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Article

Road Infrastructure Analysis with Reference to Traffic Stream Characteristics and Accidents: An Application of Benchmarking Based Safety Analysis and Sustainable Decision-Making

by
Syyed Adnan Raheel Shah
* and
Naveed Ahmad
Taxila Institute of Transportation Engineering, Department of Civil Engineering, University of Engineering & Technology, Taxila 54890, Pakistan
*
Author to whom correspondence should be addressed.
Appl. Sci. 2019, 9(11), 2320; https://doi.org/10.3390/app9112320
Submission received: 23 March 2019 / Revised: 11 May 2019 / Accepted: 17 May 2019 / Published: 5 June 2019
(This article belongs to the Special Issue New Trends of Sustainability in Civil Engineering and Architecture)

Abstract

:
Road infrastructure sustainability is directly associated with the safety of human beings. As a transportation engineer and policymaker, it is necessary to optimize the funding mechanism for road safety improvement by identifying problematic road segments. Infrastructure improvement is one of the key targets for efficient road safety management. In this study, data envelopment analysis (DEA) technique has been applied in combination with a geographical information system (GIS) to evaluate the risk level of problematic segments of a 100 km-long motorway (M-2) section. Secondly, the cross efficient method has been used to rank the risky segments for prioritization and distribution of funding to improve the road safety situation. This study will help in efficiently identifying the risky segments for safety improvement and budget allocation prioritization. GIS map will further improve the visualization and visibility of problematic segments to easily locate the riskiest segments of the motorway.

1. Introduction

Road traffic accidents are avoidable events which are increasing in frequency day by day. According to a report of WHO, the road accidents are facing a growing trend and there will be an 80% increase in accidents from 2000 to 2020 [1,2,3]. Most of the road accidents occur in low- and middle-income countries [4,5]. In developing countries, it has become an important social as well as economic burden over the citizens because death, disability, and long-term health care creates a large financial burden [6,7]. Disabled people have increased living costs which pushes poor families towards worse financial positions.
It has been observed by various studies [8,9] that fatalities in road accidents are decreasing in high-income countries. However, the rate of casualties is facing a growing trend in low-income countries. Road accidents are now as critical as any other health disease as a top ten contender of human health problems and are a threat to the lives of the general public. Road accidents may result from environmental factors such as weather conditions, physical factors such as road conditions, and human factors such as drivers’ behavior and state during driving. Thus society and state should consider these factors important and measures should be taken, keeping the above mentioned factors in view, to prevent and avoid road accidents [10,11].
Road accident data analysis as a perspective of engineers revolves around the two major factors: (i) traffic characteristics and (ii) geometric design. Because of that reason, hotspot identification of accident-prone locations remains a focal point of interests for transportation engineers. That is why a series of researches were involved in relationship analysis of accidents [12,13,14,15,16,17,18,19,20,21,22,23] in context of volume/capacity (V/C) [18,19,24,25], vehicles miles travelled (VMT) [17,26,27,28,29], vehicles hours travelled (VHT) [25,30,31], speed [18,20,24,32,33,34,35,36,37,38], flow [12,13,32,35,36,39], and geometric design [35,40,41,42,43,44]. Different methods were applied to locate the risky road segments to be treated for safety level enhancement. Motorways and highways remained a major target of analysis of safety improvements for safety scientists. Researchers [45,46,47,48,49,50,51] not only explored the road accidents model development for prediction and analysis, but also discussed the low and higher cost treatments to solve the safety problems [52,53,54,55,56]. This study focuses on the identification of accident-prone segments of roads for safety analysis.
Pakistan is a densely populated, developing country with low per capita income. In past years, Pakistan has experienced a slow economic growth and a consequent lesser improvement in road infrastructure, while vehicle use for transportation has increased during the last decade [57,58] and road safety situation is still not improving as more than 4000 people are killed and almost 10,000 are injured every year due to traffic accidents. Statistics show that accident and fatalities decreased between 2009 to 2014 but an increasing trend can be seen for 2015 (see Figure 1). A growing number of vehicles increases the probability of accidents and the vulnerability of road users. Road accident fatalities and handicaps have been found to be higher than any other injury category in Pakistan during a health survey [58]. It is a challenge for all the national leaders to immediately pay attention to this increasing issue as a policymaker [59]. Thus, the need for research arises to find out the possible causes of road accidents which either injure or kill people, and scientifically study such causes to provide practical remedial measures.
During the analysis of motorways and highways, the identification of hazardous road locations and blackspots provides an opportunity to improve road safety conditions of the areas [61,62,63,64,65,66,67,68,69,70,71,72,73,74]. From the previous researches, a theoretical definition of a hazardous accident prone road location is discussed as a hazardous/problematic road segment or location is any point that (a) has a higher number of expected or occurring accidents [68] in comparison to similar road locations (i.e., within the same region or on the same road) (b) also include local risk factors. Among these two points was a largely unanimous agreement on the high number of accidents noted during a specific period [69]. However, road safety targets which are based on the safety auditing and the factor of sustainable safe traffic [75] are key points to be considered. In this regard, in Sweden, the concept of Vision Zero has been applied, and the Netherlands and the United Kingdom are following the strategy of ‘Tomorrow’s roads—safer for everyone’ as a line of further action [76]. Under the justifiable road safety vision, five points are focused on: roads usage, formation of speed and direction, certainty in road user behavior with reference to standard based road design, environmental impact, and knowledge level the road user [77,78,79]. In addition to that, road safety data quality and historic data collection are important for road safety analysis as measuring the risk is associated with accidents with reference to exposure and cost [80]. Researchers have focused on two major sections of the traffic system components (vehicles, road users, and infrastructure) and stake-holders (users, government, manufacturers, and planners) to improve the human safety on roads, which is considered as the ultimate responsibility of the state [81]. Within a country, a major source of high-speed transportation is motorways and highways. During the accident analysis of motorways and highways, researchers have focused on relationship analysis of accidents and traffic features. A series of researchers have focused on defining the relationship between the accident and traffic volumes, either at the aggregated (e.g., annual average daily traffic or (AADT)) or disaggregated (e.g., hourly volumes) levels [15,30,82,83,84,85,86]. Further work has also scrutinized the safety of highway segments as a function of other traffic flow features, such as V/C ratios [19,25,26,40], vehicle density or occupancy [35,87,88] and speed distribution [32,89,90,91,92].
So, the safety features are related to changes in traffic conditions and design as well. Similarly, two major factors are involved in the safety phase i.e., cost analysis to adopt a certain strategy based on its importance and technical decision-making based on requirement or compulsion. It is proposed that to improve safety efficiency and to analyze the safety performance, a high-quality data source is required. But in developing countries where sources are not available, aggregate data approaches are used. In the case of motorways or highways, the segment-based study provides a benefit to analyze and treat the problematic segment for efficient decision making. Worldwide, different methods are applied to analyze the road safety conditions of motorways and highways, but some exemplary models used in other parts of the countries have shortcomings. In Pakistan, motorways are also one of the major contributors to road accidents. The comparative statistics of road accidents and fatalities on motorways and highways of Pakistan are shown in Figure 2. The comparative analysis shows an increasing trend in fatalities from 2013 to 2014 which indicates that it is necessary to analyze and improve the safety condition of motorways and highways.
The present study focuses on the analysis of motorways and to identify the problematic section for safety improvement. Road accidents are measured as to their severity. A road accident usually results in injuries which may cause on spot casualty or may eventually lead to death. Considering accidents, traffic volume/capacity, and vehicle kilometers traveled, their relationship with road accident severity is explored using a benchmarking technique which can be applied in any condition worldwide.

2. Road Accident Risk Index and Benchmarking

Road accidents and traffic engineering are two streams of the same channel. To calculate the risk associated with the road safety, a composite index is used to evaluate the road safety level of certain entities i.e., roads. The simplest relationship used to evaluate the road safety risk [94,95,96,97] is as shown in Equation (1):
R i s k   =   R o a d   S a f e t y   O u t c o m e E x p o s u r e
In case of countries, exposure was measured as passenger kilometers traveled, population and number of registered vehicles [14,15] but in case of highways, it has been considered as volume/capacity, vehicle miles traveled and vehicles hours traveled [94]. Some have explained exposure as traffic flow and traffic composition [54]. However, road safety outcome indicates the number of accidents, number of fatalities and injuries, and property damages [98].
During the financial decision-making process and for the safety of humans, it is necessary to analyze the road safety performance of roads [98]. To conduct the research regarding road safety performance analysis benchmarking has a vital role [16,17,18]. Following the concept of multiple outputs and multiple inputs, data envelopment analysis (DEA) is one of the popular methods based on the linear program (Figure 3). For the first time in 1978, Charnes et al. [19] applied a linear program to evaluate the effectiveness of the system by applying to benchmark (frontier) based concept [19]. During the application of DEA, for calculation of efficiency, concept of maximizing output and minimizing input is used, however in the field of road safety, during calculation of risk this concept works in reverse order and logic of minimizing output and maximizing input works. So, the number of traffic accidents, to be as low as possible with respect to the level of exposure i.e., V/C, VMT and VHT. Road segments are considered as decision making units (DMUs) and the basic target is to identify the best-performing road segments and worst as well. Best are those with minimum output levels given the input exposure variables, and other segments’ risk is then measured relative to this frontier [20].
Mathematically, to use DEA for road safety evaluation, the model is shown as follows:
E 0 = max r = 1 s u r y r 0 i = 1 m v i x i 0 s u b j e c t   t o r = 1 s u r y r j i = 1 m v i x i j 1 , j = 1 , , n u r , v i 0 , r = 1 , , s , i = 1 , , m
where yrj and xij are the rth output and ith input respectively of the jth DMU, ur is the weight given to output r, and vi is the weight given to input i.
Previously DEA was used to calculate the road safety index for 21 European countries [16] and for ideal trauma management regarding road safety [21]. For the calculation of risk value for European countries: population, passenger-kilometers, and passenger cars were used as inputs and the number of fatalities as output [22,94]. Yearly comparative performance of road safety program was evaluated by the DEA technique [23,94]. In Brazil, 27 states were considered for road safety risk evaluation by using the concept of death rate (fatalities per capita) and casualty rate (fatalities per vehicle and fatalities per vehicle kilometer traveled) [24,94]. In Belgium, motorways were analyzed for road safety risk analysis according to a similar concept of input and output by applying DEA [94]. The road accident risk index is an established concept in the field of road safety and the formulation for road safety has been explained by many researchers [19,20] as.
Risk: basic concept of Risk calculation is as:
Risk = W t . S u m   o f   O u t p u t s W t .   S u m   o f   I n p u t s = M i n .   O u t p u t s M a x .   I n p u t s R o a d   A c c i d e n t   R i s k   I n d e x = M i n .   O u t p u t s M a x .   I n p u t s = S a f e t y   O u t c o m e E x p o s u r e
Risk: basic concept of DEA-Risk calculation is as:
R i s k = U 1 ( y 1 j ) + U 2 ( y 2 j ) + + U k ( y k j ) V 1 ( x 1 j ) + V 2 ( x 2 j ) + + V l ( y l j )
where
uk = weights of output k, ykj = amount of output k from unit j, vl = Weights for inputs l, and Xlj = amount of iutput l to unit j.

3. Materials and Methods

3.1. Framework for Research Design

The methodology of applying DEA for road safety accident data analysis has been shown in Figure 4.
Step 1.
Study area selection and segmentation of motorway (M-2) on per km basis.
Step 2.
Selection of accident-prone segments naming them as decision-making units (DMUs).
Step 3.
Selection of variables for calculating traffic accident risk index.
-
Output variables were separated as number of accidents (NoA) and number of affected people (NoAP)-killed or injured.
-
Input variables were separated as volume/capacity, vehicles km travelled and vehicles hrs Travelled.
Step 4.
Application of DEA program using Lingo Software with the concept of minimizing accidents and killing/injuries and maximizing traffic exposure (V/C, VKT, VHT) to calculate composite traffic accident risk index.
Step 5.
Application of cross efficient methodology to calculate a unique value of the traffic accident risk index for each DMU and severity ranking.
Step 6.
Application of GIS mapping to produce a visual understanding of risk-prone locations on motorways.
Step 7.
Discussion about top ten risky motorway sections and decision-making.

3.2. Study Area

The study area selected for accident data analysis is Lahore-Islamabad Motorway (M-2), the section between Milepost (200–300 km shown in Figure 5) which is potentially considered as one of the most problematic section with respect to road safety.

3.3. Data Description and Preparation

In order to develop a statistical association between traffic factors and road accident severity, the data was collected from National Motorways and Highway Police (NHM&P) and National Highway Authority (NHA) for the Motorway (Lahore-Islamabad section: 200–300 km) for six years (2009–2014) as shown in Table 1. Number of accidents (NOA) and number of affected persons i.e., injured or killed (NOAP) were safety outcome or outputs. Data output variables were tested for Isotonic behavior having a positive correlation between them.

3.4. Accident Risk Analysis Using Data Envelopment Analysis

The DEA model has been applied in the field of road safety with the concept to maximize traffic exposure and minimize the accidents. A similar concept has been applied with the optimization tool DEA to calculate the road accident risk index. Safety outcome is considered a reduction in a number of accidents and number of fatalities and injuries with reference to the increase in traffic volume/capacity, vehicles kilometer traveled, and vehicles hours traveled.
By the addition of actually desired variables in Equation (4), for Highway risk evaluation [94] relationship is shown in Equation (5):
R i s k   =   U 2 ( N o A ) + U 1   ( N o A P ) V 1   ( V / C ) + V 2   ( V K T ) + V 3   ( V H T )
where U1 = weights for 1st output (NoA), U2 = weights for 2nd output (NoAP); V1 = Weights for 1st Input (V/C), V2 = weights for 2nd Input (VKT), V3 = weights for 3rd Input (VHT).

3.5. Cross Efficiency Calculation for Ranking

For the prioritization and ranking of Risky DMUs, a cross-efficiency risk matrix (CERM) is applied as a DEA extension tool to assist in analyzing the overall high to low-risk performer among all DMUs and rank them. The DEA Model, which sustains on the principle to assess the performance of road segments (DMUs) as peer assessment instead of a self-assessment concept. Theorem of applying CERM as shown in Table 2 explains the concept that the element of each row is used to calculate the risk for each DMU [98].
Weights for each DMU were obtained and applied to each data set to obtain an average of risk value by a multiplying weight with each data value, and the average was taken. That average value helped to calculate the best possible risk and to prioritize the risk value for ranking purpose [94].

4. Results and Discussion

4.1. Risk Analysis and Calulations

The basic theme of applying DEA method was to analyze the comparative safety levels of motorway segments to rank them for prioritizing safety improvements and financial decision making for implementation. High-risk segments could easily be identified but an additional sensitivity analysis method of cross-risk calculation helped in prioritizing the segments for ranking. A standard of 1 served as the benchmark, and an increasing trend indicated the distance from the safety ideal, so the far-most are considered the most dangerous ones. Thus, after applying model (2) for calculating risk (R0) in accident data analysis and management field, the lowest level must be measured as the frontier of safety. As described above, for ranking purposes, the cross-risk technique [20] has been adopted to obtain the best ranking, as shown in Table 3.
DEA has a major advantage of not having any specific functional form. Additionally, it can deal with various sources of information and different yields. DEA has a few other advantages as it does not require a presumption of a utilitarian structure relating contributions to yields; DMUs considered in DEA are directly looked at against peers or blend of peers. Inputs and yields utilized in DEA can have diverse estimation units. In this investigation, number of accidents (NoA) and number of affected/influenced people injured or killed (NoAP) are considered as two yields, while presentation factors—volume/capacity (V/C), vehicle kilometers traveled (VKT), and vehicle hours traveled (VHT) were considered as three sources of info. The idea of hazards considered in the ideal of hazardous fragments begins with esteem 1, in view of Model (1); its range started at 1 and continues with increment up to 21.81. Portions with the closest incentives to 1 are viewed as protected and the highest value is considered in danger. In the Table 3, a comparative ranking using the cross-risk method [20] to rank the risky segment by prioritization can be seen. The ranking of DMUs was designated to evaluate the risk level of all segments: the risk value of 21.81 was the largest value in the Table 3 and was ranked first (i.e., the riskiest segment). Priority of treatment can also be decided based on this ranking.
GIS-based spatial map of the motorway section is shown in Figure 6. Dark red colored segments highlight the risky segments. Comparative analysis if calculated risk and Number of accidents (NOA) has been shown in Figure 7.
By applying DEA in combination with GIS, provides a series of benefits. For a 100-km long road, which in fact becomes 200 segments due to one-way traffic (both sides), only 99 problematic segments were studied. By further focusing on the problematic segments and taking the opportunity to identify riskiest segments, DEA helped in locating those segments. CERM helped as an extension to DEA to prioritize the risky road segments based on severity. The segment at the 229 km spot is one of the key examples of that analysis which is numbered as 1 in the riskiest segment list. With this technique, the first ten or twenty segments can be prioritized and identified for treatment. Otherwise dealing with each segment will be problematic and time-consuming.

4.2. Risky Segment Identification and Impact on Human Safety

Considering the case study of the 100-km long motorway (M-2) section for road safety analysis provides an opportunity to analyze the application of a new technique DEA for identification of risky road segments. During the application of DEA, data sets of two types were used. One was output data and other was input data. Output consisted of two major concerning variables: number of accidents and number of affected people (killing/injuries). Input consisted of three major inputs known as exposure variables related to traffic, i.e., VKT, VHT, and V/C. Usually with the increase of road traffic, accidents also increase, that is why exposure is necessary to be considered for analysis if we analyze the specific range of DEA-based calculations of risky segments and their ranking. Out of the top ten, seven are in the same range of Kallar Kahar (mountainous region). So, a focused technical analysis is required to identify the problems of that region. Another benefit of applying DEA is that one does not have to analyze all the 200 road segments (100 section each has two segments on both direction). Just consider only those segments whom have at least one accident during last years (the majority of the researchers have considered data within 3–5 years). Now after ranking, one can easily focus and identify the technical problem in that particular segment. Segments of sections at 229 km, 223 km, 224 km, 246 km, 286 km, 253 km, and 239 km were found to be the top-ten risky segments with respect to traffic exposure. Technical analysis also possibly confirmed that there may be problems with speeding and geometry because flow is already controlled by access. In Figure 8, the geometric problem can be observed. So, technical solutions will revolve around controlling speed and geometry design i.e.; re-analysis and re-designing.
Furthermore, the whole story revolves around the human lives which are associated with road safety improvement. Targets like Zero Visions are also set to save human lives on roads. For instance, if we consider that we can only treat the first 20 segments due to budget limitations, an area with 51% of the accidents and 59% of killings and injuries can be addressed, which is a huge success to improve the protection of human lives on roads.

4.3. Safety Management Financial Decision Making

In most studies, the major focus of engineers revolves around the identification of risky zones on highways which are related to infrastructure and traffic conditions. Identification of black spots on highways always remains a core factor for road safety analysis [99]. Consider funding of 10 million rupees allocated for road safety management of this motorway. That amount cannot be spent on a 100 km long route: for efficient utilization of that funding a method is required that can help in allocating that funding for an optimum solution.
DEA helps in ranking the segments based on its reverse-efficient level-concept known as a ‘risk’ to find the riskiest road segments. After ranking of these segments, funding can be allocated on a priority basis. Out of 99 road segments, dealing with first 10 riskiest segments, it covers the problem of 36% of NOA and 48% of NOAP, which makes a huge difference. Furthermore, if the first 20 riskiest segments are treated, it will cover 51% of NOA and 59% of NOAP. On the other hand, dealing based on equal distribution, this budget has to be distributed to 99 road segments, which cannot be justified, as a series of segments have only one accident and one affected person. Discovering hotspots and positioning and characterizing the potential safety redesign for each spot among a progression of areas are the focal goals of studies in motorway safety. In the interim, the improvement of these hazardous fragments to diminish the quantity of accidents requires a great deal of exertion for transportation engineers.
The initial phase during the time spent on highway safety improvement is the identification of hot spots. At that point, deciding the potential improvement for every area and the impact of replacing measures ought to be considered. The number of accidents occurring with reference to traffic exposure has been analyzed in this study. The simplest assessment is to rank the spots based on the ratio method i.e., Number accidents/average annual daily traffic. But to analyze the safety performance of road segments in the presence of multiple variables was difficult. In this paper, a comparative analysis of each spot with a reference riskiest spot has been conducted in order to rank the spots based on severity.
Among developing countries, Pakistan is one of the leading countries with road safety problems, with an eight-times higher accident ratio than that of the US [100]. Road infrastructure and driver culture are the two major factors on the back of increasing road safety problem. The study conducted by [101] shows that drivers’ behavior influences the pattern of road traffic accidents. Similarly, higher numbers of accidents occur in hilly areas of Pakistan during glaciation.
In this study, data as based on police and highway authorities, indicating that infrastructural improvement is one of the necessary factors to enhance safety conditions. Police authorities can focus on law enforcement, even on speeding but the problem of infrastructural changes should be focused under policymakers and engineers. Our focus was on drivers’ disregard of traffic rules and regulations as well as basic measures including improvements to roads infrastructures, identification of black spots, and monitoring and solving safety problems. It is recommended that a proper mechanism of road safety audit should be there to check the infrastructural suitability for certain traffic pattern and highways.

4.4. Advantages and Limitations of Using the DEA Method

DEA technique has several merits over the conventional regression-based production function approach. A few of them are as follows [102,103,104] quotes as it is in Table 4:

5. Limitations of the Study

This research is based on data envelopment analysis method which is a non-parametric technique. This technique has been tested for homogeneous sections of a road i.e., motorways, which is why data variation is relative throughout each section, which does not affect the performance of the model and output. In case of roads with non-homogeneous sections, variables like lane width or number of lanes may be considered to get better output. The DEA method considers the lowest value in case of risk calculation and the highest value in case efficiency as a standard benchmark because it tries to compare the realistic performance approach i.e., minimum one accident occurrence or minimum one killing. Furthermore, this type of study is relevant to the availability of the data quality. In developing countries data quality is an issue which can enhance the accuracy of the analysis.

6. Conclusions

This study focuses on the problem of traffic accidents, safety management, and sustainable decision-making. The decision-making procedure involves the safety management for saving human lifves and financial decision-making for safety budget distribution. The data envelopment analysis (DEA) method provides an opportunity to decide about the decision-making units (DMUs) in comparison to best or worst peers among the DMUs. Worldwide, there are four levels of decision-making authorities (i.e., international/countries, federal/national, provincial/states/intercities, and districts/municipal/urban levels) whom deal with the safety managements of roads. In this research, focus was on the federal/national level as motorways are under federal subject in the majority of countries. For safety improvement, technical and financial decision-making processes come in the periphery of transportation engineers. Focusing on the identification of problematic segments of roads, one can easily improve the road safety conditions. Policymakers focus on the methods that can help them to analyze the road safety conditions of highways/motorways, especially during the application of the budget for road safety improvements. Through the prioritization of road segments, budget allocation for road safety improvement can be easily done to improve the road safety conditions. Motorway segments of M-2, within the range of 229 km, 223 km, and 246 km have been found to be the most dangerous, and that is why, priority-wise, a budget will be allocated for these sections for safety improvements. After zooming in, further investigation showed that there was a geometric design problem that was making these segments (i.e., 223 km and 229 km) dangerous for road traffic. The DEA technique is the best possible solution due to easy understanding and implementation to solve the road safety problem. This technique compares the performance of competitive DMUs, which is why no imported formula or equation is required to identify problematic segments. Decision making can be done in the case of any conditions and road infrastructure in any country.

Author Contributions

Conceptualization, S.A.R.S. and N.A.; methodology, S.A.R.S.; software, S.A.R.S.; validation, S.A.R.S.; formal analysis, S.A.R.S.; investigation, S.A.R.S.; resources, S.A.R.S. and N.A.; data curation, S.A.R.S. and N.A.; writing—original draft preparation, S.A.R.S. and N.A.; writing—review and editing, S.A.R.S. and N.A.; supervision, N.A.

Funding

This research received no external funding.

Acknowledgments

We would like to acknowledge Tom Brijs, Ali Pirdavani and Yongjun Shen, for guiding about the application of DEA in road safety.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Road accident statistics of Pakistan (Source SBP [60]).
Figure 1. Road accident statistics of Pakistan (Source SBP [60]).
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Figure 2. Accident statistics of motorways and highways of Pakistan (Source NH and MP [93]).
Figure 2. Accident statistics of motorways and highways of Pakistan (Source NH and MP [93]).
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Figure 3. Basic data envelopment analysis (DEA) model conceptual diagram.
Figure 3. Basic data envelopment analysis (DEA) model conceptual diagram.
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Figure 4. Methodological framework. DMUs: decision-making units; GIS: geographical information system; V/C: volume/capacity; VKT: vehicle kilometers travelled; VHT: vehicle hours traveled.
Figure 4. Methodological framework. DMUs: decision-making units; GIS: geographical information system; V/C: volume/capacity; VKT: vehicle kilometers travelled; VHT: vehicle hours traveled.
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Figure 5. Study area—motorway (M-2) 200–300 km section.
Figure 5. Study area—motorway (M-2) 200–300 km section.
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Figure 6. Risk map of motorway (M-2).
Figure 6. Risk map of motorway (M-2).
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Figure 7. Comparative analysis of number of accidents and risk index.
Figure 7. Comparative analysis of number of accidents and risk index.
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Figure 8. Ranked No.1 top-most risky segment.
Figure 8. Ranked No.1 top-most risky segment.
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Table 1. Description for road accident data analysis.
Table 1. Description for road accident data analysis.
StageVariableDescriptionNMeanSDMin.Q1Med.Q3Max.
OutputNOANo. of accidents99--111214
NOAPNo. of affected persons: killed or injured99--1247162
InputV/CVolume/capacity990.0500.0060.0420.0450.0470.0560.060
VKTVehicle kilometers traveled9985621077730178388092969010375
VHTVehicle hours traveled9974864324387748555509778119421
Note: N = number of road segments (Size-1 km each),
SD = standard deviation, Q1 and Q3 = quartiles of data
Table 2. A cross-efficient risk matrix (CERM).
Table 2. A cross-efficient risk matrix (CERM).
DMURated DMU
123……n
DMU1 R 11 R 12 R 13 …… R 1 n
DMU2 R 21 R 22 R 23 …… R 2 n
DMUn R n 1 R n 2 R n 3 …… R n m
Mean R 1 ¯ R 2 ¯ R 3 ¯ …… R n ¯
Table 3. Road accident risk index (RARI) calculation mechanism using DEA.
Table 3. Road accident risk index (RARI) calculation mechanism using DEA.
Seg.IDKm PostV/CVKTVHTNOANOAPDEA-RiskRARI (CE-Risk)Rank
Input I1Input I2Input I3Output O1Output O2
538B2290.047809219,4211416214.0021.811
223A2230.045783815,676103010.9113.002
229A2290.045783815,6768508.7211.533
418B2230.047809219,4218248.009.744
589B2460.044764561165116.737.605
224A2240.045783815,6765235.456.856
670B2240.047809219,4215255.006.487
609B2860.056969072685125.356.118
533B2530.044764540593184.085.569
432B2390.04780926474445.075.5110
255A2550.04273013877374.275.1811
699B2540.04476454059394.085.0612
234A2340.04578389406383.694.2213
694B2340.047809297103103.564.1814
225A2240.045783815,676373.273.8115
260A2600.04273013877272.853.5916
286A2860.06010,3757781393.003.5017
241A2410.04578385879292.653.2418
661B2110.04984004500292.453.2219
244A2440.04273015476242.843.2020
----------
----------
453B2300.047809219,421111.001.1495
560B2250.047809219,421111.001.1496
293A2930.06010,3757781121.001.1397
287A2870.06010,3757781121.001.1398
288A2880.06010,3757781111.001.0999
Table 4. Advantages and limitations of using the DEA method.
Table 4. Advantages and limitations of using the DEA method.
AdvantagesLimitations
  • DEA can deal with multiple inputs and outputs with a series of units.
  • It does not need any assumption of a functional form relating inputs to outputs.
  • It sets targets for risk DMUs to make them efficient.
  • It estimates a single risk score, identifies input excesses and output, and provides benchmarks to monitor the performance of risky road segments.
  • It is free from the unit concept.
  • Relative changes in data in case of homogeneous DMUs do not effects on the output generated by DEA.
  • Selection of inputs and outputs play major role in calculation of efficiency and risk.
  • There may be any question about the application of DEA model but through proper application in accordance with its weak points it can be applied widely following the rules and regulations.
  • It is a non-parametric technique in which statistical hypothesis testing is difficult.
  • It is an extreme point technique because of which the measurement error cannot be computed.
  • Its measured risk is a relative one and therefore, comparison of the performance of a road segment can be made with only those segments which are in the reference set.
  • It is sensitive to the choice of the input–output variables and number of road segments.
  • Its results are also prejudiced by the size of the sample. If the sample size is small, the unrestricted power of model reduces. Therefore, a rule of thumb is that the number of segments in the dataset should be more than three times of sum of input and output variables.
  • It is a computationally intensive method; however, the availability of DEA software has made the computation of efficiency scores easy.

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Shah, S.A.R.; Ahmad, N. Road Infrastructure Analysis with Reference to Traffic Stream Characteristics and Accidents: An Application of Benchmarking Based Safety Analysis and Sustainable Decision-Making. Appl. Sci. 2019, 9, 2320. https://doi.org/10.3390/app9112320

AMA Style

Shah SAR, Ahmad N. Road Infrastructure Analysis with Reference to Traffic Stream Characteristics and Accidents: An Application of Benchmarking Based Safety Analysis and Sustainable Decision-Making. Applied Sciences. 2019; 9(11):2320. https://doi.org/10.3390/app9112320

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Shah, Syyed Adnan Raheel, and Naveed Ahmad. 2019. "Road Infrastructure Analysis with Reference to Traffic Stream Characteristics and Accidents: An Application of Benchmarking Based Safety Analysis and Sustainable Decision-Making" Applied Sciences 9, no. 11: 2320. https://doi.org/10.3390/app9112320

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