty: A Narrative Review. Journal of Clinical Medicine. 2026; 15(10):3578. https://doi.org/10.3390/jcm15103578
Chicago/Turabian StyleHung, Man, Annabella Jensen, Isabella Strickler, Sharon Vu, Eric S. Hon, Avianna Arapovic, and Mouhanad M. El-Othmani. 2026. "Frailty and Sarcopenia as Predictors of Functional Recovery After Total Hip and Knee Arthroplasty: A Narrative Review" Journal of Clinical Medicine 15, no. 10: 3578. https://doi.org/10.3390/jcm15103578
APA StyleHung, M., Jensen, A., Strickler, I., Vu, S., Hon, E. S., Arapovic, A., & El-Othmani, M. M. (2026). Frailty and Sarcopenia as Predictors of Functional Recovery After Total Hip and Knee Arthroplasty: A Narrative Review. Journal of Clinical Medicine, 15(10), 3578. https://doi.org/10.3390/jcm15103578

